Lee Memorial Hospital v. Xavier Becerra ( 2021 )


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  •  United States Court of Appeals
    FOR THE DISTRICT OF COLUMBIA CIRCUIT
    Argued February 25, 2021             Decided August 20, 2021
    No. 20-5085
    LEE MEMORIAL HOSPITAL, ET AL.,
    APPELLANTS
    BILLINGS CLINIC, ET AL.,
    APPELLEES
    v.
    XAVIER BECERRA, SECRETARY, U.S. DEPARTMENT OF HEALTH
    AND HUMAN SERVICES,
    APPELLEE
    Appeal from the United States District Court
    for the District of Columbia
    (No. 1:13-cv-00643)
    Keith R. Bradley argued the cause for appellants. With
    him on the briefs was Sven C. Collins.
    Benjamin M. Shultz, Attorney, U.S. Department of Justice,
    argued the cause for appellee. With him on the brief were
    Jeffrey Bossert Clark, Acting Assistant Attorney General at the
    time the brief was filed, and Michael S. Raab, Attorney.
    Before: SRINIVASAN, Chief Judge, MILLETT, Circuit
    Judge, and RANDOLPH, Senior Circuit Judge.
    2
    Opinion for the Court filed by Chief Judge SRINIVASAN.
    Concurring opinion filed         by Senior Circuit Judge
    RANDOLPH.
    SRINIVASAN, Chief Judge: Eight years ago, a number of
    hospitals brought a suit challenging the Department of Health
    and Human Services’ methodology for calculating certain
    Medicare payments. Throughout those proceedings, the
    hospitals contended that the district court had jurisdiction to
    consider their suit, and they thus urged both the district court
    and our court to resolve the merits of their challenge. Both
    courts did so, ultimately ruling against the hospitals on the
    merits. Billings Clinic v. Azar, 
    901 F.3d 301
    , 311 (D.C. Cir.
    2018).
    Having persuaded both the district court and our court to
    reach the merits of their challenge but neither court that they
    should prevail, some of the hospitals now reverse course and
    contend that the district court lacked jurisdiction to entertain
    their challenge after all. Those hospitals now maintain that the
    judgment against them should be deemed void due to the
    supposed lack of jurisdiction to have issued it.
    The district court declined to give effect to the hospitals’
    about-face, and so do we. In order for the hospitals to prevail
    in showing that the now-final judgment against them was void
    because the district court ostensibly lacked jurisdiction to enter
    it, they would need to show that there was not even an arguable
    basis for that court’s conclusion—at the urging of the hospitals
    themselves—that jurisdiction existed over their challenge. The
    hospitals fail to make that showing.
    3
    I.
    Our court set out the background of this litigation in detail
    in Billings Clinic, 901 F.3d at 303–12. By way of summary, in
    2013, a number of acute-care hospitals challenged the amount
    of so-called Medicare “outlier” payments they had received
    from the Department of Health and Human Services for the
    years 2008-2011. Id. at 311–12. The hospitals sought review
    before the Department’s Provider Reimbursement Review
    Board, the administrative tribunal charged with reviewing such
    claims. Id. at 311; 42 U.S.C. § 1395oo(a).
    A hospital can seek judicial review of a “final decision” of
    the Board. 42 U.S.C. § 1395oo(f)(1). Additionally, if a
    hospital’s claim “involves a question of law or regulations
    relevant to the matters in controversy” that the Board “is
    without authority to decide,” the hospital can ask the Board to
    grant “expedited judicial review” (EJR), which allows the case
    to proceed directly to district court. 42 U.S.C. § 1395oo(f)(1);
    42 C.F.R. § 405.1842; Billings Clinic, 901 F.3d at 311–12.
    The hospitals challenging their 2008-2011 Medicare
    outlier payments each requested EJR from the Board on the
    ground that the Board lacked authority to resolve their claims.
    Billings Clinic, 901 F.3d at 312. While the Board granted most
    of the EJR requests, it dismissed the claims of a subset of the
    hospitals for failing to comply with certain agency filing
    procedures. In light of the dismissal, the Board declined to
    grant EJR to those hospitals.
    That subset of hospitals, who are now the appellants here,
    then filed a suit against the Department in district court.
    Appellants contended that the Board’s dismissal of their claims
    was a “final decision” subject to judicial review. If the court
    agreed, appellants urged the court not to remand their cases
    4
    back to the Board but rather to proceed to resolve the merits of
    their challenge to the Department’s rules for Medicare outlier
    payments. Appellants argued that a remand to the Board would
    be pointless because the Board would “simply grant EJR” and
    send their claims right back to the district court for resolution
    of the merits. Compl. ¶ 9, J.A. 169. The Department agreed
    with that approach.
    The district court held that the Board had lacked authority
    to resolve appellants’ challenges—the triggering condition for
    the Board’s granting of EJR—and that the court could proceed
    to consider the merits of their challenges pursuant to the EJR
    provision in § 1395oo(f)(1) without the need for any remand to
    the Board. The other hospitals (who, unlike appellants, had
    been granted EJR by the Board) then joined with appellants in
    together filing a second amended complaint seeking vacatur of
    the challenged Medicare outlier rules.
    The district court rejected the hospitals’ challenge,
    granting summary judgment to the Department. Lee Mem.
    Health Syst. v. Burwell, 
    206 F. Supp. 3d 307
    , 336 (D.D.C.
    2016). The hospitals appealed. Billings Clinic, 901 F.3d at
    312.
    During the pendency of the appeal, our court decided
    Allina Health Servs. v. Price, 
    863 F.3d 937
     (D.C. Cir. 2017),
    aff’d sub nom. Azar v. Allina Health Servs., 
    139 S. Ct. 1804
    (2019). Allina Health addressed whether the district court had
    correctly concluded that it could address the dispute at issue in
    that case or instead should have remanded the matter to the
    Board. 
    Id. at 941
    –42. Allina Health explained that “[t]he
    statute conditions expedited judicial review in the district court
    on the existence of [a] no-authority determination” by the
    Board. 
    Id. at 941
    . As a result, Allina Health raised questions
    about the validity of the district court’s rationale in Billings
    5
    Clinic for exercising jurisdiction over the merits of appellants’
    claims—i.e., the claims dismissed by the Board without
    granting EJR—absent a remand to the Board.
    The hospitals addressed the implications of Allina Health
    for our court’s consideration of appellants’ claims during the
    oral argument before our court in Billings Clinic. The hospitals
    advanced two alternative theories under which we would have
    jurisdiction to consider the merits of appellants’ claims.
    The first theory was that, regardless whether the district
    court correctly exercised jurisdiction over the merits of
    appellants’ challenges, there was at least one hospital with a
    valid EJR certification for each of the payment years in
    question. And because the hospitals all sought identical, non-
    individualized relief, they argued, we could address the merits
    of their common challenges without resolving whether the
    district court specifically had jurisdiction over appellants’
    claims. The hospitals’ second theory was that, even if the
    district court otherwise would have been obligated to send
    appellants’ challenges back to the Board to permit the Board to
    grant EJR, any such requirement was waivable and the
    Department had expressly waived it.
    Our decision in Billings Clinic adopted the hospitals’ first
    theory and did not reach the second. 901 F.3d at 312. We
    explained that we did not need to resolve whether the district
    court had jurisdiction over appellants’ claims because there
    were at least some other hospitals with valid EJR grants
    covering all the hospitals’ common claims for all the relevant
    years. Id. We thus reached the merits of those claims,
    affirming the district court’s grant of summary judgment to the
    Department. Id. at 313, 315.
    6
    That, though, did not prove to be the end of the matter.
    More than a year after our mandate issued in the Billings Clinic
    appeal, appellants filed a motion in the district court under
    Federal Rule of Civil Procedure 60(b)(4), asking the court to
    vacate its grant of judgment to the Department in the Billings
    Clinic litigation. Rule 60(b)(4) allows a court to grant relief
    from a final judgment on the ground that “the judgment is
    void.” Fed. R. Civ. P. 60(b)(4). Appellants, who had argued
    all along in the Billings Clinic litigation that the district court
    had jurisdiction to reach the merits of their claims, now see
    things differently: they contend that the district court lacked
    jurisdiction to enter the judgment against them, and that the
    judgment thus should be deemed void.
    The district court denied appellants’ Rule 60(b)(4) motion
    for relief from the final judgment in the Billings Clinic
    litigation. Appellants now appeal from the district court’s
    denial of their motion. They alternatively ask us to issue a writ
    of mandamus directing the district court to reopen their cases
    and remand the claims to the agency for further action by the
    Board.
    II.
    We first consider appellants’ motion under Rule 60(b)(4)
    for relief from the final judgment entered against them in the
    Billings Clinic litigation. We review the district court’s denial
    of appellants’ motion de novo. United States v. Philip Morris
    USA Inc., 
    840 F.3d 844
    , 849 (D.C. Cir. 2016).
    As the Supreme Court has explained, “Rule 60(b) . . .
    provides an exception to finality that allows a party to seek
    relief from a final judgment, and request reopening of his case,
    under a limited set of circumstances.” United Student Aid
    Funds, Inc. v. Espinosa, 
    559 U.S. 260
    , 269–70 (2010) (citations
    7
    and internal quotation marks omitted).       One of those
    circumstances arises under Rule 60(b)(4), which permits a
    court to grant a party relief from a final judgment if “the
    judgment is void.” Fed. R. Civ. P. 60(b)(4).
    Because “a motion under Rule 60(b)(4) is not a substitute
    for a timely appeal,” a “judgment is not void . . . simply because
    it is or may have been erroneous.” Espinosa, 
    559 U.S. at 270
    (citations and internal quotation marks omitted). Rather, “a
    void judgment is one so affected by a fundamental infirmity
    that the infirmity may be raised even after the judgment
    becomes final.” 
    Id.
     And “[t]he list of such infirmities is
    exceedingly short; otherwise, Rule 60(b)(4)’s exception to
    finality would swallow the rule.” 
    Id.
    In particular, “Rule 60(b)(4) applies only in the rare
    instance where a judgment is premised either on a certain type
    of jurisdictional error or on a violation of due process that
    deprives a party of notice or the opportunity to be heard.” 
    Id. at 271
    . Appellants make no claim of a due process violation
    here. The sole issue, then, is whether the judgment entered
    against them in the Billings Clinic litigation represents “the rare
    instance” of a judgment involving “a certain type of
    jurisdictional error,” one signifying the kind of “fundamental
    infirmity that . . . may be raised even after the judgment
    becomes final.” 
    Id. at 270
    –71.
    What sort of jurisdictional error qualifies? As the Supreme
    Court observed in Espinosa, “[f]ederal courts considering Rule
    60(b)(4) motions that assert a judgment is void because of a
    jurisdictional defect generally have reserved relief only for the
    exceptional case in which the court that rendered judgment
    lacked even an ‘arguable basis’ for jurisdiction.” 
    Id. at 271
    (quoting Nemaizer v. Baker, 
    793 F.2d 58
    , 65 (2d Cir. 1986));
    see United States v. Boch Oldsmobile, Inc., 
    909 F.2d 657
    , 661
    8
    (1st Cir. 1990); Nemaizer, 
    793 F.2d at 65
     (2d Cir.); Gordon v.
    Monoson, 239 F. App’x 710, 712 n.3 (3d Cir. 2007); Wendt v.
    Leonard, 
    431 F.3d 410
    , 414–15 (4th Cir. 2005); In re G.A.D.,
    Inc., 
    340 F.3d 331
    , 336 (6th Cir. 2003); Hunter v. Underwood,
    
    362 F.3d 468
    , 476 (8th Cir. 2004); DiRaffael v. California Mil.
    Dep’t, 593 F. App’x 679, 680 (9th Cir. 2015); Gschwind v.
    Cessna Aircraft Co., 
    232 F.3d 1342
    , 1345–46 (10th Cir. 2000);
    Matthews, Wilson & Matthews, Inc. v. Cap. City Bank, 614 F.
    App’x 969, 971 (11th Cir. 2015). Under that “arguable basis”
    standard, a “total want of jurisdiction must be distinguished
    from an error in the exercise of jurisdiction.” Boch Oldsmobile,
    
    909 F.2d at 661
    ; see Espinosa, 
    559 U.S. at 271
     (quoting same
    language from Boch Oldsmobile). Only in the former situation
    could it be said that “the court that rendered [the contested]
    judgment lacked even an ‘arguable basis’ for jurisdiction,”
    Espinosa, 
    559 U.S. at 271
     (quoting Nemaizer, 
    793 F.2d at 65
    ).
    We will adhere to that generally accepted approach and
    apply the “arguable basis” standard here. It is true, as
    appellants point out, that we declined to apply the arguable
    basis standard in one specific situation in Bell Helicopter
    Textron, Inc. v. Islamic Republic of Iran, 
    734 F.3d 1175
    , 1179
    (D.C. Cir. 2013). That case involved a default judgment
    entered against a foreign sovereign who did not appear to
    defend itself from the suit, but who later moved to vacate the
    judgment against it under Rule 60(b)(4) based on a contention
    that the issuing court had lacked jurisdiction by virtue of the
    Foreign Sovereign Immunities Act. 
    Id. at 1177
    –78.
    While we declined to apply the arguable basis standard in
    that circumstance, we explained that we did so “[b]ecause Iran
    never appeared in the district court proceeding resulting in the
    default judgment.” 
    Id. at 1182
    . We noted that, when a party
    knows about an action against it but believes that the court
    lacks jurisdiction, it has “a right to ignore the proceeding at [its]
    9
    own risk but to suffer no detriment if [its] assessment proves
    correct.” 
    Id. at 1181
     (internal quotation marks omitted). In that
    particular context, we reasoned, the “arguable basis standard
    would create a high risk for parties who choose not to appear.”
    
    Id. at 1181
    –82.
    Of salience here, we distinguished the many decisions
    applying the arguable basis standard on the ground that, in
    those cases, “the objecting party had appeared in the challenged
    proceeding” or was in privity with a party who had appeared.
    
    Id. at 1182
    . Those cases, unlike Bell Helicopter, then did not
    involve a defendant who had “declined to enter an appearance
    altogether; nor was the defendant a foreign sovereign.” 
    Id.
    This case likewise does not involve a foreign sovereign who
    had declined to enter an appearance in the previous litigation,
    the specific situation addressed in Bell Helicopter.
    Because the considerations that led us away from the
    arguable basis standard in the circumstances of Bell Helicopter
    are absent here, we apply that standard in this case, in
    accordance with the approach generally followed by the federal
    courts. Espinosa, 
    559 U.S. at 271
    . Under that standard, we ask
    whether this is the kind of “exceptional case in which” the
    district court “lacked even an arguable basis for jurisdiction” to
    enter its judgment against appellants in the Billings Clinic
    litigation. 
    Id.
     (internal quotation marks omitted). We conclude
    that there was at least an arguable basis for the district court’s
    exercise of jurisdiction over the merits of appellants’
    challenges.
    Recall that, in determining that it could decide the merits
    of appellants’ claims without any remand to the Board, the
    district court reasoned that the Board was “without authority to
    decide” appellants’ challenges for purposes of the EJR
    provision. 42 U.S.C. § 1395oo(f)(1). Appellants now contend
    10
    that the district court’s rationale for exercising jurisdiction over
    their claims was inconsistent with our subsequent decision in
    Allina Health. The district court, appellants now argue, was
    obligated to remand their claims to enable the Board to
    consider granting EJR rather than proceed directly to reach the
    merits of appellants’ claims.
    Regardless whether appellants are correct about the district
    court’s proffered rationale for exercising jurisdiction over the
    merits of their claims, there was still a separate, arguable basis
    for the court’s jurisdiction to do so. In fact, that arguable basis
    is one that appellants themselves advanced and urged our court
    to accept in the Billings Clinic appeal, after our decision in
    Allina Health: that any requirement to remand to the Board
    was waivable, and the Department had expressly waived it.
    That argument was (and still is) at least arguably correct.
    That argument begins with the recognition that, in addition
    to the EJR route to district-court review, 42 U.S.C.
    § 1395oo(f)(1) also generally allows for judicial review “of any
    final decision of the Board.” The Board dismissed appellants’
    claims on the ground that appellants had failed to adhere to
    certain agency filing procedures. There is no dispute that the
    Board’s administrative dismissals were “final decisions” on
    appellants’ claims, which, at a minimum, conferred jurisdiction
    in the district court to review those dismissals. The only
    question is whether the district court’s jurisdiction also—or at
    least arguably also—enabled the court to reach the merits of
    appellants’ challenges without remanding to the Board. And
    the answer to that question turns on the proper interpretation of
    § 1395oo(f)(1)’s “final decision” language.
    The term “final decision” can be understood to contain
    two components: a requirement to present claims to the
    agency, which the agency cannot waive, and a requirement to
    11
    exhaust administrative remedies, which the agency can waive.
    In Mathews v. Eldridge, 
    424 U.S. 319
     (1976), the Supreme
    Court adopted precisely that interpretation of the same words
    “final decision” in § 205(g) of the Social Security Act, 42
    U.S.C. § 405(g), which provides for judicial review of final
    decisions of the Social Security Administration. 
    424 U.S. at 328
    .     Insofar as the same understanding applies to
    § 1395oo(f)(1), it is undisputed that (i) appellants satisfied the
    non-waivable obligation to present their claims to the Board,
    and (ii) the Department expressly waived the obligation to
    exhaust administrative remedies before the Board. The pivotal
    issue then is whether the latter obligation is in fact waivable.
    In light of Eldridge, there is at the very least an arguable
    basis for the proposition that § 1395oo(f)(1)’s obligation to
    exhaust administrative remedies is waivable. Again, appellants
    themselves made precisely that argument in the Billings Clinic
    appeal. And, significantly, appellants did not strike out on their
    own in making that argument: multiple courts of appeals have
    relied on Eldridge’s interpretation of “final decision” in 42
    U.S.C. § 405(g) to conclude that the same language in 42
    U.S.C. § 1395oo(f)(1) likewise contains an exhaustion
    component that is waivable. Queen of Angels/Hollywood
    Presbyterian Med. Ctr. v. Shalala, 
    65 F.3d 1472
    , 1481–83 (9th
    Cir. 1995); V.N.A of Greater Tift Cnty., Inc. v. Heckler, 
    711 F.2d 1020
    , 1024–25, 1025 nn.7–8 (11th Cir. 1983). See also
    St. Francis Hosp. v. Bowen, 
    802 F.2d 697
    , 701 (4th Cir. 1986);
    Rhode Island Hosp. v. Califano, 
    585 F.2d 1153
    , 1157–58, 1161
    n.6 (1st Cir. 1978). While our court has not addressed that
    precise issue, we have looked to Eldridge’s interpretation of
    “final decision” in 42 U.S.C. § 405(g) when construing the
    same words in § 1395oo(f)(1). Ass’n of Am. Med. Colls. v.
    Califano, 
    569 F.2d 101
    , 109–10, 110 n.75 (D.C. Cir. 1977).
    Putting that all together, it seems nearly inarguable that at least
    an arguable basis for jurisdiction existed in this case.
    12
    In nonetheless maintaining that there is no arguable basis
    supporting the notion that § 1395oo(f)(1)’s exhaustion
    obligation is waivable, appellants attempt to rely on Smith v.
    Berryhill, 
    139 S. Ct. 1765
     (2019). In Berryhill, the Supreme
    Court reiterated Eldridge’s conclusion that 42 U.S.C. § 405(g)
    contains a waivable requirement to exhaust administrative
    remedies. 139 S. Ct. at 1773–74, 1779. And the Court further
    observed that, if the agency dismisses a claim and a reviewing
    court disagrees with the ground for dismissal, “there would be
    jurisdiction for [the] court to proceed to the merits.” Id. at
    1779. All of that supports the notion that the district court here
    had jurisdiction to reach the merits of appellants’ claims. And
    although the Supreme Court went on to explain that a court
    might be well served if it were to remand to enable the agency
    to address a merits issue in the first instance, id. at 1779–80,
    that prudential concern does not go to a court’s jurisdiction. At
    any rate, the Court specifically noted that “remand may be
    forgone” if—as happened here—“the Government joins the
    claimant in asking the court to reach the merits,” id. at 1780
    n.21.
    Appellants’ remaining arguments cast no additional doubt
    on the existence of at least an arguable basis supporting the
    district court’s jurisdiction to grant judgment against them in
    the Billings Clinic litigation. Consequently, appellants cannot
    obtain relief from that final judgment under Rule 60(b)(4)
    based on the district court’s ostensible lack of jurisdiction to
    have entered it. In light of that disposition, this opinion does
    not reach the question whether, if relief under Rule 60(b)(4)
    were otherwise available, it would be foreclosed in the
    circumstances of this case by law-of-the-case principles, the
    law-of-the-circuit doctrine, or the mandate rule.            See
    Concurring Op.
    13
    III.
    Appellants have not only appealed the denial of their Rule
    60(b)(4) motion, but they have also petitioned for a writ of
    mandamus directing the district court to reopen their cases and
    remand the claims to the Board for further consideration. A
    writ of mandamus, however, may issue only when “the party
    seeking issuance of the writ” has “no other adequate means” to
    obtain the relief desired. Cheney v. United States Dist. Ct., 
    542 U.S. 367
    , 380 (2004) (citation omitted). Because appellants
    could seek the relief they desire under Rule 60(b)(4), they
    cannot obtain mandamus relief.
    Appellants appear to seek mandamus only as a fallback
    measure, in the event that the district court were understood to
    have never entered judgment against them. If so, appellants
    posit, they could not secure relief under Rule 60(b)(4), which
    presupposes the existence of a final judgment from which relief
    could be granted. It is clear, though, that the district court did
    enter judgment against appellants. The court granted summary
    judgment in favor of the Department, thereby resolving all
    claims by all the hospitals, including appellants. See Billings
    Clinic, 901 F.3d at 312. See also Wright & Miller, Fed. Prac.
    & Proc. § 3914.28 (A grant of summary judgment is final when
    it “completely dispos[es] of all claims among all parties.”).
    Appellants had an adequate means of seeking relief from that
    judgment—a motion under Rule 60(b)(4), which they have
    filed, and which the district court denied, a decision they have
    now appealed. And because a petition for a writ of mandamus
    cannot be “used as a substitute for the regular appeals process,”
    Cheney, 
    542 U.S. at 380
    –81, appellants’ petition must be
    denied.
    14
    *   *    *   *    *
    For the foregoing reasons, we affirm the judgment of the
    district court, and we deny the petition for a writ of mandamus.
    So ordered.
    RANDOLPH, Senior Circuit Judge, concurring,
    A combination of the law-of-the-case doctrine, the law-of-
    the-circuit doctrine, and the mandate rule deprived the district
    court of authority to grant the hospitals’ Rule 60(b) motion.
    Years ago there was a circuit split on the issue whether a
    district court needed leave of the court of appeals to consider a
    Rule 60(b) motion after an appeal and remand. 11 Charles Alan
    Wright & Arthur R. Miller, Federal Practice and Procedure §
    2873 (3d ed. 2020) (collecting cases). The concern? Flouting
    the appellate mandate. See Home Indem. Co. v. O’Brien, 
    112 F.2d 387
    , 388 (6th Cir. 1940) (per curiam).
    The Supreme Court settled the issue in Standard Oil v.
    United States, 
    429 U.S. 17
    , 18–19 (1976) (per curiam). The
    Court explained: “Like the original district court judgment, the
    appellate mandate relates to the record and issues then before the
    court, and does not purport to deal with possible later events.
    Hence, the district judge is not flouting the mandate by acting on
    the motion.” 
    Id. at 18
    .
    Ever since, district courts have entertained Rule 60(b)
    motions without first obtaining leave of their court of appeals.
    Put aside the exception noted in Standard Oil for later
    developments that may have altered earlier judgments. Nothing
    of the sort applies here.
    The law-of-the-case doctrine and the mandate rule still
    stand. “It is clear that a Rule 60(b) motion cannot be used
    simply to reopen the court of appeals decision, a principle that
    may be expressed by stating that a district court lacks
    ‘jurisdiction’ to reconsider the appellate decision.” Federal
    Practice and Procedure § 4478.3.1
    1
    The circuits are split on whether the mandate rule is
    jurisdictional. United States v. Thrasher, 
    483 F.3d 977
    , 982 (9th Cir.
    2
    Other circuits have recognized, and our court should too,
    that a Rule 60(b) motion raising only an issue already decided
    on appeal violates the mandate rule and the law-of-the-case
    doctrine.2 “[A] district court does not have jurisdiction to alter
    an appellate ruling where the appellate court has already
    considered and rejected the basis for the movant’s Rule 60(b)
    motion.”3
    Several circuits have resolved similar cases along these
    lines.4 We should do the same.
    2007) (collecting cases). Our circuit has described the mandate rule
    in authoritative terms. A district court “is without power to do
    anything which is contrary to either the letter or spirit of the
    mandate[.]” City of Cleveland v. Fed. Power Comm’n, 
    561 F.2d 344
    ,
    346 (D.C. Cir. 1977) (quoting Yablonski v. United Mine Workers, 
    454 F.2d 1036
    , 1038 (D.C. Cir. 1971), cert. denied, 
    406 U.S. 906
     (1972))
    (emphasis added).
    2
    DeWeerth v. Baldinger, 
    38 F.3d 1266
    , 1270 (2d Cir. 1994), cert.
    denied, 
    513 U.S. 1001
     (1994); Altizer v. Larson, 
    929 F.2d 691
     (4th
    Cir. 1991) (unpublished per curiam); Seese v. Volkswagenwerk, A.G.,
    
    679 F.2d 336
    , 337 (3d Cir. 1982); Gulf Coast Bldg. & Supply Co. v.
    Int’l Brotherhood of Elec. Workers, Local No. 480, 
    460 F.2d 105
    , 107
    (5th Cir. 1972).
    3
    DeWeerth, 
    38 F.3d at 1270
     (discussing Eutectic Corp. v. Metco,
    Inc., 
    597 F.2d 32
    , 34 (2d Cir. 1979) (per curiam)); see also FDIC v.
    United Pac. Ins. Co., 
    152 F.3d 1266
    , 1273 (10th Cir. 1998); Fine v.
    Bellefonte Underwriters Ins. Co., 
    758 F.2d 50
    , 52 (2d Cir. 1985), cert.
    denied, 
    474 U.S. 826
     (1985).
    4
    See Davis v. Cnty. of Alleghany, 788 F. App’x 828, 829–30 (3d
    Cir. 2019); Barnheim v. Jacobs, 144 F. App’x 218, 222–23 (3d Cir.
    2005); Turpin v. United States, 
    28 F.3d 1211
    , *2–3 (4th Cir. 1994);
    Larson, 
    929 F.2d at 691
    ; see also In re Marshall, 754 F. App’x 566,
    568–69 (9th Cir. 2019); LSLJ P’ship v. Frito-Lay, Inc., 
    920 F.2d 476
    ,
    3
    This brings me to the specific basis for the hospitals’ Rule
    60(b) motion. The claim is this: the original judgment of the
    district court is void for lack of subject-matter jurisdiction.
    But our court has already determined that it did not have to
    answer that question in order to reach the merits of the hospitals’
    claims. Billings Clinic v. Azar, 
    901 F.3d 301
    , 312 (D.C. Cir.
    2018); Billings Clinic, Oral Arg. 1:28–12:05. There the court
    held: the judgment on the merits is affirmed irrespective of
    subject-matter jurisdiction over these hospitals. Billings Clinic,
    901 F.3d at 312, 315. It follows that this court has already
    rejected the basis for the hospitals’ Rule 60(b) motion.
    A brief look at the underlying doctrines confirms this result.
    Consider “the law-of-the-case doctrine: the same issue
    presented a second time in the same case in the same court
    should lead to the same result.” LaShawn A. v. Barry, 
    87 F.3d 1389
    , 1393 (D.C. Cir. 1996) (en banc). The “doctrine applies to
    questions decided ‘explicitly or by necessary implication.’” 
    Id. at 1394
     (quoting Crocker v. Piedmont Aviation, Inc., 
    49 F.3d 735
    , 739 (D.C. Cir. 1995)). There is no jurisdictional exception.
    
    Id.
    Our court decided that it had a “clean jurisdictional slate”
    to reach the merits. Billings Clinic, 901 F.3d at 312. The court
    essentially applied a one-plaintiff rule — something courts often
    do in questions of standing. See, e.g., Ams. for Safe Access v.
    DEA, 
    706 F.3d 438
    , 443 (D.C. Cir. 2013). Accordingly, the
    court affirmed the judgment against all plaintiffs. J.A. 7–8. It
    is now law-of-the-case that the court need not resolve subject-
    matter jurisdiction over these hospitals. See Billings Clinic, 901
    F.3d at 312; LaShawn A., 
    87 F.3d at 1393
    –94. Yet the hospitals
    477–79 (7th Cir. 1990).
    4
    raise the same issue again. They question the cleanliness of that
    jurisdictional slate. But they now seek a different result. We
    must reject that inconsistency. To do otherwise is “the antithesis
    of the rule of law.” LaShawn A., 
    87 F.3d at 1393
    .
    “The procedural setting of this case calls for an even
    stronger than usual version of the law-of-the-case doctrine.” 
    Id. at 1395
    . The court is also bound by the law-of-the-circuit. “The
    same issue presented in a later case in the same court should
    lead to the same result.” 
    Id. at 1393
    . In LaShawn, the court
    held that the law-of-the-circuit doctrine, along with law-of-the-
    case doctrine, applied to a second appeal following remand to
    the district court. 
    Id. at 1395
    . The same question of subject-
    matter jurisdiction presented in this later appeal in the same
    court must lead to the same result.
    The mandate rule further compels this result. DeWeerth, 
    38 F.3d at 1270
    . On a “clean jurisdictional slate,” the court
    “affirm[ed] the judgment of the district court” as to all plaintiffs.
    Billings Clinic, 901 F.3d at 312, 315. And the court issued its
    mandate. Mandate, ECF No. 90. The hospitals now use Rule
    60(b) to question that decision of the circuit. See Pls.’ Mot. for
    Partial Vacatur, ECF No. 92. But the district court lacks
    authority to review the mandate of the circuit. See City of
    Cleveland, 
    561 F.2d at 346
    ; see also DeWeerth, 
    38 F.3d at 1270
    .
    In sum, the district court lacked authority to grant this Rule
    60(b) motion because our court had already rejected the basis for
    the motion. That binds the district court, the parties, and a later
    panel of this court.
    

Document Info

Docket Number: 20-5085

Filed Date: 8/20/2021

Precedential Status: Precedential

Modified Date: 8/20/2021

Authorities (25)

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Gulf Coast Building and Supply Company, Inc. v. ... , 460 F.2d 105 ( 1972 )

Gschwind v. Cessna Aircraft Co. , 232 F.3d 1342 ( 2000 )

United States v. Ronald Thrasher , 483 F.3d 977 ( 2007 )

City of Cleveland, Ohio v. Federal Power Commission, ... , 561 F.2d 344 ( 1977 )

Standard Oil Co. of Cal. v. United States , 97 S. Ct. 31 ( 1976 )

Federal Deposit Insurance v. United Pacific Insurance , 152 F.3d 1266 ( 1998 )

Eutectic Corporation, New Metals Corporation, and ... , 597 F.2d 32 ( 1979 )

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