(PC) Cuellar v. Fresno County Sheriff ( 2022 )

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 TRAVIS JUSTIN CUELLAR, ) Case No.: 1:20-cv-00707-DAD-SAB (PC) ) 12 Plaintiff, ) ) FINDINGS AND RECOMMENDATIONS 13 v. ) REGARDING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT 14 FRESNO COUNTY SHERIFF, et al., ) ) (ECF No. 28) 15 Defendants. ) ) 16 ) ) 17 ) 18 Plaintiff Travis Justin Cuellar is proceeding pro se and in forma pauperis in this civil rights 19 action pursuant to 42 U.S.C. § 1983. 20 Currently before the Court is Defendants’ exhaustion-related motion for summary judgment, 21 filed August 26, 2021. 22 I. 23 PROCEDURAL BACKGROUND 24 This action is proceeding against Defendants Bruton, Cisneros, and John Doe No. 1 for 25 excessive force. 26 On May 14, 2021, Defendants Bruton and Cisneros filed an answer to the first amended 27 complaint. (ECF No. 24.) 28 On May 17, 2021, the Court issued the discovery and scheduling order. (ECF No. 25.) 1 On August 26, 2021, Defendants Bruton and Cisneros filed the instant motion for summary 2 judgment. (ECF No. 28.) Plaintiff filed an opposition on September 2, 2021, and Defendants filed a 3 reply on September 9, 2021. 4 II. 5 LEGAL STANDARD 6 A. Statutory Exhaustion Requirement 7 The Prison Litigation Reform Act (PLRA) of 1995, requires that prisoners exhaust “such 8 administrative remedies as are available” before commencing a suit challenging prison conditions.” 42 9 U.S.C. § 1997e(a); see also Ross v. Blake, 578 U.S. 1174, 136 S.Ct. 1850, 1858 (2016) (“An inmate, 10 that is, must exhaust available remedies, but need not exhaust unavailable ones.”). Exhaustion is 11 mandatory unless unavailable. “The obligation to exhaust ‘available’ remedies persists as long as some 12 remedy remains ‘available.’ Once that is no longer the case, then there are no ‘remedies … available,’ 13 and the prisoner need not further pursue the grievance.” Brown v. Valoff, 422 F.3d 926, 935 (9th Cir. 14 2005) (emphasis in original) (citing Booth v. Churner, 532 U.S. 731, 739 (2001)). 15 This statutory exhaustion requirement applies to all inmate suits about prison life, Porter v. 16 Nussle, 534 U.S. 516, 532 (2002) (quotation marks omitted), regardless of the relief sought by the 17 prisoner or the relief offered by the process, Booth v. Churner, 532 U.S. at 741, and unexhausted claims 18 may not be brought to court, Jones v. Bock, 549 U.S. 199, 211 (2007) (citing Porter, 534 U.S. at 524). 19 The failure to exhaust is an affirmative defense, and the defendants bear the burden of raising 20 and proving the absence of exhaustion. Jones, 549 U.S. at 216; Albino v. Baca, 747 F.3d 1162, 1166 21 (9th Cir. 2014). “In the rare event that a failure to exhaust is clear from the face of the complaint, a 22 defendant may move for dismissal under Rule 12(b)(6).” Albino, 747 F.3d at 1166. Otherwise, the 23 defendants must produce evidence proving the failure to exhaust, and they are entitled to summary 24 judgment under Rule 56 only if the undisputed evidence, viewed in the light most favorable to the 25 plaintiff, shows he failed to exhaust. Id. 26 B. Summary Judgment Standard 27 Any party may move for summary judgment, and the Court shall grant summary judgment if the 28 movant shows that there is no genuine dispute as to any material fact and the movant is entitled to 1 judgment as a matter of law. Fed. R. Civ. P. 56(a) (quotation marks omitted); Albino, 747 F.3d at 1166; 2 Washington Mut. Inc. v. U.S., 636 F.3d 1207, 1216 (9th Cir. 2011). Each party’s position, whether it 3 be that a fact is disputed or undisputed, must be supported by (1) citing to particular parts of materials 4 in the record, including but not limited to depositions, documents, declarations, or discovery; or (2) 5 showing that the materials cited do not establish the presence or absence of a genuine dispute or that the 6 opposing party cannot produce admissible evidence to support the fact. Fed. R. Civ. P. 56(c)(1) 7 (quotation marks omitted). The Court may consider other materials in the record not cited to by the 8 parties, although it is not required to do so. Fed. R. Civ. P. 56(c)(3); Carmen v. San Francisco Unified 9 Sch. Dist., 237 F.3d 1026, 1031 (9th Cir. 2001); accord Simmons v. Navajo Cnty., Ariz., 609 F.3d 1011, 10 1017 (9th Cir. 2010). 11 The defendants bear the burden of proof in moving for summary judgment for failure to exhaust, 12 Albino, 747 F.3d at 1166, and they must “prove that there was an available administrative remedy, and 13 that the prisoner did not exhaust that available remedy,” id. at 1172. If the defendants carry their burden, 14 the burden of production shifts to the plaintiff “to come forward with evidence showing that there is 15 something in his particular case that made the existing and generally available administrative remedies 16 effectively unavailable to him.” Id. “If the undisputed evidence viewed in the light most favorable to 17 the prisoner shows a failure to exhaust, a defendant is entitled to summary judgment under Rule 56.” 18 Id. at 1166. However, “[i]f material facts are disputed, summary judgment should be denied, and the 19 district judge rather than a jury should determine the facts.” Id. 20 III. 21 DISCUSSION 22 A. Fresno County Jail Exhaustion Process 23 Fresno County Jail (FCJ) has inmate grievance procedures and inmates are provided with an 24 Inmate Orientation Handbook that describes the process upon admission to the facility. (Declaration of 25 Captain Russell Duran ) (“Duran Decl.”) ¶¶ 3, 4, ECF No. 28-4.) The FCJ inmate grievance system 26 involves a two-tier process which allows inmates to alert FCJ to grievances concerning any condition 27 of confinement at the jail, including o conduct, disciplinary actions, food, mail, medical care, legal 28 services and telephone. (Id. at ¶ 5.) An inmate may also pursue a grievance for any alleged or 1 threatened act of retaliation by FCJ staff. (Id. at ¶ 6.) The inmate is required to provide specific 2 information related to the grievance, including the name of the employee involved, the identity of any 3 witnesses, the date and time of the incident being grieved, the specific type of grievance which is 4 limited to only type per grievance, and a description of the important details of the alleged problem or 5 event, and other relevant information supporting the grievance. (Id. at ¶ 7.) An inmate has 14 days 6 from the date of the alleged incident to submit a grievance form. (Id. at ¶ 9.) Once a grievance form is 7 received from an inmate, it is placed in the grievance bin in the distribution room prior to the end of 8 the employee's shift, even if the grievance has been resolved or is withdrawn by the inmate. (Id. at ¶ 9 11.) After the initial investigation, the investigating staff member will make a recommendation to 10 either sustain or not sustain the grievance. (Id. at ¶ 12.) The grievance form and the recommendation is 11 then reviewed by a Lieutenant or Manager/Supervisor who makes the final determination to either 12 sustain or not sustain the grievance. (Id.) The grievance shall be investigated and processed for 13 review within a reasonable amount of time after submission, typically within fourteen (14) calendar 14 days. (Id. at ¶ 14.) The inmate is provided a copy of the written response, entitled “Inmate Grievance 15 Review Report.” (Id. at ¶ 15.) An inmate who is not satisfied with the outcome received by the 16 grievance process may submit an appeal within five calendar days from the date the response was 17 received. (Id. at ¶ 17.) The appeal forms are submitted to the “Bureau Commander” for review and 18 response. (Id. at ¶ 19.) The Bureau Commander issues a written response, either affirming or 19 reversing the decision of the Lieutenant within thirty workdays or as soon as practicable. (Id. at ¶ 20.) 20 The result of the appeal is final and constitutes exhaustion within the agency. (Id. at ¶ 21.) 21 A. Statement of Undisputed Facts1 22 1. At all times relevant to the alleged harm forming the basis of Plaintiff’s complaint, 23 Plaintiff was a sentenced detainee at the Fresno County Jail. (Duran Decl. at ¶ 1.) 24 2. The Fresno County Sheriff’s Office is responsible for the overall operation of FCJ. (Id. 25 at ¶ 2.) 26 3. At all times relevant to this action FCJ had in place established inmate grievance 27 28 1 1 processes and procedures pursuant to Section 1073 of Title 15 of the California Code of Regulations, 2 for use and accessible by inmates twenty-four hours a day, seven days a week, to include written and 3 adopted official Department Policy entitled “Policies and Procedures No. E-140 – Inmate Grievance 4 Procedures,” as well as an “Inmate Orientation Handbook,” also describing the process. (Id. at ¶ 3; 5 Compl. at 3, First Amended Complaint (FAC) at 2.) 6 4. At all times relevant to this action, Plaintiff was aware that FCJ had in place, the 7 established inmate grievance processes and procedures, as upon booking into FCJ every inmate, 8 including Plaintiff, was/is provided a copy of the same as part of the inmate Handbook, and because 9 Plaintiff had submitted an unrelated grievance the month before the incident alleged in his FAC. 10 (Duran Decl. at ¶ 4; Compl. at 3; FAC at 2; Declaration of Anthony Gomez (“Gomez Decl.”) Ex. A, at 11 time stamp marks 8:26-10:07; 41:37-43:30; 1:09:42-1:10:22; 1:14:30-1:15:00.) 12 5. The FCJ inmate grievance system involves a structured two-stage process designed to 13 allow inmates to alter FCJ to grievances concerning any condition of confinement at the Jail, 14 including, but not limited to, officer conduct, disciplinary actions, food, mail, medical care, legal 15 services, and telephone. (Duran Decl. at ¶ 5.) 16 6. Pursuant to FCJ grievance policies and procedures, an inmate may also pursue any 17 alleged or threatened act of retaliation by FCJ staff through the inmate grievance procedure. (Id. at ¶ 18 6.) 19 7. Proper compliance with Inmate Grievance procedures and Form, J-105A, requires the 20 inmate to provide specific information related to a grievance, notably: the name of the employee 21 involved in the grievance (if applicable), the identity of any witnesses, the date and time of the 22 incident being grieved, the specific type of grievance limited to one type per grievance, and a 23 description of the important details of the alleged problem, events, reasons, and other relevant 24 information that led to the filing of the grievance. (Id. at ¶ 7.) 25 8. Generally, the two progressive stages of the formal process include: 1) submission of a 26 timely, properly completed and signed Inmate Grievance Form (J-105A) to floor staff, where an initial 27 attempt can be made to resolve complaints or problems through dialogue and discussion or under 28 certain qualifying circumstances directly to the Bureau Command; and 2) if necessary when unable to 1 resolve the issue at the first level: submission of a timely and properly completed and signed second- 2 level Inmate Grievance “Appeal” Form (J-105B). (Id. at ¶ 8.) 3 9. Inmate Grievance Form, J-105A, as well as the inmate Handbook, also state that an 4 inmate has only 14-days from the date of the alleged incident to submit the grievance. (Id. at ¶ 9.) 5 10. Pursuant to FCJ grievance policies and procedures, failure to submit a grievance within 6 14-days of an alleged incident or occurrence is considered abandonment of the grievance and is 7 grounds for automatic rejection without investigation. (Id. at ¶ 10.) 8 11. Once a grievance form is received by FCJ staff, even those withdrawn or otherwise 9 immediately resolved by floor staff, they are placed in the grievance bin in the distribution room prior 10 to the end of the shift. (Id. at ¶ 11.) 11 12. Based upon the findings of the initial investigation into a submitted grievance, the 12 investigating staff member shall make a recommendation to either sustain or not sustain the inmate 13 grievance, after which the grievance along with this recommendation from the investigating staff 14 member shall be reviewed by the Lieutenant or their Manager/Supervisor who will make a final 15 determination to either sustain or not sustain the grievance. (Id. at ¶ 12.) 16 13. FCJ grievance policies and procedures also provide for a “Confidential” submission of 17 an inmate grievance form direct to the Bureau Captain, but is reserved for 1) matters that are “sensitive 18 and that involve danger to the inmate’s safety or well-being if the information became known”; 2) 19 when the content of the grievance “is of a nature which would pose a threat to the safety of the inmate, 20 staff, or other inmates if the grievance were filed through established procedures”; or 3) the normal 21 grievance time frames, would subject the inmate to substantial risk of personal injury, or cause other 22 serious and irreparable harm.” (Id. at ¶ 13.) 23 14. FCJ grievance policies and procedures provide that grievances shall be investigated and 24 processed for review within a reasonable amount of time after submission, usually within fourteen 25 (14) calendar days. (Id. at ¶ 14.) 26 15. Upon conclusion of its review of an inmate grievance form, FCJ provides the inmates 27 with a copy of its written response, entitled “Inmate Grievance Review Report.” (Id. at ¶ 15.) 28 16. At the times relevant herein there was a separate grievance “Appeal” process, 1 consisting of proper completion and timely submission of an inmate grievance “Appeal” Form (J- 2 105B). (Id. at ¶ 16.) 3 17. An inmate who was not satisfied with FCJ’s “response” to his inmate grievance (J- 4 105A) could submit an Inmate Grievance Appeal form “within five (5) calendar days from the date of 5 receipt of the response.” (Id. at ¶ 17.) 6 18. Pursuant to FCJ grievance policies and procedures, an Appeal is a form submitted by 7 the inmate only in response to (i.e., after) the inmate’s receipt of an “Inmate Grievance Review 8 Report.” (Id. at ¶ 18.) 9 19. At the time relevant herein, FCJ routed all inmate grievance “Appeal” forms to the 10 “Bureau Commander” for review and response. (Id. at ¶ 19.) 11 20. At the times relevant herein, FCJ grievance policies and procedures provided that 12 “within thirty (30) workdays or as soon as reasonably practicable,” the Bureau Commander would 13 issue a written response on the inmate’s Appeal form, either affirming or reversing the decision of the 14 Lieutenant and then provide a copy to the inmate. (Id. at ¶ 20.) 15 21. At the times relevant herein, the “Bureau Commander’s” decision as to the inmate’s 16 grievance “Appeal” is final and, unless otherwise noted in the Commander’s written response, deemed 17 an exhaustion of the issue(s) accepted for Appeal. (Id. at ¶ 21.) 18 22. While FCJ procedures provided that a defective grievance could be denied on 19 procedural grounds without addressing the substantive issues, if the defect on which the rejection was 20 based was correctable, the inmate is entitled to a reasonable time extension within which to correct the 21 defect and resubmit the grievance or appeal, if necessary. (Id. at ¶ 22.) 22 23. FCJ grievance policies and procedures provide that “ordinarily, five (5) calendar days 23 from the date of return to the inmate was reasonable for resubmission” of a corrected grievance. (Id. 24 at ¶ 23.) 25 24. FCJ grievance policies and procedures also provide that staff had discretion to accept, 26 and were to consider accepting, a grievance of appeal “that raised a sensitive or problematic issues, 27 even though that submission may have been somewhat untimely. (Id. at ¶ 24.) 28 25. FCJ’s Inmate Handbook received by inmates upon booking, warns that under the 1 Prison Litigation Reform Act of 1996 (PLRA), inmates must completely exhaust the jail’s internal 2 grievance and appeals processes prior to filing any complaint with the court. (Id. at ¶ 25.) 3 26. Plaintiff filed his original complaint on May 8, 2020, more than two years after the 4 events making up his complaint against Defendants.2 (ECF No. 1; Duran Decl. at ¶ 26.) 5 27. Plaintiff filed the operative, first amended complaint, on June 23, 2020, more than two 6 and one-half years after the events making up his complaint against Defendants. (ECF No. 7; Duran 7 Decl. at ¶ 27.) 8 28. FCJ records confirm there were 16 staff members that worked at FCJ in Plaintiff’s 9 housing unit during the 30 days between the time of the incident alleged by Plaintiff (January 28, 10 2018) and the date he was transferred to Madera County a month later (February 28, 2018). This 11 includes day shifts (A-1, A-2 Platoons) and all overtime coverage, as well as night shifts (B-1, B-2 12 Platoons) and all overtime coverage – 7 days a week, day shifts and night shifts. (Duran Decl. at ¶ 13 29.) 14 29. Defendants worked 12 hours shifts 3 days a week and a 4th day a week every other 15 week. Both officers in question are assigned to the B-2 Platoon and therefore, have T/W/TH and 16 every other Monday off. B-2 is assigned to work from 1800 hours (p.m.) to 0600 hours (a.m.). 17 Inmates are likely to have less contact with floor officers during the night-time frame of 1800-0600 18 due to normal sleeping hours and locked down time. (Id. at ¶ 30.) 19 30. There were 16 days during this 30-day period where Defendants were off duty at the 20 exact same time. There were 95 different officers who worked on the 16 days where Defendants were 21 on regular days off. (Id. at ¶ 31.) 22 31. There were 95 different on-duty jail personnel—other than the Defendants Plaintiff 23 24 25 2 Under the “mailbox rule,” when a pro se inmate gives prison authorities a pleading to mail to court, the Court deems the pleading constructively “filed” on the date it is signed. Roberts v. Marshall, 627 F.3d 768, 770 n.1 (9th Cir. 2010); 26 Douglas v. Noelle, 567 F.3d 1103, 1107 (9th Cir. 2009) (stating the “mailbox rule applies to § 1983 suits filed by pro se prisoners”). 27 28 1 alleges were involved in the subject incident—that were working in Plaintiff’s housing and to whom 2 Plaintiff could have, during any of those work shifts, weekday, weekend, and night or day, delivered 3 or at least sought to deliver a properly completed grievance related to the alleged incident, in addition 4 to use of a confidential communication to the Bureau Commander. (Id. at ¶ 32.) 5 32. Plaintiff admits that FCJ had an available administrative remedy process during his 6 incarceration at FCJ and relevant to the claims in his complaint, but he did not utilize the process. 7 (Compl. at 3; FAC at 2; Gomez Decl. Ex. A., at time stamp marks 8:26-10:07; 41:37-43:30; 1:09:42- 8 1:10:22; and 1:14:30-1:15:00.) 9 33. At all times relevant to this action, FCJ grievance coordinators accepted, reviewed, and 10 tracked all non-medical inmate J-105 grievances and appeals submitted for review by inmates 11 pursuant to FCJ’s inmate grievance processes and procedures, including confidential grievance and 12 appeal communications received by the Bureau Commanders. (Duran Decl. at ¶ 34.) 13 34. FCJ records confirm Plaintiff’s admissions that he never filed an authorized grievance 14 (confidential or otherwise) or appeal according to these procedures for the claims raised in his 15 complaint against Defendants prior to filing his complaint, over two years from the alleged harm at 16 FCJ. (Id. at ¶ 35; Gomez Decl. Ex. A, at time stamp mark 1:09:42-1:10:04.) 17 35. Plaintiff claims that Defendants threatened him that “he would suffer if he grieved the 18 issue.” (Compl. at 3; FAC at 2.) 19 B. Analysis of Defendants’ Motion 20 Defendants argue that Plaintiff admits he did not complete the required exhaustion process 21 prior to bringing this action, and he cannot meet his burden to show that there was anything particular 22 about his case that excused his obligation to complete the exhaustion process prior to filing suit. 23 In opposition, Plaintiff argues that although FCJ has a grievance procedure, he could not utilize 24 the process because Defendants threatened retaliation. Plaintiff contends that after Defendants used 25 excessive force against him to get him to answer their questions, he “was afraid to address the attack 26 to any other officer, because the defendants whom att[a]cked plaintiff, were of multiple levels of 27 authority. Defendant Bruton was the corporal on duty, who is/was Defendant Cisneros’ superior 28 officer. Plaintiff felt that if the corre[]ctional officer attacked Plaintiff, and the correctional officers 1 superior not only didn’t stop the attack, but participated, Plaintiff could not for surely trust [sic] that 2 another officer or superior, wouldn’t act in the same manner, or bring to the attention of Defendants, 3 that Plaintiff reported the attack.” (ECF No. 30 at 2-3.) 4 As an initial matter, in their reply brief, Defendants object to Plaintiff’s opposition because it 5 does not comply with Federal Rule of Civil Procedure 56 or Local Rule 260. 6 Under this Court's local rules, “[e]ach motion for summary judgment or summary adjudication 7 shall be accompanied by a ‘Statement of Undisputed Facts’ that shall enumerate discretely each of the 8 specific material facts relied upon in support of the motion and cite the particular portions of any ... 9 document relied upon to establish that fact.” Local Rule 260(a). In addition, Defendants point out that 10 Plaintiff’s opposition is not signed under penalty of perjury. A party opposing a motion for summary 11 judgment is required to “reproduce the itemized facts in the Statement of Undisputed Facts and admit 12 those facts that are undisputed and deny those that are disputed” and include “with each denial a 13 citation to the particular portions of any ... document relied upon in support of that denial” and is 14 “responsible for the filing of all evidentiary documents cited in the opposing papers.” Local Rule 15 260(b) “If a party fails to properly support an assertion of fact or fails to properly address another 16 party's assertion of fact as required by Rule 56(c), the court may ... consider the fact undisputed for 17 purposes of the motion.” Fed. R. Civ. P. 56(e)(2). A Court may also disregard any unsworn statements 18 in connection with summary judgment. Soto v. Sweetman, 882 F.3d 865, 873 (9th Cir. 2018) (noting 19 that “unsworn district court responses to the defendants' motion for summary judgment” did not meet 20 Rand's requirements and was “not competent evidence” for purposes of summary judgment”). 21 While Plaintiff did not strictly comply with Local Rule 260(b), his opposition brief addresses 22 and responds directly to Defendants’ motion for summary judgment regarding exhaustion of the 23 administrative remedies in relation to his claim of retaliation. In addition, Plaintiff included his 24 alleged fear of retaliation in the operative and verified first amended complaint, stating “I was 25 threatened by the attacking officers that I would suffer if I briefed the issue. I was transferred to 26 Madera County Dept. of Corrections, days to weeks later, where I immediately reported the incident to 27 authorities, who immediately reported it to Fresno County Jail Classification. I also reported it to 28 P.R.E.A, Fresno County Sheriff internal investigation, and also filed a govt. tort claim to Fresno Board 1 of Supervisors.” (FAC at 2.) “A verified complaint may be used as an opposing affidavit under Rule 2 56.” Schroeder v. McDonald, 55 F.3d 454, 460 (9th Cir. 1995). While such a complaint “must be 3 based on personal knowledge and set forth specific facts admissible in evidence” in order “to function 4 as an opposing affidavit,” id., many relevant facts asserted in opposition are based on Plaintiff's 5 personal knowledge. Additionally, the Court is mindful that “courts should construe liberally motion 6 papers and pleadings filed by pro se inmates and should avoid applying summary judgment rules 7 strictly.” Thomas v. Ponder, 611 F.3d 1144, 1150 (9th Cir. 2010). 8 Given Plaintiff's status as a pro se inmate, his verified complaint, and the assertions set forth in 9 his opposition, the Court concludes that it may properly consider the factual assertions set forth in 10 Plaintiff's opposition to the extent that they also appear in Plaintiff's verified first amended complaint 11 and reasonably appear to be based on his personal knowledge. The Court addresses such facts in its 12 analysis below. See Fraser v. Goodale, 342 F.3d at 1032, 1036-1037 (9th Cir. 2003) (the court 13 reversed a grant of summary judgment, holding that the district court should have considered unsworn, 14 arguably inadmissible statements written by the plaintiff in a diary. 342 F.3d 1032, 1036–37 (9th Cir. 15 2003); see also Rosenfeld v. Mastin, No. CV 11-7002-DOC(E), 2013 WL 5705638, at *5 (C.D. Cal. 16 Oct. 15, 2013) (considering plaintiff's unsworn statements made in the third amended complaint and in 17 the opposition because plaintiff “plainly has personal knowledge of the content of these statements and 18 could present the statements in admissible form through his own testimony at trial,” but not 19 considering plaintiff's speculative statements regarding a particular claim where there was no 20 indication plaintiff had personal knowledge of the claim); Wilson v. Med. Servs. Div., No. 21 1:14cv2444-JAH (RBB), 2017 WL 1374281, at *7 (S.D. Cal. Apr. 13, 2017) (report and 22 recommendation denied in part on other grounds) (finding that plaintiff failed to show a triable issue 23 of material fact even after considering plaintiff's opposition to the motion for summary judgment that 24 was not signed under penalty of perjury) (citing Rosenfeld, 2013 WL 5705638 at *5); Rodriguez v. 25 Airborne Express, 265 F.3d 890, 902 (9th Cir. 2001) (stating that “this [C]ircuit has held that self- 26 serving affidavits are cognizable to establish a genuine issue of material fact so long as they state facts 27 based on personal knowledge and are not too conclusory.”) (citing United States v. Shumway, 199 28 F.3d 1093, 1103–04 (9th Cir. 1999)). 1 Plaintiff has not provided any admissible evidence demonstrating his failure to exhaust should 2 be excused. The Ninth Circuit has recognized that “the threat of retaliation for reporting an incident 3 can render the prison grievance process effectively unavailable and thereby excuse a prisoner's failure 4 to exhaust administrative remedies.” McBride v. Lopez, 807 F.3d 982, 987 (9th Cir. 2015). To show 5 that fear of retaliation rendered administrative remedies unavailable, a prisoner must show both a 6 subjective and an objective basis for that fear. Id. at 984. To meet the subjective prong, the prisoner 7 must “provide a basis for the court to find that he actually believed prison officials would retaliate 8 against him if he filed a grievance.” Id. at 987. To meet the objective prong, “there must be some basis 9 in the record for the district court to conclude that a reasonable prisoner of ordinary firmness would 10 have believed that the prison official's action communicated a threat not to use the prison's grievance 11 procedure and that the threatened retaliation was of sufficient severity to deter a reasonable prisoner 12 from filing a grievance.” Id.; see also Rodriguez v. County of Los Angeles, 891 F.3d 776, 792 (9th 13 Cir. 2018). 14 Plaintiff admits that FCJ had an available administrative remedy process during his 15 incarceration at FCJ and relevant to the claims in his complaint, but he did not utilize the process. (UF 16 32.) It is undisputed that FCJ records confirm there were 16 staff members that worked at FCJ in 17 Plaintiff’s housing unit during the 30 days between the time of the incident alleged by Plaintiff 18 (January 28, 2018) and the date he was transferred to Madera County a month later (February 28, 19 2018). This includes day shifts (A-1, A-2 Platoons) and all overtime coverage, as well as night shifts 20 (B-1, B-2 Platoons) and all overtime coverage – 7 days a week, day shifts and night shifts. (UF 28.) 21 Defendants worked 12 hours shifts 3 days a week and a 4th day a week every other 22 week. Both officers in question are assigned to the B-2 Platoon and therefore, have T/W/TH and 23 every other Monday off. B-2 is assigned to work from 1800 hours (p.m.) to 0600 hours (a.m.). 24 Inmates are likely to have less contact with floor officers during the night-time frame of 1800-0600 25 due to normal sleeping hours and locked down time. (UF 29.) There were 16 days during this 30-day 26 period where Defendants were off duty at the exact same time. There were 95 different officers who 27 worked on the 16 days where Defendants were on regular days off. (UF 30.) There were 95 different 28 on-duty jail personnel—other than the Defendants Plaintiff alleges were involved in the subject 1 incident—that were working in Plaintiff’s housing and to whom Plaintiff could have, during any of 2 those work shifts, weekday, weekend, and night or day, delivered or at least sought to deliver a 3 properly completed grievance related to the alleged incident, in addition to use of a confidential 4 communication to the Bureau Commander. (UF 31.) 5 Construing the facts in the light most favorable to Plaintiff as this Court must on summary 6 judgment, the Court finds that Plaintiff has sufficiently alleged that threats from jail deputies deterred 7 him from filing a grievance on the use of excessive force. However, the Court finds that Plaintiff has 8 not met his burden of demonstrating that his fear of retaliation from these threats was objectively 9 reasonable. “That is, there must be some basis in the record for the district court to conclude that a 10 reasonable prisoner of ordinary firmness would have believed that the prison official's action 11 communicated a threat not to use the prison's grievance procedure and that the threatened retaliation 12 was of sufficient severity to deter a reasonable prisoner from filing a grievance.” McBride, 807 F.3d at 13 987. Plaintiff presents only general and unsubstantiated fears about possible retaliation. Indeed, the 14 audio interview of Plaintiff by Sheriff Detective Anthony Gomez does not reveal any verbal or actual 15 statement, threat, other action or reference by Defendants or other FCJ official, aimed at anything, 16 much less the filing of a grievance. McBride, 807 F.3d at 988. As in McBride, Plaintiff’s generalized 17 allegations are based solely on the alleged excessive force incident in January 2018 which is 18 insufficient to render FCJ’s administrative remedies effectively unavailable. McBride, 807 F.3d at 19 988 (“The only potentially relevant fact [the prisoner] alleges is that he was beaten, and that the 20 guards (who beat him) made the statements. If this fact, standing alone, were sufficient, any hostile 21 interaction between a prisoner and prison officials would render the prison's grievance system 22 unavailable. There is no reason to allow inmates to avoid filing requirements on the basis of hostile 23 interactions with guards when the interaction has no apparent relation to the use of the grievance 24 system. Hostile interaction, even when it includes a threat of violence, does not necessarily render the 25 grievance system ‘unavailable.’”). 26 Plaintiff has simply not gone beyond showing general hostilities and shown that a reasonable 27 prisoner of ordinary firmness would have believed that Defendants said or done something that 28 “communicated a threat not to use the prison's grievance procedure and that the threatened retaliation 1 was of sufficient severity to deter a reasonable prisoner from filing a grievance.” McBride, 807 F.3d at 2 987; compare Rodriguez v. City of Los Angeles, 891 F.3d at 793 (finding subjective and objective 3 elements meet where inmate claimed that on day he turned in a complaint, a sergeant delivered a 4 warning mentioning another inmate who had been badly beaten and assaulted with razor blades, 5 stating “ ‘that’s how rats are treated when they lie about my deputies,’” the inmate could be charged 6 with another crime, and “for your own good, I’m going to forget you turned in this complaint. Keep 7 your mouth shut.’”), with McBride, 807 F.3d at 988 (an excessive force action where inmate alleged 8 guards threatened him after a beating, stating he was “lucky” because his injuries “could have been 9 much worse” did not meet the objective element because an inmate would not have reasonably 10 understood from the statements that the prison official intended to retaliate if an appeal was filed); see 11 also Sealey v. Busichio, 696 F. App’x, 779, 780-81 (9th Cir. 2017) (finding claim that medical staff 12 threatened the inmate that if he “caused any trouble abo the medical care, [he] would be transferred to 13 another institution where really bad inmates were and [he] would not receive any medical care” meet 14 the subjective prong but the evidence did not support the objective prong because the statement did not 15 reference the grievance system and a reasonable prisoner would not have understood the statement to 16 mean retaliation would occur if a grievance was filed). Accordingly, Plaintiff has failed to make the 17 showing necessary under McBride to show that there was a threat of retaliation that rendered the 18 administrative remedies effectively unavailable. 19 Pursuant to FCJ’s grievance procedure, filings through a third party, filing a Government Tort 20 Claim, reporting an incident to Madera County Jail or to the Fresno County Board of Supervisors, 21 filings to Fresno County Risk Management, to FCJ Classification, or to Fresno County Sheriff’s 22 Office of Internal Affairs, do not suffice to exhaust the administrative remedies. (UF 7-8; Duran Decl. 23 ¶ 37); see, e.g., Fuqua v. Ryan, 890 F.3d 838, 844 (9th Cir. 2018) (citing Woodford v. Ngo, 548 U.S. 24 at 90-91) (inmate's two letters to prison officials did not exhaust his administrative remedies as 25 exhaustion requires complying with a particular agency's “critical procedural rules[.]”); Martinez v. 26 Tilton, No. 1:10-cv-01501-SKO PC, 2013 WL 5670869, at *3 (E.D. Cal. 2013) (“the prisoner’ inmate 27 appeals process and the Government Claims Act process are separate processes and there is no support 28 for a finding that the allegedly improper cancellation of Plaintiff's inmate appeal had any effect 1 whatsoever on his ability to timely present his Government Claims Act claim.”). Thus, although 2 Plaintiff contends that he was transferred to the Madera County Jail approximately one month after the 3 incident, where he wrote a report about the incident which was forwarded by sergeant Quick and 4 lieutenant Followill to the classification department at FCJ, submission of a complaint to the 5 classification unit does not comply with FCJ’s authorized administrative procedures. (Duran Decl. ¶ 6 37.) In addition, Plaintiff’s hand-written complaint submitted to the Fresno County Sheriff’s Internals 7 Affairs Unit, on or about January 22, 2020, is not related to the FCJ’s grievance process and does not 8 constitute proper exhaustion. (Gomez Decl. ¶ 7; Duran Decl. ¶ 37); see also Rivera v. Goord, 253 9 F.Supp.2d 735, 752 (S.D.N.Y. 2003) (finding plaintiff did not exhaust administrative remedies when 10 he could not demonstrate that the outcome of an investigation produced a favorable resolution for 11 him). The prison's requirements, not the PLRA, defines the boundaries of proper exhaustion. Akhtar 12 v. Mesa, 698 F.3d 1202, 1211 (9th Cir. 2012) (citing Jones v. Bock, 549 U.S. at 218) (“[T]he level of 13 detail necessary in a grievance to comply with a prison's grievance procedures will vary from system 14 to system and claim to claim[.]”); see also Woodford v. Ngo, 548 U.S. 81, 90-91 (2006) (“Proper 15 exhaustion of administrative remedies, which ‘means using all steps that the agency holds out, and 16 doing so properly (so that the agency addresses the issues on the merits).’”). Accordingly, 17 Defendants’ motion for summary judgment should be granted, and the instant action should be 18 dismissed, without prejudice, for failure to exhaust the administrative remedies. 19 IV. 20 RECOMMENDATIONS 21 Based on the foregoing, it is HEREBY RECOMMENDED that: 22 1. Defendants’ motion for summary judgment be granted; and 23 2. The instant action be dismissed, without prejudice, for failure to exhaust the 24 administrative remedies. 25 These Findings and Recommendations will be submitted to the United States District Judge 26 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within thirty (30) days after 27 being served with these Findings and Recommendations, the parties may file written objections with 28 the Court. The document should be captioned “Objections to Magistrate Judge’s Findings and 1 || Recommendations.” The parties are advised that failure to file objections within the specified time 2 || may result in the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 838-39 (9th Cir. 3 || 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)). 4 5 || IT IS SO ORDERED. 1 (ee 6 ll Dated: _ January 25, 2022 LF 7 UNITED STATES MAGISTRATE JUDGE 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 16