Davenport, Billie v. Intl Brhd Tmstr ( 1999 )

United States Court of Appeals
FOR THE DISTRICT OF COLUMBIA CIRCUIT
Argued April 13, 1998 Decided February 2, 1999
No. 97-7190
Billie Davenport, et al.,
Appellants
v.
International Brotherhood of Teamsters, AFL-CIO, et al.,
Appellees
Appeal from the United States District Court
for the District of Columbia
(No. 97cv01954)
Barbara Harvey argued the cause for appellants. With
her on the briefs was Arthur L. Fox, II.
Daniel B. Edelman argued the cause for appellee Interna-
tional Brotherhood of Teamsters, AFL-CIO. With him on
the brief was Earl V. Brown, Jr.
Neal D. Mollen argued the cause for appellee Northwest
Airlines, Inc. With him on the brief was John J. Gallagher.
Edgar N. James and Marta Wagner were on the brief for
appellee Teamsters Local 2000.
Before: Henderson, Rogers and Garland, Circuit Judges.
Opinion for the Court filed by Circuit Judge Garland.
Garland, Circuit Judge: The plaintiffs in this case are
individual members of the International Brotherhood of
Teamsters, AFL-CIO ("IBT"), and of IBT Local 2000 ("Local
2000") which represents all flight attendants employed by
Northwest Airlines ("Northwest"). The dispute concerns a
temporary labor agreement known as the "Bridge Agree-
ment." Plaintiffs sued the IBT, Local 2000 and Northwest,
contending that the president of Local 2000 lacked authority
to enter into the Bridge Agreement because he failed to
submit it for ratification by the union's membership. The
district court denied plaintiffs' request for a preliminary
injunction against implementation of the Agreement. We
affirm.
I
The employment relationship between Northwest and its
flight attendants is governed by a collective bargaining agree-
ment entered into on August 1, 1993.1 Section 5.A of the
agreement regulates the number of hours a flight attendant
can be required to fly within a given period of time ("flight
time"), the number of hours a flight attendant can be re-
quired to work in a shift ("duty time"), and rest periods. See
Appendix ("App.") 78-80. Specifically, s 5.A.3.b prescribes
what is known as the "8-in-24" rule, which states that a flight
attendant cannot be scheduled for more than 8 hours of flight
time within any 24-hour period unless certain interim rest
conditions are met. Section 5.A.3.d states that attendants
__________
1 By its terms, the 1993 agreement became amendable 60 days
prior to August 2, 1996, and the parties currently are engaged in
negotiations for a new collective bargaining agreement. Complaint
p 18.
generally cannot be scheduled for more than 30 hours of
flight time in any 7-day period. Section 5.A.4 provides the
additional restriction that duty time may last no more than 12
to 14 hours.
In March 1993, while the collective bargaining agreement
was under negotiation, the Federal Aviation Administration
announced that for the first time it was considering including
flight attendant duty time in its Federal Aviation Regulations
("FARs"). See 58 Fed. Reg. 17,024 (1993). Northwest and
the IBT responded by including the following language in the
final version of section 5.A.3:
Current Federal Air Regulations as described in para-
graphs 3.a. through e. below, shall apply to all Flight
Attendants for daily and weekly limitations. Any
changes or modifications in the Federal Air Regulations
shall also be applied to Flight Attendants.
App. 78. The new FARs were published on August 19, 1994
and became effective in early 1996. They regulate duty time
and rest periods for flight attendants by permitting airlines to
assign duty time of 14 to 20 hours, rather than the 12 to 14
hours prescribed by the collective bargaining agreement.
The FARs do not limit flight time, whereas the collective
bargaining agreement limits it to 8 hours in 24 and 30 hours
in 7 days. See 59 Fed. Reg. 42,974 (1994); 14 C.F.R.
s 121.467.
Northwest took the position that in light of the new FARs,
section 5.A.3 of the collective bargaining agreement permitted
it to implement changes in the flight time limits, as well as to
override other limits previously set forth in section 5.A. At a
meeting on October 31, 1994, the then-president of Local
2000, Mary Don Erskine, disagreed. Erskine's successor as
president of Local 2000, Bruce Retrum, took office two
months later, on January 1, 1995. Northwest continued to
press its position and negotiations ensued.
In June 1996, Northwest sent Retrum a proposed letter of
agreement and stated that if the dispute were not resolved
shortly, Northwest would seek arbitration. App. 194.
Northwest's proposal was known as the "Bridge Agreement,"
so-called because it was intended to remain effective only for
a "bridge" period until a permanent agreement was reached
under a new collective bargaining agreement. See supra note
1. Under the Bridge Agreement, Northwest would be al-
lowed to override the 8-in-24 rule when scheduling "higher
value turnarounds" ("HVTs"), flight sequences that begin and
end at a flight attendant's home base and generally do not
involve more than three separate flight segments. In return,
Northwest would pay flight attendants higher, international
flight rates in certain instances involving longer flight and
duty time, and would refrain from implementing other modifi-
cations in flight and duty time it believed authorized by the
new FARs.
On July 17, 1996, Retrum responded that he would prefer
to continue negotiations rather than begin arbitration.
Northwest agreed to postpone arbitration, and negotiations
continued for the next several months without resolution. An
arbitration date was set for January 29, 1997.
In late January 1997, just before the arbitration was sched-
uled to begin, Retrum held two conference calls to discuss the
situation with base representatives and executive board mem-
bers of Local 2000. Retrum said that he had reviewed the
Bridge Agreement with the lawyers for Local 2000, who had
advised him that the Local "could not hope to win an arbitra-
tion" on the matter. Id. at 39. Retrum took a vote of the
base representatives and executive board to determine wheth-
er to arbitrate the issue, accept the Bridge Agreement, or do
nothing. The majority voted to accept the proposal. Id. at
40.
Some Local 2000 representatives, however, objected to
adopting the Agreement without ratification by the member-
ship. During one of the conference calls, Retrum explained
that since the Agreement "was a grievance settlement and
not an amendment to the contract," ratification was unneces-
sary. Id. at 476. Thereafter, Retrum consulted with the IBT
Legal Department regarding membership ratification, and
was specifically advised that ratification was unnecessary.
Id. at 477. Retrum signed the Bridge Agreement on Febru-
ary 11, 1997.
On March 11, 1997, five union members, two of whom are
plaintiffs in this case, wrote to the then-General President of
the IBT, Ron Carey, expressing their view that Retrum had
no authority to enter into the Bridge Agreement without
membership ratification. They asked Carey to review the
matter and determine whether ratification was required. Id.
at 363-64. On March 21, 1997, Carey wrote to Retrum.
Carey stated that he had "completed [his] review of the flight
duty time issue and the terms of the settlement signed by
Local 2000." He recommended that the Local "immediately
communicate the terms of the settlement to the membership,"
"encourage membership input regarding aspects of the settle-
ment which they believe adversely impacts them," and then
"use this member information to determine its bargaining
proposal or position" in ongoing negotiations with Northwest
for a new collective bargaining agreement. He did not,
however, suggest that ratification was required. Id. at 62-63.
On August 8, 1997, the IBT wrote to Northwest. "Without
taking a position as to whether the bridge agreement is
subject to [the ratification] requirement," the IBT wrote,
"there is a colorable issue as to the agreement's validity
absent ratification." Id. at 10. The IBT advised Northwest
that it would submit the matter to the membership for an
advisory vote, and specifically reserved the right to arbitrate
the issue. Id. at 10-11. Northwest responded on August 12,
1997 that, pursuant to the Bridge Agreement, it would imple-
ment HVTs in September and October 1997. Id. at 189.
On August 26, 1997, the plaintiffs sued to prevent imple-
mentation of the Agreement and moved for a temporary
restraining order and preliminary injunction. The complaint,
which named the IBT, Local 2000, and Northwest as defen-
dants, alleged three causes of action. Plaintiffs contended
that by going ahead with the Bridge Agreement without
membership ratification, Local 2000 and the IBT had: (1)
violated plaintiffs' equal voting rights under section 101(a)(1)
of the Labor-Management Reporting and Disclosure Act
("LMRDA"), 29 U.S.C. s 411(a)(1);2 (2) breached plaintiffs'
ratification rights under the IBT constitution in violation of
section 301 of the Labor Management Relations Act
("LMRA"), 29 U.S.C. s 185;3 and (3) breached their duty of
fair representation. App. 1-9. The complaint did not assert
a cause of action against Northwest, although it did allege
that Northwest "knew and understood that a supplemental
agreement or agreement to modify or amend a collective
bargaining agreement was required to be ratified by the
affected membership before it may be implemented," and that
Northwest could not "lawfully implement the Bridge Agree-
ment with knowledge that it was not ratified in accordance
with the IBT constitution." Id. at 5, 7.
On October 3, 1997, the district court denied the motion for
a preliminary injunction, holding that plaintiffs could not
establish a likelihood of success on the merits. Treating the
counts leveled against the union defendants as if they also
had been leveled against Northwest, the court held that the
two statutory causes of action could not lie against North-
west. See Davenport v. International Bhd. of Teamsters, 981
F. Supp. 6, 8-9 (D.D.C. 1997). LMRDA s 101, the court
held, governs only the rights of union members against
unions. LMRA s 301, it said, does not apply to employers
__________
2 LMRDA s 101(a)(1) provides:
Every member of a labor organization shall have equal rights
and privileges within such organization to nominate candi-
dates, to vote in elections or referendums of the labor
organization, to attend membership meetings, and to partici-
pate in the deliberations and voting upon the business of
such meetings, subject to reasonable rules and regulations in
such organization's constitution and bylaws.
3 LMRA s 301(a) provides:
Suits for violation of contracts between an employer and a
labor organization representing employees in an industry
affecting commerce as defined in this chapter, or between
any such labor organizations, may be brought in any district
court of the United States having jurisdiction of the parties,
without respect to the amount in controversy or without
regard to the citizenship of the parties.
like Northwest, who are subject to the Railway Labor Act
("RLA"), 45 U.S.C. ss 151-188. The district court further
held that because Northwest had not bargained in bad faith,
and had not knowingly implemented an unratified agreement
that was an obvious alteration of the terms of the collective
bargaining agreement, the duty of fair representation could
not give rise to a valid cause of action against Northwest.
Davenport, 981 F. Supp. at 8-9 & n.2.
Subsequently, the members of Local 2000 elected plaintiffs
Billie Davenport and Danny Campbell as the two principal
officers of Local 2000, with Davenport replacing Retrum as
president. On December 18, 1997, the Local held a referen-
dum on the Bridge Agreement and the members rejected it
decisively. Thereafter, the IBT demanded that Northwest
rescind the Agreement. When Northwest refused, the IBT
filed a cross-claim against Northwest pursuant to the RLA,
seeking an injunction requiring Northwest to cease applying
the Bridge Agreement and to restore and maintain the status
quo.
II
Plaintiffs appeal the district court's denial of their motion
for a preliminary injunction. Although the IBT and Local
2000 remain nominal defendants-appellees, they now support
the position of the plaintiffs.
A court considering a plaintiff's request for a preliminary
injunction must examine whether: (1) there is a substantial
likelihood plaintiff will succeed on the merits; (2) plaintiff will
be irreparably injured if an injunction is not granted; (3) an
injunction will substantially injure the other party; and (4)
the public interest will be furthered by an injunction. See
Serono Lab. v. Shalala, 158 F.3d 1313, 1317-18 (D.C. Cir.
1998). These factors interrelate on a sliding scale and must
be balanced against each other. Id. at 1318. We review the
district court's weighing of the preliminary injunction factors
for abuse of discretion, while reviewing its underlying legal
conclusions de novo and its underlying factual findings for
clear error. Id.
III
The district court held that the plaintiffs were not likely to
succeed on the merits because they could not establish a
cause of action against Northwest. Plaintiffs do not appeal
the court's rejection of their claim under LMRDA s 101, see
Pl. Br. at 14 n.6, but do dispute the court's conclusions with
respect to the duty of fair representation and LMRA s 301.
They also raise a number of additional, miscellaneous argu-
ments.
A
The Railway Labor Act, 45 U.S.C. ss 151-188, governs
labor relations in the railroad and airline industries. Section
2 of the RLA grants to employees the right to organize and
bargain collectively through representatives of their own
choosing, and requires employers under the Act to bargain
exclusively with the representatives so chosen. 45 U.S.C.
s 152. Based on that section and other considerations, the
Supreme Court has inferred a duty of fair representation
owed by unions to their members. See Air Line Pilots Ass'n,
Int'l v. O'Neill, 499 U.S. 65, 74-76 (1991); Steele v. Louisville
& Nashville R.R. Co., 323 U.S. 192, 199-203 (1944).4
A union "breaches its duty of fair representation if its
actions are either 'arbitrary, discriminatory, or in bad faith.' "
Air Line Pilots, 499 U.S. at 67 (quoting Vaca v. Sipes, 386
U.S. 171, 190 (1967)). A union's actions are arbitrary, the
Supreme Court has held, "only if, in light of the factual and
__________
4 The duty of fair representation also applies to unions certified
under the National Labor Relations Act ("NLRA"), based on
NLRA provisions comparable to section 2 of the RLA. See Vaca v.
Sipes, 386 U.S. 171, 177 (1967); Ford Motor Co. v. Huffman, 345
U.S. 330, 336-37 (1953). Cases describing the scope of the duty
freely cite precedents under both statutes. See, e.g., Marquez v.
Screen Actors Guild, 119 S. Ct. 292, 300 (1998) (citing Air Line
Pilots, 499 U.S. at 67); Air Line Pilots, 499 U.S. at 67 (citing Vaca,
386 U.S. at 190); Ford Motor Co., 345 U.S. at 337 (citing Steele, 323
U.S. at 198-99).
legal landscape at the time of the union's actions, the union's
behavior is so far outside a wide range of reasonableness as
to be irrational." Id. at 67 (internal quotation and citation
omitted); see Marquez v. Screen Actors Guild, 119 S. Ct. 292,
300 (1998). "The duty of fair representation does not itself
require ratification votes," although "the discriminatory deni-
al of the right to ratify [an agreement with the employer]
may be inconsistent with a union's obligation." American
Postal Workers Union, Local 6885 v. American Postal Work-
ers Union ("Postal Workers"), 665 F.2d 1096, 1105 n.20 (D.C.
Cir. 1981).
Under certain circumstances, where a union has breached
its duty of fair representation an employer may also be
implicated in the union's breach. See Czosek v. O'Mara, 397
U.S. 25, 29 (1970); Postal Workers, 665 F.2d at 1109-10;
Steffens v. Brotherhood of Ry., Airline & S.S. Clerks, 797
F.2d 442, 445 & n.2 (7th Cir. 1986). In Postal Workers, we
recognized that "an employer may sometimes be joined in a
suit involving duty of fair representation claims against a
union." 665 F.2d at 1109. We noted that "[i]n all such cases,
however, the employer somehow acted improperly and in-
fringed the rights of the individual aggrieved employees."
Id. We further observed that in such cases, "the court[s]
required that the employer have actual notice of, or might
reasonably be charged with notice of, the union's breach of
duty to its members." Id.
The parties dispute the proper standard for determining
whether an employer can be implicated in a union's breach of
duty. Northwest focuses on the language in Postal Workers
which requires that "the employer somehow acted improper-
ly." Id. Citing cases from several circuits, Northwest con-
tends that a plaintiff must "prove employer misconduct which
amounts to collusion in the union's breach," Northwest Br. at
20, and not simply "knowledge" of the breach. See, e.g.,
Dement v. Richmond, Fredericksburg & Potomac R.R., 845
F.2d 451, 464 n.21 (4th Cir. 1988); United Indep. Flight
Officers v. United Airlines, 756 F.2d 1274, 1283 (7th Cir.
1985); Raus v. Brotherhood Ry. Carmen, 663 F.2d 791, 797-
98 (8th Cir. 1981).
Plaintiffs, by contrast, fasten on the "actual notice" lan-
guage of Postal Workers, and argue that an employer's
"knowledge" of a union's breach is a sufficient predicate.
They contend that the union breached its duty of fair repre-
sentation when it signed the Bridge Agreement without ratifi-
cation by the membership, knowing that ratification was
required. And they further assert that Northwest implicated
itself in the union's breach by signing the Agreement with
knowledge both that ratification was required and that the
union had knowingly dispensed with it. In support, they cite,
inter alia, Goclowski v. Penn Central Transportation Co., in
which the Third Circuit indicated that a cause of action could
be made out against both a union and an employer if plaintiffs
"establish that the Union had no authority to enter into [an]
agreement and that the employer was aware of this contrac-
tual disability." 571 F.2d 747, 760 (3d Cir. 1978). But see id.
at 761 n.18 ("On the facts of the instant case, the Railroad's
collusion with the Union, if proved, would amount to an
undermining of the basic collective bargaining agreements.")
(emphasis added). See also Merk v. Jewel Food Stores, 945
F.2d 889, 896 (7th Cir. 1991) (stating that "[f]ailure to ratify
under circumstances where an employer is aware both of the
ratification requirement and of the failure to comply with it
may invalidate an employer's claims under the unratified
agreement," but noting that "crucial to our analysis" is that
"non-ratification was coupled here with a deliberate policy of
secrecy").
We need not resolve this legal dispute in order to decide
this case, because the plaintiffs cannot show a likelihood of
success on the merits even under the standard they propose.5
Plaintiffs do not contend that an employer's (or union's) mere
mistake about whether ratification was required is enough to
__________
5 For the same reason, we need not decide whether the union
itself breached its duty, a necessary prerequisite for concluding that
the employer was implicated in such a breach. See Postal Workers,
665 F.2d at 1108.
create liability. See Postal Workers, 665 F.2d at 1101 (noting
that interpretations of union constitutions by unions, "if rea-
sonable and in good faith, are not to be disturbed by the
courts"). They concede that the requirement of ratification
must at least be "objectively clear" at the time. See Oral
Arg. Tr. at 60-62. Indeed, plaintiffs do not disagree with the
district court's characterization of their own leading case,
Goclowski, as one in which " 'the employer ... knowingly
implemented an unratified agreement that was an obvious
alteration of the terms of the collective bargaining agree-
ment.' " Pl. Br. at 37 (quoting Davenport, 981 F. Supp. at 9 n.2 ). They simply disagree with the court's determination
that this case does not share those facts. But we review such
a factual finding only to determine whether it is clearly
erroneous, and we cannot so characterize the district court's
finding here.
Plaintiffs accurately note that the IBT constitution provides
that "amendments" to collective bargaining agreements must
be ratified by the membership. Article XII, section 2(b).
And plaintiffs' contention that the Bridge Agreement consti-
tuted such an amendment is not an unreasonable one. But
the contrary view, that the Bridge Agreement did not alter
the terms of the collective bargaining agreement but merely
settled a dispute over their interpretation, is also not unrea-
sonable, let alone irrational. See Air Line Pilots, 499 U.S. at
67 (holding that a union breaches its duty of fair representa-
tion only where its behavior is "so far outside a wide range of
reasonableness as to be irrational") (internal quotation and
citation omitted).
The collective bargaining agreement provided that "[a]ny
changes or modifications in the Federal Air Regulations shall
also be applied to Flight Attendants." Section 5.A.3. Based
on this provision, Northwest contended that the new FARs
superseded the duty time and rest period limitations found
elsewhere in the collective bargaining agreement. Retrum,
the Local's president, was advised by the Local's legal counsel
that the union "could not hope to win an arbitration" if it
disputed Northwest on this issue. App. 39. He was also
advised by IBT counsel that:
Letters of understanding that either interpret and/or
assist in the application of existing contract language or
provide language which memorializes the parties' under-
standing of a subject by filling in gaps in the contract
generally do not require ratification. These types of
letters do not change the terms of the contract but
merely interpret and apply the contract that was ratified
by the membership.
Id. at 26. And the week before Retrum signed the Bridge
Agreement, he was "specifically advised" by IBT counsel that
ratification of the Agreement was unnecessary. Id. at 479. Based on this advice, Retrum concluded that the union consti-
tution "did not have to be ratified because [it] did not create
new contract terms but only resolved a dispute over interpre-
tation of the existing contract." Id. at 312; see id. at 477-78.6
While the IBT now contends that ratification was required,
that is a position it arrived at quite late.7 Even after the
signing of the Agreement, the IBT's Legal Department twice
reaffirmed that "no ratification vote was necessary in the
opinion of the IBT because the Bridge Agreement was a
grievance settlement and not an amendment to the collective
bargaining agreement." Id. at 479; see id. at 481. When the
plaintiffs put the question directly to the IBT's then-General
__________
6 Although the Bridge Agreement used the words "amend" and
"modify" in its text, Retrum explained that the Agreement used
"this terminology not because it is an amendment or supplemental
agreement, but because the underlying language" of the existing
collective bargaining agreement itself used it. App. 477. As Ret-
rum pointed out, s 5.A.3.b provided that "[a]ny changes or modifi-
cations" in the FARs "shall also be applied to Flight Attendants."
See id.; see also id. at 78. Retrum also pointed out that side-letters
typically used by the union and Northwest to resolve disputes over
interpretation of the collective bargaining agreement (discussed in
the text below) were sometimes labeled "contract amendments."
Id. at 306-07.
7 The IBT took this position in its answer to the plaintiffs'
amended complaint, filed on September 24, 1997. App. 513, p 14.
President, Ron Carey, he did not suggest that ratification was
required. Instead, he merely noted in a letter that
[w]hen the [new] FARs became effective Northwest ad-
vised Local 2000 that it believed the terms of the collec-
tive bargaining agreement permitted it to implement
changes to the daily and weekly limitations.... The
Company argued that it could apply the new FARs to
Teamster members and ignore the better contract lan-
guage because of language ... which provides that "any
changes or modifications in the Federal Air Regulations
shall also be applied to flight attendants."
Id. at 62. Even after individual union members threatened to
sue over the failure to ratify, the IBT's Associate General
Counsel told Northwest only that "there is a colorable issue
as to the agreement's validity absent ratification"--while
expressly declining to "conced[e] the correctness of the com-
plaining members' legal position." Id. at 10. Indeed, in their
amended complaint, plaintiffs charged that "[t]he IBT has not
repudiated the Bridge Agreement and by its actions it has
ratified the Agreement." Id. at 464-65, p 14.8
Of course, none of this establishes as a matter of law that
Northwest's bargaining position was correct or that ratifica-
tion was unnecessary to settle the dispute. But it does
support the district court's conclusion that, unlike Goclowski,
this was not a case where "the employer ... knowingly
implemented an unratified agreement that was an obvious
alteration of the terms of the collective bargaining agree-
ment." Davenport, 981 F. Supp. at 9 n.2; cf. Goclowski, 571
__________
8 Even on appeal, the IBT concedes that "[t]he IBT constitution
does not require that settlements of grievances arising under a
CBA [collective bargaining agreement] be submitted for member-
ship ratification." IBT Br. at 7 (emphasis omitted). It also con-
cedes that the Bridge Agreement "grew out of ... a dispute
between [Northwest] and Local 2000 over the proper interpretation
of the underlying" collective bargaining agreement. Id. It con-
tends, however, that the Agreement "did not resolve" that dispute
and instead "effected a series of amendments to the underlying
CBA." Id.
F.2d at 760 ("Plaintiffs have set forth far more than a mere
disagreement with Union officials over the meaning of the
Union's constitution."). The fact that the IBT itself described
plaintiffs' position as no more than "colorable" seriously un-
dermines its current contention that the employer should
have assessed that position as "obviously" correct. Indeed,
given the conclusion of the Local's president that ratification
was unnecessary, it would have been problematic for North-
west to have refused to implement the agreement without
ratification. See Moreau v. James River-Otis, Inc., 767 F.2d
6, 10 (1st Cir. 1985) ("Management should neither be allowed
nor required to scrutinize internal union policies and practices
too closely, and, indeed, it may commit an unfair labor
practice if it delves too deeply into the union's affairs.");
Central States Southeast & Southwest Areas Pension Fund
v. Kraftco, Inc., 799 F.2d 1098, 1113 & n.19 (6th Cir. 1986); cf.
Teamsters Local Union No. 251 and McLaughlin & Moran,
Inc., 299 N.L.R.B. 30, 32 (1990) ("[A]n employer may not
lawfully refuse to sign a contract on the basis that the union's
ratification procedures were not in accordance with the re-
quirements of its constitution and bylaws.").
The conclusion that a ratification requirement was not
"obvious" is further supported by a history in which North-
west and Local 2000 had settled numerous contract interpre-
tation disputes via side-letter agreements signed by the Local
2000 president without ratification by the membership. As
Retrum explained, these letters "typically resolve[d] some
dispute between Local 2000 or its predecessors and North-
west Airlines concerning the proper interpretation or applica-
tion of the Collective Bargaining Agreement," and had never
been challenged as not binding because they had not been
ratified. App. 306-07. While these letter agreements were
not as far-reaching as the Bridge Agreement, many did
interpret substantive collective bargaining agreement provi-
sions. This established practice of settling disputes without
ratification undermines plaintiffs' contention that Northwest
should have known Retrum lacked authority to enter into a
binding agreement without ratification. See Central States,
799 F.2d at 1114 ("[T]he union's entry into and compliance
with [two] prior letter agreements constituted representations
by the union to the employer that union officials were autho-
rized to enter into side letter agreements ... without ratifica-
tion."); cf. NLRB v. International Union of Elevator Con-
structors, Local No. 8, 465 F.2d 974, 975 n.1 (9th Cir. 1972)
("When a union representative indicates that he has authority
to enter into a binding agreement without membership ratifi-
cation, and there is an established history of entering into
bargaining agreements without such ratification, the [u]nion
cannot later contend that ratification is necessary.").
Finally, plaintiffs argue that Northwest knew or should
have known that ratification of the Bridge Agreement was
required because the union had insisted on a ratification vote
when Northwest made an earlier attempt to implement high-
er value turnarounds in 1992. The circumstances in 1992,
however, were considerably different. Like the 1993 collec-
tive bargaining agreement, the agreement in effect in 1992
set flight and duty time restrictions. But unlike the 1993
agreement, the earlier collective bargaining agreement did
not provide that "[a]ny changes or modifications in the FARs
shall be applied to Flight Attendants." Accordingly, in 1992
it was clear that Northwest could implement HVTs only by
amending the collective bargaining agreement. Under the
1993 agreement, by contrast, Northwest could reasonably
argue that under the new FARs it had authority to imple-
ment HVTs without amending the agreement.
In sum, even assuming that an employer can be implicated
in a union's breach of the duty of fair representation merely
by implementing an agreement with knowledge of that
breach, we cannot find clearly erroneous the district court's
conclusion that Northwest had no such knowledge. Accord-
ingly, we agree with the district court that plaintiffs are not
likely to succeed on the merits of this claim against the
airline.
B
Plaintiffs also appeal the district court's rejection of their
claim under LMRA s 301, 29 U.S.C. s 185(a). See supra
note 3. That section provides both jurisdiction and a cause of
action for suits alleging a violation of a contract between an
employer and a labor organization, or between labor organiza-
tions. See Textile Workers Union v. Lincoln Mills, 353 U.S.
448, 456 (1957); see also Local 14 Nursing Home Pension
Fund v. Demisay, 508 U.S. 581, 590 (1993); Franchise Tax
Bd. v. Construction Laborers Vacation Trust, 463 U.S. 1, 23
(1983). Plaintiffs contend that s 301 subjects Northwest to
"accountability for knowingly benefitting from [the] union's
violation of members' ratification rights." Pl. Br. at 41.
As the district court pointed out, however, LMRA s 301
does not apply to this case. The LMRA applies only to
"contracts between an employer and a labor organization
representing employees in an industry affecting commerce as
defined in this chapter, or between any such labor organiza-
tions." 29 U.S.C. s 185 (emphasis added). "Employer" is
defined in the chapter to exclude "any person subject to the
Railway Labor Act," id. s 152(2), and "employee" is defined
to exclude "any individual employed by an employer subject
to the Railway Labor Act," id. s 152(3).9 As a "common
carrier by air," Northwest is subject to the RLA. 45 U.S.C.
s 181. Accordingly, as the district court held, a cause of
action does not lie against Northwest under section 301. See
Brotherhood of Teamsters Local No. 70 v. Western Pac. R.R.,
809 F.2d 607, 609 (9th Cir. 1987); Steffens, 797 F.2d at 445 n.2; United Indep. Flight Officers, Inc., 756 F.2d at 1283;
Fechtelkotter v. Air Line Pilots Ass'n, Int'l, 693 F.2d 899,
902-03 (9th Cir. 1982); Raus, 663 F.2d at 794; Brotherhood
of Locomotive Firemen v. United Transp. Union, 471 F.2d 8,
9 (6th Cir. 1972).10
__________
9 29 U.S.C. s 152 itself provides definitions only for use in
subchapter II of Chapter 7, Title 29 of the United States Code.
LMRA s 301, 29 U.S.C. s 185, is in subchapter IV. 29 U.S.C.
s 142(3), however, provides that "employer," "employee" and "labor
organization" "shall have the same meaning" when used throughout
Chapter 7 "as when used in subchapter II."
10 Nor are we persuaded by plaintiffs' contention that Wooddell
v. International Brotherhood of Electrical Workers, Local 71, 502
C
Neither plaintiffs' original complaint, nor their amended
complaint, expressly stated any cause of action against North-
west. Nonetheless, the district court liberally construed the
complaint to assert the same causes of action against North-
west as it asserted against the Local and the IBT. We have
accepted that characterization for purposes of this appeal, and
have reached the same conclusions as the district court
regarding the validity of those claims.
Plaintiffs' appellate briefs offer three additional lines of
argument. But not only do those arguments fail to state a
cause of action against Northwest, they fail to articulate a
cause of action against any party.
First, plaintiffs point to 28 U.S.C. s 1337 as a statute that
subjects Northwest to accountability for benefitting from the
union's asserted violation of its members' ratification rights.
Pl. Br. at 41. Section 1337, however, merely grants district
courts "jurisdiction of any civil action or proceeding arising
under any Act of Congress regulating commerce or protect-
ing trade and commerce against restraints and monopolies."
28 U.S.C. s 1337(a) (emphasis added). Plaintiffs have identi-
fied no Act of Congress--other than those discussed above--
under which such a cause of action might arise.
__________
U.S. 93 (1991), overrules this line of authority. Wooddell did not
address the application of section 301 to actions involving employers
and employees subject to the RLA. Rather, Wooddell merely held,
in a case in which all of the parties were subject to the LMRA, that
a union constitution is a "contract between labor organizations" and
hence covered by section 301. See id. at 98-100. Here, although
plaintiffs' claim does involve such a contract, one of the parties--
Local 2000--is not a "labor organization" within the meaning of
section 301 because its members are employed by an employer
subject to the RLA. See 29 U.S.C. ss 152(2), (3), (5); Brotherhood
of R.R. Trainmen v. Jacksonville Terminal Co., 394 U.S. 369, 376-
77 (1969); Fechtelkotter, 693 F.2d at 902-03; Brotherhood of Loco-
motive Firemen, 471 F.2d at 9; Bell v. Chesapeake & Ohio Ry., 58
F.R.D. 566, 568-69 (S.D. W.Va. 1973).
Second, plaintiffs contend that Northwest may be joined in
their action against the Local and the IBT under Rule 19 of
the Federal Rules of Civil Procedure, which provides for the
"joinder of persons needed for just adjudication." Northwest
is a necessary party, plaintiffs contend, because its presence
is necessary for the court to set aside the Bridge Agreement.
But while Rule 19 provides for joinder of necessary parties, it
does not create a cause of action against them. See Vieux
Carre Property Owners, Residents & Assocs., Inc. v. Brown,
875 F.2d 453, 457 (5th Cir. 1989) ("[I]t is implicit in Rule 19(a)
itself that before a party will be joined ... as a defendant the
plaintiff must have a cause of action against it."); cf. 4 James
W. Moore, Moore's Federal Practice s 19.04[1][a] (3d ed.
1998) ("[Rule 19] governs only the procedural propriety of
joinder and, as a rule of procedure, cannot affect the jurisdic-
tion or venue of the federal court."). It is not enough that
plaintiffs "need" an injunction against Northwest in order to
obtain full relief. They must also have a right to such an
injunction, and Rule 19 cannot provide such a right. See 28
U.S.C. s 2072(b) ("[The Federal Rules of Civil Procedure]
shall not abridge, enlarge or modify any substantive right.");
Postal Workers, 665 F.2d at 1110 (holding that plaintiffs may
not use Rule 19 to join employer in action against union
unless plaintiffs show employer "to have been implicated in
the union's breach of duty to its members").11
Finally, the plaintiffs' briefs discuss at length the conten-
tion that President Retrum lacked both actual and apparent
authority to sign the Bridge Agreement without membership
ratification. That discussion, however, floats free of a tether
__________
11 Plaintiffs rely primarily on Evans v. Sheraton Park Hotel,
503 F.2d 177 (D.C. Cir. 1974), which they contend permitted a
plaintiff to join an international union in her civil rights action
against sex-segregated locals, even though the international had "no
part in the wrongdoing." Pl. Br. at 31. Far from having "no part
in the wrongdoing," however, we held that the international had
"maintained" the sex-segregated locals. Id. at 184. Moreover, the
plaintiff in Evans, unlike the plaintiffs in the present case, had a
cause of action (under 42 U.S.C. s 2000e-2(c)) against the party she
sought to join under Rule 19. See id. at 184-86.
to any specified cause of action against Northwest. It may be
that plaintiffs intend that discussion to bolster their breach of
duty argument. As noted above, however, even on plaintiffs'
own theory they must establish not merely that Retrum
lacked authority (actual or apparent) to sign the Agreement,
but that it was "objectively clear" or "obvious" to Northwest
that he did. It may also be that plaintiffs intend their
actual/apparent authority discussion to support their LMRA
s 301 claim. But even if Retrum lacked authority to sign the
Bridge Agreement, that would not alter the fact that section
301 is inapplicable to employers and labor organizations sub-
ject to the RLA.
The plaintiffs may also intend their argument that Retrum
lacked actual or apparent authority to itself constitute some
kind of cause of action against Northwest. If that is what
they intend, however, they have failed to allege anything
remotely resembling such a claim in either their initial or
amended complaints. See App. 1-9, 461-69. It is far too late
in the day to do so now. See Hoai v. Vo, 935 F.2d 308, 315
(D.C. Cir. 1991). Accordingly we find nothing in plaintiffs'
discussion of Retrum's authority to upset the district court's
conclusion that plaintiffs are unlikely to prevail on the merits
against Northwest.
IV
In light of our affirmance of the district court's conclusion
that the plaintiffs are not likely to succeed on the merits, it
would take a very strong showing with respect to the other
preliminary injunction factors to turn the tide in plaintiffs'
favor. See Murrow Furniture Galleries v. Thomasville Fur-
niture Indus., 899 F.2d 524, 527 (4th Cir. 1989). Plaintiffs
have not made such a showing.
Although they do not press a public interest argument on
appeal,12 plaintiffs do contend that they will suffer irreparable
__________
12 Plaintiffs initially contended before the district court that
there were "health and safety reasons" for granting a temporary
injury in the absence of an injunction. Their principal con-
tention is that the HVTs increase the flight time required of
flight attendants in a given duty period, while at the same
time eliminating attendants' per diem pay and hotel allow-
ances because overnight stays are no longer required on such
trips. Northwest replies that the attendants serving on such
flights are those who affirmatively seek them because the
turnarounds permit completion of a month's work in fewer
work days. This dispute is not important, however, because
the injury plaintiffs urge is in any event not irreparable. If
plaintiffs ultimately succeed on the merits, this kind of injury
can be remedied with money damages. See Sampson v.
Murray, 415 U.S. 61, 90 (1974) ("[T]he temporary loss of
income, ultimately to be recovered, does not usually consti-
tute irreparable injury.").
Plaintiffs also contend that implementation of the Bridge
Agreement has caused the union irreparable injury by depriv-
ing it of a valuable bargaining chip in its current negotiations
for a new collective bargaining agreement. See supra note 1.
Any such injury, however, is mitigated by the Bridge Agree-
ment's express provision that the Agreement remains in
effect only "for the duration of the current negotiations," and
"that the terms of this Agreement shall operate without
prejudice to either parties' [sic] position in any subsequent
negotiation or arbitration." App. 67. Indeed, in reviewing
the issue, the IBT General President found this to be the
"most significant element of the settlement." Id. at 63. Moreover, if there were any such injury, it would have
reciprocal application to Northwest: whatever bargaining
advantage the union would lose to Northwest in the absence
of an injunction, Northwest would lose to the union in the
presence of one. See Serono Lab., 158 F.3d at 1326.13
__________
restraining order. They ultimately conceded, however, that this
contention was "not supported on this record." App. 452-53.
13 Plaintiffs also contend that the deprivation of their right of
ratification itself constitutes irreparable injury, even apart from the
collateral consequences discussed above. But this contention is
inextricably linked to the merits: plaintiffs suffer such an injury
In sum, because plaintiffs have demonstrated neither likeli-
hood of success on the merits nor irreparable injury, the
district court did not abuse its discretion in denying the
motion for a preliminary injunction.
V
Finally, the IBT suggests as an alternative disposition that
we vacate the district court's order and remand the case for
consideration of its cross-claim for an injunction restoring the
status quo prior to the Bridge Agreement.
Under the Railway Labor Act, an adjustment board es-
tablished by the employer and the unions representing its
employees has exclusive jurisdiction over "minor disputes,"
defined as those arising "out of grievances or out of the in-
terpretation or application" of existing collective bargaining
agreements.14 Consolidated Rail Corp. v. Railway Labor
Executives' Ass'n, 491 U.S. 299, 303 (1989) (quoting 45
U.S.C. s 153 First (i)); see also id. at 304 n.4 (noting airline
industry provision of 45 U.S.C. s 184); International Ass'n
of Machinists v. Central Airlines, 372 U.S. 682, 687-89
(1963). In the case of so-called "major disputes," however,
the district courts have jurisdiction to enjoin violations of
the status quo pending the completion of required bargain-
ing and mediation procedures. Consolidated Rail Corp., 491
U.S. at 302-03; see 45 U.S.C. ss 152 Seventh, 155, 156.
"Major disputes" are defined as those relating to "the for-
mation of collective agreements or efforts to secure them.
They arise where there is no such agreement or where it is
sought to change the terms of one, and therefore the issue
is not whether an existing agreement controls the controver-
sy." Consolidated Rail Corp., 491 U.S. at 302 (quoting
Elgin, Joliet & E. Ry. v. Burley, 325 U.S. 711, 723 (1945)).
__________
only if they in fact have such a right, a proposition they have not
established.
14 Suits for breach of the duty of fair representation are an
exception. See Glover v. St. Louis-San Francisco Ry., 393 U.S.
324, 328-29 (1969); Raus, 663 F.2d at 794.
The IBT contends that the present case concerns a "major
dispute," and that it is entitled to an injunction requiring
Northwest to cease applying the Bridge Agreement pending
completion of the required procedures. To establish that
contention, the IBT must show that the dispute is not "argu-
ably justified by the terms of the parties' collective-
bargaining agreement." Id. at 307; see Air Line Pilots Ass'n
v. Eastern Air Lines, 869 F.2d 1518 (D.C. Cir. 1989). What-
ever the merits of the IBT's position, it does not provide
grounds for vacating the district court order currently before
this court. The claim advanced by the IBT is different from
those raised by plaintiffs. Because it was not filed until after
the district court issued its order and after the plaintiffs filed
their notice of appeal, the court did not--and did not have an
opportunity to--rule on the merits of the IBT's claim. On
remand, the parties will have a chance to present their
arguments concerning this issue, and the court will have an
opportunity to render a decision.
VI
The denial of plaintiffs' motion for a preliminary injunction
is affirmed and the case is remanded to the district court.