(PC) Harvey v. Barbour ( 2021 )

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 KENNETH HARVEY, No. 2:12-cv-02029 KJM DB 12 Plaintiff, 13 v. FINDINGS AND RECOMMENDATIONS 14 J. BARBOUR, 15 Defendant. 16 17 Plaintiff is a state prisoner proceeding pro se and in forma pauperis with a civil rights 18 action filed pursuant to 42 U.S.C. § 1983. Plaintiff alleges that defendant J. Barbour violated his 19 First Amendment rights when she forced him to perform work duties inconsistent with an active 20 medical chrono in retaliation for his verbal complaints and an inmate grievance that he filed. 21 Defendant now moves for summary judgment pursuant to Federal Rule of Civil Procedure 56. 22 Plaintiff opposes the motion. For the reasons set forth below, defendant’s motion should be 23 granted. 24 I. Summary of Plaintiff’s Allegations 25 The allegations in the second amended complaint arise from an incident occurring at 26 California State Prison in Solano, California in July 2011. Plaintiff alleges that he suffers from 27 chronic back pain. In July 2011, plaintiff complained to defendant, his supervisor at his kitchen 28 work assignment, that she appeared to favor younger inmates for paid work assignments. In 1 response to that complaint and an inmate grievance filed by plaintiff, defendant retaliated by 2 ordering plaintiff to wash over 40 garbage cans. This was done despite the fact that defendant was 3 “clearly aware” of plaintiff’s chronic back pain and also despite being shown the medical chrono 4 indicating plaintiff’s need for light duty job assignments. As a result, plaintiff suffered further 5 back injury. 6 II. Undisputed Facts 7 In July 2011, plaintiff was housed at California State Prison in Solano, California. Sec. 8 Am. Compl. (“SAC”) at 2. Plaintiff worked in the kitchen, where his supervisor was Correctional 9 Supervising Cook J. Barbour. Dep. of Pl. [ECF No. 53-2] at 9:4-16; Decl. of J. Barbour in Supp. 10 of Mot. Summ. J. [ECF No. 53-2] ⁋ 2. 11 As part of her duties, defendant Barbour supervised inmate workers in the kitchen, 12 assigned them tasks, and determined who receives a pay number (the opportunity to get paid 13 while working). Barbour Decl. ⁋ 2; Pl.’s Dep. at 28:23-24. In determining who received pay 14 numbers, defendant used criteria outlined in the California Code of Regulations, title 15, section 15 3041.1. Barbour Decl. ⁋ 5. She denies considering an inmate’s age when assigning pay numbers. 16 Id. 17 Plaintiff, who worked in the kitchen for “a long time,” began to notice that inmates who 18 came after him where getting pay numbers on the first day on the job. Pl.’s Dep. at 10:2-4. Before 19 plaintiff asked defendant about getting a pay number, plaintiff claims that she treated him “all 20 right.” Id. at 10:10-12. After his request for a pay number, plaintiff claims that defendant’s 21 demeanor towards him changed: “she got to acting, you know, not liking me.” Id. at 10:4-5. 22 Plaintiff claims that he asked her for a pay number a few times, and defendant’s response was 23 typically, “You don’t work good enough” or “You don’t deserve one.” Id. at 10:10-24. Defendant 24 also treated plaintiff poorly and locked him out of work assignments on July 4, 5, and 6, 2011. Id. 25 at 10:6-12; 14:8-19. By “locked out,” plaintiff meant that he would show up to work, but 26 defendant would not let him work. See id. at 14:8-19. 27 At some point, plaintiff began to complain to defendant about her unprofessional 28 behavior, saying things like, “Why is you singling me out[?]” Pl.’s Dep. at 27:22—28:5. Plaintiff, 1 however, does not remember when he made those complaints. See id. at 27:22—28:1; 37:20-23. 2 He also admits that, while he did ask for a paying assignment, he did not tell defendant that he 3 believed she was denying him paying opportunities because of his age. Id. at 11:18-22, 37:5-7. 4 Defendant denies that plaintiff ever complained to her about not receiving a pay number 5 because of his age or that she favored younger workers. Barbour Decl. ⁋ 5. Defendant also denies 6 that plaintiff ever informed her that he would file an inmate grievance against her. Id. ⁋ 7. 7 On July 6, 2011, plaintiff was working the lunch box crew. Barbour Decl. ⁋ 3. When 8 another officer needed the assistance of two or three inmates to clean out 40 trash cans, defendant 9 ordered plaintiff to help. Id. Defendant states that she did not assign plaintiff to perform the work 10 “because of any statements he made concerning my treatment of him.” Id. ⁋ 4. Plaintiff claims 11 defendant ordered him to help because “[s]he didn’t like [him].” Pl.’s Dep. at 27:18-21. 12 When plaintiff reminded defendant of his inability to perform the work because of his 13 back, defendant allegedly dismissed his concerns, saying, “I don’t think this will hurt you.” Pl.’s 14 Dep at 21:1-6. Fearing a write-up, plaintiff proceeded to the assignment. Id. at 11:21-22. The 15 work required him to fill large garbage cans with water and to tilt the then-filled (and heavy) 16 garbage cans to empty the water. Id. at 11:23-25. This work resulted in acute low back pain that 17 forced plaintiff to visit the triage and treatment area on July 6 and 7, 2011. Id. at 21:18-25. 18 On July 17, 2011, plaintiff submitted an inmate grievance complaining of age 19 discrimination by defendant and her unprofessional behavior towards plaintiff. Def.’s Mot. 20 Summ. J. Ex. 2A [ECF No. 53-2 at 20-23]. 21 On September 29, 2011, plaintiff’s grievance was processed as a staff complaint. Def.’s 22 Mot. Summ. J. Ex. 2A [ECF No. 53-2 at 24-25]. 23 Plaintiff’s grievance was denied at the third level of review on January 26, 2012. Def.’s 24 Mot. Summ. J. Ex. 2A [ECF No. 53-2 at 18-19]. 25 III. Legal Standard on Motion for Summary Judgment 26 Summary judgment is appropriate when the moving party “shows there is no genuine 27 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. 28 Civ. P. 56(a). Under summary judgment practice, “[t]he moving party initially bears the burden 1 of proving the absence of a genuine issue of material fact.” In re Oracle Corp. Sec. Litigation, 2 627 F.3d 376, 387 (9th Cir. 2010) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)). 3 The moving party may accomplish this by “citing to particular parts of the materials in the record, 4 including depositions, documents, electronically stored information, affidavits or declarations, 5 stipulations (including those made for purposes of the motion only), admissions, interrogatory 6 answers, or other materials” or by showing that such materials “do not establish the absence or 7 presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to 8 support the fact.” Fed. R. Civ. P. 56(c)(1)(A), (B). 9 When the non-moving party bears the burden of proof at trial, “the moving party need 10 only prove that there is an absence of evidence to support the nonmoving party’s case.” Oracle 11 Corp., 627 F.3d at 387 (citing Celotex, 477 U.S. at 325); see also Fed. R. Civ. P. 56(c)(1)(B). 12 Indeed, summary judgment should be entered, after adequate time for discovery and upon motion, 13 against a party who fails to make a showing sufficient to establish the existence of an element 14 essential to that party’s case, and on which that party will bear the burden of proof at trial. See 15 Celotex, 477 U.S. at 322. “[A] complete failure of proof concerning an essential element of the 16 nonmoving party’s case necessarily renders all other facts immaterial.” Id. In such a 17 circumstance, summary judgment should be granted, “so long as whatever is before the district 18 court demonstrates that the standard for entry of summary judgment . . . is satisfied.” Id. at 323. 19 If the moving party meets its initial responsibility, the burden shifts to the opposing party 20 to establish that a genuine issue as to any material fact actually does exist. See Matsushita Elec. 21 Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In attempting to establish the 22 existence of this factual dispute, the opposing party typically may not rely upon the allegations or 23 denials of its pleadings but is required to tender evidence of specific facts in the form of 24 affidavits, and/or admissible discovery material, in support of its contention that the dispute 25 exists. See Fed. R. Civ. P. 56(c)(1); Matsushita, 475 U.S. at 586 n.11. The opposing party must 26 demonstrate that the fact in contention is material, i.e., a fact that might affect the outcome of the 27 suit under the governing law, see Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); 28 T.W. Elec. Serv., Inc. v. Pacific Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987), and 1 that the dispute is genuine, i.e., the evidence is such that a reasonable jury could return a verdict 2 for the nonmoving party, see Anderson, 477 U.S. at 248. 3 In the endeavor to establish the existence of a factual dispute, the opposing party need not 4 establish a material issue of fact conclusively in its favor. It is sufficient that “the claimed factual 5 dispute be shown to require a jury or judge to resolve the parties’ differing versions of the truth at 6 trial.” T.W. Elec. Serv., 809 F.2d at 630. Thus, the “purpose of summary judgment is not ‘pierce 7 the pleadings and assess the proof in order to see whether there is a genuine need for trial.’” 8 Matsushita, 475 U.S. at 587 (citations omitted). 9 “In evaluating the evidence to determine whether there is a genuine issue of fact,” the 10 court draws “all reasonable inferences supported by the evidence in favor of the non-moving 11 party.” Walls v. Central Contra Costa Transit Auth., 653 F.3d 963, 966 (9th Cir. 2011) (citing 12 Guidroz—Brault v. Mo. Pac. R.R. Co., 254 F.3d 825, 829 (9th Cir. 2001)). It is the opposing 13 party’s obligation to produce a factual predicate from which the inference may be drawn. See 14 Richards v. Nielsen Freight Lines, 810 F.2d 898, 902 (9th Cir. 1987). Finally, to demonstrate a 15 genuine issue, the opposing party “must do more than simply show that there is some 16 metaphysical doubt as to the material facts . . . Where the record taken as a whole could not lead a 17 rational trier of fact to find for the nonmoving party, there is no genuine issue for trial.” 18 Matsushita, 475 U.S. at 586-87 (citation and internal quotation marks omitted). 19 IV. Discussion 20 a. Legal Standard 21 In order to state a claim under 42 U.S.C. § 1983 for retaliation, the prisoner must establish 22 that he was retaliated against for exercising a constitutional right, and that the retaliatory action 23 was not related to a legitimate penological purpose, such as preserving institutional security. See 24 Barnett v. Centoni, 31 F.3d 813, 815-16 (9th Cir. 1994) (per curiam). In meeting this standard, the 25 prisoner must demonstrate a specific link between the alleged retaliation and the exercise of a 26 constitutional right. See Pratt v. Rowland, 65 F.3d 802, 807 (9th Cir. 1995); Valandingham v. 27 Bojorquez, 866 F.2d 1135, 1138-39 (9th Cir. 1989). The prisoner must also show that the exercise 28 of First Amendment rights was chilled, though not necessarily silenced, by the alleged retaliatory 1 conduct. See Resnick v. Hayes, 213 F.3d 443, 449 (9th Cir. 2000), see also Rhodes v. Robinson, 2 408 F.3d 559, 569 (9th Cir. 2005). Thus, the prisoner plaintiff must establish the following in 3 order to state a claim for retaliation: (1) prison officials took adverse action against the inmate; 4 (2) the adverse action was taken because the inmate engaged in protected conduct; (3) the adverse 5 action chilled the inmate's First Amendment rights; and (4) the adverse action did not serve a 6 legitimate penological purpose. See Rhodes, 408 F.3d at 568. 7 b. Analysis 8 The gravamen of plaintiff’s First Amendment claim is that defendant ordered him to clean 9 the trash bins in retaliation for plaintiff’s verbal complaints about not receiving paying 10 assignments and for his filing of an inmate grievance concerning her. 11 As an initial matter, there is no dispute that plaintiff’s inmate grievance was filed after the 12 incident underlying this case. Because defendant’s conduct preceded plaintiff’s protected 13 conduct, plaintiff’s retaliation claim fails insofar as it is premised on the filing of the inmate 14 grievance. 15 The remaining question is whether plaintiff’s verbal complaints to defendant about not 16 receiving a paying assignment and complaints about her unprofessional behavior amount to 17 protected conduct within the meaning of the First Amendment. For the reasons set forth below, 18 the Court concludes that they do not. 19 Although neither the Ninth Circuit nor the Supreme Court has decided whether a 20 prisoner’s verbal complaints constitute protected activity, at least some district courts, including 21 some in this Circuit, have found that such verbal complaints do qualify as protected activity. See, 22 e.g., Ahmed v. Ringer, No. 2:13-cv-1050 MCE DAD P, 2015 WL 502855, at *4 (E.D. Cal. Feb. 23 5, 2015) (“[T]he court finds that plaintiff’s verbal complaint about the July 2, 2012 search and 24 seizure of his property constitutes protected conduct under the First Amendment for purposes of a 25 retaliation claim.”), report and recommendation adopted, 2015 WL 1119675 (E.D. Cal. Mar. 11, 26 2015); West v. Dizon, No. 2:12-cv-1293 MCE DAD P, 2014 WL 794335, at *5 (E.D. Cal. Feb. 27 27, 2014) (“The First Amendment's protection in this context is not limited to the form 28 submission of a complaint against a prison staffer.”), report and recommendation adopted, 2014 1 WL 1270584 (E.D. Cal. Mar. 26, 2014); Carter v. Dolce, 647 F. Supp. 2d 826, 834 (E.D. Mich. 2 2009) (“Once a prisoner makes clear his intention to resort to official channels to seek a remedy 3 for ill treatment by a prison employee, retaliation against the prisoner by that employee implicates 4 all the policies intended to protect the exercise of a constitutional right.”); Conkleton v. Muro, 5 No. 08-cv-2612-WYD-MEH, 2011 WL 1119869, at *3 (D. Colo. Mar. 28, 2011) (finding that 6 “verbal articulation ... of an intent to file a grievance” is constitutionally protected speech); see 7 also Merrick v. Ellis, No. 5:15-cv-1052 MMM (GJS), 2015 WL 9999194, at *5–6 (C.D. Cal. 8 Nov. 30, 2015) (“Without deciding the issue, the Court has reason to doubt that the form of a 9 grievance is a proper distinction to be drawn in terms of a ‘clearly established right.’ ”), report 10 and recommendation adopted, 2016 WL 447796 (C.D. Cal. Feb. 4, 2016). 11 In each of these contexts, the protected conduct was a verbal complaint indicating an 12 intent to report the defendant’s conduct. Here, in contrast, there is no evidence that plaintiff’s 13 complaints to defendant about not receiving a paying assignment or her unprofessional behavior 14 included an indication that he intended to file a grievance about the issue(s) or otherwise report 15 these incidents to someone. In addition, plaintiff, who bears the burden of proof on this issue, has 16 come forward only with speculation as to when he made the verbal complaints to defendant, and, 17 even then, it is not clear if he complained to defendant or merely asked for paying assignments. 18 It is indeed possible, as plaintiff suggests, that he and defendant had an acrimonious 19 relationship, which included defendant acting unprofessionally towards him and telling other 20 inmates not to speak to him. But that relationship, standing alone, does not establish a dispute of 21 material fact as to whether defendant retaliated against plaintiff for protected conduct. That is to 22 say, even if defendant ordered plaintiff to wash out the garbage cans because she disliked him, 23 that conduct is not enough to impose liability on her under the First Amendment. The only way 24 that liability may be imposed is if defendant ordered plaintiff to wash out the garbage cans 25 because of protected conduct. But as discussed supra, plaintiff did not engage in protected 26 conduct within the meaning of the First Amendment before he was ordered to wash out the 27 garbage bins. Summary judgment should therefore be entered for defendant. In light of this 28 1 | recommendation, the Court declines to consider defendant’s argument that he is entitled to 2 | qualified immunity. 3 V. Conclusion 4 Based on the foregoing, IT IS HEREBY RECOMMENDED that defendant’s motion for 5 || summary judgment (ECF No. 53) be granted. 6 These findings and recommendations are submitted to the United States District Judge 7 | assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within thirty (30) days 8 || after being served with these findings and recommendations, any party may file written 9 | objections with the court and serve a copy on all parties. Such a document should be captioned 10 | “Objections to Magistrate Judge’s Findings and Recommendations.” Any response to the 11 | objections shall be served and filed within fourteen days after service of the objections. The 12 | parties are advised that failure to file objections within the specified time may waive the right to 13 | appeal the District Court’s order. Martinez v. YIst, 951 F.2d 1153 (9th Cir. 1991). 14 | Dated: March 15, 2021 16 ORAH BARNES UNITED STATES MAGISTRATE JUDGE 18 19 Di □□□□□□□□□□□□□□□□□□□□□□□ 20 21 22 23 24 25 26 27 28