- 1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 JULIA LANGLEY, No. 1:16-cv-01133-DAD-JLT 12 Plaintiff, 13 v. ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT 14 COUNTY OF INYO, et al., (Doc. No. 39) 15 Defendants. 16 17 Before the court is the motion for summary judgment, or in the alternative partial 18 summary judgment, filed by defendants County of Inyo (“Inyo County” or “the County”) and 19 Margaret Kemp-Williams (“Kemp-Williams”) (collectively, “defendants”) on September 18, 20 2018. (Doc. No. 39.) A hearing on this motion was held on November 6, 2018. Attorney John 21 Sarsfield appeared telephonically on behalf of plaintiff Julia Langley (“plaintiff”) and attorney 22 Carl Fessenden appeared telephonically on behalf of defendants. Following the hearing, the 23 motion was taken under submission. For the reasons set forth below, defendants’ motion will be 24 granted. 25 BACKGROUND 26 A. Factual Background 27 In late 2014, Inyo County opened a deputy county counsel position due to the voluminous 28 workload shared by then-County Counsel Kemp-Williams, and deputy county counsel David 1 Nam. (Doc. No. 41-1 (defendants’ reply to plaintiff’s response to defendants’ statement of 2 undisputed facts, or “DSUF”) at ¶ 1.) On December 5, 2014, plaintiff applied for that deputy 3 county counsel position and submitted her resume, which listed over twenty years of experience 4 as a deputy county counsel for Tulare County and background on specific matters that would be 5 helpful to Inyo County. (DSUF ¶¶ 3, 4.) On December 15, 2014, a panel interviewed plaintiff 6 and concluded that she was qualified for the position. (DSUF ¶¶ 5, 6.) Subsequently, Inyo 7 County Administrator Kevin Carunchio approved plaintiff’s appointment as the highest deputy 8 level in the county counsel’s office based on her background and experience. (DSUF ¶ 6.) 9 Thereafter, Kemp-Williams extended a conditional job offer to plaintiff for the Deputy County 10 Counsel IV position. (DSUF ¶ 6.) The job offer was contingent on plaintiff successfully 11 completing a six-month probationary period. (DSUF ¶ 7.) 12 Plaintiff was also required to complete the Inyo County physical exam, which included 13 the completion of a medical questionnaire and blood work. (DSUF ¶¶ 6, 8; Doc. No. 41-2 14 (defendants’ response to plaintiff’s statement of undisputed facts, or “PSUF”) at ¶ 1.) Plaintiff 15 objected to some aspects of that exam. (PSUF ¶ 2.) On December 29, 2014, plaintiff advised 16 Kemp-Williams that she had concerns about filling out the medical questionnaire. (DSUF ¶ 9.) 17 Kemp-Williams advised plaintiff that she did not have to complete the questionnaire. (DSUF ¶ 18 10.) On the date of her physical, plaintiff texted Kemp-Williams regarding concerns with the 19 blood work she was requested to have completed. (DSUF ¶ 11.) Kemp-Williams directed 20 plaintiff to contact Sue Dishion, Inyo County Deputy Personnel Director, and provided her 21 telephone number. (DSUF ¶ 12.) Ms. Dishion told plaintiff that she did not need to complete the 22 blood work as a part of the physical exam. (DSUF ¶ 13.) After plaintiff was told that she neither 23 had to complete the medical questionnaire nor do the blood work, plaintiff never voiced any 24 further concerns about either issue. (DSUF ¶ 14.) 25 Plaintiff accepted the Inyo County Counsel IV position and agreed to start working on 26 February 12, 2015. (DSUF ¶ 15.) She was supervised by Kemp-Williams. (DSUF ¶ 16.) 27 Plaintiff was an experienced government attorney with no history of discipline. (PSUF ¶ 4.) 28 ///// 1 According to defendants, Kemp-Williams began to have concerns about plaintiff’s work 2 product and performance within a few weeks after plaintiff started working for Inyo County and 3 she documented her concerns in a March 6, 2015 memorandum. (DSUF ¶ 17.) Kemp-Williams 4 read that memorandum at her meeting with plaintiff and Ms. Dishion on March 6, 2015 to discuss 5 those deficiencies but informed plaintiff that the memorandum would not be placed in plaintiff’s 6 personnel file. (Doc. No. 39-4 at ¶ 13; DSUF ¶¶ 17, 20, 22.) Kemp-Williams’ declaration lists 7 what her primary concerns regarding plaintiff’s work performance were at the time of that March 8 6, 2015 meeting.1 (Doc. No. 39-4 at ¶ 13.) 9 In addition, Ms. Dishion declares that Kemp-Williams advised her in late February 2015 10 that she was having problems with plaintiff, including that plaintiff was not performing at the 11 Deputy IV level, and that they discussed documenting the problems and discussing them with 12 plaintiff. (Doc. No. 39-7 at ¶ 8.) Ms. Dishion further declares that on March 6, 2015, Kemp- 13 Williams prepared a memorandum outlining plaintiff’s performance issues, that they met with 14 plaintiff that day to discuss those issues, and that at that meeting, Kemp-Williams read from her 15 prepared memorandum as a starting point to discuss plaintiff’s performance issues. (Doc. No. 39- 16 7 at ¶ 8.) From defendants’ perspective, the purpose of the meeting was to identify those issues, 17 ///// 18 1 The list of Kemp-Williams’s primary concerns included: (a) her feeling that plaintiff was often 19 insubordinate and failed to follow directions; (b) her observation that plaintiff failed to review information she referred plaintiff to regarding a HIPAA assignment, which subsequently resulted 20 in plaintiff providing legal advice to a county agency that outside counsel viewed as incorrect; (c) her experience working with plaintiff on an MOU assignment, where she had to make 21 significant revisions to plaintiff’s work and plaintiff had failed to include indemnity language after being asked to do so; (d) her review of plaintiff’s work product for a Grand Jury assignment, 22 where plaintiff failed to state the official in question was a county officer, an important point in 23 the assignment; (e) her review of plaintiff’s work product on an assignment regarding Measure A, which, in her opinion, failed to discuss the issue in a meaningful way; (f) her experience redoing 24 plaintiff’s assignment where plaintiff was asked to provide a memo to the County board in layman’s terms regarding the Adventure Trails petition because plaintiff’s work product was 25 overly legalistic; (g) her concern that plaintiff requested fourteen days in a petition to abate a nuisance, despite discussions with staff where plaintiff was told that fourteen days would not be 26 long enough; (h) her feeling that plaintiff did not accept the decisions she made; and (i) her 27 concern that plaintiff stated she was unwilling to work more than 40 hours a week unless there were exigent circumstances, which she limited to blood or fire. (DSUF ¶ 18; Doc. Nos. 39-4 at 28 3–4; 39-8 at 47–50.) 1 make sure plaintiff understood her employer’s expectations, and to help her improve. (DSUF 2 ¶ 21.) 3 According to plaintiff, she met with Ms. Dishion on March 6, 2015 “to further explain 4 [her] concerns about the actions of defendant Kemp-Williams as well as to report [her] belief that 5 defendant Kemp-Williams’ actions were illegal in nature.” (Doc. No. 40-3 at ¶ 6.) It is 6 undisputed that plaintiff believed Kemp-Williams was both violating the law and was rude. 7 (PSUF ¶ 5.) It is plaintiff’s contention that the purpose of the meeting on March 6, 2015 was for 8 her to complain about Kemp-Williams’ illegal actions. (PSUF ¶ 6.) But rather than meet with 9 Ms. Dishion and plaintiff “to try to resolve [plaintiff’s] concerns, defendant Kemp-Williams 10 instead prepared a lengthy memorandum detailing her subjective perceptions about [plaintiff’s] 11 alleged work-place deficiencies.” (Id.) Plaintiff declares that Kemp-Williams’ assessment of her 12 workplace performance was incorrect, that defendants’ allegations that she was somehow 13 deficient in her work product and legal skills is incorrect, and that during the course of her 14 employment with Inyo County, “[she] performed [her] legal duties competently and in 15 accordance with [her] experience as an attorney of many years.” (Id. at ¶¶ 6, 15.) Further, 16 plaintiff declares that “the allegations that [she] was ‘insubordinate’ are false,” and she “followed 17 the lawful directions of [her] supervisor and client(s) that [she] was given to the best of [her] 18 professional abilities.” (Id. at ¶ 16.) 19 Defendants’ version of the events regarding various county employees having observed 20 deficiencies in plaintiff’s work performance are as follows. Inyo County Risk Manager Marlena 21 Baker, Ms. Dishion, and Mr. Carunchio had been approached by many county employees who 22 had expressed their concerns over plaintiff’s work performance. (DSUF ¶ 23.) Ms. Baker 23 declared that other county staff members who interacted with plaintiff came to her and advised 24 her that they were uncomfortable with plaintiff and questioned her competence, and that she was 25 generally aware of the performance issues that Kemp-Williams had with plaintiff. (Doc. No. 39-6 26 at ¶ 6.) On February 20, 2015, Ms. Baker had observed plaintiff’s deficient work performance in 27 the same HIPAA assignment that concerned Kemp-Williams, in which plaintiff prepared a 28 memorandum authorizing release of confidential medical information of a former behavioral 1 health client to an out-of-state coroner. (DSUF ¶ 19.) Ms. Baker hired outside counsel to analyze 2 the issue and provide advice, and it was discovered that plaintiff’s error was in failing to consider 3 more stringent privacy standards applicable under state law. (Id.) Plaintiff’s mistake 4 significantly strained relationships with the county client and required Inyo County to take steps 5 to notify the decedent’s representative of the breach. (Id.) When confronted with the outside 6 counsel’s advise showing her error, plaintiff continued to maintain that she was correct. (Id.) 7 Ms. Dishion declared that after her meeting with plaintiff and Kemp-Williams on March 8 6, 2015, other county managers expressed concerns to her about plaintiff’s job performance, and 9 Kemp-Williams advised her that there were ongoing problems with plaintiff’s performance as 10 well. (Doc. No. 39-7 at ¶ 9.) Ms. Dishion communicated her ongoing concerns about plaintiff’s 11 work performance to Mr. Carunchio. (Id. at ¶ 10.) Kemp-Williams documented plaintiff’s 12 ongoing performance deficiencies throughout April and May 2015 in a second memorandum 13 dated June 6, 2015, which she later provided to plaintiff and Mr. Carunchio.2 (Doc. No. 39-4 at ¶ 14 14; DSUF ¶ 25.) 15 Mr. Carunchio continued to receive complaints about plaintiff’s performance throughout 16 the entirety of her employment with Inyo County. (DSUF ¶ 24.) Inyo County Health and Human 17 Services Director Jean Turner provided a negative impression of plaintiff based on her medical 18 marijuana presentation to the Board of Supervisors, finding her presentation to be more about 19 2 Kemp-Williams’ declaration provides the following examples of performance issues that she 20 documented in her second memorandum: (1) part of plaintiff’s role was to review agenda items for Board meetings, and she misstated the amount of money being requested in a Board agenda 21 item, showing plaintiff’s lack of attention to detail; (2) on an ESCOG assignment, which involved searching for copies of creation documents, plaintiff failed to communicate to Kemp-Williams 22 that by laws existed, resulting in incorrect information being provided to a Board member; 23 (3) plaintiff did not initially research an alternative theory for that ESCOG assignment; (4) plaintiff provided discouraging remarks to Kemp-Williams on the morning of her Ethics 24 presentation, calling her PowerPoint presentation “very dense” and plaintiff referenced a presentation she brought with her from Tulare County that would have been “easy for the board 25 to follow;” (5) plaintiff failed to complete the requested research on an assignment regarding dual use roads; (6) plaintiff refused to prepare a CEQA presentation due to not having a canned 26 presentation and lack of time, despite having fourteen days to prepare the presentation; and (7) 27 plaintiff’s presentation to the Board on the issue of medical marijuana received negative comments and failed to provide the Board with options to consider in its decision-making. 28 (DSUF ¶ 26; Doc. No. 39-4 at ¶ 14.) 1 passion than providing neutral overview of the law. (DSUF ¶ 27.) Ms. Turner advised that she 2 would be cautious when relying on work product from plaintiff based on that presentation. (Id.) 3 Mr. Carunchio had also observed plaintiff present to the Board on the topic of medical marijuana 4 and felt plaintiff failed to present an unbiased legal overview of the topic, which came across as 5 unprofessional and not the work product he expected from a Deputy County Counsel IV. (DSUF 6 ¶ 28.) Mr. Carunchio was also approached by Kelly Williams, Assistant to the County 7 Administrator, who worked with plaintiff on a grant contract for the office of emergency services 8 and identified significant errors made by plaintiff in that contract. (DSUF ¶ 29.) Ms. Williams 9 told Mr. Carunchio that she felt like plaintiff was asking her to do legal work. (Id.) 10 Plaintiff does not argue that she has a different version of those events or address any of 11 the specific examples of her alleged performance deficiencies during her time with Inyo County. 12 Plaintiff’s perspective is as follows. Plaintiff was having problems with Kemp-Williams’s 13 management style and personality and believed Kemp-Williams violated the law and was rude. 14 (PSUF ¶ 5; DSUF ¶ 30.) Kemp-Williams engaged in outbursts in the office.3 (PSUF ¶ 7.) On 15 May 12, 2015, Kemp-Williams stated that she resented employees who took sick time, and 16 plaintiff took that statement as a threat to her job. (PSUF ¶ 8.) Plaintiff suffered from migraines 17 and Kemp-Williams was aware of this. (PSUF ¶ 9.) On May 13, 2015, plaintiff sent Ms. Dishion 18 an email regarding problems she was having with Kemp-Williams’ management style and 19 personality. (DSUF ¶ 30.) On May 14, 2015, plaintiff sent Ms. Baker an email outlining her 20 complaints against Kemp-Williams. (DSUF ¶ 31.) On May 14, 2015, plaintiff met with Ms. 21 ///// 22 ///// 23 ///// 24 ///// 25 ///// 26 ///// 27 28 3 Defendants object to this fact as being immaterial, but do not explicitly dispute it. 1 Dishion and Ms. Baker to engage in an interactive process.4 (PSUF ¶ 10.) At that meeting, Ms. 2 Dishion told plaintiff that she would not be retaliated against by Kemp-Williams. (PSUF ¶ 11.) 3 In response, Inyo County consulted outside legal counsel and initiated a personnel 4 investigation regarding plaintiff’s complaint against Kemp-Williams. (DSUF ¶ 32.) During that 5 investigation, Inyo County physically separated the work locations of plaintiff and Kemp- 6 Williams. (DSUF ¶ 33.) The investigation was completed on July 15, 2015, and the conclusions 7 were reported to Inyo County. (DSUF ¶ 34.) On July 21, 2015, Ms. Dishion advised plaintiff 8 that her complaints against Kemp-Williams were determined to be unfounded and without merit. 9 (PSUF ¶ 13; DSUF ¶ 35.) Nine days after learning the results of the investigation, plaintiff was 10 fired, and no reason was given for the firing. (PSUF ¶¶ 14, 15.) 11 With respect to Inyo County’s decision to terminate plaintiff’s employment, defendants 12 assert the following facts. With regards to probationary employees, the department head usually 13 makes a recommendation to Mr. Carunchio whether to make an offer of permanent employment, 14 or not. (DSUF ¶ 40.) Because of plaintiff’s complaint against her department head, Kemp- 15 Williams, Mr. Carunchio decided to independently assess the issue of plaintiff’s probationary 16 status. (Id.) Mr. Carunchio requested Ms. Baker and Ms. Dishion conduct a review of plaintiff’s 17 work performance and make a recommendation regarding her probationary status. (DSUF ¶ 41.) 18 Ultimately, Ms. Baker and Ms. Dishion submitted a memorandum to Mr. Carunchio 19 recommending that plaintiff’s probationary status be terminated. (DSUF ¶ 42.) On July 30, 20 2015, Mr. Carunchio made the decision to terminate plaintiff’s probationary status. (DSUF ¶ 43.) 21 ///// 22 4 The purpose of that May 14, 2015 meeting is disputed by the parties. Plaintiff contends the 23 purpose of that meeting was for her to report her belief that Kemp-Williams had violated the law. (PSUF ¶ 10.) Defendants contend that the purpose of the meeting was to determine whether any 24 reasonable accommodation relating to plaintiff’s headaches and missed work was necessary, but defendants assert that the dispute about the purpose of the meeting is not material. (DSUF ¶ 37; 25 Doc. No. 39-7 at ¶ 12.) It is undisputed that plaintiff was provided all accommodations she requested with respect to her headaches and missing work. (DSUF ¶ 38.) It is also undisputed 26 that plaintiff met with Ms. Baker (the ADA coordinator) and Ms. Dishion again in mid-June to 27 discuss whether plaintiff needed any additional accommodations due to missing a substantial amount of work, and plaintiff did not request any additional accommodations at that time. 28 (DSUF ¶ 39.) 1 Mr. Carunchio’s decision to terminate plaintiff’s employment was based solely on information 2 gathered from multiple sources, his own personal observations of plaintiff, and a review of 3 plaintiff’s deficient work products.5 (DSUF ¶ 45.) Plaintiff’s complaint about being required to 4 fill out a medical questionnaire and completing blood work, prior to accepting her employment 5 offer with Inyo County, played no role in his termination decision. (DSUF ¶ 46.) Plaintiff’s 6 complaints relating to Kemp-Williams also played no role in his decision. (DSUF ¶ 46.) 7 B. Procedural Background 8 On November 17, 2016, plaintiff filed the operative, second amended complaint (“SAC”). 9 (Doc. No. 17.) In her SAC, plaintiff asserted two causes of action: (i) a claim against Kemp- 10 Williams under 42 U.S.C. § 1983, based on retaliation in violation of plaintiff’s First Amendment 11 12 5 Mr. Carunchio’s declaration provides the following bases for his decision to terminate plaintiff’s probationary employment: (i) consistent and similar complaints of county employees 13 regarding plaintiff’s deficient performance; (ii) his own observations, along with the observations of Ms. Baker, Kemp-Williams, Ms. Dishion, Ms. Turner, Ms. Williams, the Board of 14 Supervisors, and other county employees regarding plaintiff’s deficient work performance and 15 unprofessional behavior; (iii) reviewing numerous work assignments demonstrating plaintiff’s inability to follow instructions, prepare accurate and reliable work product, and respect various 16 levels of supervision, as described by Ms. Baker, Kemp-Williams, Ms. Williams, and other county employees; (iv) he had been advised that plaintiff was told that she provided incorrect 17 legal advice on the HIPAA matter and thereafter maintained she was correct, despite being presented with information showing her error; (v) his personal observations of plaintiff’s medical 18 marijuana presentation to the Board of Supervisors, where she failed to present an unbiased legal 19 overview of the matter and his finding that her presentation was unprofessional and fell well below the expectations of an experienced county counsel; (vi) he had learned that plaintiff’s work 20 product provided the underlying basis for a presentation to the Board of Supervisors analyzing the demands of California’s Fair Political Practices Commission on public employees, and it was his 21 understanding that plaintiff’s work product contained incorrect information, which resonated poorly with the Board members, and she failed to revise her work product in light of research 22 provided by Kemp-Williams that conflicted with the information provided in plaintiff’s original 23 work product; (vii) his knowledge that plaintiff had failed to complete assignments; (viii) he had been advised that plaintiff failed to calendar or propound discovery on a tax litigation matter 24 against Verizon, which in his opinion, demonstrated her inability to perform basic legal tasks and a lack of attention to details; (iix) complaints he received about plaintiff relying on “canned” 25 work product, resisting certain assignments deemed “pure law” assignments, and making comments that her superiors found disrespectful; (ix) he learned that plaintiff had been repeatedly 26 contacting former Tulare County Counsel colleagues to obtain legal advice on Inyo County 27 assignments and requesting that the colleagues provide her their work product or documents, and numerous emails were found, which demonstrated that plaintiff was not competent in performing 28 at the level of a Deputy County Counsel IV. (DSUF ¶ 44; Doc. No. 39-5 at ¶ 17.) 1 rights, and (ii) a claim against Inyo County under the Fair Employment and Housing Act 2 (“FEHA”), California Government Code § 12900 et seq., for retaliation. (Id.) 3 On September 18, 2018, defendants filed the pending motion for summary judgment. 4 (Doc. No. 39.) On October 23, 2018, plaintiff filed an opposition to the motion for summary 5 judgment. (Doc. No. 40.) On October 30, 2018, defendants filed a reply to plaintiff’s opposition. 6 (Doc. No. 41.) 7 LEGAL STANDARD 8 Summary judgment is appropriate when the moving party “shows that there is no genuine 9 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. 10 Civ. P. 56(a). 11 In summary judgment practice, the moving party “initially bears the burden of proving the 12 absence of a genuine issue of material fact.” In re Oracle Corp. Sec. Litig., 627 F.3d 376, 387 13 (9th Cir. 2010) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)). The moving party 14 may accomplish this by “citing to particular parts of materials in the record, including 15 depositions, documents, electronically stored information, affidavits or declarations, stipulations 16 (including those made for purposes of the motion only), admissions, interrogatory answers, or 17 other materials,” or by showing that such materials “do not establish the absence or presence of a 18 genuine dispute, or that an adverse party cannot produce admissible evidence to support the fact.” 19 Fed. R. Civ. P. 56(c)(1)(A), (B). When the non-moving party bears the burden of proof at trial, as 20 plaintiff does here, “the moving party need only prove that there is an absence of evidence to 21 support the non-moving party’s case.” Oracle Corp., 627 F.3d at 387 (citing Celotex, 477 U.S. at 22 325); see also Fed. R. Civ. P. 56(c)(1)(B). Indeed, summary judgment should be entered, after 23 adequate time for discovery and upon motion, against a party who fails to make a showing 24 sufficient to establish the existence of an element essential to that party’s case, and on which that 25 party will bear the burden of proof at trial. See Celotex, 477 U.S. at 322. “[A] complete failure of 26 proof concerning an essential element of the nonmoving party’s case necessarily renders all other 27 facts immaterial.” Id. at 322–23. In such a circumstance, summary judgment should be granted, 28 “so long as whatever is before the district court demonstrates that the standard for the entry of 1 summary judgment . . . is satisfied.” Id. at 323. 2 If the moving party meets its initial responsibility, the burden then shifts to the opposing 3 party to establish that a genuine issue as to any material fact actually does exist. See Matsushita 4 Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In attempting to establish the 5 existence of this factual dispute, the opposing party may not rely upon the allegations or denials 6 of its pleadings but is required to tender evidence of specific facts in the form of affidavits or 7 admissible discovery material in support of its contention that the dispute exists. See Fed. R. Civ. 8 P. 56(c)(1); Matsushita, 475 U.S. at 586 n.11; Orr v. Bank of Am., NT & SA, 285 F.3d 764, 773 9 (9th Cir. 2002) (“A trial court can only consider admissible evidence in ruling on a motion for 10 summary judgment.”). The opposing party must demonstrate that the fact in contention is 11 material, i.e., a fact that might affect the outcome of the suit under the governing law, see 12 Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); T.W. Elec. Serv., Inc. v. Pac. Elec. 13 Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987), and that the dispute is genuine, i.e., the 14 evidence is such that a reasonable jury could return a verdict for the non-moving party, see 15 Anderson, 477 U.S. at 250; Wool v. Tandem Computs. Inc., 818 F.2d 1433, 1436 (9th Cir. 1987). 16 In the endeavor to establish the existence of a factual dispute, the opposing party need not 17 establish a material issue of fact conclusively in its favor. It is sufficient that “the claimed factual 18 dispute be shown to require a jury or judge to resolve the parties’ differing versions of the truth at 19 trial.” T.W. Elec. Serv., 809 F.2d at 631. Thus, the “purpose of summary judgment is to ‘pierce 20 the pleadings and to assess the proof in order to see whether there is a genuine need for trial.’” 21 Matsushita, 475 U.S. at 587 (citations omitted). 22 “In evaluating the evidence to determine whether there is a genuine issue of fact,” the 23 court draws “all inferences supported by the evidence in favor of the non-moving party.” Walls v. 24 Cent. Contra Costa Cty. Transit Auth., 653 F.3d 963, 966 (9th Cir. 2011). It is the opposing 25 party’s obligation to produce a factual predicate from which the inference may be drawn. See 26 Richards v. Nielsen Freight Lines, 602 F. Supp. 1224, 1244–45 (E.D. Cal. 1985), aff’d, 810 F.2d 27 898, 902 (9th Cir. 1987). Finally, to demonstrate a genuine issue, the opposing party “must do 28 more than simply show that there is some metaphysical doubt as to the material facts. . . . Where 1 the record taken as a whole could not lead a rational trier of fact to find for the non-moving party, 2 there is no ‘genuine issue for trial.’” Matsushita, 475 U.S. at 587 (citation omitted). 3 DISCUSSION 4 A. First Amendment Retaliation Claim 5 “The First Amendment’s guarantee of freedom of speech protects government employees 6 from termination because of their speech on matters of public concern.” Bd. of Cty. Comm’rs v. 7 Umbehr, 518 U.S. 668, 675 (1996). As the Ninth Circuit has explained: 8 A First Amendment retaliation claim against a government employer 9 involves a sequential five-step series of questions: (1) whether the plaintiff spoke on a matter of public concern; (2) whether the plaintiff 10 spoke as a private citizen or public employee; (3) whether the plaintiff’s protected speech was a substantial or motivating factor in 11 the adverse employment action; (4) whether the state had an adequate justification for treating the employee differently from other 12 members of the general public; and (5) whether the state would have taken the adverse employment action even absent the protected 13 speech. 14 Desrochers v. City of San Bernardino, 572 F.3d 703, 708–09 (9th Cir. 2009) (quoting Eng v. 15 Cooley, 552 F.3d 1062, 1070 (9th Cir. 2009)); see also Coomes v. Edmonds Sch. Dist. No. 15, 16 816 F.3d 1255, 1259 n.2 (9th Cir. 2016) (noting that “while Eng delineates the burden of proof at 17 trial, courts must be ‘mindful of the shifting burden of proof governing motions for summary 18 judgment under Federal Rule of Civil Procedure’”) (citing In re Oracle Corp. Sec. Litig., 627 19 F.3d 376, 387 (9th Cir. 2010)). The Ninth Circuit has clarified that all five Eng factors, though 20 previously described as “sequential,” are independently necessary and “failure to meet any one of 21 them is fatal to the plaintiff’s case.” Dahlia v. Rodriguez, 735 F.3d 1060, 1067 (9th Cir. 2013). 22 Courts do not have to go through the Eng factors in order, and “it may be more efficient in some 23 instances to answer a potentially dispositive question further down the Eng list first.” Id. at 24 1067 n.4; see also Desrochers, 572 F.3d at 709 (affirming district court’s grant of summary 25 judgment following limited review of public concern inquiry “[b]ecause the district court 26 concluded that [plaintiffs’] speech did not touch on matters of public concern, [and] its analysis 27 ended at step one”). 28 ///// 1 Here, defendants move for summary judgment on plaintiff’s § 1983 claim against Kemp- 2 Williams for retaliation in violation of her First Amendment rights. (Doc. No. 39.) Defendants 3 assert that there is no genuine dispute as to any material fact and they are entitled to judgment as a 4 matter of law because: (1) plaintiff did not engage in protected speech; (2) she did not speak as a 5 private citizen; (3) her speech was not a substantial or motivating factor for the adverse 6 employment action; and (4) Inyo County would have taken the same adverse employment action 7 even absent the alleged protected speech. (Doc. No. 39-1 at 14.) Specifically, defendants argue 8 that plaintiff’s speech regarding the medical questionnaire and blood work and her complaints 9 regarding Kemp-Williams’ behavior and management style do not constitute speech on a matter 10 of public concern. (Doc. No. 39-1 at 14–16.) Though defendants mention in their motion that 11 plaintiff also alleges that she “reported her supervisor’s alleged illegal behavior,” defendants do 12 not provide any argument on whether that speech is protected. (Doc. No. 39-1 at 14.) 13 In her opposition, plaintiff focuses solely on the second Eng factor and argues that she 14 spoke as a private citizen because “[t]he duties of a government attorney do not include filing 15 discrimination complaints against one’s own employer, attending one’s own disability 16 accommodation meetings, or otherwise reporting violations of the law that your employer is 17 committing.” (Doc. No. 40 at 11.) Plaintiff does not mention any other Eng factor, does not 18 rebut any of defendants’ arguments, nor has she otherwise put forth any argument supporting the 19 basis for her First Amendment retaliation claim. 20 The court will address the first Eng factor—whether plaintiff spoke on a matter of public 21 concern—in the three categories of speech at issue here: (1) plaintiff’s complaints about the 22 medical questionnaire and blood work; (2) her complaints about Kemp-Williams’ allegedly rude 23 behavior and management style; and (3) her reports of Kemp-Williams allegedly illegal behavior. 24 Because the court finds that none of plaintiff’s speech was on a matter of public concern, the 25 court does not address the other Eng factors. 26 The inquiry into whether a plaintiff spoke on a matter of public concern is purely a 27 question of law. Robinson v. York, 566 F.3d 817, 822 (9th Cir. 2009). A public employee’s 28 speech is protected under the First Amendment if it addresses “a matter of legitimate public 1 concern,” that is, “when it can be fairly considered to relate to any matter of political, social, or 2 other concern to the community.” Pickering v. Bd. of Educ., 391 U.S. 563, 571 (1968); see also 3 Garcetti v. Ceballos, 547 U.S. 410, 418 (2006) (The court must “determin[e] whether the 4 employee spoke as a citizen on a matter of public concern. If the answer is no, the employee has 5 no First Amendment cause of action”). “The [] emphasis . . . on the right of a public employee as 6 a citizen in commenting upon matters of public concern [i]s not accidental” because “government 7 offices could not function if every employment decision became a constitutional matter.” 8 Connick v. Myers, 461 U.S. 138, 143 (1983). Thus, “when a public employee speaks not as a 9 citizen upon matters of public concern, but instead as an employee upon matters only of personal 10 interest, absent the most unusual circumstances, a federal court is not the appropriate forum in 11 which to review the wisdom of a personnel decision taken by a public agency allegedly in 12 reaction to the employee’s behavior.” Id. at 147. 13 To assess whether the speech addressed a matter of public concern, this court must 14 examine the content, form, and context of plaintiff’s speech. See Connick, 461 U.S. at 148. The 15 content of the speech at issue is the “greatest single factor” in the inquiry. Demers v. Austin, 746 16 F.3d 402, 415 (9th Cir. 2014). Speech that “enable[s] [] members of society to make informed 17 decisions about the operation of their government” relates to a matter of public concern. 18 Desrochers, 572 F.3d at 710 (9th Cir. 2009) (citation and internal quotation marks omitted). On 19 the other hand, “speech that deals with individual personnel disputes and grievances and that 20 would be of no relevance to the public’s evaluation of the performance of governmental agencies 21 is generally not of public concern.” Id. (citation and internal quotation marks omitted). The 22 Ninth Circuit has emphasized the Supreme Court’s warning that speech “not otherwise of public 23 concern does not attain that status because its subject matter could, in different circumstances, 24 have been the topic of a communication to the public that might be of general interest.” Id. at 717 25 (quoting Connick, 461 U.S. at 148 n.8). Thus, “the question is not whether particular subjects 26 ‘could be matters of public concern’; the question is whether ‘this speech’ meets the test.” Id. 27 Courts must also consider the form of the speech at issue. That an employee expressed 28 her views inside the office or privately, rather than publicly, “is not dispositive,” but a “limited 1 audience weighs against [a] claim of protected speech.” Desrochers, 572 F.3d at 714 (citation 2 and internal quotation marks omitted); see also Demers, 746 F.3d at 416 (holding that, while not 3 dispositive, “[i]f an employee expresses a grievance to a limited audience, such circulation can 4 suggest a lack of public concern”). Thus, “[p]rivate speech motivated by an office grievance is 5 less likely to convey the information that is a prerequisite for an informed electorate.” 6 Desrochers, 572 F.3d at 714 (citation and internal quotation marks omitted). 7 Lastly, courts “examine the context of the speech, particularly the point of the speech.” 8 Id. at 715 (citation and internal quotation marks omitted). “An employee’s motivation [is] 9 relevant to the public-concern inquiry.” Turner v. City and County of San Francisco, 788 F.3d 10 1206, 1210 (9th Cir. 2015) (quoting Desrochers, 572 F.3d at 715). “The question of whether the 11 speech was made to further some purely private interest is relevant to that inquiry.” Desrochers, 12 572 F.3d at 715 (citation and internal quotation marks omitted). The Ninth Circuit has framed 13 this inquiry with two questions: “[W]hy did the employee speak (as best as we can tell)? Does 14 the speech ‘seek to bring to light actual or potential wrongdoing or breach of public trust,’ or is it 15 animated instead by ‘dissatisfaction’ with one’s employment situation?” Desrochers, 572 F.3d at 16 715 (quoting Connick, 461 U.S. at 148). 17 1. Plaintiff’s Complaints about Medical Questionnaire and Blood Work 18 As noted above, before accepting the job with Inyo County, plaintiff objected to the 19 medical questionnaire and blood work portion of the Inyo County physical exam that she was 20 ///// 21 ///// 22 ///// 23 ///// 24 ///// 25 ///// 26 ///// 27 ///// 28 ///// 1 asked to complete.6 Plaintiff advised Kemp-Williams that she had concerns about filling out the 2 medical questionnaire, and Kemp-Williams told her she did not have to complete it. She also 3 texted Kemp-Williams regarding her concerns about the blood work, and was directed to call Ms. 4 Dishion, who told plaintiff that she also did not need to complete the blood work. After plaintiff 5 was told that she did not need to complete either the questionnaire or the blood work, she 6 accepted Inyo County’s job offer and never voiced any further concerns about either issue. 7 First, as to content, even viewing the evidence in the light most favorable to plaintiff on 8 summary judgment,7 her objections to the medical questionnaire and blood work do not relate to 9 any matter of “political, social, or other concern to the community.” See Turner, 788 F.3d 1206, 10 1211 (9th Cir. 2015). Plaintiff’s objections to the medical questionnaire and blood work were 11 based on her own perception that requiring them was not legal. At first blush, this may sound like 12 6 The court pauses to note that at the time plaintiff spoke about the medical questionnaire and 13 blood work, she was not yet an employee of Inyo County, and thus was not a “public employee.” Neither party raised this issue or addressed the significance of plaintiff’s employment status at the 14 time she engaged in this speech, even in their arguments related to the second Eng factor of 15 whether plaintiff spoke as a private citizen or as a public employee. Because the court finds that the content, form, and context of plaintiff’s speech regarding the medical questionnaire and blood 16 work do not support a finding that plaintiff spoke on a matter of public concern, the court does not address the other Eng factors. Thus, the court need not, and does not, decide the issue of 17 whether plaintiff could maintain her First Amendment retaliation claim based on speech made before she even was a public employee—an issue that appears to be of first impression. Cf. 18 Loguidice v. McTiernan, No. 1:14-cv-1323-TJM-CFH, 2019 WL 4222496, at *10 (N.D.N.Y. 19 Sept. 5, 2019) (“The parties have not pointed the Court to any cases where a public employee began her speech while a private citizen, continued the matter as a public employee, and then 20 suffered an adverse employment action allegedly motivated by her speech while working as a public employee. The Court has likewise not discovered such a case. The Court concludes that 21 Plaintiff spoke as a private citizen when she filed her lawsuit. There can be no doubt as to that fact, since she was not a public employee at that point.”). 22 23 7 Though not addressed in either parties’ statement of undisputed facts, plaintiff declares that she objected to the medical questionnaire and blood work because they were “unduly invasive of 24 [her] personal privacy, in violation of the Fourteenth Amendment (incorporating the protections of the First Amendment) of the United States Constitution, as well as California law, and thus 25 illegal,” and that she discussed her concerns with Kemp-Williams and Ms. Dishion. (Doc. No. 40-3 at ¶ 1.) Ms. Dishion, on the other hand, declares that plaintiff “asked that she not have to 26 complete the blood work due to it being repetitive to the urine sample she already provided.” 27 (Doc. No. 39-7 at ¶ 5.) In any event, it is undisputed on summary judgment that after being told she did not need to complete the questionnaire and the blood work, plaintiff never voiced any 28 further concerns about either issue. 1 the kind of subject matter that would be of public concern, particularly because courts have 2 recognized “unlawful conduct by a government employee or illegal activity within a government 3 agency is a matter of public concern.” Thomas v. City of Beaverton, 379 F.3d 802, 806–07 (9th 4 Cir. 2004) (holding that the district court erred in finding that a public employee did not speak on 5 a matter of public concern when she expressed support for promoting a subordinate and refused to 6 acquiesce in her supervisor’s unlawful retaliatory treatment of that subordinate, who had 7 previously sued the city for denying her promotion and the jury found she had been retaliated 8 against for making complaints of racial discrimination); see also Johnson v. Multnomah County, 9 48 F.3d 420, 425 (9th Cir. 1995) (a county employee’s accusations of mismanagement and 10 possible criminal conduct by her supervisor constituted speech on matters of inherent public 11 concern because that speech was about the misuse of public funds, wastefulness, and inefficiency 12 in managing and operating government entities); but see Turner, 788 F.3d at 1211 (affirming the 13 district court’s determination that a city employee’s speech to city officials “about what he 14 perceived to be the unlawful hiring and use of temporary exempt employees in direct 15 contravention of the city charter” was not protected speech, even though his complaint 16 “ostensibly could invoke a matter of public concern, as it discusses civil service rules prescribed 17 by local law”). But as the Ninth Circuit has warned, courts must evaluate the content of the 18 speech that is actually spoken, not whether the topic of that speech could have been of general 19 interest to the public “in different circumstances.” Desrochers, 572 F.3d at 717. The Ninth 20 Circuit’s decision in Turner is instructive. There, it was determined that the employee’s speech 21 was not on a matter of public concern, despite having potentially significant implications, because 22 his complaint “was focused on and driven by his internal grievance” and “arose primarily out of 23 concerns for his own professional advancement.” Turner, 788 F.3d at 1211; see also Constantino 24 v. S. Humboldt Unified Sch. Dist., No. 18-cv-02249-RMI, 2019 WL 201565, at *11 (N. D. Cal. 25 Jan. 15, 2019) (“Speech such as this, which deals with individual personnel disputes and 26 grievances and that would be of no relevance to the public’s evaluation of the performance of 27 governmental agencies, is generally not of public concern.”). Similarly, here, plaintiff objected 28 because the medical questionnaire and request for blood work violated her own personal privacy 1 rights in her view. Plaintiff did not raise the issue of illegality in a general sense, but rather she 2 “refused to answer the questionnaire or submit to the tests” because “they were unduly invasive 3 of [her] personal privacy.” (Doc. No. 40-3 ¶ 1.) 4 Under these circumstances, the undersigned concludes on summary judgment that the 5 content of plaintiff’s speech regarding the medical questionnaire and the requested blood work 6 does not support a finding that she spoke on a matter of public concern. Even if this were a close 7 case with marginal relation to matters of public concern—which it is not—the court’s conclusion 8 is further supported by the fact that plaintiff’s speech was made because of her personal interest 9 in wanting to be excused from having to complete the questionnaire and the blood work. See 10 Johnson, 48 F.3d at 425.8 11 Second, as to form, plaintiff expressed her concerns about the medical questionnaire and 12 blood work directly to Kemp-Williams and only spoke to Ms. Dishion about her concerns after 13 Kemp-Williams directed plaintiff to do so. Thus, plaintiff spoke to a limited audience in private 14 conversations. While not dispositive, this factor weighs against a finding that plaintiff spoke on a 15 matter of public concern. See Evans v. Meyer, No. 3:14-cv-00103-MMD-WGC, 2016 WL 81251, 16 at *5 (D. Nev. Jan. 7, 2016) (“The speech that Evans has identified exclusively took the form of 17 written complaints to supervisors. Speech in the form of internal employee grievances, rather 18 than some sort of public statement, cuts against a finding of public concern.”). 19 Third, as to context, plaintiff raised her concerns about the medical questionnaire and 20 blood work in the context of her completing the Inyo County physical exam, which was a 21 condition of her job offer. Plaintiff’s apparent motivation was to obtain approval from her 22 prospective employer that she did not need to complete the medical questionnaire and blood work 23 24 8 In Johnson, the Ninth Circuit provided the following guidance: 25 In a close case, when the subject matter of a statement is only marginally related to issues of public concern, the fact that it was 26 made because of a grudge or other private interest or to co-workers rather than to the press may lead the court to conclude that the 27 statement does not substantially involve a matter of public concern. 28 48 F.3d at 425. 1 portions of the physical exam. This is evident by the undisputed fact that she never voiced any 2 concerns about either the medical questionnaire or the blood work after being told she did not 3 need to complete them. If her motivation was to ensure that the County did not violate the law by 4 imposing these requirements on other prospective employees, or if she sought “to bring to light 5 actual or potential wrongdoing or breach of public trust,” see Desrochers, 572 F.3d at 715, then 6 arguably she would not have dropped the issue after being told she did not need to complete the 7 questionnaire or the blood work, which satisfied her personal interest in avoiding those 8 requirements. See Taitai v. City of Port Hueneme, No. 2:15-cv-04106-ODW (AJWx), 2015 WL 9 8334771, at *5 (C. D. Cal. Dec. 7, 2015) (“[W]hile Taitai questioned the City employee on 10 several topics that could possibly have an impact on the public’s perception of the City’s 11 unscrupulous hiring practices, it is clear that the conversation was motivated solely by Taitai’s 12 interest in his personal rehire application. This is insufficient to make out a First Amendment 13 retaliation claim.”). Thus, the context of plaintiff’s speech indicates that she was motivated by 14 her personal interest, not the broader public interest, which also weighs against a finding that 15 plaintiff spoke on a matter of public concern. 16 Because the content, form, and context of plaintiff’s objection to the medical 17 questionnaire and blood work all indicate that she did not speak on a matter of public concern, the 18 court concludes that plaintiff’s First Amendment retaliation claim based on this speech fails as a 19 matter of law. 20 2. Complaints about Kemp-Williams’ Behavior and Management Style 21 In moving for summary judgment in their favor, defendants contend that plaintiff’s 22 complaints to Ms. Dishion and Ms. Baker about Kemp-Williams’ management style and behavior 23 constituted speech on her individual personnel disputes and grievances, not speech on matters of 24 public concern. (Doc. No. 39-1 at 15–16.) Plaintiff makes no argument in her opposition that she 25 spoke on a matter of public concern when she made these complaints. Instead, she merely offers 26 her own declaration which largely repackages verbatim the allegations from her complaint: that 27 Kemp-Williams was rude, condescending, and overbearing and insisted on contacting her after 28 ///// 1 hours without compensatory time off or other renumeration. (Compare Doc. No. 17 at ¶¶ 16, 17 2 with Doc. No. 40-3 at ¶¶ 4, 5.) 3 The content, form, and context of this speech all support a finding that plaintiff did not 4 speak on a matter of public concern when she complained about Kemp-Williams’ rude behavior 5 and management style. 6 As to content, plaintiff’s emails to Ms. Dishion and Ms. Baker outline her problems and 7 complaints with Kemp-Williams’ management style and personality, all of which relate solely to 8 plaintiff’s grievances about Kemp-Williams’ behavior towards her. For example, plaintiff 9 complained that: Kemp-Williams was angry with plaintiff for taking sick time; she repeatedly 10 called plaintiff “Juliet” instead of her name “Julia”; she brought up past issues to prove plaintiff 11 was wrong; she said plaintiff’s time management strategies were not working and plaintiff needed 12 to slow down; she told plaintiff not to cross-work on assignments; Kemp-Williams’ behavior was 13 exacerbating plaintiff’s headaches; and Kemp-Williams used a patronizing tone of voice. (See 14 Doc. No. 39-8 at 64–73.) Thus, plaintiff’s speech dealt with her own “individual personnel 15 disputes and grievances” with Kemp-Williams; it was not speech that would be relevant to the 16 public’s evaluation of the performance of Inyo County. See Desrochers, 572 F.3d at 710. 17 As to form and context, plaintiff expressed her concerns to a limited audience of Ms. 18 Dishion and Ms. Baker through emails and at private meetings with them. It is undisputed that 19 Inyo County responded by commencing an investigation into plaintiff’s complaints, separating 20 the work locations of plaintiff and Kemp-Williams during that investigation, and ensuring that 21 plaintiff was provided all the accommodations she requested related to her headaches. The court 22 finds that under these circumstances established by the undisputed evidence submitted on 23 summary judgment, plaintiff’s complaints about Kemp-Williams’ behavior and management style 24 constituted the type of personnel disputes that fall outside of First Amendment protection. See 25 Gillette v. Delmore, 886 F.2d 1194, 1197 (9th Cir. 1989) (“[S]peech that deals with individual 26 personnel disputes and grievances and that would be of no relevance to the public’s evaluation of 27 the performance of governmental agencies is generally not of ‘public concern.’”); Roe v. City & 28 County of S.F., 109 F.3d 578, 585 (9th Cir. 1997) (finding no First Amendment protected speech 1 when plaintiffs “believed their supervisor was a ‘micro-manager,’ ‘autocratic’ and ‘controlling,’ 2 or even that he dressed them down in front of their colleagues”). 3 Accordingly, the court finds that plaintiff’s speech regarding Kemp-Williams’ alleged 4 behavior and management style did not address a matter of public concern, and thus was not 5 protected speech. 6 3. Complaints that Kemp-Williams’ Behavior was Illegal 7 It is undisputed that plaintiff believed Kemp-Williams was violating the law. (PSUF ¶ 5.) 8 Though the parties do not state any undisputed facts that describe plaintiff’s speech addressing 9 the alleged illegality of Kemp-Williams’ actions, it appears from plaintiff’s declaration submitted 10 in opposition to summary judgment that she believed Kemp-Williams’ behavior and management 11 style toward plaintiff—specifically her being rude, condescending, and overbearing, her insisting 12 that plaintiff work after hours without additional compensation, and her telling plaintiff that she 13 resented employees taking sick time—violated the County’s workplace policies, the Fair Labor 14 Standards Act, the Fair Employment and Housing Act, and the Americans with Disabilities Act. 15 (Doc. No. 40-3 at ¶¶ 4–9.) Plaintiff reported her belief that Kemp-Williams’ actions were “illegal 16 in nature” to Ms. Dishion. (Doc. No. 40-3 at ¶¶ 5, 6, 9.) At her meeting with Ms. Dishion and 17 Ms. Baker on May 14, 2015, plaintiff reported her belief that Kemp-Williams had violated the 18 FEHA, ADA, FSLA, “and was otherwise harassing and retaliating against [her] for [her] earlier 19 complaints.” (Doc. No. 40-3 at ¶ 9.) 20 In moving for summary judgment in their favor, defendants do not specifically address the 21 “illegality” aspect of plaintiff’s complaints about Kemp-Williams’ actions. Before addressing 22 each element of plaintiff’s First Amendment claim in their motion, defendants state that 23 “[p]laintiff alleges that she spoke about the illegality of the County’s medical questionnaire and 24 blood work request, as well as reported her supervisor’s alleged illegal behavior.” (Doc. No. 39-1 25 at 14.) Defendants then argue that plaintiff did not engage in protected speech in two sub- 26 sections of their motion, first on the medical questionnaire and blood work and second on 27 plaintiff’s “HR Complaint Against Ms. Kemp-Williams,” with the latter focusing solely on the 28 management style and personality aspects of plaintiff’s complaints about Kemp-Williams’ 1 actions—not the alleged illegality of her actions. (Doc. No. 39-1 at 15–16.) While the court 2 recognizes that plaintiff’s reports of the alleged illegality of Kemp-Williams’ actions were part 3 and parcel of plaintiff’s speech regarding Kemp-Williams’ behavior and management style, the 4 court addresses each of these aspects of the speech at issue separately because introducing notions 5 of “illegality” and “unlawfulness” can impact the analysis of whether the speech in question is on 6 a matter of public concern. See Thomas, 379 F.3d at 806–07. 7 On plaintiff’s part, her opposition is silent on the question of whether her complaints 8 about Kemp-Williams’ allegedly illegal actions constitute speech on a matter of public concern. 9 As mentioned above, plaintiff’s opposition to defendants’ arguments regarding her First 10 Amendment claim only address the question of whether plaintiff spoke as a private citizen and do 11 not address any other factor. (Doc. No. 40 at 11–12.) Even on that narrow issue, plaintiff argues 12 that she was speaking as a private citizen because “the duties of a government attorney do not 13 include filing discrimination complaints against one’s own employer, attending one’s own 14 disability accommodation meetings, or otherwise reporting violations of the law that [one’s] own 15 employer is committing.” (Doc. No. 40 at 11.) 16 It follows that to the extent plaintiff raised concerns about the alleged illegality of her 17 supervisor’s behavior, she did so only in the context of her own personnel dispute and how she 18 was being treated by her supervisor—which in her view, was unlawful treatment. Courts have 19 held that that kind of speech is not protected. See Connick, 461 U.S. at 147 (“[W]hen a public 20 employee speaks not as a citizen upon matters of public concern, but instead as an employee upon 21 matters only of personal interest, absent the most unusual circumstances, a federal court is not the 22 appropriate forum in which to review the wisdom of a personnel decision taken by a public 23 agency allegedly in reaction to the employee’s behavior.”); Thomas, 379 F.3d at 808 (noting “the 24 type of personnel matters that we have deemed unprotected under the public concern test are 25 employment grievances in which the employee is complaining about her own job treatment, not 26 personnel matters pertaining to others”). Thus, the content of plaintiff’s speech—even with the 27 aspect of perceived illegality as to how she was being treated—establishes that, here, plaintiff 28 spoke on her individual personnel matter and not on a matter of public concern. 1 Moreover, the mere fact that plaintiff mentioned illegality in her discussion with Ms. 2 Dishion and Ms. Baker does not alter the court’s analysis of the form and context of plaintiff’s 3 complaints about Kemp-Williams, which the court determined did not support a finding that she 4 spoke on a matter of public concern. See Part A.2, above. 5 Accordingly, the undersigned concludes that plaintiff’s speech regarding the alleged 6 illegality of Kemp-Williams’ actions was not speech on a matter of public concern, and thus was 7 not protected speech. 8 Based on the undisputed evidence before the court on summary judgment as outlined 9 above, the court concludes that plaintiff did not speak on a matter of public concern with respect 10 to any of the categories of speech that form the basis of her First Amendment retaliation claim. 11 Thus, the court will grant summary judgment in favor of defendants as to that claim. 12 B. Plaintiff’s FEHA Retaliation Claim 13 California law prohibits retaliation by an employer against an employee. Specifically, 14 FEHA makes it unlawful for “[f]or any employer . . . to discharge, expel, or otherwise 15 discriminate against any person because the person has opposed any practices forbidden under 16 this [Act] or because the person has filed a complaint, testified, or assisted in any proceeding 17 under this [Act].” Cal. Gov’t Code § 12940(h). A prima facie case of retaliation under FEHA 18 requires a plaintiff to show: (1) a protected activity; (2) an adverse employment action; and (3) a 19 causal link between the protected activity and the employer’s action. Yanowitz v. L’Oreal USA, 20 Inc., 36 Cal. 4th 1028, 1042 (2005); Light v. Cal. Dep’t of Parks and Recreation, 14 Cal. App. 21 5th 75, 91 (2017); Akers v. Cty. of San Diego, 95 Cal. App. 4th 1441, 1454 (2002). An 22 individual engages in a “protected activity” when she “oppose[s] any practices forbidden under 23 [FEHA] or … file[s] a complaint, testifies[s], or assist[s] in any proceeding under the [FEHA].” 24 Cal. Gov. Code § 12940(h); see also Yanowitz, 36 Cal. 4th at 1042. 25 In considering FEHA retaliation claims, California courts apply the burden-shifting 26 analysis set forth in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802–04 (1973). See 27 Yanowitz, 36 Cal. 4th at 1042. Under that analysis, once an employee establishes a prima facie 28 case of retaliation, the burden shifts to the employer to offer a legitimate, non-retaliatory reason 1 for the adverse employment action. Id.; Light, 14 Cal. App. 5th at 91; Flores v. City of 2 Westminister, 873 F.3d 739, 750 (9th Cir. 2017). If the employer produces a legitimate, non- 3 retaliatory reason for the adverse employment action, the burden shifts back to the employee to 4 prove intentional retaliation. Id. The plaintiff then has the burden to show “that the defendant’s 5 explanation is merely a pretext for impermissible retaliation.” Winarto v. Toshiba Am. Elecs. 6 Components, Inc., 274 F.3d 1276, 1284 (9th Cir. 2001). 7 “Pretext may be shown either (1) directly by persuading the jury that a discriminatory 8 motive more likely than not motivated the employer or (2) indirectly by showing that the 9 employer’s proffered explanation is unworthy of credence.” Winarto v. Toshiba Am. Elecs. 10 Components, Inc., 274 F.3d 1276, 1284 (9th Cir. 2001). Under Ninth Circuit precedent, 11 “[c]ircumstantial evidence of pretext must be specific and substantial in order to survive summary 12 judgment.” Brown v. City of Tucson, 336 F.3d 1181, 1188 (9th Cir. 2003); Godwin v. Hunt 13 Wesson Inc., 150 F.3d 1217, 1220 (9th Cir. 1998) (“Where evidence of pretext is circumstantial, 14 rather than direct, the plaintiff must produce ‘specific’ and ‘substantial’ facts to create a triable 15 issue of pretext.”); Gorrell v. Wells Fargo Bank, N.A., No. 14-cv-06811-AB (EX), 2015 WL 16 13721390, at *5 (C.D. Cal. June 25, 2015) (granting summary judgment for the defendant where 17 plaintiff produced “no evidence that Wells Fargo terminated her for reasons other than her lack of 18 compliance with company policy,” and finding that “[s]olely relying on her declaration as her 19 basis for retaliation does not create a triable issue of pretext for a jury to decide”). 20 “Unsubstantiated assertions of retaliatory intent, without more, are insufficient to overcome the 21 [employer’s] proffered neutral reasons.” Munoz v. Mabus, 630 F.3d 856, 865 (9th Cir. 2010) 22 (affirming the granting of summary judgment in favor of a defendant repair shop on a 23 technician’s retaliation claim because the technician’s unsubstantiated allegations that the shop 24 had retaliatory motives in denying his requests for specialized training were insufficient to 25 overcome the shop’s evidence of legitimate, non-retaliatory, and non-discriminatory reasons). 26 Finally, “[m]erely denying the credibility of the employer’s proffered reasons is insufficient to 27 withstand summary judgment.” Id. 28 ///// 1 Here, defendants have moved for summary judgment in their favor on plaintiff’s FEHA 2 retaliation claim against Inyo County. (Doc. No. 39 at 2.) In their motion, defendants contend 3 that plaintiff has not met her initial burden of establishing the third element of her prima facie 4 case—a causal link between her protected activity and Inyo County’s adverse employment action. 5 (Doc. No. 39 at 21–22.) Defendants also argue that even if plaintiff met her initial burden, 6 plaintiff also has the burden to prove intentional retaliation because Inyo County has produced 7 legitimate, non-retaliatory reasons for the adverse employment action taken against plaintiff. 8 (Doc. No. 39-1 at 22–24.)9 9 In opposition, plaintiff addresses only the causal link element of her prima facie case. 10 Specifically, plaintiff argues that “because she was fired only a few days after the conclusion of 11 the investigative complaint of discrimination, etc., the close temporal proximity suggests a causal 12 connection between her grievance and the fact that she was terminated.” (Doc. No. 40 at 9.) 13 Plaintiff asserts that “the short period of time between [her] complaint to human resources and the 14 decision to fire her is sufficient to establish a prima facie case on summary judgment.” (Doc. No. 15 10.) 16 But, it has been recognized that “a mere temporal relationship between an employee’s 17 protected activity and the adverse employment action, while sufficient for the plaintiff’s prima 18 facie case, cannot create a triable issue of fact if the employer offers a legitimate, nonretaliatory 19 9 In their reply, defendants raise for the first time the contention that plaintiff has also not met the 20 first element of her prima facie case—that she engaged in protected activity. (Doc. No. 41 at 5– 6.) In this regard, defendants assert that plaintiff’s opposition does not specifically state what 21 protected activity she engaged in and that her references to “illegal” conduct are vague and do not clearly show how plaintiff’s complaints about that “illegal” conduct were protected under FEHA. 22 (Doc. No. 41 at 6.) But defendants did not move for summary judgment on this basis (see Doc. 23 No. 39 at 2), and plaintiff’s opposition reflects this by stating “[p]rongs one and two are not at issue. However, the Defendants dispute that there is a causal link between the adverse 24 employment action and Langley’s protected activity” (Doc. No. 40 at 9). The court will not consider this argument, which has been improperly raised by defendants for the first time in their 25 reply brief. See Zamani v. Carnes, 491 F.3d 990, 997 (9th Cir. 2007) (“[D]istrict court need not consider arguments raised for the first time in a reply brief.”); Van Scoy v. New Albertson’s Inc., 26 No. 2:08-cv-02237-MCE-KJN, 2011 WL 13239542, at *1 (E.D. Cal. May 4, 2011) (“It is 27 improper to introduce new facts and/or legal arguments for the first time by way of reply, as opposed to the initial moving papers.”) (citing Lujan v. Nat’l Wildlife Federation, 497 U.S. 871, 28 894-95 (1990)). 1 reason for the adverse action.” Light, 14 Cal. App. 5th at 94. Thus, a temporal relationship alone 2 is not sufficient to avoid summary judgment. Id. 3 Notably, plaintiff does not argue that Inyo County has failed to articulate legitimate, 4 nonretaliatory reasons for terminating plaintiff’s employment, or even that there is a triable issue 5 of fact as to whether Inyo County has satisfied their burden in this regard. Instead, plaintiff 6 objects to certain portions of the declarations of Kemp-Williams, Mr. Carunchio, Ms. Baker, and 7 Ms. Dishion, which defendants have offered as evidence on summary judgment to establish that 8 Inyo County had legitimate, nonretaliatory reasons. (Doc. No. 40-4.) As to plaintiff’s hearsay 9 objections, while many of the declarants are relaying conversations in which other county 10 employees complained to them about plaintiff’s job performance, the court finds that those 11 statements are not hearsay because they are not being offered to prove the truth of the matter 12 asserted. Rather, they are offered to show the state of mind of the declarant. See Fed. R. Evid. 13 801(c). For example, plaintiff objects to Mr. Carunchio’s statement that Ms. Williams worked 14 with plaintiff on grant contracts and identified significant errors made by plaintiff in a grant 15 contract, and she told him that “she felt like plaintiff was asking her to do legal work.” (Doc. No. 16 41-3 at 5.) Defendants did not offer this statement to prove that plaintiff in fact made errors in the 17 contract, or that she was in fact asking Ms. Williams to do legal work. (Id.) Rather, that 18 statement is offered to explain Mr. Carunchio’s state of mind, how that contributed to his 19 decision-making, and whether he honestly believed his reasons for terminating plaintiff’s 20 employment. (Id.); see Flanagan v. City of Richmond, No. 14-cv-02714-EMC, 2015 WL 21 5964881, at *2 (N.D. Cal. Oct. 13, 2015), aff’d, 692 F. App’x 490 (9th Cir. 2017) (overruling 22 evidentiary objection on hearsay grounds where the evidence was “not offered for the truth of the 23 matters asserted, but to show the state of mind of the decision-makers who recommended 24 termination”); see also Villiarimo v. Aloha Island Air, Inc., 281 F.3d 1054, 1063 (9th Cir. 2002) 25 (noting that courts “only require that an employer honestly believed its reason for its actions, even 26 if its reason is ‘foolish or trivial or even baseless’” and “[i]n judging whether [defendant’s] 27 proffered justifications were ‘false,’ it is not important whether they were objectively false”). 28 Moreover, plaintiff has not presented any evidence in opposition to the pending motion for 1 summary judgment that Mr. Carunchio did not honestly believe his proffered reasons. 2 Plaintiff also “denies” many of the facts that defendants listed in their separate statement 3 of undisputed facts, but cites only her own declaration as evidence of the purported dispute. 4 (Doc. No. 40-1.) Specifically, plaintiff cites these three paragraphs (which are verbatim 5 allegations from the SAC): 6 On or about March 6, 2015, I met with Human Resources/Personnel (HR) representative Sue Dishion to further explain my concerns 7 about the actions of Defendant Kemp-Williams as well to report my belief that Defendant Kemp-Williams’ actions were illegal in nature. 8 Rather than meet with Human Resources/Personnel representatives and I to try to resolve my concerns, Defendant Kemp-Williams 9 instead prepared a lengthy memorandum detailing her (Defendant Kemp-Williams’) subjective perceptions about my alleged work- 10 place deficiencies. Her assessment of my workplace performance was incorrect. Following the meeting, Defendant Kemp-Williams 11 engaged in a series of outbursts while in the office. Those outbursts were directed at me and some of my co-workers. 12 13 (Doc. No. 40-3 at ¶ 6.) 14 Defendants’ allegations (both County of Inyo and Kemp-Williams) (to include the statement of Inyo County employees Dishion, 15 Carunchio, and Baker) that I was somehow deficient in my work product (legal skills) are not correct. During the course of my 16 employment with the County of Inyo, I performed my legal duties competently and in accordance with my experience as an attorney of 17 many years. 18 (Doc. No. 40-3 at ¶ 15.) 19 The allegations that I was “insubordinate” are false. I followed the 20 lawful directions of my supervisor and client(s) that I was given to the best of my professional abilities. 21 (Doc. No. 40-3 at ¶ 16.) 22 23 But these averments do not materially dispute the existence of Kemp-Williams’ March 6, 24 2015 and June 6, 2015 memorandums, or the fact that those memorandums listed concerns that 25 Kemp-Williams and others identified with plaintiff’s job performance. Plaintiff may very well 26 deny the truth of the concerns identified, but her denial does not create a material issue of fact as 27 to whether the memorandums exist. Similarly, plaintiff purports to dispute the list of reasons Mr. 28 Carunchio declared to be the basis for his decision to terminate her employment, but she offers no 1 evidence on summary judgment that his “explanation is unworthy of credence.” See Winarto, 2 274 F.3d at 1284. Thus, the court finds that Inyo County has articulated legitimate, non- 3 retaliatory reasons as detailed in the factual background section above. 4 Having so found, the burden shifts to plaintiff to show that Inyo County’s articulated 5 reasons were pretextual and to prove intentional retaliation. Plaintiff, however, has failed to 6 “produce ‘specific’ and ‘substantial’ facts to create a triable issue of pretext.” See Godwin, 150 7 F.3d at 1220. Indeed, plaintiff has made no effort to meet this showing; she did not offer any 8 evidence or provide the court with any predicate facts on which an inference of pretext can be 9 drawn. At the hearing on defendants’ pending motion for summary judgment, plaintiff’s counsel 10 confirmed that plaintiff has offered the court no evidence—besides temporal proximity and her 11 own statement that she performed her duties competently—that would support her retaliation 12 claim. Moreover, plaintiff’s own declaration confirms that Kemp-Williams prepared the March 13 6, 2015 memorandum identifying plaintiff’s deficiencies prior to plaintiff expressing her concerns 14 about Kemp-Williams’ behavior, thereby undercutting plaintiff’s causal link and temporal 15 proximity argument. 16 Because the court finds that on summary judgment Inyo County has articulated its 17 legitimate, non-retaliatory reasons for terminating plaintiff’s employment, and plaintiff failed to 18 create a triable issue of fact as to whether Inyo County’s reasons were pretextual, defendants are 19 entitled to summary judgment on plaintiff’s FEHA retaliation claim as well. See Lavery-Petrash 20 v. Sierra Nevada Mem’l Hosp., No. 2:11-cv-1520-GEB-DAD, 2015 WL 3733010, at *12 (E.D. 21 Cal. June 12, 2015), report and recommendation adopted, No. 2:11-cv-1520-GEB-DAD, 2015 22 WL 13546452 (E.D. Cal. Aug. 7, 2015), aff’d sub nom. Lavery-Petrash v. Catholic Healthcare 23 W., 670 F. App’x 586 (9th Cir. 2016), as amended (May 16, 2017) (affirming summary judgment 24 for defendant where defendant produced considerable evidence of plaintiff’s poor work 25 performance and behavioral problems and plaintiff’s temporal proximity argument was 26 insufficient to raise a genuine dispute of material fact as to pretext). 27 ///// 28 ///// 1 CONCLUSION 2 For the reasons set forth above: 3 1. Defendant’s motion for summary judgment (Doc. No. 39) is granted in its entirety; 4 and 5 2. The Clerk of the Court is directed to close this case. 6 | IT IS SO ORDERED. si 7 /}/ fP A; Dated: _ February 27, 2020 Sea 1" S098 8 UNITED STATES DISTRICT JUDGE 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 28
Document Info
Docket Number: 1:16-cv-01133
Filed Date: 2/28/2020
Precedential Status: Precedential
Modified Date: 6/19/2024