(PC) Soria v. Zuniga ( 2020 )

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 STEVEN SORIA, CASE NO. 1:18-cv-0635-NONE-JLT (PC) 12 Plaintiff, FINDINGS AND RECOMMENDATIONS TO DENY DEFENDANTS’ MOTION FOR 13 v. JUDGMENT ON THE PLEADINGS 14 RAFEL ZUNGIA, et al., (Doc. 22) 15 Defendants. FOURTEEN-DAY DEADLINE 16 17 This action proceeds on plaintiff’s first amended complaint on an Eighth Amendment 18 medical indifference claim against defendants Lt. A. Herron, Camp Administrator Tammy Allison, 19 Dr. Ruben Morales, and Case Manager Coordinator R. Gonzales. (See Docs. 10, 11.) Plaintiff, who 20 was a federal inmate when he initiated this case1, brings this civil rights action pursuant to Bivens 21 v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 (1971). Now pending is a motion for 22 judgment on the pleadings filed by defendants Allison, Gonzalez, and Herron2 on the ground that 23 plaintiff is attempting to extend Bivens to a new context. Plaintiff has not filed an opposition to this 24 motion, though he did file several dozen pages of exhibits related to his underlying claim. (Doc. 25 25.) 26 /// 27 1 Plaintiff has since been released. (See Doc. 5.) 28 2 Dr. Morales has not yet appeared despite having been served March 3, 2020. (Doc. 21.) 1 A. Plaintiff’s Allegations 2 Plaintiff suffered an accident on Thursday, January 19, 2017, at Federal Correctional 3 Facility in Mendota, California (“FCI-Mendota”), which severed the tips of his right index and 4 middle fingers. Plaintiff was taken to a private hand specialist clinic where he was informed that 5 the doctor would be unavailable for three hours. Concerned by the delay, plaintiff pleaded with 6 the escorting officers to take him to the hospital. They declined and took plaintiff back to FCI- 7 Mendota instead. Upon his return, plaintiff pleaded with Lt. Herron to be taken to the hospital for 8 emergency reattachment surgery. Lt. Herron denied the request, handcuffed plaintiff, and locked 9 him in the segregated housing unit (“SHU”). 10 The next morning at 8:30 a.m.—over 20 hours since the fingertips were severed—a non- 11 party medical staff member treated plaintiff’s injury and gave an injection of pain medication. 12 Plaintiff then pleaded with Dr. Morales to be taken to the hospital for emergency surgery. Dr. 13 Morales made a call, and plaintiff was released from the SHU thirty minutes later. 14 Upon his release from the SHU, plaintiff asked Camp Administrator Allison when he 15 would be sent out for reattachment surgery. She responded that his fingertips would be discarded 16 since over 11 hours had passed for reattachment, and they could only schedule an appointment for 17 a skin graft procedure at the hand clinic. That appointment would not take place for another five 18 days (on a Tuesday) and was only scheduled at the insistence of plaintiff’s wife, who called Camp 19 Administrator Allison. During this call, in which plaintiff also participated, Camp Administrator 20 Allison indicated that plaintiff “needed to be more assertive” and that he “should not have taken 21 no for an answer” when he requested several times to be taken to the hospital. She then said that 22 plaintiff, as an inmate, was not entitled to a second opinion, that his request for one was construed 23 by staff members as a denial of medical attention, and that she requested that plaintiff be placed 24 in the SHU after the accident for monitoring. 25 On Monday night before his appointment, plaintiff was re-admitted to the SHU where he 26 vomited multiple times due to the side effects of a medicine that was given to him. In this 27 condition, plaintiff was forced to argue with Case Manager Coordinator Gonzales for an hour 28 1 about whether plaintiff could take his fingertips with him to the surgery. Gonzales told plaintiff 2 that he could not take them with him while plaintiff insisted on taking them. Plaintiff finally 3 relented due to exhaustion. The next day, the hand surgeon stated that he could have used the 4 fingertips for the skin graft procedures and was “astonished” when plaintiff told him he was not 5 allowed to bring them and that they were discarded. 6 B. Legal Standards 7 Federal Rule of Civil Procedure (“Rule”) 12(c) provides “[a]fter the pleadings are closed 8 — but early enough not to delay trial — a party may move for judgment on the pleadings.” Fed. R. 9 Civ. P. 12(c). The issue presented by a Rule 12(c) motion is substantially the same as that posed in 10 a 12(b) motion — whether the factual allegations of the complaint, together with all reasonable 11 inferences, state a plausible claim for relief. See Cafasso v. Gen. Dynamics C4 Sys., 637 F.3d 1047, 12 1054–1055 (9th Cir. 2011). “A claim has facial plausibility when the plaintiff pleads factual content 13 that allows the court to draw the reasonable inference that the defendant is liable for the misconduct 14 alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell Atl. Corp. v. Twombly, 550 U.S. 15 544, 556 (2007)). 16 In analyzing a 12(c) motion, the district court “must accept all factual allegations in the 17 complaint as true and construe them in the light most favorable to the non-moving party.” Fleming 18 v. Pickard, 581 F.3d 922, 925 (9th Cir. 2009). Nevertheless, a court “need not assume the truth of 19 legal conclusions cast in the form of factual allegations.” United States ex rel. Chunie v. Ringrose, 20 788 F.2d 638, 643 n.2 (9th Cir. 1986). “A judgment on the pleadings is properly granted when, 21 taking all the allegations in the non-moving party's pleadings as true, the moving party is entitled 22 to judgment as a matter of law.” Ventress v. Japan Airlines, 603 F.3d 676, 681 (9th Cir. 2010). 23 Courts have the discretion to grant a Rule 12(c) motion with leave to amend, and to simply grant 24 dismissal of the action instead of entry of judgment. See Lonberg v. City of Riverside, 300 F. Supp. 25 2d 942, 945 (C.D. Cal. 2004); Carmen v. S.F. Unified Sch. Dist., 982 F. Supp. 1396, 1401 (N.D. 26 Cal. 1997). 27 /// 28 1 C. Discussion 2 a. Bivens Remedy in Limited Contexts 3 The Supreme Court first recognized an implied right of action for damages against federal 4 officers in Bivens, 403 U.S. 388. The Court held that damages were recoverable directly under the 5 Fourth Amendment when federal officers arrested and searched the plaintiff without a warrant or 6 probable cause, and when they employed unreasonable force in making the arrest. Id. at 389, 395– 7 96. In the years after Bivens, the Court also recognized implied rights of action for damages under 8 the Fifth and Eighth Amendments. See Davis v. Passman, 442 U.S. 228 (1979) (recognizing a 9 damages remedy for a gender discrimination claim against a United States Congressman under the 10 equal protection component of the Fifth Amendment Due Process Clause); Carlson v. Green, 446 11 U.S. 14 (1980) (recognizing a damages remedy against federal prison officials for failure to provide 12 adequate medical treatment under the Eighth Amendment’s Cruel and Unusual Punishment 13 Clause). Recently, the Ninth Circuit Court of Appeals recognized a Bivens remedy for alleged 14 violations of the First and Fourth Amendment arising from the actions of a federal patrol agent who 15 shoved the plaintiff on his property and who then retaliated against the plaintiff when the latter 16 complained to the agent’s supervisor. Boule v. Egbert, --- F.3d ---, 2020 WL 6815073 (9th Cir. 17 Nov. 20, 2020). 18 The Supreme Court “made clear that expanding the Bivens remedy is now a ‘disfavored’ 19 judicial activity.” Ziglar v. Abbasi, ––– U.S. ––––, 137 S. Ct. 1843, 1857 (2017) (quoting Ashcroft 20 v. Iqbal, 556 U.S. 662, 675 (2009)). “This [trend] is in accord with the Court’s observation that it 21 has ‘consistently refused to extend Bivens to any new context or new category of defendants.’” Id. 22 (quoting Corr. Servs. Corp. v. Malesko, 534 U.S. 61, 68 (2001)). 23 In Ziglar, the Supreme Court laid out a two-step test for determining when a Bivens claim 24 should be recognized. “[T]he first question a court must ask ... is whether the claim arises in a 25 new Bivens context[.]” Id. at 1864. A case presents a new context if it “is different in a 26 meaningful way from previous Bivens cases decided by th[e Supreme Court].” Id. Ziglar outlined 27 the following non-exhaustive “list of differences that are meaningful enough to make a given 28 1 context a new one”: 2 A case might differ in a meaningful way because of [1] the rank of the officers involved; [2] the constitutional right at issue; [3] the 3 generality or specificity of the official action; [4] the extent of 4 judicial guidance as to how an officer should respond to the problem or emergency to be confronted; [5] the statutory or other legal 5 mandate under which the officer was operating; [6] the risk of disruptive intrusion by the Judiciary into the functioning of other 6 branches; or [7] the presence of potential special factors that previous Bivens cases did not consider. 7 Id. at 1859–60. 8 If the case presents a new Bivens context, then the court proceeds to step two. At step two, 9 a court may extend Bivens in a new context only if two conditions are met. First, “the plaintiff must 10 not have any other adequate alternative remedy.” Rodriguez, 899 F.3d at 738. Second, “there cannot 11 be any ‘special factors’ that lead [the court] to believe that Congress, instead of the courts, should 12 be the one to authorize a suit for money damages.” Id. While the Supreme Court has yet to define 13 the term, “special factors,” it has explained that “the inquiry must concentrate on whether the 14 Judiciary is well suited, absent congressional action or instruction, to consider and weigh the costs 15 and benefits of allowing a damages action to proceed.” Ziglar, 137 S. Ct. at 1857–58. Therefore, 16 “to be a ‘special factor counselling hesitation,’ a factor must cause a court to hesitate before 17 answering that question in the affirmative.” Id. at 1858. 18 b. Analysis 19 In Carlson, the Supreme Court held that Eighth Amendment medical indifference claims 20 can be brought pursuant to Bivens notwithstanding the availability of a claim under the Federal 21 Tort Claims Act. Even so, defendants argue that plaintiff’s medical indifference claim here, 22 which is premised on the defendants’ alleged deliberate indifference to his severed fingers, is a 23 “new context” to which Bivens should not be extended. 24 Defendants’ argument requires a detailed review of the factual circumstances presented in 25 Carlson. See Green v. Carlson, 581 F.2d 669, 671 (7th Cir. 1978). In that case, suit was brought by 26 the mother of a deceased federal prisoner against several federal prison officials for, inter alia, 27 28 v iolations of his Eighth Amendment rights. The pri soner, Joseph Jones, Jr., was diagnosed a chronic 1 asthmatic in 1972 when he first entered the federal prison system. In 1975, his asthmatic condition 2 required hospitalization. Upon his discharge from the hospital, the treating physician recommended 3 that he be transferred to a penitentiary in a more favorable climate. However, Jones was returned 4 to his original prison where he was not given proper medication and did not receive the steroid 5 treatments ordered by the physician. Shortly thereafter, he was admitted to the prison hospital in 6 serious condition with an asthmatic attack. Since no doctor was on duty and none was called, Jones 7 was not seen for eight hours. During that time, he became more agitated and his breathing became 8 more difficult. Despite the seriousness of his condition, a nurse left him alone to dispense 9 medication elsewhere. When the nurse returned, he brought a respirator that he attempted to use 10 even though he had been notified just two weeks earlier that it was broken. When Jones said it was 11 making his breathing worse, the nurse administered two injections of Thorazine, a drug 12 contraindicated for one suffering an asthmatic attack. A half-hour after the second injection, Jones 13 suffered a respiratory arrest. The nurse and an officer brought emergency equipment to administer 14 an electric jolt, but neither man knew how to operate the machine. Jones was then taken to a hospital 15 where he was pronounced dead on arrival. 16 Defendants distinguish Carlson from the facts of this case. They contend that, in Carlson, 17 prison officials were alleged to have failed to provide life-saving medical care to an inmate with 18 asthma, resulting in his death. There, “the inmate died; there was a medical emergency; the 19 alleged harm had a predictable result, death; and officials allegedly responded with medical 20 equipment that they knew was malfunctioning.” Defs.’ Mot. J. on the Pleadings at 6-7. By 21 contrast, this case concerns a claim that defendants distill to a mere “finger injury.” 22 There can be no dispute that Carlson arose in a context involving the wholly insufficient 23 provision of medical care to an asthmatic prisoner, resulting in his death. Whether Carlson can be 24 construed as extending Bivens to all claims of medical indifference is an open question. Some 25 courts have indicated a willingness to extend Bivens to other claims for denial of medical care. 26 See, e.g., Van Gessel v. Moore, 2020 WL 905216, at *8 (E.D. Cal. Feb. 25, 2020) (concluding 27 that plaintiff’s claim that he was not provided pain medication after his foot was severely burned 28 1 with hot water “does not present a new context from the previously established claim in 2 Carlson”); Lee v. Matevousian, 2018 WL 5603593, at *6-*7 (E.D. Cal. Oct. 26, 2018) (screening 3 plaintiff’s medical indifference claim after determining that Carlson “extended Bivens to a claim 4 arising from the Cruel and Unusual Punishments Clause of the Eighth Amendment based on the 5 failure to provide adequate medical treatment”); Hunt v. Matevousian, 336 F. Supp. 3d 1159, 6 1169-70 (E.D. Cal. June 15, 2018), report and recommendation adopted, 336 F. Supp. 3d 1159 7 (E.D. Cal. Oct. 1, 2018) (finding that a plaintiff alleging a delay in receiving an x-ray may sue 8 pursuant to Bivens, although the allegations there failed to state a valid Eighth Amendment 9 claim); Self v. Warden, MCC, 2019 WL 497731, at *4 & n.4 (S.D. Cal. Feb. 8, 2019) (presuming 10 for purposes of screening, that inadequate medical care claims arising before conviction and 11 sentence, are not “different in a meaningful way” from that found in Carlson). 12 Other courts have recognized that different medical allegations present a new context 13 from Carlson and have refused to extend Bivens. See, e.g., Martinez. V. United States Bureau of 14 Prisons, 2019 WL 5432052 (C.D. Cal. Aug. 20, 2019) (declining to imply a Bivens remedy for 15 claim that inmate was denied medical care for his hypertension); Gonzalez v. Hasty, 269 F. Supp. 16 3d 45, 65 (E.D.N.Y. 2017) (declining to imply a Bivens remedy after finding that the medical 17 claim allegations—involving the denial of dental hygiene supplies and failure to receive shoes 18 with adequate muscle support—were so different from the facts in Carlson that the context was 19 new); Tillitz v. Jones, 2004 WL 2110709, at *3 (D. Or. Sep. 22, 2004) (declining to allow 20 plaintiff’s Bivens claim to proceed upon concluding that Congress provided a substituted remedy 21 for constitutionally deficient dental care in the form of the Public Health Service Act); Seminario 22 Navarrete v. Vanyur, 110 F. Supp. 2d 605 (N.D. Ohio Aug. 18, 2000) (holding that the 23 availability of the FTCA prohibited the expansion of Bivens to a claim for delay in providing 24 dental and medical treatment). 25 The differences highlighted by the defendants between this case and Carlson are not 26 meaningful differences that would lead the Court to conclude that this is a new context. For 27 example, it is true that the treatment that the Carlson prisoner received was so inadequate that it 28 1 resulted in his death. Here, the allegedly inadequate treatment plaintiff received resulted in the 2 inability to, first, re-attach two severed fingers and then, second, to use the skin on those fingers 3 for grafting purposes. It also amounted to several days of pain and suffering without adequate 4 pain medication and medical care for his injuries. The disfigurement to plaintiff’s dominant hand 5 is thus a sufficiently permanent harm to place the allegations here in the same realm as those 6 alleged in Carlson. 7 Furthermore, the Carlson defendants are alleged to have treated plaintiff’s asthma with a 8 respirator that they knew didn’t work, provided medication contraindicated for plaintiff’s 9 condition, and attempted to revive him with equipment that they did not know how to use. In 10 other words, one can imagine few, if any, circumstances where their treatment of plaintiff was 11 appropriate. Similarly, the allegations here can suggest no plausible explanation for the 12 defendants’ refusal to route plaintiff to a hospital for emergency reattachment surgery despite 13 plaintiff’s pleas and knowing that time is of the essence, to handcuff him and place him in the 14 SHU in lieu of providing adequate medical care, and to direct that the severed fingers be 15 discarded instead of taken to a grafting appointment. Therefore, the Court concludes that 16 plaintiff’s Eighth Amendment medical indifference claim does not arise in a new context. For this 17 reason, the Court need not proceed to the second step of the analysis. 18 D. Conclusion 19 Based on the foregoing, the Court RECOMMENDS that defendants’ motion for judgment 20 on the pleadings (Doc. 22) be DENIED. 21 These Findings and Recommendations will be submitted to the United States District 22 Judge assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(l). Within 23 fourteen days after being served with these Findings and Recommendations, the parties may file 24 written objections with the Court. The document should be captioned “Objections to Magistrate 25 Judge’s Findings and Recommendations.” 26 /// 27 /// 28 1 The parties are advised that failure to file objections within the specified time may result 2 in the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 839 (9th Cir. 2014) 3 (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)). 4 IT IS SO ORDERED. 5 6 Dated: December 2, 2020 /s/ Jennifer L. Thurston UNITED STATES MAGISTRATE JUDGE 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28