(HC) Sanchez v. Allison ( 2021 )

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 JULIO SANCHEZ, Case No. 1:21-cv-00943-NONE-EPG-HC 12 Petitioner, FINDINGS AND RECOMMENDATION RECOMMENDING DENIAL OF PETITION 13 v. FOR WRIT OF HABEAS CORPUS 14 KATHLEEN ALLISON, 15 Respondent. 16 17 Petitioner Julio Sanchez is a state prisoner proceeding pro se with a petition for writ of 18 habeas corpus pursuant to 28 U.S.C. § 2254. In the petition, Petitioner asserts that trial counsel 19 was ineffective for failing to file a notice of appeal. For the reasons discussed herein, the 20 undersigned recommends denial of the petition for writ of habeas corpus. 21 I. 22 BACKGROUND 23 On May 8, 2019, Petitioner was convicted by a jury in the Kings County Superior Court 24 of aggravated attempted witness dissuasion, criminal threats with intent to terrorize, and stalking 25 with threat. On June 7, 2019, Petitioner was sentenced to eight years for aggravated attempted 26 witness dissuasion plus a five-year enhancement for a prior serious felony. Petitioner’s sentences 27 for criminal threats and stalking were stayed. (ECF No. 14-1 at 1).1 1 On September 18, 2020, the California Court of Appeal, Fifth Appellate District denied 2 Petitioner’s state habeas petition. (ECF No. 14-2 at 1). On April 14, 2021, the California 3 Supreme Court denied Petitioner’s state habeas petition. (ECF No. 14-3 at 1). 4 On June 16, 2021, Petitioner filed the instant federal habeas petition, asserting ineffective 5 assistance of trial counsel for failing to file a notice of appeal. (ECF No. 1). On September 1, 6 2021, Respondent filed an answer. (ECF No. 15). 7 II. 8 STANDARD OF REVIEW 9 Relief by way of a petition for writ of habeas corpus extends to a person in custody 10 pursuant to the judgment of a state court if the custody is in violation of the Constitution or laws 11 or treaties of the United States. 28 U.S.C. § 2254(a); 28 U.S.C. § 2241(c)(3); Williams v. Taylor, 12 529 U.S. 362, 375 (2000). Petitioner asserts that he suffered violations of his rights as guaranteed 13 by the United States Constitution. The challenged convictions arise out of the Kings County 14 Superior Court, which is located within the Eastern District of California. 28 U.S.C. § 2254(a); 15 28 U.S.C. § 2241(d). 16 On April 24, 1996, Congress enacted the Antiterrorism and Effective Death Penalty Act 17 of 1996 (“AEDPA”), which applies to all petitions for writ of habeas corpus filed after its 18 enactment. Lindh v. Murphy, 521 U.S. 320 (1997); Jeffries v. Wood, 114 F.3d 1484, 1499 (9th 19 Cir. 1997) (en banc). The instant petition was filed after the enactment of AEDPA and is 20 therefore governed by its provisions. 21 Under AEDPA, relitigation of any claim adjudicated on the merits in state court is barred 22 unless a petitioner can show that the state court’s adjudication of his claim: 23 (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as 24 determined by the Supreme Court of the United States; or 25 (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the 26 State court proceeding. 27 28 U.S.C. § 2254(d); Davis v. Ayala, 576 U.S. 257, 268–69 (2015); Harrington v. Richter, 562 1 “adjudicated on the merits” in state court, “AEDPA’s highly deferential standards” apply. Ayala, 2 576 U.S. at 269. However, if the state court did not reach the merits of the claim, the claim is 3 reviewed de novo. Cone v. Bell, 556 U.S. 449, 472 (2009). 4 In ascertaining what is “clearly established Federal law,” this Court must look to the 5 “holdings, as opposed to the dicta, of [the Supreme Court’s] decisions as of the time of the 6 relevant state-court decision.” Williams, 529 U.S. at 412. In addition, the Supreme Court 7 decision must “‘squarely address[] the issue in th[e] case’ or establish a legal principle that 8 ‘clearly extend[s]’ to a new context to the extent required by the Supreme Court in . . . recent 9 decisions”; otherwise, there is no clearly established Federal law for purposes of review under 10 AEDPA and the Court must defer to the state court’s decision. Moses v. Payne, 555 F.3d 742, 11 754 (9th Cir. 2008) (alterations in original) (quoting Wright v. Van Patten, 552 U.S. 120, 125, 12 123 (2008)). 13 If the Court determines there is clearly established Federal law governing the issue, the 14 Court then must consider whether the state court’s decision was “contrary to, or involved an 15 unreasonable application of, [the] clearly established Federal law.” 28 U.S.C. § 2254(d)(1). A 16 state court decision is “contrary to” clearly established Supreme Court precedent if it “arrives at 17 a conclusion opposite to that reached by [the Supreme Court] on a question of law or if the state 18 court decides a case differently than [the Supreme Court] has on a set of materially 19 indistinguishable facts.” Williams, 529 U.S. at 413. A state court decision involves “an 20 unreasonable application of[] clearly established Federal law” if “there is no possibility 21 fairminded jurists could disagree that the state court’s decision conflicts with [the Supreme 22 Court’s] precedents.” Richter, 562 U.S. at 102. That is, a petitioner “must show that the state 23 court’s ruling on the claim being presented in federal court was so lacking in justification that 24 there was an error well understood and comprehended in existing law beyond any possibility for 25 fairminded disagreement.” Id. at 103. 26 If the Court determines that the state court decision was “contrary to, or involved an 27 unreasonable application of, clearly established Federal law,” and the error is not structural, 1 injurious effect or influence” on the verdict. Brecht v. Abrahamson, 507 U.S. 619, 637 (1993) 2 (internal quotation mark omitted) (quoting Kotteakos v. United States, 328 U.S. 750, 776 3 (1946)). 4 AEDPA requires considerable deference to the state courts. Generally, federal courts 5 “look through” unexplained decisions and review “the last related state-court decision that does 6 provide a relevant rationale,” employing a rebuttable presumption “that the unexplained decision 7 adopted the same reasoning.” Wilson v. Sellers, 138 S. Ct. 1188, 1192 (2018). This presumption 8 may be rebutted “by showing that the unexplained affirmance relied or most likely did rely on 9 different grounds than the lower state court’s decision, such as alternative grounds for affirmance 10 that were briefed or argued to the state supreme court or obvious in the record it reviewed.” Id. 11 “When a federal claim has been presented to a state court[,] the state court has denied 12 relief,” and there is no reasoned lower-court opinion to look through to, “it may be presumed that 13 the state court adjudicated the claim on the merits in the absence of any indication or state-law 14 procedural principles to the contrary.” Richter, 562 U.S. at 99. Where the state court reaches a 15 decision on the merits and there is no reasoned lower-court opinion, a federal court 16 independently reviews the record to determine whether habeas corpus relief is available under 17 § 2254(d). Walker v. Martel, 709 F.3d 925, 939 (9th Cir. 2013). “Independent review of the 18 record is not de novo review of the constitutional issue, but rather, the only method by which we 19 can determine whether a silent state court decision is objectively unreasonable.” Himes v. 20 Thompson, 336 F.3d 848, 853 (9th Cir. 2003). The federal court must review the state court 21 record and “must determine what arguments or theories . . . could have supported, the state 22 court’s decision; and then it must ask whether it is possible fairminded jurists could disagree that 23 those arguments or theories are inconsistent with the holding in a prior decision of [the Supreme] 24 Court.” Richter, 562 U.S. at 102. 25 III. 26 DISCUSSION 27 In his sole claim for relief, Petitioner asserts ineffective assistance of trial counsel for 1 Petitioner’s claim because: (1) Petitioner did not show that he expressly told counsel to file a 2 notice of appeal; and (2) Petitioner did not show that counsel’s allegedly deficient performance 3 actually caused his loss of the right to appeal because the right to appeal was still available if he 4 acted promptly. (ECF No. 15 at 5). 5 This claim was raised in a state habeas petition filed in the California Court of Appeal, 6 Fifth Appellate District, which denied the petition with citation to California Rules of Court 7 8.60(d) and 8.308(a).2 (ECF No. 14-2). This claim also was raised in the California Supreme 8 Court, which summarily denied the petition. (ECF No. 14-3). Courts generally “look through” an 9 “unexplained decision to the last related state-court decision that does provide a relevant 10 rationale” and “presume that the unexplained decision adopted the same reasoning.” Wilson, 138 11 S. Ct. at, 1192. Although the California Court of Appeal accompanied its denial with citation to 12 California Rules of Court 8.60(d) and 8.308(a), those rules do not provide a relevant rationale 13 with respect to an ineffective assistance of counsel claim (as opposed to a direct request to file an 14 untimely notice of appeal). Accordingly, the Court presumes that the California Supreme Court 15 adjudicated the ineffective assistance of counsel claim on the merits, Richter, 562 U.S. at 99, and 16 as there is no reasoned state court decision on this claim, the Court “must determine what 17 arguments or theories . . . could have supported, the state court’s decision; and then it must ask 18 whether it is possible fairminded jurists could disagree that those arguments or theories are 19 inconsistent with the holding in a prior decision of [the Supreme] Court,” id. at 102. 20 A. Strickland Legal Standard 21 The clearly established federal law governing ineffective assistance of counsel claims is 22 Strickland v. Washington, 466 U.S. 668 (1984), which requires a petitioner to show that (1) 23 “counsel’s performance was deficient,” and (2) “the deficient performance prejudiced the 24 defense.” Id. at 687. To establish deficient performance, a petitioner must demonstrate that 25 “counsel’s representation fell below an objective standard of reasonableness” and “that counsel 26 2 Rule 8.60(d) provides: “For good cause, a reviewing court may relieve a party from default for any failure to comply with these rules except the failure to file a timely notice of appeal[.]” Cal. R. Ct. 8.60(d). Rule 8.308(a) 27 provides that “any statement required by Penal Code section 1237.5 must be filed within 60 days after the rendition of the judgment . . . being appealed. Except as provided in rule 8.66, no court may extend the time to file a notice of 1 made errors so serious that counsel was not functioning as the ‘counsel’ guaranteed the 2 defendant by the Sixth Amendment.” Id. at 688, 687. Judicial scrutiny of counsel’s performance 3 is highly deferential. A court indulges a “strong presumption” that counsel’s conduct falls within 4 the “wide range” of reasonable professional assistance. Id. at 687. To establish prejudice, a 5 petitioner must demonstrate “a reasonable probability that, but for counsel’s unprofessional 6 errors, the result of the proceeding would have been different. A reasonable probability is a 7 probability sufficient to undermine confidence in the outcome.” Id. at 694. A court “asks whether 8 it is ‘reasonable likely’ the result would have been different. . . . The likelihood of a different 9 result must be substantial, not just conceivable.” Richter, 562 U.S. at 111–12 (citing Strickland, 10 466 U.S. at 696, 693). 11 When § 2254(d) applies, “[t]he pivotal question is whether the state court’s application of 12 the Strickland standard was unreasonable. This is different from asking whether defense 13 counsel’s performance fell below Strickland’s standard.” Richter, 562 U.S. at 101. Moreover, 14 because Strickland articulates “a general standard, a state court has even more latitude to 15 reasonably determine that a defendant has not satisfied that standard.” Knowles v. Mirzayance, 16 556 U.S. 111, 123 (2009) (citing Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)). “The 17 standards created by Strickland and § 2254(d) are both ‘highly deferential,’ and when the two 18 apply in tandem, review is ‘doubly’ so.” Richter, 562 U.S. at 105 (citations omitted). Thus, “for 19 claims of ineffective assistance of counsel . . . AEDPA review must be ‘doubly deferential’ in 20 order to afford ‘both the state court and the defense attorney the benefit of the doubt.’” Woods v. 21 Donald, 575 U.S. 312, 316–17 (2015) (quoting Burt v. Titlow, 571 U.S. 12, 15 (2013)). When 22 this “doubly deferential” judicial review applies, the appropriate inquiry is “whether there is any 23 reasonable argument that counsel satisfied Strickland’s deferential standard.” Richter, 562 U.S. 24 at 105. 25 /// 26 /// 27 /// 1 B. Factual Background3 2 Petitioner did not file an appeal within the prescribed sixty-day time period. (ECF No. 1 3 at 28; ECF No. 15 at 2). On April 6, 2020, the Kings County Superior Court received Petitioner’s 4 notice of motion and motion to file a notice of appeal, which were dated March 30, 2020. (ECF 5 No. 14-3 at 13). In the motion, Petitioner alleged that he requested counsel to submit a notice of 6 appeal but that it appeared no notice of appeal was submitted. (ECF No. 14-3 at 15). Attached to 7 the motion were three letters. In an April 26, 2019 letter addressed to trial counsel, Petitioner 8 expressed his disappointment with counsel’s performance and requested that counsel withdraw 9 from representing Petitioner before his trial. (ECF No. 14-3 at 18). In a May 22, 2019 letter 10 addressed to counsel, Petitioner indicated what steps he would like counsel to take in preparation 11 for Petitioner’s sentencing. (Id. at 17). The third letter, dated July 29, 2019, was addressed to 12 “Kings Co. Probation” and stated a need for “court transcripts/discovery.” (ECF No. 14-3 at 19). 13 Although unclear, it also appears there may be a subsequent page to this letter that lists “grounds 14 for appeal.” (Id. at 21). 15 In an April 7, 2020 letter, the Kings County Superior Court informed Petitioner that the 16 notice and motion had been marked “Received, but not Filed” and were being returned to him. 17 The court further informed Petitioner that the time to file a notice of appeal expired sixty days 18 from Petitioner’s June 7, 2019 sentencing and that if he wished to pursue the matter further, 19 Petitioner may request to file a belated appeal by submitting a habeas petition to the Court of 20 Appeal. (ECF No. 14-3 at 13). 21 C. Analysis 22 Strickland “applies to claims . . . that counsel was constitutionally ineffective for failing 23 to file a notice of appeal,” and the Supreme Court has “long held that a lawyer who disregards 24 specific instructions from the defendant to file a notice of appeal acts in a manner that is 25 3 “AEDPA . . . restricts the scope of the evidence that we can rely on in the normal course of discharging our responsibilities under § 2254(d)(1).” Murray v. Schriro, 745 F.3d 984, 998 (9th Cir. 2014). “AEDPA’s ‘backward- 26 looking language requires an examination of the state-court decision at the time it was made. It [then logically] follows that the record under review is limited to the record in existence at that same time, i.e., the record before the 27 state court.’” Id. (alteration in original) (quoting Cullen v. Pinholster, 563 U.S. 170, 182 (2011)). Accordingly, this Court relies on the allegations in the state habeas petition filed in the California Supreme Court and any attachments 1 professionally unreasonable.” Roe v. Flores-Ortega, 528 U.S. 470, 477, 120 S. Ct. 1029 (2000). 2 “[P]rejudice is presumed when an attorney fails to file an appeal against the petitioner’s express 3 wishes.” Manning v. Foster, 224 F.3d 1129, 1136 (9th Cir. 2000) (citing Flores-Ortega, 120 S. 4 Ct. at 1038). 5 If it is not clear that a defendant instructed her attorney to appeal, then we ask whether counsel had a duty to consult the defendant 6 about appealing. A duty to consult arises “when there is reason to think either (1) that a rational defendant would want to appeal (for 7 example, because there are nonfrivolous grounds for appeal), or (2) that this particular defendant reasonably demonstrated to 8 counsel that [s]he was interested in appealing.” Flores-Ortega, 528 U.S. at 480, 120 S.Ct. 1029 (emphasis added). 9 10 Shortman v. United States, 851 F. App’x 92, 92 (9th Cir. 2021). “By ‘consult,’ the Court means 11 advising the defendant about the advantages and disadvantages of taking an appeal and making a 12 reasonable effort to discover the defendant’s wishes.” Flores-Ortega, 528 U.S. at 471. “[T]o 13 show prejudice in these circumstances, a defendant must demonstrate that there is a reasonable 14 probability that, but for counsel’s deficient failure to consult with him about an appeal, he would 15 have timely appealed.” Flores-Ortega, 528 U.S. at 484. 16 Here, Petitioner alleges that he requested counsel to submit a notice of appeal but that no 17 notice of appeal was submitted. (ECF No. 1 at 5). Petitioner does not provide this Court, nor did 18 he provide the California Supreme Court, with factual allegations regarding when he requested 19 counsel to file a notice of appeal. The letters attached to the state habeas petition do not establish 20 that Petitioner instructed counsel to file a notice of appeal before the sixty-day deadline expired. 21 Both letters addressed to trial counsel pre-dated the judgment and did not reference an appeal. 22 The only letter that may have mentioned an appeal was the one addressed to “Kings Co. 23 Probation,” and thus, could not be construed as providing specific instructions to trial counsel to 24 file an appeal. Therefore, given the record before it, the California Supreme Court could have 25 reasonably concluded that Petitioner failed to establish that he issued timely specific instructions 26 to counsel to file a notice of appeal. 27 Additionally, the California Supreme Court could have reasonably concluded that there 1 about an appeal. As Petitioner did not provide the California Supreme Court with factual 2 allegations regarding when he requested counsel to file a notice of appeal, the court could have 3 reasonably concluded that Petitioner did not reasonably demonstrate a timely interest in 4 appealing that would give rise to a duty to consult. Further, Petitioner has not identified any basis 5 for his appeal, either in this Court or the California Supreme Court. Therefore, the California 6 Supreme Court could have reasonably concluded that counsel had no duty to consult because 7 Petitioner failed to establish that a rational defendant would want to appeal. 8 Based on the foregoing, the state court’s denial was not contrary to, or an unreasonable 9 application of, clearly established federal law, nor was it based on an unreasonable determination 10 of fact. The decision was not “so lacking in justification that there was an error well understood 11 and comprehended in existing law beyond any possibility for fairminded disagreement.” Richter, 12 562 U.S. at 103. Accordingly, Petitioner is not entitled to habeas relief for ineffective assistance 13 of counsel on the ground that counsel failed to file a notice of appeal. 14 IV. 15 RECOMMENDATION 16 Accordingly, the undersigned HEREBY RECOMMENDS that the petition for writ of 17 habeas corpus be DENIED. 18 This Findings and Recommendation is submitted to the assigned United States District 19 Court Judge, pursuant to the provisions of 28 U.S.C. § 636 (b)(1)(B) and Rule 304 of the Local 20 Rules of Practice for the United States District Court, Eastern District of California. Within 21 THIRTY (30) days after service of the Findings and Recommendation, any party may file 22 written objections with the court and serve a copy on all parties. Such a document should be 23 captioned “Objections to Magistrate Judge’s Findings and Recommendation.” Replies to the 24 objections shall be served and filed within fourteen (14) days after service of the objections. The 25 assigned United States District Court Judge will then review the Magistrate Judge’s ruling 26 pursuant to 28 U.S.C. § 636(b)(1)(C). The parties are advised that failure to file objections within 27 the specified time may waive the right to appeal the District Court’s order. Wilkerson v. 1 | Wheeler, 772 F.3d 834, 839 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th 2 | Cir. 1991)). 3 4 TT IS SO ORDERED. 5} Dated: _ November 9, 2021 sf hey 6 UNITED STATES MAGISTRATE JUDGE , 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28