(SS) Knight v. Commissioner of Social Security ( 2021 )

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 PILAR KNIGHT, ) Case No.: 1:21-cv-0208 JLT ) 12 Plaintiff, ) ORDER GRANTING PLAINTIFF’S REQUEST ) FOR JUDICIAL REVIEW (DOCS. 14, 18) AND 13 v. ) DENYING DEFENDANT’S REQUEST TO HAVE ) THE ADMINISTRATIVE DECISION AFFIRMED 14 ) (DOC. 17) ) 15 KILOLO KIJAKAZI,1 ) ORDER REMANDING THE ACTION PURSUANT Acting Commissioner of Social Security, ) TO SENTENCE FOUR OF 42 U.S.C. § 405(g) 16 ) Defendant. ) ORDER DIRECTING ENTRY OF JUDGMENT 17 ) IN FAVOR OF PLAINTIFF PILAR KNIGHT AND ) AGAINST DEFENDANT KILOLO KIJAKAZI, 18 ) ACTING COMMISSIONER OF SOCIAL ) SECURITY 19 20 Pilar Knight asserts she is entitled to a period of disability and disability benefits under Title II 21 of the Social Security Act. Plaintiff argues the administrative law judge erred in evaluating her 22 subjective statements concerning the severity of her symptoms. (See generally Docs. 14, 18.) The 23 Commissioner seeks to have the decision affirmed. (Doc. 17.) Because the ALJ failed to identify 24 legally sufficient reasons to reject Plaintiff’s testimony, the matter is REMANDED for further 25 proceedings pursuant to sentence four of 42 U.S.C. § 405(g). 26 27 1 The action was originally filed against Andrew M. Saul in his capacity as the Commissioner of Social Security. 28 (See Doc. 1 at 1.) The Court has substituted Kilolo Kijakazi, who has since been appointed the Acing Commissioner of 1 BACKGROUND 2 In November 2016, Plaintiff completed an initial claim for benefits. (Doc. 11-2 at 83.) She 3 alleged disability beginning in May 2016 due to osteoarthritis, lower back arthritis, stress, migraines, 4 hidradenitis suppurativa, headaches, sleep apnea, torn Achilles tendon, an enlarged heart, Basal arthritis 5 in both hands, and carpal tunnel. (Id. at 83-84.) The Social Security Administration denied the 6 applications at the initial level and upon reconsideration. (See generally id. at 83-102.) Plaintiff 7 requested a hearing and testified before an ALJ on January 18, 2019. (Id. at 23, 105.) The ALJ found 8 Plaintiff was not disabled and issued an order denying benefits on July 3, 2019. (Id. at 105-113.) The 9 Appeals Council denied Plaintiff’s request for review on April 27, 2020. (Id. at 7-9.) Thus, the ALJ’s 10 determination became the final decision of the Commissioner of Social Security. 11 STANDARD OF REVIEW 12 District courts have a limited scope of judicial review for disability claims after a decision by 13 the Commissioner to deny benefits under the Social Security Act. When reviewing findings of fact, 14 such as whether a claimant was disabled, the Court must determine whether the Commissioner’s 15 decision is supported by substantial evidence or is based on legal error. 42 U.S.C. § 405(g). The ALJ’s 16 determination that the claimant is not disabled must be upheld by the Court if the proper legal standards 17 were applied and the findings are supported by substantial evidence. See Sanchez v. Sec’y of Health & 18 Human Serv., 812 F.2d 509, 510 (9th Cir. 1987). 19 Substantial evidence is “more than a mere scintilla. It means such relevant evidence as a 20 reasonable mind might accept as adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 21 389, 401 (1971) (quoting Consol. Edison Co. v. NLRB, 305 U.S. 197 (1938)). The record as a whole 22 must be considered, because “[t]he court must consider both evidence that supports and evidence that 23 detracts from the ALJ’s conclusion.” Jones v. Heckler, 760 F.2d 993, 995 (9th Cir. 1985). 24 DISABILITY BENEFITS 25 To qualify for benefits under the Social Security Act, Plaintiff must establish she is unable to 26 engage in substantial gainful activity due to a medically determinable physical or mental impairment 27 that has lasted or can be expected to last for a continuous period of not less than 12 months. 42 U.S.C. 28 § 1382c(a)(3)(A). An individual shall be considered to have a disability only if: 1 his physical or mental impairment or impairments are of such severity that he is not only unable to do his previous work but cannot, considering his age, education, and work 2 experience, engage in any other kind of substantial gainful work which exists in the national economy, regardless of whether such work exists in the immediate area in 3 which he lives, or whether a specific job vacancy exists for him, or whether he would be hired if he applied for work. 4 5 42 U.S.C. § 1382c(a)(3)(B). The burden of proof is on a claimant to establish disability. Terry v. 6 Sullivan, 903 F.2d 1273, 1275 (9th Cir. 1990). If a claimant establishes a prima facie case of disability, 7 the burden shifts to the Commissioner to prove the claimant is able to engage in other substantial 8 gainful employment. Maounis v. Heckler, 738 F.2d 1032, 1034 (9th Cir. 1984). 9 ADMINISTRATIVE DETERMINATION 10 To achieve uniform decisions, the Commissioner established a sequential five-step process for 11 evaluating a claimant’s alleged disability. 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4). The process 12 requires the ALJ to determine whether Plaintiff (1) is engaged substantial gainful activity, (2) had 13 medically determinable severe impairments (3) that met or equaled one of the listed impairments set 14 forth in 20 C.F.R. § 404, Subpart P, Appendix 1; and whether Plaintiff (4) had the residual functional 15 capacity to perform to past relevant work or (5) the ability to perform other work existing in significant 16 numbers at the state and national level. Id. The ALJ must consider testimonial and objective medical 17 evidence. 20 C.F.R. §§ 404.1527, 416.927. 18 Pursuant to the five-step process, the ALJ determined Plaintiff did not engage in substantial 19 gainful activity after the alleged onset date of May 15, 2016. (Doc. 11-2 at 107.) Second, the ALJ 20 found Plaintiff had the following severe impairments: “calcaneal spurs in the left ankle, left Achilles 21 tendinitis, posterior tibial tendinitis in the right foot, arthritis in the right ankle, status post-bilateral joint 22 interpositional tendon arthroplasty, primary osteoarthritis in both first carpometacarpal joints, status 23 post-carpal tunnel release, plantar fasciitis in the left foot, lumbar degenerative disc disease, and morbid 24 obesity.” (Id. at 108.) 25 At step three, the ALJ determined Plaintiff’s impairments did not meet or medically equal a 26 Listing. (Doc. 11-2 at 109.) Next, the ALJ found: 27 [T]he claimant has the residual functional capacity to perform light work as defined in 20 CFR 404.1567(b), except she could occasionally climb ramps and stairs, but 28 never climb ladders, ropes or scaffolds. She could occasionally balance, stoop, knee[l], and crouch, but never crawl. She could frequently handle and finger. She 1 could occasionally push and pull with the lower extremities. She could occasionally work around moving machinery, but never work at exposed heights. She must avoid 2 more than occasional exposure to temperature extremes, wetness, high humidity, and atmospheric irritants, such as dusts, odors, gases and fumes. 3 4 (Id. at 109-110.) With this residual functional capacity, the ALJ determined at step four that Plaintiff 5 was “capable of performing past relevant work as a sales supervisor and customer service 6 representative.” (Id. at 112.) Therefore, the ALJ concluded Plaintiff was not disabled as defined by the 7 Social Security Act from May 15, 2016, through the date of the decision. (Id.) 8 DISCUSSION AND ANALYSIS 9 Plaintiff argues the ALJ in evaluating her statements concerning the severity of her symptoms 10 and “ailed to provide specific, clear and convincing reasons for discounting Plaintiff’s allegations of 11 pain and upper extremity dysfunction. (Doc. 14 at 7, emphasis omitted.) On the other hand, the 12 Commissioner asserts that “the ALJ properly weighed Plaintiff’s subjective complaints of disability 13 against the record, including her daily living activities, and accounted for Plaintiff’s complaints by 14 restricting her to a reduced range of light work.” (Doc. 17 at 14.) 15 A. Plaintiff’s “Function Report” 16 On December 3, 2016, Plaintiff completed a “Function Report- Adult” form, addressing how 17 her conditions limited her activities. (Doc. 11-2 at 224-232.) Plaintiff reported that “[b]oth of [her] 18 hands hurt a lot, mainly [her] thumbs.” (Id. at 224.) According to Plaintiff, she had “no cartiledge (sic) 19 in thumbs,” which would “lock[] up sometimes with the bone on bone.” (Id.) 20 She stated she had “almost no strength in [her] hands,” and it was “almost impossible to type, 21 grasp something or even write.” (Doc. 11-2 at 224.) Plaintiff indicated she could not “flip pages or 22 pick things up sometimes.” (Id.) She also reported difficulty opening a car door, opening jars, holding 23 utensils, clapping her hands, stirring things, folding clothes, pushing items, fastening a seat belt, writing 24 in cursive, cooking, cleaning her house, sweeping, and driving without pain. (Id. at 225.) Further, 25 Plaintiff reported she had difficulty dressing, particularly with zippers and bra hooks, though she also 26 had pain with putting on shoes and socks. (Id.) 27 Plaintiff described her typical day as follows: “make a cup of coffee, take meds, massage hands, 28 put on hand braces if in a lot of pain, eat [and] try to do everyday chores[;] very limited everything I do 1 hurts. Watch TV[,] eat lunch, eat dinner. Sometimes run errands. Watch more TV.” (Doc. 11-2 at 225.) 2 She noted that she did not have to take care of any people, but helped with her daughter’s dog “when 3 it’s needed,” such as by putting out dry food and opening the back door to let the dog out. (Id.) She 4 reported she could cook “easy stuff” such as soup and sandwiches, but her grown children would “cook 5 for [her] too,” adding “stirring is a problem.” (Id. at 226.) In addition, Plaintiff said she could not chop 6 or peel foods, or “pick up a pot or skillet.” (Id.) Plaintiff noted she could vacuum, wipe countertops, 7 dust, and water plants, stating “it still hurts but I do it anyway.” (Id.) She reported she went to the gym 8 and used a treadmill and bike but could not use machines that required her hands. (Id. at 228.) 9 Plaintiff estimated she could walk about a mile before she needed to rest about ten minutes. (Id. at 10 229.) 11 She noted she would drive a car sometimes, “[b]ut not often.” (Doc. 11-2 at 227.) Plaintiff 12 explained it “hurt[] to turn [the] steering wheel” and she did not feel safe, or confident that if she had 13 “to do something suddenly” that she would be able to. (Id.) Plaintiff reported that if she had to do “a 14 lot of hand activity,” then her daughter would accompany her when she went places. (Id. at 228.) 15 Plaintiff reported she did not handle stress well, and would get physical symptoms that included 16 a rash, headache, and lack of sleep. (Doc. 11-2 at 230.) However, Plaintiff believed she was “ok” with 17 changes in routine “most of the time.” (Id.) She reported she had “weird dreams,” which she attributed 18 to her pain medication. (Id. at 230-231.) 19 B. Plaintiff’s hearing testimony 20 Plaintiff testified before an ALJ on January 18, 2019. (Doc. 11-2 at 23.) She reported that she 21 had difficulty with her hands, plantar fasciitis, Achilles tendon issues, vertigo, and obesity. (Id. at 39, 22 50, 62.) 23 She reported that in 2015, she saw a neurologist and a hand/spine surgical specialist who 24 diagnosed the problems with her hands. (Id. at 39.) Plaintiff stated she had surgery on both hands, 25 which involved splitting a tendon from her forearm to “put it in to be a cushion in [her] thumb.” (Id. at 26 44.) She explained that the tendon was placed “in there as cartilage” in each of her thumbs. (Id.) 27 Plaintiff reported the surgery was done on the left hand in August 2016 and the right hand in August 28 2017. (Id. at 43, 45.) In addition, Plaintiff said she had a carpal tunnel release performed the same time 1 as the tendon surgery on her right hand. (Id. at 45.) 2 She believed “[s]urgery was helpful as far as the pain that [she] was dealing with, because it was 3 a totally different pain that [she] had prior to [the] surgery.” (Doc. 11-2 at 55.) She explained that prior 4 to the surgery, her left hand “was locking up and it was doing all kind of things, but it was very 5 painful.” (Id.) After the procedure, her hand were “weak and painful, but a different type of pain.” 6 (Id.) Plaintiff said she developed “a throbbing and a stabbing pain that comes out of nowhere,” and 7 sometimes her “hand lock[ed] up.” (Id.) Because the left hand surgery helped—despite the change in 8 pain—Plaintiff explained she decided to get her right hand done because it was her dominant hand. (Id. 9 at 56.) She reported that she asked the surgeon about her pain following the procedures, and the doctor 10 told Plaintiff it was new pain, “coming from after the surgery, not actually what he did.” (Id.) 11 Plaintiff stated she sometimes wore wrist braces after the procedures, which helped her hands be 12 immobilized and not “hurt as much,” though the braces were prescribed prior to surgery. (Doc. 11-2 at 13 46-47.) In addition, Plaintiff said she used a brace for Achilles tendon pain “[o]ff and on, just when the 14 pain gets pretty bad,” and she anticipated having “to do some standing and walking.” (Id. at 50.) 15 She reported that she was working on a cookbook project, preserving all her recipes in one place 16 for her children. (Doc. 11-2 at 48.) However, Plaintiff said she was not able to type the recipes and 17 “that didn’t work too well.” (Id.) Plaintiff stated she planted a yearly garden with her daughter, which 18 included tomatoes, strawberries, eggplants, watermelons, cucumbers, and zucchini. (Id. at 49.) In 19 addition, Plaintiff said she did “light cleaning” at home. (Id. at 60.) 20 Plaintiff said she was able to dress herself and put on her shoes. (Doc. 11-2 at 52.) She stated 21 using a knife to cut food was “hard,” and she “usually ask[ed] for assistance with things like that.” (Id. 22 at 52-53.) She reported she could use a fork, but did not “really cut with a fork and a knife, like steak 23 or something like that.” (Id. at 53.) Plaintiff explained “the holding of the knife,” which needed to be 24 gripped, caused pain and she avoided it. (Id. at 54.) 25 She estimated that she could use her hands for “20 minutes before the pain or fatigue happens,” 26 and she had to stop using her hands for 20 or 30 minutes. (Doc. 11-2 at 59.) She reported she could 27 carry a full dinner plate or a gallon of milk if she used both hands. (Id. at 60.) Plaintiff believed she 28 could stand for “20 to 30 minutes” before she would feel pain in her ankle, back of her legs, or her 1 back. (Id. at 60.) 2 Plaintiff reported she had a driver’s license and would borrow her daughter’s car “every once 3 in a while.” (Doc. 11-2 at 64.) She stated she drove to the market by herself two days prior to the 4 hearing. (Id. at 65.) Although Plaintiff said she occasionally had difficulty with vertigo, she said she 5 never experienced it while driving. (Id.) 6 C. Standards for reviewing a claimant’s statements 7 In evaluating a claimant’s statements regarding the severity of his symptoms, an ALJ must 8 determine first whether objective medical evidence shows an underlying impairment “which could 9 reasonably be expected to produce the pain or other symptoms alleged.” Lingenfelter v. Astrue, 504 10 F.3d 1028, 1035-36 (9th Cir. 2007) (quoting Bunnell v. Sullivan, 947 F.2d 341, 344 (9th Cir. 1991)). 11 Second, if there is no evidence of malingering, the ALJ must make specific findings as to credibility by 12 setting forth clear and convincing reasons for rejecting his subjective complaints. Id. at 1036. 13 If there is objective medical evidence of an impairment, an ALJ may not discredit a claimant’s 14 testimony as to the severity of symptoms merely because it is unsupported by objective medical 15 evidence. See Bunnell v. Sullivan, 947 F.2d 341, 347-48 (9th Cir. 1991). The Ninth Circuit explained: 16 The claimant need not produce objective medical evidence of the [symptom] itself, or the severity thereof. Nor must the claimant produce objective medical evidence of the 17 causal relationship between the medically determinable impairment and the symptom. By requiring that the medical impairment “could reasonably be expected to produce” 18 pain or another symptom, the Cotton test requires only that the causal relationship be a reasonable inference, not a medically proven phenomenon. 19 20 Smolen v. Chater 80 F.3d 1273, 1282 (9th Cir. 1996) (referring to the test established in Cotton, 799 21 F.2d 1403). Further, an ALJ is directed to identify “specific reasons for the weight given to the 22 individual’s symptoms,” in a manner “sufficiently specific to allow a reviewing court to conclude the 23 ALJ rejected the claimant’s testimony on permissible grounds and did not arbitrarily discredit the 24 claimant’s testimony.” Moisa v. Barnhart, 367 F.3d 882, 885 (9th Cir. 2004). 25 An ALJ may consider many factors to assess a claimant’s statements including, for example: (1) 26 the claimant’s reputation for truthfulness, (2) inconsistencies in testimony or between testimony and 27 conduct, (3) the claimant’s daily activities, (4) an unexplained, or inadequately explained, failure to 28 seek treatment or follow a prescribed course of treatment, and (5) testimony from physicians 1 concerning the nature, severity, and effect of the symptoms of reported by a claimant. Fair v. Bowen, 2 885 F.2d 597, 603 (9th Cir. 1989); see also Thomas v. Barnhart, 278 F.3d 947, 958-59 (9th Cir. 2002) 3 (an ALJ may consider a claimant’s reputation for truthfulness, inconsistencies between a claimant’s 4 testimony and conduct, and a claimant’s daily activities). 5 D. The ALJ’s analysis 6 The ALJ summarized Plaintiff’s statements in her function report and determined “the 7 claimant’s medically determinable impairments could reasonably be expected to cause the alleged 8 symptoms.” (Doc. 11-2 at 110.) However, the ALJ found Plaintiff’s “statements concerning the 9 intensity, persistence and limiting effects of these symptoms are not entirely consistent with the 10 medical evidence and other evidence in the record...” (Id.) Following this finding, the ALJ stated: 11 The claimant’s admitted activities show she is more capable than alleged. She is able to perform household chores, drive a car, shop in stores, workout at the gym, and 12 even play sports, which are activities inconsistent with a disabling condition. The ability to drive show good grip strength, and the lack of the need for a cane or other 13 assistive device shows an ability to effectively ambulate. The claimant’s medical records also show she is more capable than alleged. 14 15 (Id.) Thus, the ALJ purported to reject Plaintiff’s statements based upon her level of activity and 16 conflicts with the medical record. (Id.) The ALJ then summarized the medical opinions in the record. 17 (See id. at 111.) 18 Plaintiff argues the ALJ erred in evaluating her subjective complaints in this manner and “the 19 ALJ’s rational for discounting Plaintiff’s allegations of hand pain and upper extremity dysfunction were 20 not clear and convincing.” (Doc. 14 at 11.) The Commissioner argues the ALJ “considered the 21 objective and other evidence regarding Plaintiff’s subjective hand pain and upper extremity limitations, 22 and reasonably accounted for her subjective complaints by restricting Plaintiff to sedentary work with 23 manipulative limitation.” (Doc. 17 at 9.) 24 1. Daily activities 25 A claimant’s level of activity may be sufficient to support an ALJ’s determination to give less 26 weight to her subjective statements. See, e.g., Valentine v. Comm’r of Soc. Sec. Admin., 574 F.3d 685, 27 693 (9th Cir. 2009); Stubbs-Danielson v. Astrue, 539 F.3d 1169, 1175 (9th Cir. 2008). For example, 28 the Ninth Circuit determined the ability to cook, clean, do laundry and manage finances may be 1 sufficient to support an adverse finding of credibility. See Stubbs-Danielson, 539 F.3d at 1175. An 2 ALJ may also conclude “the severity of … limitations were exaggerated” when a claimant exercises, 3 gardens, and participates in community activities. Valentine, 574 F.3d at 693. The Ninth Circuit 4 explained, “Even where … activities suggest some difficulty functioning, they may be grounds for 5 discrediting the claimant’s testimony to the extent that they contradict claims of a totally debilitating 6 impairment.” Stubbs-Danielson v. Astrue, 539 F.3d at 1175. 7 The ALJ observed that Plaintiff was “able to perform household chores, drive a car, shop in 8 stores, workout at the gym, and even play sports,” and opined these activities were “inconsistent with a 9 disabling condition.” (Doc. 11-2 at 110.) The ALJ also believed Plaintiff’s “ability to drive” showed 10 she had “good grip strength.” (Id.) However, Plaintiff contends “the ALJ provided an incomplete 11 account of her statements.” (Doc. 14 at 8.) For example, Plaintiff contends “the ALJ disregarded 12 Plaintiff’s statement that she did not drive often because it hurt to turn the steering wheel, which made 13 her feel unsafe.” (Id., citing AR 223 [Doc. 11-2 at 227].) In addition, Plaintiff notes the ALJ did not 14 acknowledge her statements that chores were limited and painful, and she “can’t do the machines at the 15 gym that require [her] hands.” (Id., citing AR 222-24 [Doc. 11-2 at 226-228].) 16 As Plaintiff argues, the ALJ appears to mischaracterize Plaintiff’s statements concerning her 17 abilities and limitations with the use of her hands. The ALJ has not identified any statement by 18 Plaintiff—whether in the Function Report, at the hearing, or to a medical professional— supporting his 19 assertion that Plaintiff played sports. Indeed, under the section of “Hobbies and Interests” on the 20 Function Report, where Plaintiff was asked whether she engaged in activities such as reading, watching 21 TV, sewing, playing sports, etc.,” Plaintiff reported going to the gym “for treadmill [and] bike” but did 22 not identify any specific sports. (See Doc. 11-2 at 228.) Further, it is unclear how the identified 23 workouts at a gym contradict her assertion that she is unable to use her hands for only 20 minutes 24 before she needed to rest her hands. The ALJ did not explain how the ability to drive contradicts this 25 testimony, or make any finding that Plaintiff drove for more than twenty minutes at a time, such that 26 her level of activity exceeded the limitation to which she testified. Thus, the ALJ erred in rejecting 27 Plaintiff’s reported manipulative limitations based upon the identified activities. 28 The Ninth Circuit has determined that the mere fact a claimant engages in normal daily 1 activities “does not any way detract from her credibility as to her overall disability.” Vertigan v. Halter, 2 260 F.3d 1044, 1050 (9th Cir. 2001). The Court explained, “One does not need to be ‘utterly 3 incapacitated’ in order to be disabled.” Id. (quoting Fair, 885 F.2d at 603). Here, the ALJ also failed to 4 find Plaintiff’s limited activities could be transferred to a work setting, or state Plaintiff spent a 5 “substantial” part of her day engaged in such activities. Consequently, Plaintiff’s activities of daily 6 living did not constitute clear and convincing evidence to discount her subjective statements concerning 7 the severity of her pain. See Orn v. Astrue, 495 F.3d 625, 639 (9th Cir. 2007) (the ALJ erred in failing 8 to find the daily activities “meet the threshold for transferable work skills”); Lewis v. Apfel, 236 F.3d 9 503, 517 (9th Cir. 2001) (limited activities did not constitute convincing evidence that the claimant 10 could function regularly in a work setting). 11 2. Objective medical evidence 12 In general, “conflicts between a [claimant’s] testimony of subjective complaints and the 13 objective medical evidence in the record” can be “specific and substantial reasons that undermine . . . 14 credibility.” Morgan v. Comm’r of the Soc. Sec. Admin., 169 F.3d 595, 600 (9th Cir. 1999). While a 15 claimant’s “testimony cannot be rejected on the sole ground that it is not fully corroborated by 16 objective medical evidence, the medical evidence is still a relevant factor in determining the severity of 17 the claimant’s pain and its disabling effects.” Rollins v. Massanari, 261 F.3d 853, 857 (9th Cir. 2001); 18 see also Burch v. Barnhart, 400 F.3d 676, 681 (9th Cir. 2005) (“Although lack of medical evidence 19 cannot form the sole basis for discounting pain testimony, it is a factor that the ALJ can consider”). 20 If an ALJ cites the medical evidence to support the decision to reject subjective statements, it is 21 not sufficient for the ALJ to simply state the testimony is contradicted by the record. Holohan v. 22 Massanari, 246 F.3d 1195, 1208 (9th Cir. 2001). Rather, an ALJ must “specifically identify what 23 testimony is credible and what evidence undermines the claimant’s complaints.” Greger v. Barnhart, 24 464 F.3d 968, 972 (9th Cir. 2006); see also Lester v. Chater, 81 F.3d 821, 834 (9th Cir. 1996) (the ALJ 25 has a burden to “identify what testimony is not credible and what evidence undermines the claimant’s 26 complaints”); Dodrill v. Shalala, 12 F.3d 915, 918 (9th Cir. 1993) (an ALJ must identify “what 27 evidence suggests the complaints are not credible”). 28 The Ninth Circuit explained that “summariz[ing] the medical evidence supporting [the] RFC 1 determination ... is not the sort of explanation or the kind of ‘specific reasons’ [the Court] must have in 2 order to ... ensure that the claimant’s testimony was not arbitrarily discredited.” See, e.g., Brown- 3 Hunter v. Colvin, 806 F.3d 487, 494 (9th Cir. 2015). As a result, “the observations an ALJ makes as 4 part of the summary of the medical record are not sufficient to establish clear and convincing reasons 5 for rejecting a Plaintiff’s credibility.” Argueta v. Colvin, 2016 WL 4138577 at *13 (E.D. Cal. Aug. 3, 6 2016). For example, in Brown-Hunter, the claimant argued the ALJ failed to provide clear and 7 convincing reasons for rejecting her symptom testimony. Id., 806 F. 3d at 491. The district court 8 identified inconsistencies in the ALJ’s summary of the medical record that it gave rise to reasonable 9 inferences about Plaintiff’s credibility. Id. On appeal, the Ninth Circuit determined the ALJ failed to 10 identify the testimony she found not credible, and did not link that testimony to support the adverse 11 credibility determination. Id. at 493. The Court explained that even if the district court’s analysis was 12 sound, the analysis could not cure the ALJ’s failure. Id. at 494. 13 In Holcomb v. Saul, the Ninth Circuit determined an ALJ erred when discrediting symptom 14 testimony as “not entirely consistent with the medical evidence,” without linking the testimony and 15 medical evidence. Id., 832 Fed. App’x. 505, 506 (9th Cir. Dec. 28, 2020). The Court noted the ALJ 16 summarized the claimant’s testimony and “determined that his symptom testimony was not ‘entirely 17 consistent with the medical evidence and other evidence in the record.’” Id. at 506. The Court observed 18 that “the ALJ discussed relevant medical evidence but failed to Holcomb’s symptom testimony to 19 specific medical records and explain why those medical records contradicted his symptom testimony.” 20 Id. Further, the Court observed that “the ALJ never mentioned Holcomb’s symptom testimony while 21 discussing the relevant medical evidence.” Id. Because the Court is constrained to the reviewing 22 reasoning identified by the ALJ for discounting testimony, the Court found the “failure to specific the 23 reasons for discrediting Holcomb's symptom testimony was reversible error.” Id. (citing Brown-Hunter, 24 806 F.3d at 494). 25 Likewise, the ALJ offered little more than a summary of the medical evidence at step two, 26 explaining the findings regarding the severity of Plaintiff’s impairments. (Doc. 11-2 at 107-109.) In 27 addressing Plaintiff’s subjective complaints, the ALJ stated only: “The claimant’s medical records also 28 show she is more capable than alleged.” (Id. at 111.) However, the ALJ did not link any objective 1 findings in the medical record to Plaintiff’s statements in the Function Report or testimony at the 2 administrative hearing. (See id.) Therefore, the ALJ’s summary of the medical record does not support 3 the decision to reject Plaintiff’s subjective statements. See Brown-Hunter, 806 F.3d at 494; see also 4 Coloma v. Comm’r of Soc. Sec., 2018 WL 5794517 at *9 (E.D. Cal. Nov. 2, 2018) (finding error where 5 “the ALJ simply cite[d] to medical evidence and the general adequacy of Plaintiff’s functioning, 6 without any link to how they conflict with, or undermine, Plaintiff’s statements”). 7 3. Failure to identify testimony being rejected 8 The ALJ must identify the portions of the claimant’s testimony that is not credible. See Burch 9 v. Barnhart, 400 F.3d 676, 680 (9th Cir. 2005). “General findings” regarding credibility, such as the 10 ALJ provided here, “are insufficient.” Berry v. Astrue, 622 F.3d 1228, 1234 (9th Cir. 2010) (citations 11 omitted). The Ninth Circuit requires an ALJ to “specifically identify what testimony is credible and 12 what evidence undermines the claimant’s complaints.” Greger v. Barnhart, 464 F.3d 968, 972 (9th Cir. 13 2006) (emphasis added); see also Dodrill v. Shalala, 12 F.3d 915, 918 (9th Cir. 1993) (an ALJ “must 14 state which pain testimony is not credible and what evidence suggests the complaints are not credible”); 15 Parra v. Astrue, 481 F.3d 742, 750 (9th Cir. 2007) (the ALJ must “specifically identify[] what 16 testimony is not credible and what evidence undermines the claimant’s complaints”). 17 The ALJ did not discuss Plaintiff’s statements at the administrative hearing, including her report 18 that she may only use her hands for 20 minutes at a time before she needed to rest them for 20 to 30 19 minutes. (See Doc. 11-2 at 110.) Instead, the ALJ appears to have focused only upon Plaintiff’s 20 statements made in the Function Report in 2016. (Id.) Because the ALJ did not carry the burden to 21 identify specific statements rejected or the evidence undermining the limitations to which Plaintiff 22 testified, the ALJ failed to properly set forth findings “sufficiently specific to allow a reviewing court to 23 conclude the ALJ rejected the claimant’s testimony on permissible grounds.” Moisa v. Barnhart, 367 24 F.3d 882, 885 (9th Cir. 2004); see also Thomas, 278 F.3d at 958. 25 E. Remand is appropriate 26 The decision whether to remand a matter pursuant to sentence four of 42 U.S.C. § 405(g) or to 27 order immediate payment of benefits is within the discretion of the district court. Harman v. Apfel, 28 211 F.3d 1172, 1178 (9th Cir. 2000). Except in rare instances, when a court reverses an administrative 1 agency determination, the proper course is to remand to the agency for additional investigation or 2 explanation. Moisa v. Barnhart, 367 F.3d 882, 886 (9th Cir. 2004) (citing INS v. Ventura, 537 U.S. 3 12, 16 (2002)). Generally, an award of benefits is directed when: 4 (1) the ALJ has failed to provide legally sufficient reasons for rejecting such evidence, (2) there are no outstanding issues that must be resolved before a determination of 5 disability can be made, and (3) it is clear from the record that the ALJ would be required to find the claimant disabled were such evidence credited. 6 7 Smolen v, 80 F.3d at 1292. In addition, an award of benefits is directed where no useful purpose would 8 be served by further administrative proceedings, or where the record is fully developed. Varney v. 9 Sec’y of Health & Human Serv., 859 F.2d 1396, 1399 (9th Cir. 1988). The Ninth Circuit also explained 10 that “where the ALJ improperly rejects the claimant's testimony regarding his limitations, and the 11 claimant would be disabled if his testimony were credited,” the testimony may be credited as true, and 12 remand is not appropriate. Lester, 81 F.3d at 834; Smolen, 80 F.3d at 1292. 13 Courts retain flexibility to remand the matter for a determination as to whether testimony should 14 be credited as true. Connett v. Barnhart, 340 F.3d 871, 876 (9th Cir. 2003) (remanding for further 15 determinations where there were insufficient findings as to whether the plaintiff's testimony should be 16 credited as true). A remand for further proceedings regarding the credibility of a claimant is an 17 appropriate remedy. See, e.g., Bunnell, 947 F.2d at 348 (affirming a remand for further proceedings 18 where the ALJ failed to explain with sufficient specificity the basis for rejecting the claimant’s 19 testimony); Byrnes v. Shalala, 60 F.3d 639, 642 (9th Cir. 1995) (remanding the case “for further 20 proceedings evaluating the credibility of [the claimant’s] subjective complaints…”). Accordingly, 21 remand is appropriate for the ALJ to provide sufficient findings concerning Plaintiff’s subjective 22 complaints and the limitations Plaintiff identified in her testimony. 23 CONCLUSION AND ORDER 24 For the reasons set for above, the Court finds the ALJ erred in evaluating the record and 25 Plaintiff’s subjective complaints, and the ALJ’s decision cannot be upheld. See Sanchez, 812 F.2d at 26 510. Accordingly, the Court ORDERS: 27 1. Plaintiff’s request for review of the ALJ’s decision (Docs. 14, 18) is GRANTED; 28 2. The Commissioner’s request that the decision be affirmed (Doc. 17) is DENIED; 1 3. The matter is REMANDED pursuant to sentence four of 42 U.S.C. § 405(g) for further 2 proceedings consistent with this decision; and 3 4. The Clerk of Court is DIRECTED to enter judgment in favor of Plaintiff Pilar Knight 4 and against Defendant Kilolo Kijakazi, Acting Commissioner of Social Security. 5 6 IT IS SO ORDERED. 7 Dated: December 28, 2021 _ /s/ Jennifer L. Thurston 8 CHIEF UNITED STATES MAGISTRATE JUDGE 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28