(PC) Urmancheev v. Anglea ( 2021 )

2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 ALIM S. URMANCHEEV, Case No. 1:19-cv-00791-DAD-JLT (PC) 12 Plaintiff, FINDINGS AND RECOMMENDATIONS TO DISMISS ACTION 13 v. (Doc. 18) 14 HUNTER ANGLEA, et al., 15 Defendants. 14-DAY DEADLINE 16 17 The Court is required to screen complaints brought by inmates seeking relief against a 18 governmental entity or an officer or employee of a governmental entity. 28 U.S.C. § 1915A(a). 19 The Court must dismiss a complaint or portion thereof if the prisoner has raised claims that are 20 legally “frivolous or malicious,” that fail to state a claim upon which relief may be granted, or that 21 seek monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915A(b)(1), 22 (2). “Notwithstanding any filing fee, or any portion thereof, that may have been paid, the court 23 shall dismiss the case at any time if the court determines that . . . the action or appeal . . . fails to 24 state a claim upon which relief may be granted.” 28 U.S.C. § 1915(e)(2)(B)(ii). 25 I. PLEADING STANDARDS 26 A complaint must contain “a short and plain statement of the claim showing that the 27 pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). The statement must give the defendant fair 28 notice of the plaintiff's claims and the grounds supporting the claims. Swierkiewicz v. Sorema N. 2 recitals of the elements of a cause of action, supported by mere conclusory statements, do not 3 suffice.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell Atl. Corp. v. Twombly, 550 U.S. 4 544, 555 (2007)). Plaintiff must set forth “sufficient factual matter, accepted as true, to ‘state a 5 claim that is plausible on its face.’” Iqbal, 556 U.S. at 678 (quoting Twombly, 550 U.S. at 570). 6 Factual allegations are accepted as true, but legal conclusions are not. Iqbal, 556 U.S. at 678 7 (citing Twombly, 550 U.S. at 555). 8 The Court construes pleadings of pro se prisoners liberally and affords them the benefit 9 of any doubt. Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 2010) (citation omitted). This liberal 10 pleading standard applies to a plaintiff’s factual allegations but not to his legal theories. Neitze v. 11 Williams, 490 U.S. 319, 330 n.9 (1989). Moreover, a liberal construction of the complaint may 12 not supply essential elements of a claim not pleaded by the plaintiff, Bruns v. Nat’l Credit Union 13 Admin., 122 F.3d 1251, 1257 (9th Cir. 1997) (internal quotation marks and citation omitted), and 14 courts “are not required to indulge unwarranted inferences.” Doe I v. Wal-Mart Stores, Inc., 572 15 F.3d 677, 681 (9th Cir. 2009) (Metzler Inv. GMBH v. Corinthian Colls., Inc., 540 F.3d 1049, 16 1064 (9th Cir. 2008)). The mere possibility of misconduct and facts merely consistent with 17 liability is insufficient to state a cognizable claim. Iqbal, 556 U.S. at 678; Moss v. U.S. Secret 18 Serv., 572 F.3d 962, 969 (9th Cir. 2009). 19 II. PLAINTIFF’S ALLEGATIONS 20 Plaintiff’s claims arose following his transfer from Sierra Conservation Center (“SCC”) in 21 Jamestown, California to Avenal State Prison (“ASP”) in Avenal, California. Plaintiff sues the 22 following defendants: 23 1. H. Anglea, former Warden at SCC; 24 2. C. Hays, Lieutenant at SCC; 25 3. J. Hunter, J. Associate Warden at SCC; 26 4. P. Vasquez, Chief Deputy Warden at SCC; 27 5. K. Petrey, Senior Correctional Officer (“CO”) at Facility B at SCC; 28 6. Doe 1, CO on second watch at Facility B at SCC who worked on May 18, 2015, on 2 7. Doe 2, CO at Facility B at SCC who worked on May 18, 2015, on the second watch; 3 8. Doe 3, CO at Facility B at SCC on May 18, 2015, on the third watch; 4 9. Doe 4, CO at Facility B at SCC on May, 18, 2015, on the second watch; 5 10. Doe 5, Correctional Sergeant at SCC; 6 11. R. Ndoh, Warden of ASP; 7 12. P. Johnson, Correctional Counselor I (“CCI”), assigned to the Outpatient Housing 8 Unit (“OHU’) infirmary; 9 13. Fuentes, CO at ASP; 10 14. Lipper, CO at ASP; and 11 15. Batson, CO at ASP. 12 (Pl. 2nd Am. Compl., Doc. 18 at 6–7.) Plaintiff sues H. Anglea in his official capacity as Warden 13 of SCC; Plaintiff sues all other defendants in their personal capacities. (Id.) 14 Plaintiff alleges that on May 18, 2015, he was moved from Section F of Facility B to the 15 SCC OHU after suffering a serious injury. He stayed there until May 29, 2015, when he was 16 transferred from SCC OHU to ASP OHU following a surgery. He remained at ASP OHU until 17 September 18, 2015. During that time, several custodial officers visited the infirmary and 18 interviewed him. Plaintiff inquired about his legal papers and personal property, which were not 19 transferred with him to ASP. Plaintiff explained the importance of his legal papers to the appeal 20 of his criminal conviction and sentence. Because he was unable to obtain his papers, Plaintiff 21 abandoned his appeal at the end of August 2015. 22 On August 28, 2015, Defendant Petrey found “remnants” of Plaintiff’s paperwork. On or 23 around September 9, 2015, Plaintiff received a parcel containing some of his legal documents and 24 “garbage.” (Doc. 18 at 11.) 25 III. DISCUSSION 26 The crux of Plaintiff’s claims is that his legal papers and other property were not 27 transferred with him from SCC to ASP, thereby causing Plaintiff to abandon the appeal of his 28 underlying robbery conviction and sentence. Plaintiff attempts to raise three claims: (1) 2 rights protected by I, V, XIV Amendments to U.S. Constitution”; (2) “denial of access to law 3 library, deliberate indifference and reckless disregard to Plaintiff’s legal materials, needs 4 affirmative act of interference with Plaintiff’s litigation”; and (3) destruction of property without 5 due process. (Doc. 18 at 3, 4, 12.) 6 A. Access to Courts 7 Prisoners have a constitutional right of access to the courts, protected by the First 8 Amendment right to petition and the Fourteenth Amendment right to substantive due process. 9 Silva v. Di Vittorio, 658 F.3d 1090, 1103 (9th Cir. 2011). This right is limited to direct criminal 10 appeals, habeas petitions, and Section 1983 civil rights actions. Lewis v. Casey, 518 U.S. 343, 354 11 (1996). The right, however, “guarantees no particular methodology but rather the conferral of a 12 capability—the capability of bringing contemplated challenges to sentences or conditions of 13 confinement before the courts . . . [I]t is this capability, rather than the capability of turning pages 14 in a law library, that is the touchstone” of the right of access to the courts. Id. at 356–57. 15 The Supreme Court has identified two categories of access-to-court claims. Christopher v. 16 Harbury, 536 U.S. 403, 412–13 (2002). The first category consists of “forward-looking” claims, 17 which allege that official action presently is frustrating the plaintiff's ability to prepare and file a 18 suit at the present time. Id. at 413. The object of “forward-looking” claims is to “place the 19 plaintiff in a position to pursue a separate claim for relief once the frustrating condition has been 20 removed.” Id. The second category consists of “backward-looking” claims, which allege that due 21 to official action, a specific case “cannot now be tried (or tried with all material evidence), no 22 matter what official action may be in the future.” Id. at 413–14. These cases look “backward to a 23 time when specific litigation ended poorly, or could not have commenced, or could have 24 produced a remedy subsequently unobtainable.” Id. at 414. As plaintiff claims that defendants’ 25 actions caused him to miss a deadline with the California courts, this case is “backward-looking.” 26 To state a claim for denial of access to the courts, a plaintiff must establish that he or she 27 suffered an “actual injury”—that is, “actual prejudice with respect to contemplated or existing 28 litigation, such as the inability to meet a filing deadline or to present a claim.” Nev. Dep’t of Corr. 2 is a jurisdictional requirement that flows from the standing doctrine and cannot be waived.” 3 Lewis, 518 U.S. at 348. Specifically, in a “backward-looking” access-to-courts claim, a plaintiff 4 must identify: (1) a “nonfrivolous,” “arguable” underlying claim, pled “in accordance with 5 Federal Rule of Civil Procedure 8(a), just as if it were being independently pursued”; (2) the 6 official acts that frustrated the litigation of that underlying claim; and (3) a “remedy available 7 under the access claim and presently unique to it” that is “not otherwise available in some suit 8 that may yet be brought.” Harbury, 536 U.S. at 415, 417–18. However, even if delays in 9 providing legal materials or assistance result in actual injury, they are “not of constitutional 10 significance” if “they are the product of prison regulations reasonably related to legitimate 11 penological interests.” Lewis, 518 U.S. at 362. 12 Plaintiff has raised an arguable claim for the denial of access to the courts. In the 13 underlying appeal, Plaintiff argues that the Los Angeles County Superior Court erred because of 14 “substantive and procedural due process violations, insufficient assistance of counsel, absence of 15 probation report, relinquishment of preliminary hearing, denial of mental state examination, 16 wrong misleading advise [sic] in regard of immigration consequences; much less, lack of effort to 17 prevent such consequences.” (Doc. 18 at 4.) Plaintiff did not, however, plead his claim in 18 accordance with Rule 8(a) as if his claim was independently pursued. Harbury, 536 U.S. at 415. 19 More significantly, Plaintiff is unable to establish liability because no individual defendant’s 20 actions are causally connected to the loss and/or destruction of Plaintiff’s legal paperwork and 21 subsequent abandonment of his appeal.1 22 B. Linkage and Causation 23 Prisoners may bring claims under 42 U.S.C. § 1983 for violations of constitutional or 24 other federal rights by persons acting “under color of state law.” To state a claim under section 25 1983, a plaintiff must show a causal connection or link between the actions of the defendants and 26 the deprivation alleged to have been suffered by the plaintiff. See Rizzo v. Goode, 423 U.S. 362, 27 28 1 For example, he does not discuss whether he brought the matter to the attention of the Court of Appeal to seek an e xtension of time to allow him to obtain replacement doc uments or research or the result of such an effort. 2 affirmative act, participation in another’s affirmative acts, or omission of an act that he is legally 3 required to do, causing the deprivation of a constitutional right. Johnson v. Duffy, 588 F.2d 740, 4 743 (9th Cir. 1978) (citation omitted). 5 Under section 1983, the plaintiff must demonstrate that each named defendant personally 6 participated in the deprivation of his rights. Iqbal, 556 U.S. at 676–77; Simmons v. Navajo Cnty., 7 609 F.3d 1011, 1020-21 (9th Cir. 2010); Ewing v. City of Stockton, 588 F.3d 1218, 1235 (9th Cir. 8 2009). This requires the presentation of factual allegations sufficient to state a plausible claim for 9 relief. Iqbal, 556 U.S. at 678–79; Moss v. U.S. Secret Serv., 572 F.3d 962, 969 (9th Cir. 2009). 10 In his first claim, Plaintiff alleges that the “[i]ntentional seizure, withholding, destruction 11 of Plaintiff’s legal documents” violated his constitutional rights. (Doc. 18 at 3.) In an apparent 12 effort to link individual defendants to the loss of his property, alleges that Defendants Hays, the 13 Doe Sergeant, Vasquez, the four Doe COs, Hunter, and Anglea each “seized, withheld, destroyed 14 or contributed to destruction of property” and that Petrey “helped to destroy or contributed to 15 their destruction.” (Doc. 18 at 8–9.) This “shotgun” approach in naming several defendants who 16 allegedly violated Plaintiff’s constitutionally protected rights presents allegations that are 17 “vague, conclusory statements devoid of specific facts.” Hunter v. White, No. 1:13-cv-01681- 18 RRB, 2015 WL 3794968, at *2 (E.D. Cal. June 17, 2015). 19 Instead, Plaintiff alleges Hays, Does 1–5, and Vasquez visited him in the infirmary and 20 assured Plaintiff that his documents and property were safe. Warden Ndoh also visited the 21 infirmary and indicated that she would look into it or delegate someone to do it, but she did not. 22 Although these are alleged to have been empty assurances, these failures do not amount to a 23 constitutional violation. 24 Plaintiff alleges that Petrey “helped to destroy or contributed to their destruction in May 25 [2015]. Petrey, Sr. displayed utterly callous and reckless disregard to the rights of the plaintiff.” 26 (Doc. 18 at 9.) However, Plaintiff specifically alleges only that on August 26 or 28, 2015, Petrey 27 was assigned to look for Plaintiff’s paperwork and he found “remnants” of the paperwork.” (Id.) 28 This allegation is insufficient to establish a constitutional violation. 2 requested their assistance for access to the law library and the transfer of his legal paperwork, but 3 each declined. (Id. at 10.) These defendants regularly worked in or visited the infirmary. Plaintiff 4 has not established that they had any legal duty to provide such assistance or that their refusals 5 amounted to constitutional violations. 6 C. Intent 7 “Section 1983 ‘contains no state-of-mind requirement independent of that necessary to 8 state a violation of the underlying constitutional right;’ therefore, the requisite mental state for 9 individual liability will change with the constitutional provision at issue.” OSU Student Alliance 10 v. Ray, 699 F.3d 1053, 1071–72 (9th Cir. 2012) (quoting Daniels v. Williams, 474 U.S. 327, 330 11 (1986)). Here, plaintiff asserts violations of the Fourteenth and First Amendments. 12 In Daniels v. Williams, the Supreme Court held that the Fourteenth Amendment’s Due 13 Process clause is not violated by negligence. 474 U.S. at 328 (“[T]he Due Process Clause is 14 simply not implicated by a negligent act of an official causing unintended loss of or injury to life, 15 liberty, or property.” (emphasis in original)). “[I]t is the deliberate, intentional abuse of 16 governmental power for the purpose of depriving a person of life, liberty or property that the 17 fourteenth amendment was designed to prevent.” Stevenson v. Koskey, 877 F.2d 1435, 1440–41 18 (9th Cir. 1989). 19 The Ninth Circuit has not published an opinion regarding whether intentional conduct is 20 required for a First Amendment access-to-courts claim. However, the Ninth Circuit cited Daniels 21 in an unpublished opinion to observe that it is “questionable” whether an access-to-courts claim 22 can be premised on “garden-variety negligence.” Merrick v. Inmate Legal Servs., 650 F. App’x. 23 333, 334 (9th Cir. 2016). Other circuit courts have held that negligence is insufficient for a First 24 Amendment access-to-courts claim. See, e.g., Pink v. Lester, 52 F.3d 73, 76 (4th Cir. 1995) 25 (holding that Daniels applies to both Fourteenth and First Amendment access-to-court claims, and 26 negligence in misrouting a form does not violate the First Amendment right to petition); Snyder v. 27 Nolen, 380 F.3d 279, 291 n.11 (7th Cir. 2004) (“[W]e have made clear that an allegation of 28 simple negligence will not support a claim that an official has denied an individual of access to 2 order to prevail on a First Amendment access-to-courts claim, a plaintiff “must show that the 3 defendants acted with some intentional motivation to restrict their access to the courts”). 4 The complaint here contains only conclusory allegations that defendants acted 5 intentionally to deprive plaintiff of his right to access the courts. In particular, Plaintiff alleges 6 that Does 1–5––those individuals who worked on May 18, 2015, the date of Plaintiff’s transfer–– 7 inventoried and stored Plaintiff’s legal and personal property. However, the allegations do not 8 raise an inference that their actions amounted to anything more than negligence. 9 D. Supervisory Liability 10 In a section 1983 action, vicarious liability may not be imposed on supervisory personnel 11 under the theory of respondeat superior. Iqbal, 556 U.S. at 676–77; Lemire v. Cali. Dep’t of 12 Corr. & Rehab., 726 F.3d 1062, 1074–75 (9th Cir. 2013). Supervisory personnel may only be 13 held liable if they “participated in or directed the violations, or knew of the violations and failed 14 to act to prevent them.” Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 1989), accord Starr v. Baca, 15 652 F.3d 1202, 1205–08 (9th Cir. 2011). 16 Plaintiff’s second amended complaint alleges that J. Hunter “implemented and personally 17 enforced the policy of deliberate and reckless disregard of constitutional rights and statutory 18 [rights] of prisoners. He willfully supported and undersigned a downright false statements and 19 attacks designed to thwart plaintiff’s appeal, to impute him in illegal actions of his subordinates.” 20 (Doc. 18 at 9.) As to Anglea, Plaintiff alleges that the warden “was responsible for overall well- 21 being of prisoners in his prison. He designed and promoted policies that allowed his employees 22 impunity of rampant gross violations of human rights, constitutional freedoms and statutory 23 protections.” (Id.) These sweeping, conclusory allegations fail to identify any specific policy or 24 policies that impinged on prisoners’ rights. At best, the Plaintiff’s case presents an isolated 25 incident of lost property rather than any broader policy of mishandling prisoner property for 26 which Hunter and Anglea can be held personally liable. 27 E. Loss of Personal Property 28 Plaintiff’s third claim is premised on the loss or destruction of his personal property. 2 (9th Cir. 1974). However, a plaintiff has no due process claim based on the defendants’ 3 unauthorized deprivation of his personal property—whether intentional or negligent—if a 4 meaningful state post-deprivation remedy for his loss is available. See Hudson v. Palmer, 468 5 U.S. 517, 533 (1984). California’s tort claim process provides that adequate post-deprivation 6 remedy. Barnett v. Centoni, 31 F.3d 813, 816–17 (9th Cir. 1994) (citing Cal. Gov’t Code §§ 810– 7 895) (“[A] negligent or intentional deprivation of a prisoner’s property fails to state a claim under 8 section 1983 if the state has an adequate post deprivation remedy.”); see also Teahan v. Wilhelm, 9 481 F. Supp. 2d 1115, 1120 (S.D. Cal. 2007); Kemp v. Skolnik, 2012 WL 366946, at *6 (D. Nev. 10 Feb. 3, 2012) (finding prisoner’s alleged loss or destruction of newspaper, magazines, and books 11 failed to state a Fourteenth Amendment claim pursuant to Hudson and noting that “[i]f Plaintiff 12 wishes to recoup the value of the alleged lost materials, he will have to file a claim in small 13 claims court in state court.”). Therefore, Plaintiff fails to state a constitutional claim for 14 defendants’ loss or destruction of his personal property. 15 IV. CONCLUSION 16 Plaintiff’s second amended complaint fails to state a claim on which relief may be 17 granted. Based upon the facts alleged, the deficiencies cannot be cured by amendment, and 18 further leave to amend would be futile. See Lopez, 203 F.3d at 1130; See Noll v. Carlson, 809 19 F.2d 1446, 1448-49 (9th Cir. 1987). Plaintiff is unable to proceed on his claims that defendants 20 should be held liable for Plaintiff’s lost paperwork and subsequent abandonment of his appellate 21 action. Accordingly, the Court RECOMMENDS the following: 22 1. Plaintiff’s second amended complaint be DISMISSED without prejudice. 23 2. The Clerk of Court be DIRECTED to close this action. These findings and recommendations are submitted to the United States District Judge 24 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1)(B) and Rule 304 of the 25 Local Rules of Practice for the United States District Court, Eastern District of California. Within 26 14 days after being served with these findings and recommendations, Plaintiff may file written 27 objections with the court. Such a document should be captioned, “Objections to Magistrate 28 Judge’s Findings and Recommendations.” Plaintiff is advised failure to file objections within the 2 specified time may waive the right to appeal the District Court’s order. Martinez v. Ylst, 951 F.2d 3 1153 (9th Cir. 1991); Wilkerson v. Wheeler, 772 F.3d 834, 834 (9th Cir. 2014). 4 5 IT IS SO ORDERED. 6 Dated: November 16, 2021 _ /s/ Jennifer L. Thurston CHIEF UNITED STATES MAGISTRATE JUDGE 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28