- 1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 WILLIAM J JONES, Case No. 1:18-cv-01576-AWI-JDP (HC) 12 Petitioner, FINDINGS AND RECOMMENDATIONS TO GRANT RESPONDENT’S MOTION TO 13 v. DISMISS PETITION FOR WRIT OF HABEAS CORPUS 14 RAYMOND MADDEN, ECF No. 17 15 Respondent. ORDER DENYING PETITIONER’S MOTION 16 FOR APPOINTMENT OF COUNSEL AS MOOT 17 ECF No. 13 18 19 Petitioner William J Jones, a state prisoner represented by counsel, seeks a writ of habeas 20 corpus under 28 U.S.C. § 2254. Petitioner claims due process violations, alleging that prison 21 officials denied his requests to call witnesses and to present documentary evidence during a 22 prison disciplinary hearing. Respondent moves to dismiss the petition, arguing that the court 23 should dismiss the petition because its success would not necessarily lead to immediate or 24 speedier release of petitioner. See ECF No. 17. Petitioner is serving an indeterminate term of life 25 in prison, and he cannot be released from prison absent a finding that he is suitable for parole. 26 The success of petitioner’s claims, which would result in expungement of the challenged 27 disciplinary violation or grant of a new disciplinary hearing, would not necessarily lead to 28 immediate or earlier release, so this court cannot grant habeas relief. We recommend that the 1 court grant respondent’s motion to dismiss. 2 We have considered whether petitioner should proceed under 42 U.S.C. § 1983 instead. 3 The petition is not amenable to a conversion into a civil rights complaint under Section 1983 4 because petitioner has not named proper defendants. Petitioner may, however, cure that defect by 5 filing a new complaint. Thus, we recommend that the court grant petitioner leave to file a Section 6 1983 complaint, as opposed to dismissing the case in its entirety. 7 Petitioner moves for appointment of counsel. ECF No. 13. However, he retained counsel 8 after filing his motion for counsel, so we will deny his motion for counsel as moot. 9 I. Respondent’s Motion to Dismiss 10 All of petitioner’s habeas claims are variations of a single argument: that he had a 11 procedurally defective disciplinary hearing before prison officials found him guilty of possessing 12 inmate-manufactured weapons in prison.1 Respondent moves to dismiss all claims, arguing that 13 this court lacks jurisdiction because the petition’s success would not necessarily result in 14 immediate or speedier release of petitioner. ECF No. 17. The court should grant respondent’s 15 motion to dismiss. 16 If a prisoner’s claim “would necessarily demonstrate the invalidity of confinement or its 17 duration,” a habeas petition is the appropriate avenue for the claim. Wilkinson v. Dotson, 544 18 U.S. 74, 82 (2005). In contrast, if a favorable judgment for the petitioner would not “necessarily 19 lead to his immediate or earlier release from confinement,” he may assert his claim only under 20 Section 1983. See Nettles v. Grounds, 830 F.3d 922, 935 (9th Cir. 2016) (en banc). In Nettles, 21 the Ninth Circuit considered a habeas petition that sought to expunge a prison disciplinary 22 violation involving a California prisoner who anticipated a parole hearing. See id. at 925. The 23 Ninth Circuit noted that the parole board could deny parole even if the disciplinary violation were 24 1 Petitioner divides this same argument as four separate grounds for habeas relief: (1) the 25 Fourteenth Amendment’s Due Process Clause requires prison officials to allow inmates to call witnesses and present evidence at prison disciplinary proceedings; (2) prison officials’ failure to 26 allow petitioner call witnesses and present evidence violated petitioner’s due process rights; 27 (3) one prison official at petitioner’s disciplinary hearing walked out of the room in violation of petitioner’s due process; and (4) petitioner is entitled to a new hearing, which will enable him to 28 call witnesses and present evidence. See ECF No. 1 at 6-9. 1 expunged, given California law that the parole board must consider all relevant information to 2 determine an inmate’s suitability for parole. See id. at 934-35. Under California law, a rule 3 violation in prison was merely one of several factors indicating an inmate’s threat to public 4 safety. See id. at 935. The Ninth Circuit concluded that, because the “success on [petitioner’s] 5 claims would not necessarily lead to his immediate or earlier release from confinement,” the 6 habeas petition did not “fall within the core of habeas corpus” and that the court lacked 7 jurisdiction to grant habeas relief. Id. at 935. 8 Here, the success of petitioner’s claims would not necessarily lead to petitioner’s 9 immediate or earlier release. California law governing parole eligibility, for our purposes, has not 10 changed since the Nettles decision. State law requires the parole board to consider a long list of 11 factors to determine an inmate’s suitability of parole: 12 All relevant, reliable information available to the panel shall be considered in determining suitability for parole. Such information 13 shall include the circumstances of the prisoner’s: social history; past and present mental state; past criminal history, including 14 involvement in other criminal misconduct which is reliably documented; the base and other commitment offenses, including 15 behavior before, during and after the crime; past and present attitude toward the crime; any conditions of treatment or control, 16 including the use of special conditions under which the prisoner may safely be released to the community; and any other 17 information which bears on the prisoner’s suitability for release. Circumstances which taken alone may not firmly establish 18 unsuitability for parole may contribute to a pattern which results in a finding of unsuitability. 19 Cal. Code Regs. tit. 15, § 2402(b); accord In re Vicks, 56 Cal. 4th 274, 294-99 (2013) (discussing 20 California’s parole system and regulatory factors). The parole board must “provide an 21 individualized consideration of all relevant factors.” In re Vicks, 56 Cal. 4th at 295. Although 22 “serious misconduct in prison” is one of the listed circumstances that tend to show unsuitability 23 for parole, Cal. Code Regs. tit. 15, § 2402(c)(6), the listed circumstances provide “general 24 guidelines” and do not preclude consideration of all relevant information. See Menefild v. Bd. of 25 Parole Hearings, 13 Cal. App. 5th 387, 394-95 (Cal. Ct. App. 2017); accord In re Lawrence, 44 26 Cal. 4th 1181, 1203 (2008) (“[T]he importance attached to any circumstance or combination of 27 circumstances in a particular case is left to the judgment of the panel.”). “Because the parole 28 1 board has the authority to deny parole on the basis of any of the grounds presently available to it, 2 the presence of a disciplinary infraction does not compel the denial of parole, nor does an absence 3 of an infraction compel the grant of parole.” Nettles, 830 F.3d at 935. 4 Petitioner contends otherwise. He has filed two briefs—one filed by his counsel and one 5 filed pro se—in opposition to respondent’s motion to dismiss. We will address the arguments 6 raised in each of his briefs. 7 In the brief filed by his counsel, petitioner contends that (1) none of the exhibits cited by 8 respondent support granting the motion to dismiss; (2) this court should decline to follow the 9 Nettles decision, which, according to the expert opinion of petitioner’s counsel, was decided 10 “from the wrong perspective”; (3) expunging the challenged disciplinary violation in this case 11 would result in petitioner’s speedier release; (4) the Nettles decision should not govern this case 12 because petitioner seeks expungement of a serious disciplinary violation, not restoration of good 13 conduct credit; and (5) the Nettles decision is distinguishable because the petitioner in that case 14 had no expert testimony, unlike petitioner in this case. See ECF No. 19 at 4-6. 15 The first, second, fourth, and fifth arguments warrant little discussion. Petitioner does not 16 develop his argument that respondent’s exhibits fail to support his motion to dismiss, so we need 17 not consider it. See Williams v. Rodriguez, No. 14-cv-2073, 2017 WL 511858, at *9 (E.D. Cal. 18 Feb. 8, 2017) (“Undeveloped arguments that are only argued in passing or made through bare, 19 unsupported assertions are deemed waived.”) (citing Christian Legal Soc. Chapter of Univ. of 20 California v. Wu, 626 F.3d 483, 487 (9th Cir. 2010)); Lexington Ins. Co. v. Silva Trucking, Inc., 21 No. 14-cv-p15, 2014 WL 1839076, at *3 (E.D. Cal. May 7, 2014) (collecting cases). We may not 22 depart from the Nettles decision—a case heard en banc by the Ninth Circuit—by relying on one 23 expert’s view that it was wrongly decided. See Kisor v. Wilkie, 139 S. Ct. 2400, 2422 (2019) 24 (“[A]ny departure from the doctrine demands ‘special justification’—something more than “an 25 argument that the precedent was wrongly decided.”) (quoting Halliburton Co. v. Erica P. John 26 Fund, Inc., 573 U.S. 258, 266, (2014)). The petitioner in the Nettles decision sought—as 27 petitioner does in this case—expungement of a serious disciplinary violation in addition to 28 restoration postconviction credits, Nettles, 830 F.3d at 934, and whether the petitioner had any 1 expert testimony to offer had no bearing in the Nettles decision. We therefore reject petitioner’s 2 arguments that the Nettles decision is inapposite. 3 Likewise, we cannot conclude that expungement of petitioner’s disciplinary violation 4 would necessarily result in his immediate or speedier release. Petitioner appears to argue that the 5 success of the petition will result in speedier release because the disciplinary action challenged in 6 this case will result in an automatic denial of parole: 7 Success would affect the fact or duration of his confinement because this one disciplinary action will result in Petitioner’s parole 8 denial-STANDING ALONE. That reason is obvious because this disciplinary infraction is for possession of a deadly weapon. If this 9 disciplinary infraction was for possession of excess laundry, or food, or library books, that would be a different story. The 10 undersigned guarantees 100% this is an automatic parole denial. 11 . . . 12 Petitioner has shown by clear and convincing evidence that this disciplinary violation is extremely serious. Expunging it would 13 “spell speedier release.” That is why this Court has jurisdiction. 14 ECF No. 19 4-6. We are not persuaded. The fact that petitioner’s disciplinary violation will 15 result in an automatic denial of parole means that obtaining parole requires him to obtain 16 expungement; such need for expungement does not guarantee that expungement will necessarily 17 result in speedier release. 18 In his brief prepared pro se, petitioner argues that expunging the challenged disciplinary 19 violation from his record will result in speedier release. See ECF No. 20 at 2-5. He highlights his 20 efforts to obtain parole and explains why he is a good candidate for parole. We have found no 21 precedent in which any California state prisoner obtained habeas relief by conclusively showing 22 entitlement to parole. In any event, even if we were to consider petitioner’s circumstances, see 23 ECF No. 20 at 3-4, 6-9, we cannot conclude that the petition’s success will necessarily result in 24 speedier release. 25 On the one hand, petitioner has presented some evidence that favors parole. Petitioner 26 began serving his sentence about thirty years ago—as a youthful offender. During the decades he 27 spent in prison, petitioner completed various education programs and obtained his GED, an 28 associate’s degree in business administration, and a bachelor’s degree in Christian counseling. In 1 October 2018, petitioner became an ordained minister. Id. at 21. He is now pursuing a master’s 2 degree. Id. at 7. He has obtained a job offer and is married. Id. at 8. Although petitioner is 3 serving a prison sentence for first-degree attempted murder that resulted in a paralyzed victim, see 4 id. at 6, 8 and Jones v. Smith, 231 F.3d 1227 (9th Cir. 2000), petitioner has admitted his guilt, 5 ECF No. 20 at 8, and the “immutable and unchangeable circumstances” of petitioner’s offense 6 does not, by itself, preclude parole, see In re Lawrence, 44 Cal. 4th 1181, 1227 (2008). 7 On the other hand, the record also contains some evidence that appears to weigh against 8 parole. In 2014, petitioner tested positive for controlled substance while he was in prison. 9 ECF No. 20 at 9. In 2015, he was found possessing inmate-manufactured alcohol. Id. In 2016, 10 he had some disciplinary action against him for disobeying orders. Id. Sometime after 2016, he 11 incurred another infraction for possessing a cellular phone in prison. Id. Prison officials who 12 conducted the risk assessment on petitioner in 2012 and 2016 concluded that he posed a “high 13 risk.” Id. at 9.2 Given these facts, we cannot find that the petition’s success will “necessarily lead 14 to immediate or speedier release.” Nettles, 830 F.3d at 934. Because the petition’s success will 15 not necessarily lead to immediate or speedier release, the petition does not fall within “the core of 16 habeas corpus,” so petitioner “must instead bring his claim under § 1983.” Id. at 935. 17 a. Section 1983 18 The remaining question is whether the court should convert the habeas petition into a 19 complaint claiming violations of civil rights under Section 1983. In some cases, a district court 20 may convert a habeas petition into a civil rights complaint, and the Ninth Circuit has remanded 21 cases that were dismissed under Nettles back to district courts, directing the lower courts to 22 consider converting habeas petitions into civil rights complaints. See Nettles, 830 F.3d at 936. 23 “If the complaint is amenable to conversion on its face, meaning that it names the correct 24 defendants and seeks the correct relief, the court may recharacterize the petition so long as it 25 warns the pro se litigant of the consequences of the conversion and provides an opportunity for 26 the litigant to withdraw or amend his or her complaint.” Id. 27 2 In one of petitioner’s parole hearings, the parole commissioner noted certain allegations of illicit 28 gang activity involving petitioner as recent as 2015 or 2016. ECF No. 20 at 9-10. 1 Here, petitioner has named the warden of his prison as respondent and no one else as a 2 party, so the petition is not amenable to conversion on its face. But deprivation of procedural 3 rights during a prison disciplinary hearing can support a cognizable claim,3 so we do not 4 recommend dismissing the case in its entirety before allowing petitioner an opportunity to file a 5 Section 1983 complaint. Thus, we recommend that the court grant respondent’s motion to 6 dismiss but grant petitioner leave to file a Section 1983 complaint that names proper defendants. 7 If petitioner files a Section 1983 complaint, we will then screen the complaint. 8 II. Certificate of appealability 9 A petitioner seeking a writ of habeas corpus has no absolute right to appeal a district 10 court’s denial of a petition; he may appeal only in limited circumstances. See 28 U.S.C. § 2253; 11 Miller-El v. Cockrell, 537 U.S. 322, 335-36 (2003). Rule 11 Governing Section 2254 Cases 12 requires a district court to issue or deny a certificate of appealability when entering a final order 13 adverse to a petitioner. See also Ninth Circuit Rule 22-1(a); United States v. Asrar, 116 F.3d 14 1268, 1270 (9th Cir. 1997). A certificate of appealability will not issue unless a petitioner makes 15 “a substantial showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). This 16 standard requires the petitioner to show that “jurists of reason could disagree with the district 17 court’s resolution of his constitutional claims or that jurists could conclude the issues presented 18 are adequate to deserve encouragement to proceed further.” Miller-El, 537 U.S. at 327; accord 19 Slack v. McDaniel, 529 U.S. 473, 484 (2000). 20 Here, jurists of reason would not disagree with our conclusion or conclude that petitioner 21 should proceed further. Thus, the court should decline to issue a certificate of appealability. 22 23 3 Wolff v. McDonnell, 418 U.S. 539, 566 (1974) (“[T]he inmate facing disciplinary proceedings should be allowed to call witnesses and present documentary evidence in his defense when 24 permitting him to do so will not be unduly hazardous to institutional safety or correctional goals.”); Serrano v. Francis, 345 F.3d 1071, 1079-80 (9th Cir. 2003) (reasoning that prison 25 officials can violate prisoners’ due process rights to call witnesses in their defense in disciplinary hearings by refusing to allow live witness testimony); Williams v. Thomas, 492 F. App’x 732, 733 26 (9th Cir. 2012) (“Prisoners have a limited procedural due process right to call witnesses at 27 disciplinary hearings so long as it will not be unduly hazardous to institutional safety or correctional goals . . . . Prison officials may be required to explain, in a limited manner, the 28 reason why witnesses were not allowed to testify.”). 1 | IN. Motion for Appointment of Counsel 2 Petitioner filed a motion for appointment of counsel before he retained counsel on his 3 | own. ECF No. 13. Because petitioner is now represented by counsel, we will deny his motion 4 | for counsel as moot. If his counsel ceases to represent him, petitioner may renew his motion. 5 | IV. Order 6 Petitioner’s motion for appointment of counsel, ECF No. 13, is denied without prejudice. 7] Vz Findings and Recommendations 8 We recommend that the court grant respondent’s motion to dismiss, decline to issue a 9 | certificate of appealability, and allow petitioner to file a Section 1983 complaint. 10 We submit the findings and recommendations to the U.S. District Court Judge who will be 11 | assigned to the case under 28 U.S.C. § 636(b)(1)(B) and Rule 304 of the Local Rules of Practice 12 | for the United States District Court, Eastern District of California. Within fourteen days of the 13 | service of the findings and recommendations, petitioner may file written objections to the 14 | findings and recommendations with the court and serve a copy on all parties. That document 15 | must be captioned “Objections to Magistrate Judge’s Findings and Recommendations.” The 16 | assigned District Judge will then review the findings and recommendations under 28 U.S.C. § 17 | 636(6)1)(C). 18 19 IT IS SO ORDERED. 20 ( Dated: _ August 5, 2019 21 UNI STATES MAGISTRATE JUDGE 22 23 24 No. 202 25 26 27 28
Document Info
Docket Number: 1:18-cv-01576
Filed Date: 8/6/2019
Precedential Status: Precedential
Modified Date: 6/19/2024