In Re: Sealed Case ( 2013 )


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  •  United States Court of Appeals
    FOR THE DISTRICT OF COLUMBIA CIRCUIT
    Argued April 18, 2013                   Decided July 2, 2013
    No. 12-3012
    IN RE: SEALED CASE
    _____
    Appeal from the United States District Court
    for the District of Columbia
    (No. 1:99-cr-00265-01)
    ______
    Before: GARLAND, Chief Judge, and ROGERS and
    GRIFFITH, Circuit Judges.
    Opinion for the Court filed by Circuit Judge GRIFFITH.
    GRIFFITH, Circuit Judge: Recent amendments to the
    United States Sentencing Guidelines provisions that apply to
    crack cocaine convictions have triggered a wave of motions
    under 
    18 U.S.C. § 3582
    (c)(2). That statute allows prisoners
    whose sentences were based on guideline ranges that have
    since been lowered to petition the district courts for earlier
    release. See Dillon v. United States, __ U.S. __, 
    130 S. Ct. 2683
    , 2690 (2010). This appeal asks whether a crack offender
    sentenced below an otherwise applicable statutory mandatory
    minimum because he provided substantial assistance to law
    enforcement is eligible for a sentence reduction under
    § 3582(c)(2). We hold that he is.
    2
    I
    In February 2000, the appellant pled guilty to possession
    with intent to distribute fifty grams or more of crack cocaine, in
    violation of 
    21 U.S.C. § 841
    (a)(1), (b)(1)(A)(iii). Because he
    had been convicted of a prior felony drug offense, he faced a
    statutory mandatory minimum prison term of twenty years. 
    21 U.S.C. § 841
    (b)(1)(A) (2006) (amended 2011).
    The appellant subsequently provided substantial
    assistance in the prosecution of another case, and in return, the
    government filed a motion under 
    18 U.S.C. § 3553
    (e) and
    § 5K1.1 of the Guidelines, authorizing the district court to set
    his sentence below the mandatory minimum and the guideline
    range. See 
    18 U.S.C. § 3553
    (e) (“Upon motion of the
    Government, the court shall have the authority to impose a
    sentence below a level established by statute as a minimum
    sentence so as to reflect a defendant’s substantial assistance in
    the investigation or prosecution of another person who has
    committed an offense.”); U.S. Sentencing Guidelines Manual
    § 5K1.1 [hereinafter U.S.S.G.] (“Upon motion of the
    government stating that the defendant has provided substantial
    assistance . . . the court may depart from the guidelines.”).
    At sentencing on May 12, 2000, the district court granted
    the government’s substantial assistance motion and heard
    argument on the nature, scope, and timeliness of the
    appellant’s assistance. The court then sentenced him to 135
    months’ imprisonment, explaining:
    The guideline range, if there had not been the
    mandatory minimum, would have been the 151 to 188
    [months] based on the offense level and the category,
    which is in category 6, an offense level 29.
    3
    I will do somewhat of a reduction, not only from
    the 20 years, looking to what he would have had [with]
    the mandatory minimums, and then some reduction
    from what he would have gotten without the mandatory
    minimums, and I would do a sentence of 135 months,
    which I think is fair in the context of the record and
    what’s involved in the particular case.
    Tr. 5/12/2000, at 32-33. Because the appellant did not begin
    serving this sentence until he had served out a separate
    sentence handed down by the D.C. Superior Court, he remains
    in prison today.
    In 2007, the United States Sentencing Commission
    adopted Amendment 706, reducing the disparity between
    sentences for powder and crack cocaine offenses by lowering
    the offense levels associated with given quantities of crack.
    U.S.S.G. app. C, amend. 706 (Nov. 1, 2007). The Commission
    subsequently made Amendment 706 retroactive, allowing
    prisoners sentenced before its passage to petition for earlier
    release. Id. amend. 713 (Mar. 3, 2008). On June 24, 2009, the
    appellant sought to take advantage of the amendment and
    moved for a sentence reduction pursuant to 
    18 U.S.C. § 3582
    (c)(2), which provides:
    [I]n the case of a defendant who has been sentenced to a
    term of imprisonment based on a sentencing range that
    has subsequently been lowered by the Sentencing
    Commission . . . the court may reduce the term of
    imprisonment, after considering the factors set forth in
    section 3553(a) to the extent that they are applicable, if
    such a reduction is consistent with applicable policy
    statements issued by the Sentencing Commission.
    
    18 U.S.C. § 3582
    (c)(2).
    4
    While the appellant’s motion was pending, the
    Commission adopted Amendment 750, which further reduced
    offense levels for crack crimes. U.S.S.G. supp. app. C, amend.
    750 (effective Nov. 1, 2011). As with Amendment 706, the
    Commission made Amendment 750 retroactive. 
    Id.
     amend.
    759 (effective Nov. 1, 2011). On October 4, 2011, the appellant
    filed a second § 3582(c)(2) motion, which incorporated and
    subsumed his first, seeking the benefit of Amendment 750.
    Under that amendment, his offense level has been lowered
    from 29 to 23, yielding an amended guideline range of 92 to
    115 months. The appellant therefore requested that the district
    court reduce his sentence to 92 months, the low end of the
    amended guideline range. Reducing his sentence to 92 months
    would result in his immediate release from prison.
    The district court denied the appellant’s motion, holding
    that the policy statement found at § 1B1.10 of the Guidelines
    Manual governing § 3582(c)(2) proceedings barred a prisoner
    who had been subject to a mandatory minimum from taking
    advantage of a retroactive amendment that lowered his
    guideline range. Tr. 1/18/2012, at 6-8.
    The appellant argues the district court erred and that he is
    eligible for a sentence reduction. We have jurisdiction over his
    appeal under 
    18 U.S.C. § 3742
    (a)(2) and 
    28 U.S.C. § 1291
    .
    Because the issues involved present questions of law only, our
    review is de novo. See United States v. Berry, 
    618 F.3d 13
    , 16
    (D.C. Cir. 2010).
    II
    A prisoner seeking a sentence reduction under
    § 3582(c)(2) must show that his sentence was “based on” a
    guideline range that has since been lowered by the Sentencing
    Commission, and that the reduction he seeks comports with
    5
    U.S.S.G. § 1B1.10. 
    18 U.S.C. § 3582
    (c)(2); see also Berry,
    
    618 F.3d at 16
    .
    A
    In United States v. Epps, this court held that the plurality
    opinion in Freeman v. United States, __ U.S. __, 
    131 S. Ct. 2685
     (2011), guides our determination whether a sentence was
    “based on” a subsequently-lowered range. 
    707 F.3d 337
    , 351
    (D.C. Cir. 2013). The prisoner in Freeman sought a reduction
    in a sentence that was a condition of a plea agreement he had
    entered pursuant to Fed. R. Crim. P. 11(c)(1)(C). A
    four-Justice plurality took a broad view of the matter and
    reasoned that a sentence is “based on” a guideline range “to
    whatever extent” that range “was a relevant part of the analytic
    framework the judge used to determine the sentence or to
    approve the agreement.” Freeman, 
    131 S. Ct. at 2692-93
    (plurality opinion). Using that approach, a sentence that
    emerges from a Rule 11(c)(1)(C) plea agreement is always
    eligible for a subsequent reduction because “[t]he Guidelines
    require the district judge to give due consideration to the
    relevant sentencing range, even if the defendant and prosecutor
    recommend a specific sentence as a condition of the guilty
    plea.” 
    Id. at 2692
    .
    Justice Sotomayor concurred in the plurality’s judgment
    but took a narrower view of the eligibility of Rule 11(c)(1)(C)
    sentences for reductions. She argued that the “term of
    imprisonment imposed by the sentencing judge [in the Rule
    11(c)(1)(C) context] is dictated by the terms of the agreement
    entered into by the parties, not the judge’s Guidelines
    calculation.” 
    Id. at 2696
     (Sotomayor, J., concurring). She
    would have held that a sentence imposed pursuant to a Rule
    11(c)(1)(C) agreement is eligible for a reduction only where
    the agreement “expressly uses a Guidelines sentencing range
    6
    applicable to the charged offense to establish the term of
    imprisonment.” 
    Id. at 2695
    .
    The divergence between the approaches of the plurality
    and Justice Sotomayor left the Court without a majority
    opinion. The rule in Marks v. United States provides that
    “[w]hen a fragmented Court decides a case and no single
    rationale explaining the result enjoys the assent of five Justices,
    the holding of the Court may be viewed as that position taken
    by those Members who concurred in the judgments on the
    narrowest grounds.” 
    430 U.S. 188
    , 193 (1977) (citation and
    internal quotation marks omitted). Every other circuit to
    consider the meaning of § 3582(c)(2)’s “based on”
    requirement has felt bound by Justice Sotomayor’s opinion.
    See United States v. Duvall, 
    705 F.3d 479
    , 483 n.1 (D.C. Cir.
    2013) (listing cases). But we read Marks differently and
    announced in Epps that we would follow the plurality’s view.
    Under our precedent in King v. Palmer, 
    950 F.2d 771
     (D.C.
    Cir. 1991) (en banc), the rule in Marks applies only where the
    narrowest opinion in a splintered decision “‘represent[s] a
    common denominator of the Court’s reasoning; it must
    embody a position implicitly approved by at least five Justices
    who support the judgment.’” Epps, 707 F.3d at 348 (quoting
    King, 
    950 F.2d at 781
    ) (emphasis in Epps). No position in
    Freeman garnered the support of a majority of the court,
    binding us only to the result, “namely that § 3582(c)(2) relief is
    not invariably barred when a sentence was imposed pursuant to
    a Rule 11(c)(1)(C) plea agreement.” Id. at 351. We adopted the
    plurality’s broader view, persuaded that it would reduce the
    disparities in sentencing that the statute was designed to
    correct. Id. at 351-52.
    Under Epps, it is clear that the appellant’s sentence was
    “based on” a subsequently-lowered range. Crucially, the
    district court explained during § 3582(c)(2) proceedings that,
    7
    as a result of granting the government’s § 3553(e) motion, the
    appellant’s guideline range was the basis for his sentence
    because his mandatory minimum “no longer applied.” See Tr.
    1/18/2012, at 5. At sentencing, the court announced that it
    would “do somewhat of a reduction, not only from” the
    mandatory minimum, but also a further reduction from “what
    he would have gotten without the mandatory minimums.” Tr.
    5/12/2000, at 32-33. In other words, a further reduction from
    the guideline range. After taking that reduction, the court
    arrived at a sentence of 135 months. Id. The record leaves no
    doubt that the appellant’s guideline range was “a relevant part
    of the analytic framework” used in the district court’s
    sentencing calculus, and that his sentence was therefore “based
    on” his guideline range. 1
    Relying on our decision in United States v. Cook, 
    594 F.3d 883
     (D.C. Cir. 2010), the government argues that the
    appellant’s sentence was not “based on” the guideline range,
    but on his mandatory minimum. Cook is easily distinguished.
    Unlike the appellant, the defendant in Cook faced a mandatory
    minimum but did not provide substantial assistance to law
    enforcement; therefore, the government made no § 3553(e)
    motion, and he was actually sentenced to the mandatory
    minimum. Id. at 885. Although the Guidelines require a
    sentencing court to calculate, as a matter of course, a guideline
    range before determining whether a mandatory minimum
    applies, we concluded in Cook that this routine and required
    1
    Even if the Freeman concurrence were controlling, it would
    be unlikely to affect our analysis in this case. Justice Sotomayor did
    not disagree with the plurality’s general interpretation of
    § 3582(c)(2); her disagreement was limited to the specific context of
    “binding” Rule 11(c)(1)(C) plea agreements. See Freeman, 
    131 S. Ct. at 2695
     (“Sentencing under [Rule 11(c)(1)(C)] agreements . . . is
    different.”).
    8
    calculation did not mean that the defendant was sentenced
    “based on” his guideline range. Id. at 887. The mandatory
    minimum “trumped” and “rendered irrelevant” the guideline
    range, which played no role in “determin[ing] the defendant’s
    sentence.” Id. at 888. Where a defendant actually receives a
    mandatory minimum sentence, as he did in Cook, the sentence
    is not “based on” his guideline range, and he is ineligible for
    § 3582(c)(2) relief. By contrast, in this case, granting the
    § 3553(e) motion freed the district court to use the guideline
    range and disregard the mandatory minimum. In Cook, the
    guideline range was calculated, as required, but was never a
    factor in arriving at the sentence; in our case, the appellant’s
    guideline range was the very basis for his sentence.
    As the Freeman plurality observed, the Commission
    “determined that [the crack Guidelines] were flawed, and
    therefore that sentences that relied on them ought to be
    reexamined.” 
    131 S. Ct. at 2694
    . It is clear to us that the
    sentencing court relied on the appellant’s “flawed” guideline
    range in this case, opening the door to “reexamin[ation]” of his
    sentence in a § 3582(c)(2) proceeding.
    B
    Having demonstrated that his sentence was “based on” a
    subsequently-lowered guideline range, the appellant must also
    show that the sentence reduction he seeks is consistent with
    U.S.S.G. § 1B1.10, the policy statement governing
    § 3582(c)(2) proceedings. See Dillon, 
    130 S. Ct. at 2691
    (holding that the policy statement is binding on the courts in
    “determin[ing a] prisoner’s eligibility for a sentence
    modification and the extent of the reduction authorized”); see
    also Berry, 
    618 F.3d at 17
     (observing that a defendant’s
    “eligibility turns on whether a reduction is consistent with the
    Guidelines policy statement”). Under § 1B1.10, a defendant is
    9
    eligible for a sentence reduction if “the guideline range
    applicable to the defendant has subsequently been lowered as a
    result of an amendment to the Guidelines Manual” that the
    Commission has determined should apply retroactively.
    U.S.S.G. § 1B1.10(a)(1). For our purposes, this requirement
    largely tracks the language of the statute and is satisfied by
    facts discussed in the previous section: the appellant’s original
    guideline range, 151 to 188 months, has since been reduced by
    Amendment 750. But the policy statement imposes an
    additional requirement. It bars a defendant from receiving a
    reduction where the relevant Guidelines amendment does not
    have “the effect of lowering the defendant’s applicable
    guideline range” because another Guidelines or statutory
    provision prevents it from doing so. Id. § 1B1.10(a)(2)(B).
    According to the government, the appellant’s mandatory
    minimum prevents Amendment 750 from having “the effect of
    lowering” his guideline range. The government relies
    principally upon commentary to the policy statement, which
    provides that “the operation of . . . a statutory mandatory
    minimum term of imprisonment” prevents a retroactive
    amendment that otherwise applies to a defendant from having
    “the effect of lowering the defendant’s applicable guideline
    range.” Id. § 1B1.10, cmt.1(A). The district court relied upon
    this language to hold that it could not grant the appellant a
    reduction.
    The government and the district court would both be
    correct if the appellant had been subject to the twenty-year
    mandatory minimum when he was sentenced. The mandatory
    minimum would have prevented Amendment 750 from
    lowering the appellant’s guideline range, because of the way
    the Guidelines treat the interaction between a defendant’s
    guideline range and any statutory minimum the court must
    apply. A sentencing court calculates a guideline range using
    10
    the “Application Instructions” at § 1B1.1 of the Guidelines
    Manual. See Berry, 
    618 F.3d at 14
    . That provision has eight
    steps. The first five steps produce the defendant’s offense
    level. U.S.S.G. §§ 1B1.1(a)(1)-(5). At the sixth step, the court
    finds the defendant’s criminal history category. Id.
    § 1B1.1(a)(6). And at step seven the court “[d]etermine[s] the
    guideline range . . . that corresponds to the offense level and
    criminal history category determined above.” Id.
    § 1B1.1(a)(7); see also Berry, 
    618 F.3d at 18
     (explaining that
    the sentencing court calculates the guideline range applicable
    to a defendant at the seventh step of § 1B1.1(a)). Once the
    guideline range has been determined, the district court asks at
    step eight whether it is subject to any “sentencing
    requirements” from Chapter Five of the Guidelines, as well as
    “options related to probation, imprisonment, supervision
    conditions, fines, and restitution.” Id. § 1B1.1(a)(8). Those
    “sentencing requirements” include statutory mandatory
    minimums. See id. § 5G1.1. And, “[w]here a statutorily
    required minimum sentence is greater than the maximum of the
    applicable guideline range, the statutorily required minimum
    sentence shall be the guideline sentence.” U.S.S.G. § 5G1.1(b).
    In other words, where the mandatory minimum calls for a
    sentence longer than anything in the guideline range, the
    statute replaces the guideline range and becomes the guideline
    sentence. With the guideline range supplanted, the defendant
    cannot receive the benefit of an amendment that lowers that
    range.
    The Commission allows courts to reduce sentences only
    where the amended, lower guideline range would have made a
    difference in the original sentencing. But where a defendant
    faced a mandatory minimum that trumped his original
    guideline range, the lowering of that range would have had no
    effect on the sentence received. Cf. United States v. Glover,
    
    686 F.3d 1203
    , 1206 (11th Cir. 2012) (“[Section 3582(c)(2)]
    11
    gives the defendant an opportunity to receive the same
    sentence he would have received if the guidelines that applied
    at the time of his sentencing had been the same as the
    guidelines that applied after the amendment.”).
    In this case, however, the appellant’s sentencing involved
    an additional variable. The government’s substantial assistance
    motion under 
    18 U.S.C. § 3553
    (e) “waived” the statutory
    minimum and permitted the district court to impose a lower
    sentence based on the appellant’s applicable guideline range.
    See U.S.S.G. § 2D1.1 cmt.23 (explaining that a mandatory
    minimum may be “‘waived’ and a lower sentence imposed”
    based upon a defendant’s substantial assistance); see also
    United States v. Auld, 
    321 F.3d 861
    , 866 (9th Cir. 2003)
    (observing that under § 3553(e), “the mandatory nature of the
    statutory minimum is dispensed with”). Because of the
    government’s substantial assistance motion, no mandatory
    minimum was at work when the district court sentenced the
    appellant. And without the bar of the mandatory minimum, no
    provision kept Amendment 750 from having “the effect of
    lowering” the appellant’s applicable guideline range, leaving
    the appellant eligible under the policy statement to pursue a
    sentence reduction.
    C
    The government maintains that § 3582(c)(2) relief is never
    available to those who avoided a mandatory minimum
    sentence because of their substantial assistance. See Appellee’s
    Br. at 8; Tr. 4/18/2013 at 18. That categorical position has been
    upheld by other circuits. See United States v. Glover, 
    686 F.3d 1203
     (11th Cir. 2012); United States v. Roa-Medina, 
    607 F.3d 255
     (1st Cir. 2010); United States v. Carter, 
    595 F.3d 575
     (5th
    Cir. 2010); United States v. Monroe, 
    580 F.3d 552
     (7th Cir.
    2009); United States v. Jackson, 
    577 F.3d 1032
     (9th Cir. 2009);
    12
    United States v. Johnson, 
    564 F.3d 419
     (6th Cir. 2009); United
    States v. Byers, 
    561 F.3d 825
     (8th Cir. 2009); United States v.
    Hood, 
    556 F.3d 226
     (4th Cir. 2009); United States v. Williams,
    
    551 F.3d 182
     (2d Cir. 2009). But see United States v. Savani,
    __ F.3d __, 
    2013 WL 2462941
     (3d Cir. Jun. 10, 2013)
    (holding, on rule of lenity grounds, that § 1B1.10 is ambiguous
    and § 3553(e) defendants are eligible for sentence reductions).
    Several of these other courts have held that § 3553(e)
    defendants were sentenced “based on” their mandatory
    minimums, not their subsequently-lowered guideline ranges,
    despite the fact that sentencing courts used the defendants’
    guideline ranges after granting § 3553(e) motions. See, e.g.,
    Roa-Medina, 
    607 F.3d at 259-60
    ; Hood, 
    556 F.3d at 235-36
    .
    But these courts lacked Freeman’s guidance that a defendant’s
    sentence is “based on” a subsequently-lowered guideline range
    “to whatever extent” that range “was a relevant part of the
    analytic framework the judge used to determine the
    sentence . . . .” Freeman, 
    131 S. Ct. at 2692-93
     (plurality
    opinion). In at least two additional cases, sentencing courts
    explicitly stated that they were not relying upon defendants’
    guideline ranges to determine the extent of substantial
    assistance departures. See Jackson, 
    577 F.3d at 1035-36
    ;
    Williams, 
    551 F.3d at 186
    .
    Likewise, to the extent these courts held that sentence
    reductions for § 3553(e) defendants are never consistent with
    § 1B1.10, their reasoning proceeded from the flawed premise
    that these defendants’ “applicable guideline ranges” are their
    mandatory minimum “guideline sentences,” which
    amendments to the Guidelines cannot lower. See, e.g., Hood,
    
    556 F.3d at 234-35
     (“[T]he only ‘guideline range
    applicable’ . . . was the statutorily mandated ‘guideline
    sentence’ . . . .”); see also Glover, 686 F.3d at 1204-05;
    Johnson, 
    564 F.3d at 423
    .
    13
    The government has advanced the same argument here,
    relying upon U.S.S.G. § 5G1.1(b), which, as we have seen,
    provides that a defendant’s “statutorily required minimum
    sentence shall be [his] guideline sentence.” U.S.S.G.
    § 5G1.1(b). According to the government, a mandatory
    minimum “guideline sentence” does not just defeat a
    defendant’s “applicable guideline range”; it becomes the
    defendant’s applicable guideline range. Cf. Glover, 686 F.3d at
    1204 (“Because the statutory mandatory minimum sentence
    was greater than the otherwise applicable guidelines range, the
    statutory mandatory minimum of life imprisonment became
    the guidelines range of life in prison.”). This distinction is
    significant. According to the government, § 3553(e) did not
    “waive” the mandatory minimum so that no “guideline
    sentence” trumped the appellant’s applicable guideline range.
    Instead, the government argues, § 3553(e) authorized the
    sentencing court to depart below the appellant’s mandatory
    minimum “guideline sentence,” which was also his applicable
    guideline range.
    We reject the government’s argument because it runs
    counter to the plain language of the Guidelines. The
    Commission defines “applicable guideline range” as “the
    guideline range that corresponds to the offense level and
    criminal history category determined pursuant to 1B1.1(a),
    which is determined before consideration of any departure
    provision in the Guidelines Manual or any variance.” U.S.S.G.
    § 1B1.10, cmt.1(A). A sentencing court uses a defendant’s
    offense level and criminal history category to find a guideline
    range at step seven of the Application Instructions, see id.
    § 1B1.1(a)(7), prior to determining whether a mandatory
    minimum applies at step eight. See id. § 1B1.1(a)(8). The
    appellant’s twenty-year mandatory minimum cannot
    “correspond to” his offense level and criminal history category
    under the Guidelines because it is a creature of statute,
    14
    unaffected by those variables. See Savani, 
    2013 WL 2462941
    ,
    at *5 n.5 (“A defendant is not assigned a new offense level or
    criminal history category by operation of the mandatory
    minimum. Rather, the guideline range that is applicable to that
    offense level and criminal history category is simply trumped
    by the mandatory minimum . . . .”).
    The government’s argument also clashes with the text of
    § 5G1.1, which by its own terms distinguishes between an
    “applicable guideline range” and a “guideline sentence.” See
    U.S.S.G. § 5G1.1(b) (“Where a statutorily required minimum
    sentence is greater than the maximum of the applicable
    guideline range, the statutorily required minimum sentence
    shall be the guideline sentence.”); see also Berry, 
    618 F.3d at 18
     (“Chapter 5 of the Guidelines repeatedly uses ‘applicable
    guideline range’ to describe the guideline range resulting from
    application of steps [one] through [seven] of the Guidelines’
    Application Instructions in § 1B1.1.”). Section 5G1.1
    juxtaposes the terms “applicable guideline range” and
    “statutorily required minimum sentence” in several examples
    to illustrate how a mandatory minimum can either restrict or
    trump a defendant’s applicable guideline range. U.S.S.G.
    § 5G1.1, cmt. The mandatory minimum, in other words, acts
    upon the already-determined “applicable guideline range”; it
    does not become the guideline range. The policy statement
    does not foreclose § 3553(e) defendants from receiving
    reductions on that basis. 2
    2
    In a recent decision, the Third Circuit overruled its own
    precedent and became the first appeals court to hold that § 1B1.10
    does not categorically block § 3553(e) defendants from receiving
    sentence reductions. Savani, 
    2013 WL 2462941
    , at *1. But it did so
    by applying the rule of lenity, after concluding that the Guidelines
    are ambiguous as to whether a defendant’s “applicable guideline
    range” includes his mandatory minimum, and that the defendant
    should get the benefit of that ambiguity. 
    Id. at *9
    . A concurring
    15
    Indeed, elsewhere the policy statement implicitly confirms
    that § 3553(e) defendants may be eligible for sentence
    reductions. U.S.S.G. § 1B1.10(b) states that the maximum
    reduction a defendant may receive is a reduction to the low end
    of his new, post-amendment guideline range, unless he was
    sentenced below his applicable guideline range pursuant to one
    of several government motions that may be filed to reward
    substantial assistance. U.S.S.G. § 1B1.10(b)(2)(B). Those
    motions, according to the Guidelines commentary, are
    U.S.S.G. § 5K1.1, Fed. R. Crim. P. 35(b), and 
    18 U.S.C. § 3553
    (e). 
    Id.
     § 1B1.10, cmt.3. The Commission, in other
    words, clearly anticipated that some prisoners who received
    sentences lower than their mandatory minimums thanks to
    § 3553(e) motions would nevertheless be eligible for sentence
    reductions. Cf. Savani, 
    2013 WL 2462941
    , at *7 (observing
    that this section of the commentary “appears to contemplate
    that a defendant who was sentenced below his applicable
    mandatory minimum because he received a § 3553(e)
    reduction for substantial assistance, might be eligible for a
    sentencing reduction”).
    III
    Because the district court has authority to reduce the
    appellant’s sentence, we remand for further § 3582(c)(2)
    proceedings.
    Of course, the appellant’s eligibility for a reduction does
    not entitle him to a lower sentence. “[W]hether, and to what
    extent, a reduction . . . is warranted,” U.S.S.G. § 1B1.10(b)(1),
    member of the Savani panel would not have resorted to the rule of
    lenity, because it “could not be clearer” from the definition of the
    term in § 1B1.10 that a defendant’s “applicable guideline range” is
    determined without reference to any mandatory minimum. Id. at *11
    (Fuentes, J., concurring).
    16
    are decisions left to the discretion of the district court, as
    guided by the policy statement and the sentencing factors listed
    at 
    18 U.S.C. § 3553
    (a). See U.S.S.G. § 1B1.10(b); 
    18 U.S.C. § 3582
    (c)(2) (providing that “the court may reduce the term of
    imprisonment, after considering the factors set forth in section
    3553(a) to the extent that they are applicable”). 3 As the
    Freeman plurality observed:
    What is at stake in this case is a defendant’s eligibility
    for relief, not the extent of that relief. Indeed, even
    where a defendant is permitted to seek a reduction, the
    district judge may conclude that a reduction would be
    inappropriate. District judges have a continuing
    professional commitment, based on scholarship and
    accumulated experience, to a consistent sentencing
    policy. They can rely on the frameworks they have
    devised to determine whether and to what extent a
    sentence reduction is warranted in any particular case.
    
    131 S. Ct. at 2694
     (plurality opinion). With that in mind, we
    remand so that the district court may consider whether the facts
    of the appellant’s case warrant a reduced sentence.
    3
    “Section 3553(a) provides that a ‘court shall impose a
    sentence sufficient, but not greater than necessary, to comply with
    the purposes set forth in paragraph (2) of this subsection,’ and it
    enumerates several factors a court ‘shall consider’ in determining an
    appropriate sentence, including ‘the nature and circumstances of the
    offense and the history and characteristics of the defendant.’” Dillon,
    
    130 S. Ct. at
    2688 n.2 (quoting 
    18 U.S.C. § 3553
    (a)(1)).
    17
    IV
    For the foregoing reasons, we reverse and remand to the
    district court for further proceedings consistent with this
    opinion.
    So ordered.