(PC) Cervantes v. Burciaga ( 2021 )

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 RAUL CERVANTES, No. 2:20-cv-0232 AC P 12 Plaintiff, 13 v. ORDER AND FINDINGS & RECOMMENDATIONS 14 S. BURCIAGA, 15 Defendant. 16 17 Plaintiff is a state prisoner proceeding pro se with a civil rights action pursuant to 18 42 U.S.C. § 1983. Currently before the court is defendant’s motion to dismiss plaintiff’s second 19 amended complaint. ECF No. 59. 20 I. Plaintiff’s Allegations 21 Plaintiff alleges that defendant used excessive force against him in violation of the Eighth 22 Amendment. ECF No. 34 at 3. Specifically, he alleges that on April 28, 2015, without 23 provocation, defendant hit him on the head with a metal baton, causing great bodily injury. Id. 24 As a result, plaintiff now suffers from epilepsy. Id. 25 II. Motion to Dismiss 26 Defendant moves to dismiss plaintiff’s § 1983 action for failure to exhaust administrative 27 remedies. ECF No. 59-1 at 10-16. He argues that plaintiff must fully exhaust his administrative 28 remedies before bringing suit, and that it is clear from the face of the complaint that plaintiff has 1 not done so. Id. at 10-11. Additionally, defendant argues that plaintiff is precluded from 2 litigating the exhaustion issue because it was previously litigated and resolved against plaintiff in 3 Cervantes v. Williamson (Williamson), Case No. 2:15-cv-2138 KJM DB. Id. at 11-16. 4 Alternatively, defendant argues that plaintiff’s § 1983 action is untimely because it was filed 5 more than four years after the incident, and he is not entitled to equitable tolling. Id. at 16-24. 6 In opposition, plaintiff argues that defendant failed to timely raise the exhaustion issue. 7 ECF No. 64 at 1. He further contends that defendant has failed to meet his burden of proof with 8 respect to exhaustion. Id. Plaintiff also appears to argue that defendant obstructed justice by 9 failing to submit into evidence his entire appeal record and lying to the court. Id. With respect to 10 defendant’s assertion of res judicata, plaintiff argues that while there is some factual overlap 11 between this case and Williamson, the facts are not the same. Id. at 2. Lastly, plaintiff argues 12 that he is entitled to tolling of the statute of limitation based on excusable neglect and his 13 impaired mental health. Id. at 3. 14 In reply, defendant argues that his motion was timely filed on the deadline for responding 15 to plaintiff’s complaint, and that he met his burden of proof with respect to the exhaustion issue 16 because he showed that while plaintiff began the appeal process, he did not follow it through to 17 the third and final level of review. ECF No. 66 at 2-3. Additionally, defendant argues that he did 18 submit the appeal plaintiff claims was missing, that this case arises from the same set of facts as 19 Williamson, and that plaintiff is not entitled to tolling because he fails to meet the requirements 20 for excusable neglect. Id. at 3-5. 21 III. Legal Standard for Motion to Dismiss under Fed. R. Civ. P. 12(b)(6) 22 Under Rule 12(b)(6), a complaint will be dismissed for failure to state a claim if it makes 23 only “a formulaic recitation of the elements of a cause of action” rather than factual allegations 24 sufficient “to raise a right to relief above the speculative level.” Bell Atl. Corp. v. Twombly, 25 550 U.S. 544, 555 (2007) (citations omitted). In order for the claim to be plausible on its face, it 26 must contain sufficient “factual content that allows the court to draw the reasonable inference that 27 the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) 28 (citing Twombly, 550 U.S. at 556). “Dismissal under Rule 12(b)(6) on the basis of an affirmative 1 defense is proper only if the defendant shows some obvious bar to securing relief on the face of 2 the complaint.” ASARCO, LLC v. Union Pac. R.R. Co., 765 F.3d 999, 1004 (9th Cir. 2014) 3 (citations omitted). 4 In considering a motion to dismiss, the court must accept as true the allegations of the 5 complaint in question, Hosp. Bldg. Co. v. Trs. of the Rex Hosp., 425 U.S. 738, 740 (1976) 6 (citation omitted), and construe the pleading in the light most favorable to the party opposing the 7 motion and resolve all doubts in the pleader’s favor, Jenkins v. McKeithen, 395 U.S. 411, 421 8 (1969) (citations omitted). The court will “presume that general allegations embrace those 9 specific facts that are necessary to support the claim.” Nat’l Org. for Women, Inc. v. Scheidler, 10 510 U.S. 249, 256 (1994) (quoting Lujan v. Defs. of Wildlife, 504 U.S. 555, 561 (1992)). 11 However, while pro se pleadings are held “to less stringent standards than formal pleadings 12 drafted by lawyers,” Haines v. Kerner, 404 U.S. 519, 520 (1972) (per curiam) (citations omitted), 13 the court need not accept legal conclusions “cast in the form of factual allegations,” W. Mining 14 Council v. Watt, 643 F.2d 618, 624 (9th Cir. 1981) (citations omitted). 15 IV. Exhaustion of Administrative Remedies 16 A. The Exhaustion Requirement 17 Because plaintiff is a prisoner suing over the conditions of his confinement, his claims are 18 subject to the Prison Litigation Reform Act (PLRA), 42 U.S.C. § 1997e(a). Under the PLRA, a 19 prisoner must fully exhaust all available administrative remedies before bringing an action under 20 §1983. 42 U.S.C. § 1997e(a); Porter v. Nussle, 534 U.S. 516, 520 (2002) (“§ 1997e(a)’s 21 exhaustion requirement applies to all prisoners seeking redress for prison circumstances or 22 occurrences”). 23 While exhaustion is a mandatory requirement that will result in dismissal if not met, 24 Ross v. Blake, 136 S. Ct. 1850, 1856 (2016), “inmates are not required to specially plead or 25 demonstrate exhaustion in their complaints,” Jones v. Bock, 549 U.S. 199, 216 (2007). Instead, 26 “the defendant in a PLRA case must plead and prove nonexhaustion as an affirmative defense,” 27 and it is the defendant’s burden “to prove that there was an available administrative remedy, and 28 that the prisoner did not exhaust that available remedy.” Albino v. Baca, 747 F.3d 1162, 1172 1 (9th Cir. 2014) (en banc) (citations omitted). “In the rare event that a failure to exhaust is clear on 2 the face of the complaint, a defendant may move for dismissal under Rule 12(b)(6).” Id. at 1166 3 “To be available, a remedy must be available ‘as a practical matter’; it must be ‘capable of 4 use; at hand.’” Id. at 1171 (quoting Brown v. Valoff, 422 F.3d 926, 937 (9th Cir. 2005)). There 5 are three situations wherein an administrative remedy is seemingly available, but a prisoner is not 6 able to use it to obtain relief. Ross, 136 S. Ct. at 1859. “First, . . . an administrative procedure is 7 unavailable when (despite what regulations or guidance materials may promise) it operates as a 8 simple dead end—with officers unable or consistently unwilling to provide any relief to aggrieved 9 inmates.” Id. (citing Booth v. Churner, 532 U.S. 731, 736 (2001)). Second, the process “might 10 be so opaque that it becomes, practically speaking, incapable of use.” Id. Third, administrative 11 remedies are unavailable when prison administrators bar inmates from using the grievance 12 process “through machination, misrepresentation, or intimidation.” Id. at 1860. Other than 13 unavailability, there is no exception to the exhaustion requirement under PLRA. Ross, 136 S. Ct. 14 at 1856. 15 When the district court concludes that the prisoner has not exhausted administrative 16 remedies on a claim, “the proper remedy is dismissal of the claim without prejudice.” Wyatt v. 17 Terhune, 315 F.3d 1108, 1120 (9th Cir. 2003) (citation omitted), overruled on other grounds by 18 Albino, 747 F.3d at 1168-69. 19 B. Discussion 20 Defendant contends that plaintiff has admitted to not exhausting his administrative 21 remedies. ECF No. 59-1 at 11. The Second Amended Complaint, however, makes no such 22 affirmative representation. In filling out the complaint form, plaintiff first indicated that he had 23 filed a claim for administrative relief; he then checked neither “yes” nor “no” in response to the 24 question whether he had appealed his request for administrative relief to the highest level before 25 filing. ECF No. 34 at 3. Defendant’s argument appears to be based upon the fact that plaintiff 26 filled out the subsequent section, which provides for a prisoner’s explanation why he “did not 27 submit or appeal a request for administrative relief at any level.” ECF No. 59-1 at 11; see ECF 28 No. 34 at 3. However, plaintiff’s response to this prompt does not state that he failed to submit or 1 pursue an appeal at any level. See ECF No. 34 at 3. At most, completion of this section of the 2 complaint form suggests that plaintiff did not exhaust the appeal process; it is not an admission of 3 failure to exhaust. It is not uncommon in the court’s experience for plaintiffs to complete this 4 section even when they have exhausted their administrative remedies. Furthermore, even if the 5 court assumed that plaintiff’s statement was an admission that he failed to exhaust, that section 6 can be read as a claim that administrative remedies were unavailable to plaintiff.1 Accordingly, it 7 is not apparent from the face of the complaint that plaintiff has failed to exhaust his 8 administrative remedies. This is therefore not one of those rare cases in which non-exhaustion 9 can be determined on a motion to dismiss. 10 Defendant fares no better on a res judicata theory. Plaintiff did indeed litigate the issue of 11 administrative exhaustion in a previous case arising from the same underlying incident. 12 Williamson, Case No. 2:15-cv-2138 KJM DB. The court grants defendant’s request for judicial 13 notice of the proceedings in that case.2 For the reasons that follow, however, the judgment in 14 Williamson does not preclude litigation of the issue here. 15 The preclusive effect of a judgment is defined by claim preclusion and issue preclusion. 16 Taylor v. Sturgell, 553 U.S. 880, 892 (2008). “Issue preclusion . . . bars ‘successive litigation of 17 an issue of fact or law actually litigated and resolved in a valid court determination essential to 18 the prior judgment,’ even if the issue recurs in the context of a different claim.” Id. (quoting 19 New Hampshire v. Maine, 532 U.S. 742, 748 (2001)). 20 For issue preclusion to apply, four conditions must be met: ‘(1) the issue at stake was identical in both proceedings; (2) the issue was 21 actually litigated and decided in the prior proceedings; (3) there was a full and fair opportunity to litigate the issue; and (4) the issue was 22 necessary to decide the merits.’ 23 1 Plaintiff states among other things that he was sent to a mental hospital without his property. 24 ECF No. 34 at 3. 2 Fed. R. Evid. 201(b)(2) (court may take judicial notice of facts that are capable of accurate 25 determination by sources whose accuracy cannot reasonably be questioned); United States ex rel. 26 Robinson Rancheria Citizens Council v. Borneo, Inc., 971 F.2d 244, 248 (9th Cir. 1992) (court may take notice of proceedings in other courts, both within and without the federal judicial 27 system, if those proceedings have a direct relation to matters at issue); United States v. Ritchie, 342 F.3d 903, 907-08 (9th Cir. 2003) (court may consider matters subject to judicial notice 28 without converting motion to dismiss into motion for summary judgment). 1 Janjua v. Neufeld, 933 F.3d 1061, 1065 (9th Cir. 2019) (quoting Oyeniran v. Holder, 672 F.3d 2 800, 806 (9th Cir. 2012)). 3 Defendant argues that plaintiff is barred from litigating the exhaustion issue here because 4 he already litigated it in Williamson and lost. ECF No. 59-1 at 11-15. However, the issue 5 actually decided in Williamson is much narrower than defendant represents. In Williamson, the 6 court determined that plaintiff had failed to exhaust his administrative remedies during the time 7 between the incident, April 28, 2015, and the filing of the complaint in that matter on October 13, 8 2015. ECF No. 60 at 217-26, 241-42. The complaint in the instant action was not filed until 9 October 13, 2019.3 ECF No. 12. Accordingly, the decision in Williamson does not preclude a 10 finding that plaintiff exhausted his administrative remedies between October 13, 2015, and the 11 filing of the complaint in this case. The rule that non-exhaustion results in dismissal without 12 prejudice is meant to permit subsequent exhaustion and the filing of a new, exhausted complaint. 13 See Terhune, 315 F.3d at 1120. While it is certainly possible that plaintiff did not make any 14 further attempts to pursue the grievance process after the dismissal of Williamson, or that any 15 further attempts were deemed untimely,4 neither possibility is apparent from the face of the 16 complaint. 17 For all these reasons, defendant’s motion to dismiss should be denied to the extent it relies 18 on any non-exhaustion theory. This ruling should be without prejudice to renewal of the defense 19 in the summary judgment context. 20 //// 21 //// 22 23 3 Since plaintiff is a prisoner proceeding pro se, he is afforded the benefit of the prison mailbox rule. Houston v. Lack, 487 U.S. 266, 276 (1988) (establishing rule that a prisoner’s court 24 document is deemed filed on the date the prisoner delivered the document to prison officials for mailing). 25 4 Although the regulations at the time provided that an appeal must be submitted within thirty 26 days of the event or decision being appealed, Cal. Code Regs. tit. 15, § 3084.8(b) (2015), the court cannot assume that plaintiff did not qualify for some type of exception or that any untimely 27 grievances were not processed despite the procedural bar, see Reyes v. Smith, 810 F.3d 654, 657 (9th Cir. 2016) (exhaustion requirement satisfied if prison officials address grievance on the 28 merits instead of enforcing procedural bar). 1 V. Statute of Limitations 2 A. Legal Standard for the Statute of Limitations 3 “If the running of the statute is apparent on the face of the complaint, the defense may be 4 raised by a motion to dismiss.” Jablon v. Dean Witter & Co., 614 F.2d 677, 682 (9th Cir. 1980) 5 (citations omitted). “When a motion to dismiss is based on the running of the statute of 6 limitations, it can be granted only if the assertions of the complaint, read with the required 7 liberality, would not permit the plaintiff to prove that the statute was tolled.” Id. (citation 8 omitted); TwoRivers v. Lewis, 174 F.3d 987, 991 (9th Cir. 1999) (citation omitted). 9 Because § 1983 does not contain its own statute of limitations, the court applies the forum 10 state’s limitations period for personal injury claims. TwoRivers, 174 F.3d at 991. In California, 11 the limitations period is two years. Jones v. Blanas, 393 F.3d 918, 927 (9th Cir. 2004) (citing 12 Cal. Code Civ. Proc. § 335.1). The court also applies “the forum state’s law regarding tolling, 13 including equitable tolling, except to the extent any of these laws is inconsistent with federal 14 law.” Id. (citing Fink v. Shedler, 192 F.3d 911, 914 (9th Cir. 1999)). 15 In California, the limitations period is statutorily tolled for another two years for prisoners 16 serving less than a life sentence, resulting in a total limitations period of four years. Cal. Civ. 17 Proc. Code § 352.1(a); Johnson v. State of California, 207 F.3d 650, 654 (9th Cir. 2000). 18 Additionally, “the applicable statute of limitations must be tolled while a prisoner completes the 19 mandatory exhaustion process.” Brown, 422 F.3d at 943 (citations omitted); Elkins v. Derby, 12 20 Cal. 3d 410, 414 (1974) (“[W]henever the exhaustion of administrative remedies is a prerequisite 21 to the initiation of a civil action, the running of the limitations period is tolled during the time 22 consumed by the administrative proceeding.” (citations omitted)). 23 “Although state law determines the length of the limitations period, ‘federal law 24 determines when a civil rights claim accrues.’” Azer v. Connell, 306 F.3d 930, 936 (quoting 25 Morales v. City of Los Angeles, 214 F.3d 1151, 1153-54 (9th Cir. 2000)). “Under federal law, a 26 claim accrues when the plaintiff knows or has reason to know of the injury which is the basis of 27 the action.” TwoRivers, 174 F.3d at 991 (citation omitted). 28 //// 1 B. Discussion 2 Plaintiff’s claims accrued on April 28, 2015, the day he was allegedly assaulted by 3 defendant. The two-year statute of limitations, tolled for two additional years as a result of 4 plaintiff’s incarcerated status, expired on April 28, 2019. Accordingly, the complaint, filed on 5 October 13, 2019, is untimely unless plaintiff is entitled to additional tolling. 6 Defendant argues, among other things, that plaintiff is not entitled to additional tolling 7 while he pursued administrative remedies because the time he was pursuing his administrative 8 remedies overlapped with the statutory tolling based on his incarcerated status. ECF No. 59-1 at 9 20-22. However, as addressed above, neither the complaint nor Williamson address what, if any, 10 attempts at exhaustion plaintiff made between October 13, 2015, and the filing of the complaint in 11 this action. It is therefore not apparent from the face of the complaint that plaintiff would be 12 unable to prove an entitlement to additional tolling based on the exhaustion of administrative 13 remedies, even if the court assumes that defendant is correct and plaintiff is not entitled to 14 additional tolling for his attempts to exhaust prior to Williamson.5 The timeliness issue is 15 therefore not amenable to resolution at the pleading stage. 16 Accordingly, defendant’s motion to dismiss should be denied to the extent it relies on 17 untimeliness. This ruling should be without prejudice to renewal of the argument in the summary 18 judgment context. 19 VI. Miscellaneous Motions 20 Plaintiff’s opposition also includes requests for supplemental jurisdiction and certification 21 as a class action. ECF No. 64 at 4-5, 22. The second amended complaint did not allege any state 22 law claims, so there are no claims over which the court can take supplemental jurisdiction. As for 23 plaintiff’s request for certification of this case as a class action, plaintiff’s claim is based upon a 24 single incident between himself and defendant rather than any type of systemic issue that would 25 5 There is currently no binding authority on whether equitable tolling while a prisoner pursues 26 administrative remedies runs concurrently or consecutively to the two-year statutory tolling provided based on incarceration, and there is a split among the district courts that have considered 27 the matter. See Stevenson v. Holland, No. 1:16-cv-1831 AWI SKO, 2017 WL 2958731, at *5-6, 2017 U.S. Dist. LEXIS 107170, at *13-14 (E.D. Cal. July 11, 2017) (summarizing rationale 28 behind the opposing positions). 1 implicate the need for a class action. There are no class allegations, no allegations involving any 2 other potential plaintiffs, no other plaintiff’s name appears on the complaint, and Mr. Cervantes 3 may not represent individuals other than himself. For all these reasons, these requests will be 4 denied. 5 Plaintiff has also filed a motion to proceed with the settlement conference. ECF No. 57. 6 This appears to be a supplemental opposition to defendant’s request to opt out of the Post- 7 Screening ADR Project. Defendant’s request to opt out was granted after reviewing his request 8 and plaintiff’s previously filed opposition, ECF No. 54, and plaintiff has not provided any reasons 9 why the court should require defendant to participate in a settlement conference. The motion will 10 therefore be denied. 11 Finally, plaintiff has filed a motion for criminal and civil contempt. ECF No. 67. Plaintiff 12 has not identified any grounds for holding defendant in contempt, and to the extent he appears to 13 be attempting to assert new claims, none of the claims appear to be against defendant or related to 14 this cause of action. The motion will therefore be denied. If plaintiff wishes to pursue his new 15 claims, he may attempt to do so in a separate action after exhausting his administrative remedies. 16 VII. Plain Language Summary of this Order for a Pro Se Litigant 17 It is being recommended that defendant’s motion to dismiss be denied because it is not 18 clear from the face of the complaint that you did not exhaust your administrative remedies or that 19 the complaint is untimely. 20 CONCLUSION 21 Accordingly, IT IS HEREBY ORDERED that: 22 1. Plaintiff’s motion to proceed with the settlement conference, ECF No. 57, is DENIED. 23 2. Defendant’s request for judicial notice, ECF No. 60, is GRANTED. 24 3. Plaintiff’s requests for the court to exercise supplemental jurisdiction and to certify 25 this case as a class action, ECF No. 64 at 4-5, 22, are DENIED. 26 4. Plaintiff’s motion for criminal and civil contempt, ECF No. 67, is DENIED. 27 5. The Clerk of the Court shall randomly assign a United States District Judge to this 28 action. 1 IT IS FURTHER RECOMMENDED that defendant’s motion to dismiss, ECF No. 59, be 2 || DENIED without prejudice to filing a motion for summary judgment. 3 These findings and recommendations are submitted to the United States District Judge 4 | assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1).. Within twenty-one days 5 || after being served with these findings and recommendations, any party may file written 6 || objections with the court and serve a copy on all parties. Such a document should be captioned 7 || “Objections to Magistrate Judge’s Findings and Recommendations.” Any response to the 8 || objections shall be served and filed within fourteen days after service of the objections. The 9 || parties are advised that failure to file objections within the specified time may waive the right to 10 || appeal the District Court’s order. Martinez v. YIst, 951 F.2d 1153 (9th Cir. 1991). Il | Dated: June 16, 2021 . 12 Chthwen— Clare ALLISON CLAIRE 13 UNITED STATES MAGISTRATE JUDGE 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 10