- 1 2 3 4 5 6 7 8 IN THE UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 JAMES L. DEKALB, No. 2:20-CV-1818-KJM-DMC-P 12 Petitioner, FINDINGS AND RECOMMENDATIONS 13 v. 14 RALPH DIAZ, 15 Respondent. 16 17 Petitioner, a state prisoner proceeding with appointed counsel, brings this petition 18 for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. Pending before the Court are 19 Petitioner’s petition for a writ of habeas corpus, Respondent’s answer to show cause, Petitioner’s 20 traverse, and Respondent’s reply. ECF Nos. 1, 12, 22, 23. Respondent has lodged the state court 21 record. ECF No. 12-3 to 12-12. 22 In the habeas petition, Petitioner asserts five claims: (1) conviction was obtained 23 using evidence from an unconstitutional search and seizure; (2) insufficient evidence of the 24 required mental states to support his convictions; (3) jury instruction error; (4) improper 25 admission of prior burglary and theft evidence; and (5) cumulative error at trial deprived him of 26 his due process rights. ECF No. 1. Having reviewed the petition and the record, the undersigned 27 recommends that Petitioner’s petition be denied. 28 / / / 1 I. BACKGROUND 2 A. Facts1 3 After independently reviewing the record, this Court finds the state appellate 4 court’s summary accurate and adopts it herein. In its unpublished memorandum and opinion 5 affirming Petitioner’s judgment of conviction on appeal, the California Court of Appeal provided 6 the following factual summary: 7 A. The burglary 8 On March 15, 2015, Dekalb’s grandparents Larry and Nadine Dekalb were on vacation when a neighbor called to let them know Larry’s 9 pickup truck was missing from their driveway.1 Nadine called her son Jeffrey, Dekalb’s father, who drove to his parents’ home. Larry’s pickup 10 truck was gone and a security door on the attached garage was torn open. A 12 to 15-inch section of metal screen had been pried away from the door 11 frame, leaving a gap large enough for someone to reach keys that were hanging from a hook on the inner door. Jeffrey called the police. 12 [N.1 To avoid confusion, we will refer to several members of the Dekalb 13 family by their first names. We intend no disrespect by this practice.] 14 Three days later Fairfield police found the stolen truck parked in downtown Fairfield. In it were a laptop computer and three rifles that had 15 been stolen from Larry and Nadine’s home. When Larry and Nadine returned from vacation on March 19 they 16 discovered that these and other items were missing from their home including the keys to their house and Larry’s truck, watches, jewelry, a 17 coin bank, a laptop charger and a .22-caliber Ruger convertible revolver. The total value of the stolen items was between $ 4,500 and $ 4,750. 18 B. The Arrest 19 On March 20, 2015, Fairfield Police Officer Nicholas McDowell 20 responded to a report of a person acting erratically, yelling and banging on windows. He found Dekalb sitting on the sidewalk behind some planter 21 boxes, rummaging through a backpack. When Officer McDowell approached, Dekalb offered to sell him methamphetamine. This, as well as 22 Dekalb’s fidgety movements, difficulty following directions, verbal outbursts, rapid speech, and inability to cooperate with an examination 23 indicated that Dekalb was under the influence of methamphetamine. 24 1 Pursuant to 28 U.S.C. § 2254(e)(1), “. . . a determination of a factual issue made by a State court shall be presumed to be correct.” Findings of fact in the last reasoned state court 25 decision are entitled to a presumption of correctness, rebuttable only by clear and convincing evidence. See Runningeagle v. Ryan, 686 F.3d 759 n.1 (9th Cir. 2012). Petitioner bears the 26 burden of rebutting this presumption by clear and convincing evidence. See id. As a result, the facts are taken from the opinion of the California Court of Appeal for the First Appellate District 27 in People v. Dekalb, No. A151343, 2019 WL 762517 (Cal. App. Ct. Feb. 21, 2019), which Respondent lodged as ECF No. 12-10. Petitioner may also be referred to as “defendant” in this 28 restatement of facts. 1 Officer Cole Spencer was dispatched to assist Officer McDowell. When he arrived Dekalb was sitting on a planter box talking with 2 McDowell. McDowell informed Spencer that Dekalb had asked if he wanted to buy methamphetamine. Based on Dekalb’s statements and 3 “fidgety, kind of nonsensical” behavior, Officer Spencer handcuffed and searched him but found no methamphetamine. Officer McDowell told 4 Spencer about the backpack Dekalb had been going through, which was now about 10 feet away. Officer Spencer unzipped the backpack and 5 found a loaded .22-caliber Ruger revolver, a watch, and various pieces of jewelry. Nadine later confirmed that the gun and jewelry belonged to her 6 and her husband. In April 2016 Dekalb wrote to his father from jail that he “wasn’t 7 planning on doing all the damage I did, but just to take one of the guns.” 8 C. Mental Illness 9 DeKalb was raised primarily by his father, but he spent a lot of time at his grandparents’ home. When he was 19 he was diagnosed 10 with schizophrenia. Within the following year he moved out of his father’s home because, as Jeffrey testified, “it just got too hard to handle.” After 11 that he was either homeless or in a halfway house or drug rehabilitation program. Jeffrey gave Dekalb food when he came to the door, but did not 12 allow his son in his home. Dekalb used marijuana and was a heavy drinker. 13 Jeffrey found it impossible to communicate with Dekalb during his schizophrenic episodes. He testified, “you can’t talk to him. And he’s just, 14 you know, only word to come up with is crazy.” Usually when Dekalb’s episodes occurred Jeffrey would have to call the police or tell his son to 15 leave. But they occurred during only 10 to 15 percent of Jeffrey’s contacts with Dekalb, and the rest of the time Dekalb seemed normal and 16 intelligent. His episodes were usually triggered by someone confronting or disagreeing with him, when he was under pressure or nervous, or had not 17 taken his medication. He could become delusional, adopting the persona of rapper Tupac Shakur and going into what his father described as “thug 18 mode.” When he was around 19 Dekalb told his family he was Jesus Christ. 19 Until 2011 or 2012 Nadine and Larry would occasionally let Dekalb shower and spend the night at their house, but after that they 20 stopped allowing him in their home. When asked why, Jeffrey explained that Dekalb had stolen Larry’s pickup truck.2 On that occasion Jeffrey 21 spotted Dekalb driving Larry’s truck, followed him to Larry and Nadine’s house, chased him down and tackled him, and retrieved Larry and 22 Nadine’s house and car keys from Dekalb’s pocket. At the time, Dekalb did not appear to be having one of his episodes and seemed normal. A 23 watch and ring were missing from Larry and Nadine’s home. Jeffrey found a video camera in their living room that showed Dekalb posing in 24 the mirror with Larry’s Ruger revolver, one of the guns he also stole in this case. Larry always kept the Ruger loaded in the drawer of his bedside 25 stand. 26 [N.2 As we discuss in section IV, post, the date of this first auto theft is unclear from the record.] 27 28 / / / 1 Dekalb was no longer welcome in Larry and Nadine’s home after that incident “[b]ecause he just had caused us so much heartache, so much 2 trouble .... [W]e actually feared for our safety.” Nadine would still converse with her grandson, but on two occasions one of his episodes was 3 triggered after she refused to let him in the house or to drive him to Sacramento. 4 On the morning of March 15, 2015, Dekalb came to Jeffrey’s house and asked for food. Jeffrey gave him food, but Dekalb threw it in 5 the bushes. When Jeffrey confronted him Dekalb “got all aggravated and stomped off down the street and yelling stuff down the neighborhood, all 6 the way down the road. [¶] ... [¶] Foul, bad stuff.” 7 D. Defense Case 8 Psychologist Andrew Pojman testified as an expert in clinical psychology and psychological assessment. Dr. Pojman reviewed Dekalb’s 9 medical records and the police reports and videotape of his arrest, met with him twice, and administered various tests. The tests revealed 10 intelligence in the low average range and notable deficits in executive functioning. Dekalb’s diagnosis is schizoaffective disorder, bipolar type. 11 When not on medication he becomes disorganized and is likely to present delusional thinking. Methamphetamine and alcohol generally exacerbate 12 the symptoms of schizophrenia or schizoaffective disorder, including delusional thinking. 13 Dr. Pojman thought Dekalb’s behavior around Officers Spencer and McDowell displayed symptoms of psychosis, most notably his 14 apparent failure to perceive they were police officers and soliciting a drug transaction. His nonsensical speech, parroting back the officer’s request to 15 remove his shoes, and distracted behavior indicated psychosis, although it was also possible that Dekalb was under the influence of a substance. 16 Dekalb’s belief when he was arrested that his cell phone was a marijuana pipe and that he was from “County Jail” was consistent with a “delusional 17 space of like he was this cool dude, drug guy.” This was different from how DeKalb appeared when Dr. Pojman interviewed him or in the letter 18 he wrote his father from jail, when he was medicated. Dekalb was more socially appropriate and presented better during his interviews, and his 19 letter was organized, clear and displayed some insight. Dr. Pojman opined that a hypothetical delusional homeless person 20 with schizoaffective disorder would be able to find a familiar house, retrieve keys from a hook, and find and remove items from drawers or 21 cupboards without making a mess. Asking for food and then throwing it into the bushes could indicate the person was delusional. Such a person 22 could drive a car while delusional, could believe the car belonged to them, and could think they had the right to be somewhere they did not. 23 The jury convicted Dekalb of possession of a firearm by a felon, possession of a concealed firearm by a felon, carrying a loaded firearm, 24 first degree residential burglary, receiving stolen property, vehicle theft and theft from an elder. The court dismissed a charge of receiving stolen 25 property pursuant to Penal Code section 496, subdivision (a). Dekalb was sentenced to a total prison term of six years and eight months. This appeal 26 is timely. 27 ECF No. 12-10 at 2-6. 28 / / / 1 B. Procedural History 2 On January 19, 2017, a jury found Petitioner guilty of possession of a firearm by a 3 felon (Cal. Penal Code section 29800(a)(1)), having a concealed firearm on his person (Cal. Penal 4 Code section 25400(a)(2)) with a previous felony conviction, carrying a loaded firearm (Cal. 5 Penal Code section 25850(a)) with a previous felony conviction, first degree residential burglary 6 (Cal. Penal Code section 459), unlawful driving or taking of a vehicle (Cal. Veh. Code section 7 10851(a)), and theft from an elder or dependent adult (Cal. Penal Code section 368(d)) greater 8 than $950. ECF No. 12-4 at 216-23. The trial court sentenced Petitioner to six years and eight 9 months in state prison. Id. at 235-37. 10 Petitioner appealed his conviction, and the state appellate court affirmed the 11 judgment. ECF Nos. 12-7 to 12-10. He subsequently filed a petition for review in the California 12 Supreme Court. ECF No. 12-11. The California Supreme Court summarily denied review. ECF 13 No. 12-12. 14 Petitioner filed a habeas petition before this Court on August 31, 2020. ECF No. 15 1. Respondent filed an answer to show cause. ECF No. 12. Petitioner filed a traverse, and 16 Respondent filed a reply. ECF Nos. 22 & 23. 17 18 II. STANDARDS OF REVIEW 19 An application for a writ of habeas corpus by a person in custody under a 20 judgment of a state court can be granted only for violations of the Constitution or laws or treaties 21 of the United States. 28 U.S.C. § 2254(a). A federal writ is not available for alleged error in the 22 interpretation or application of state law. See Wilson v. Corcoran, 562 U.S. 1, 5 (2010); Estelle v. 23 McGuire, 502 U.S. 62, 67-68 (1991). 24 Title 28 U.S.C. § 2254(d) sets forth the following standards for granting federal 25 habeas corpus relief: 26 An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted 27 with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim - 28 1 (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as 2 determined by the Supreme Court of the United States; or 3 (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the 4 State court proceeding. 5 28 U.S.C. § 2254(d). 6 Under § 2254(d)(1), federal habeas relief is available only where the state court’s 7 decision is “contrary to” or represents an “unreasonable application of” clearly established federal 8 law. Under both standards, “clearly established law” means the holdings of the United States 9 Supreme Court at the time of the relevant state court decision. See Carey v. Musladin, 549 U.S. 10 70, 74 (2006) (citing Williams v. Taylor, 529 U.S. 362, 412 (2000)); see also Plumlee v. Masto, 11 512 F.3d 1204, 1210 (9th Cir. 2008) (en banc) (“What matters are the holdings of the Supreme 12 Court, not the holdings of lower federal courts.”) Unless Supreme Court precedent squarely 13 addresses an issue, federal law is not clearly established, and federal habeas relief is unavailable 14 because the federal habeas court must defer to the state court’s decision. See Musladin, 549 U.S. 15 at 76-77; Moses v. Payne, 555 F.3d 742, 754 (9th Cir. 2009) (citing Wright v. Van Patten, 552 16 U.S. 120 (2008)). Circuit precedent may not be “used to refine or sharpen a general principle of 17 Supreme Court jurisprudence into a specific legal rule that th[e] [Supreme] Court has not 18 announced.” Marshall v. Rodgers, 133 S. Ct. 1446, 1450 (2013) (citing Parker v. Matthews, 132 19 S. Ct. 2148, 2155 (2012) (per curiam)). 20 A state court decision is “contrary to” clearly established federal law if it applies a 21 rule contradicting a holding of the Supreme Court or reaches a result different from Supreme 22 Court precedent on “materially indistinguishable” facts. Price v. Vincent, 538 U.S. 634, 640 23 (2003). Under the “unreasonable application” clause of § 2254(d)(1), “a federal habeas court 24 may grant the writ if the state court identifies the correct governing legal principle from [the 25 Supreme Court’s] decisions, but unreasonably applies that principle to the facts of the prisoner’s 26 / / / 27 / / / 28 / / / 1 case.”2 Lockyer v. Andrade, 538 U.S. 63, 75 (2003) (quoting Williams, 529 U.S. at 413); see 2 also Chia v. Cambra, 360 F.3d 997, 1002 (9th Cir. 2004). In this regard, “a federal habeas court 3 may not issue the writ simply because that court concludes in its independent judgment that the 4 relevant state-court decision applied clearly established federal law erroneously or incorrectly. 5 Rather, that application must also be unreasonable.” Williams, 529 U.S. at 411; see also Schriro 6 v. Landrigan, 550 U.S. 465, 473 (2007); Lockyer, 538 U.S. at 75 (“It is not enough that a federal 7 habeas court, in its ‘independent review of the legal question,’ is left with a ‘“firm conviction”‘ 8 that the state court was ‘“erroneous”‘”). “A state court’s determination that a claim lacks merit 9 precludes federal habeas relief so long as ‘fairminded jurists could disagree’ on the correctness of 10 the state court’s decision.” Harrington v. Richter, 562 U.S. 86, 101 (2011) (quoting Yarborough 11 v. Alvarado, 541 U.S. 652, 664 (2004)). Accordingly, “[a]s a condition for obtaining habeas 12 corpus from a federal court, a state prisoner must show that the state court’s ruling on the claim 13 being presented in federal court was so lacking in justification that there was an error well 14 understood and comprehended in existing law beyond any possibility for fair-minded 15 disagreement.” Id. at 103. 16 If the state court’s decision does not meet the criteria set forth in § 2254(d), a 17 reviewing court must conduct a de novo review of a habeas Petitioner’s claims. Delgadillo v. 18 Woodford, 527 F.3d 919, 925 (9th Cir. 2008); see also Frantz v. Hazey, 533 F.3d 724, 735 (9th 19 Cir. 2008) (en banc) (“[I]t is now clear both that we may not grant habeas relief simply because of 20 § 2254(d)(1) error and that, if there is such error, we must decide the habeas petition by 21 considering de novo the constitutional issues raised.”). 22 This Court looks to the last reasoned state court decision as the basis for the state 23 court judgment. Stanley, 633 F.3d at 859; Robinson v. Ignacio, 360 F.3d 1044, 1055 (9th Cir. 24 2004). If the last reasoned state court decision adopts or substantially incorporates the reasoning 25 from a previous state court decision, this court may consider both decisions to ascertain the 26 2 Under § 2254(d)(2), a state court decision based on a factual determination is not 27 to be overturned on factual grounds unless it is “objectively unreasonable in light of the evidence presented in the state court proceeding.” Stanley, 633 F.3d at 859 (quoting Davis v. Woodford, 28 384 F.3d 628, 638 (9th Cir. 2004)). 1 reasoning of the last decision. Edwards v. Lamarque, 475 F.3d 1121, 1126 (9th Cir. 2007) (en 2 banc). “When a federal claim has been presented to a state court and the state court has denied 3 relief, it may be presumed that the state court adjudicated the claim on the merits in the absence 4 of any indication or state-law procedural principles to the contrary.” Richter, 562 U.S. at 99. 5 This presumption may be overcome by a showing “there is reason to think some other 6 explanation for the state court’s decision is more likely.” Id. at 99-100. 7 8 III. DISCUSSION 9 Petitioner contends the following violations of his federal constitutional rights 10 occurred at trial: (1) conviction was obtained using evidence from an unconstitutional search and 11 seizure; (2) insufficient evidence of the required mental states for his convictions; (3) jury 12 instruction error; (4) improper admission of prior burglary and theft evidence; and (5) cumulative 13 error at trial deprived him of his due process rights. See ECF No. 1. Respondent contends 14 Petitioner is not entitled to federal habeas relief because the state court’s determinations on these 15 claims were neither contrary to nor based on an unreasonable application of clearly established 16 federal law. ECF No. 12-1. 17 A. Claim One: Fourth Amendment Unreasonable Search and Seizure 18 Petitioner argues that the warrantless search of his backpack violated his Fourth 19 Amendment right, and that the trial court erred in denying his motion to suppress the evidence. 20 ECF No. 1. Although the state appellate court agreed with Petitioner that the search incident to 21 arrest exception did not apply, he asserts that the state appellate court erred in holding that the 22 items would have been discovered during an inventory search when he was booked for arrest. 23 Id. at 4; see also ECF No. 22 at 14. In response, Respondent contends that Petitioner’s Fourth 24 Amendment claim is not cognizable on federal habeas review. ECF No. 12-1 at 3. 25 / / / 26 / / / 27 / / / 28 / / / 1 The state appellate court considered Petitioner’s Fourth Amendment claim and 2 rejected it on the merits. 3 Dekalb asserts the search of his backpack violated the Fourth Amendment because the officers failed to obtain a warrant and the search 4 was not justified under the “search incident to arrest” exception to the warrant requirement. Accordingly, he maintains, the court erred when it 5 denied his motion to suppress the .22 revolver found in his backpack. While the search cannot be justified as incidental to Dekalb’s arrest, we 6 disagree that the court erred in denying the motion to suppress. “ ‘A defendant may move to suppress evidence on the ground that 7 “[t]he search or seizure without a warrant was unreasonable.’ ” [Citation.] A warrantless search is presumed to be unreasonable, and the prosecution 8 bears the burden of demonstrating a legal justification for the search. [Citation.] “The standard of appellate review of a trial court’s ruling on a 9 motion to suppress is well established. We defer to the trial court’s factual findings, express or implied, where supported by substantial evidence. In 10 determining whether, on the facts so found, the search or seizure was reasonable under the Fourth Amendment, we exercise our independent 11 judgment.” ’ ” (People v. Suff (2014) 58 Cal.4th 1013, 1053.) We affirm the trial court’s ruling if it is correct on any applicable legal theory, even if 12 for reasons different than those given by the trial court. (People v. Evans (2011) 200 Cal.App.4th 735, 742.) 13 Dekalb argues the search was not justified as a warrantless search incident to his arrest because the backpack was not within his immediate 14 control at the time. (See People v. Macabeo (2016) 1 Cal.5th 1206, 1214 [search incident to arrest limited to area from which arrestee might 15 gain access to weapon or destroy evidence].) So far, we agree. When Officer Spencer conducted the search DeKalb was handcuffed and under 16 Officer McDowell’s supervision seated about 10 feet away from the backpack. He therefore had no access to or control over it, so this 17 exception to the warrant requirement does not apply. Even so, the motion to suppress was properly denied on another 18 ground. The revolver would inevitably have been discovered during an inventory search following Dekalb’s arrest on drug charges. The inevitable 19 discovery doctrine “acts as an exception to the exclusionary rule and permits the admission of otherwise excluded evidence ‘if the government 20 can prove that the evidence would have been obtained inevitably and, therefore, would have been admitted regardless of any overreaching by the 21 police.’ ” (People v. Hughston (2008) 168 Cal.App.4th 1072, 1071.) The test is not whether the police would have certainly discovered the tainted 22 evidence. Rather, it is only necessary for the prosecutor to show a reasonably strong probability that they would have. (People v. Superior 23 Court (Tunch ) (1978) 80 Cal.App.3d 665, 681.) In deciding whether the inevitable discovery exception applies, we determine, viewing the 24 circumstances as they existed at the instant before the unlawful search, what would have happened had the unlawful search not occurred. (People 25 v. Hughston, supra, 168 Cal.App.4th at p. 1072.) In this case Officer McDowell saw Dekalb rummaging through his 26 backpack when he first contacted him. Dekalb appeared to be under the influence of methamphetamine, offered to sell the officers “tina” or 27 “crank,” and responded affirmatively when asked if he had any in his possession. Officer Spencer handcuffed Dekalb based on this exchange. 28 Plainly, then, Dekalb was to be arrested for drug offenses before the 1 officers searched his backpack and found the gun. The backpack would have been seized upon his arrest and its contents would inevitably have 2 been inventoried during a booking or inventory search. (Illinois v. Lafayette (1983) 462 U.S. 640, 648 [upholding inventory search of 3 arrestee’s shoulder bag].) “[I]t is not ‘unreasonable’ for police, as part of the routine procedure incident to incarcerating an arrested person, to 4 search any container or article in his possession, in accordance with established inventory procedures.” (Ibid.) The gun and other items found 5 in the backpack were properly admitted at trial. 6 ECF No. 12-10 at 6-8. 7 The Supreme Court has held that when a state court has provided Petitioner with a 8 full and fair opportunity to litigate a Fourth Amendment claim, federal habeas relief is not 9 available on the ground that evidence obtained in an unconstitutional search or seizure was 10 introduced at trial. Stone v. Powell, 428 U.S. 465, 494-95 (1976). The Ninth Circuit has 11 determined that the Supreme Court’s holding in Stone v. Powell survived the passage of the 12 Antiterrorism Effective Death Penalty Act. Newman v. Wengler, 790 F.3d 876, 880 (9th Cir. 13 2015) (per curiam). On habeas review, “[t]he relevant inquiry is whether petitioner had the 14 opportunity to litigate his claim, not whether he did in fact do so or even whether the claim was 15 correctly decided.” Ortiz-Sandoval v. Gomez, 81 F.3d 891, 899 (9th Cir. 1996); see also 16 Moormann v. Schriro, 426 F.3d 1044, 1053 (9th Cir. 2005) (finding that petitioner had a full and 17 fair opportunity to litigate his Fourth Amendment claim because he raised the claim in a pre-trial 18 motion, the trial court held a hearing and denied his motion, and an appellate court reviewed the 19 trial court’s decision). 20 Here, Petitioner had a full and fair opportunity to litigate his Fourth Amendment 21 claim. Under California law, a defendant can move to suppress evidence on the grounds that it 22 was obtained in violation of the Fourth Amendment. See Lugo v. Borg, 81 F.3d 169 (9th Cir. 23 1996); Gordon v. Duran, 895 F.2d 610, 613-14 (9th Cir. 1990). Petitioner exercised this right. 24 Defense counsel filed a motion to suppress any and all physical evidence, observations, or oral 25 / / / 26 / / / 27 / / / 28 / / / 1 statements from the warrantless search.3 ECF No. 12-4 at 50-51. The trial court denied the 2 motion. Id. at 69. Defense counsel again challenged the evidence in a motion to dismiss pursuant 3 to California Penal Code section 995. Id. at 86-87. The trial court also denied this motion. Id. at 4 104. The state appellate court affirmed the trial court’s judgment, and the state supreme court 5 denied review. ECF Nos. 12-10 & 12-12. Because Petitioner had a full and fair opportunity to 6 litigate his Fourth Amendment claim, he is not entitled to federal habeas relief on this claim. 7 Powell, 428 U.S. at 481-82 (“We hold, therefore, that where the State has provided an 8 opportunity for full and fair litigation of a Fourth Amendment claim, the Constitution does not 9 require that a state prisoner be granted federal habeas corpus relief on the ground that evidence 10 obtained in an unconstitutional search or seizure was introduced at his trial.”) This Court 11 recommends denying this claim. 12 B. Claim Two: Insufficient Evidence to Support Conviction 13 Petitioner contends that there was insufficient evidence to support the mental state 14 for his conviction. ECF No. 1 at 4. Specifically, he states that there was uncontested evidence of 15 “his disordered thinking, delusions, and being out of touch with reality around or at the times of 16 the alleged offenses” that demonstrate he did not know there was a loaded and concealed gun in 17 his backpack and did not have the specific intent to steal or knowledge that he took items that 18 were not his or entered a premise without consent. Id. at 4, 7; see also ECF No. 22 at 14. 19 Respondent argues that the state court’s determination was reasonable. ECF No. 12-1 at 15-18. 20 In the last well-reasoned state court decision, the California Court of Appeal 21 denied Petitioner’s claim. 22 DeKalb contends on the basis of his “disordered thinking, delusions, and generally being out of touch with reality” that there was 23 insufficient evidence to prove he acted with the mental states required for conviction on any of the charges against him. In regard to the gun offenses 24 he maintains there was insufficient evidence to prove he knew that: (1) he possessed a firearm; (2) he had been convicted of a felony; or (3) he was 25 26 3 In the traverse, Petitioner claims that “defense [counsel] argued that the search and seizure of the defendant’s backpack was illegal” under the Fifth and Sixth Amendments, not the 27 Fourth Amendment. ECF No. 22 at 14 n.6. He is mistaken. The motion to suppress was based on the Fourth, Fifth, and Sixth Amendments. ECF No. 12-4 at 51. As Petitioner admits, he only 28 pursued the Fourth Amendment claim on direct appeal. 1 carrying a firearm and that it was concealed and loaded. As to burglary and theft, he contends the evidence was insufficient to prove he intended 2 to permanently or temporarily deprive his grandparents of property; knew the property was not his and that he lacked their consent to take it; or 3 knew or should have known the owner was an elder. In his view, the evidence failed to rule out a reasonable doubt that his psychosis negated 4 the knowledge and intent elements of the charged offenses. We disagree. “When an appellant attacks the sufficiency of the evidence to 5 support a conviction, this court must examine the entire record in the light most favorable to the judgment below and presume in support of the 6 judgment the existence of every fact that can reasonably be deduced from the evidence. [Citation.] Substantial evidence includes circumstantial 7 evidence and the reasonable inferences flowing therefrom. [Citation.] If the circumstances reasonably justify the findings of the trier of fact as to 8 each element of the offense, an opinion of the reviewing court that the circumstances might also lead to a contrary finding does not warrant 9 reversal.” (In re Leland D. (1990) 223 Cal.App.3d 251, 258; People v. Zamudio (2008) 43 Cal.4th 327, 358.) 10 The importance of circumstantial evidence to prove intent in this case does not change the standard of review. “The standard of appellate 11 review is the same in cases in which the People rely primarily on circumstantial evidence. [Citation.] Although it is the duty of the jury to 12 acquit a defendant if it finds that circumstantial evidence is susceptible of two interpretations, one of which suggests guilt and the other innocence 13 [citations], it is the jury, not the appellate court which must be convinced of the defendant’s guilt beyond a reasonable doubt.” (People v. 14 Bean (1988) 46 Cal.3d 919, 932-933.) We therefore reject Dekalb’s implicit suggestion that this court, rather than the jury, must find the 15 evidence was irreconcilable with an innocent interpretation. Our inquiry, rather, is whether on this record the jury reasonably could have so found. 16 As in other circumstances, “the power of an appellate court asked to assess the sufficiency of the evidence begins and ends with a determination of 17 whether, on the entire record, there is any substantial evidence, contradicted or uncontradicted, which will support the decision of the trier 18 of fact.” (In re Ryan N. (2001) 92 Cal.App.4th 1359, 1373.) Dekalb’s argument that a rational jury could not rule out an 19 innocent interpretation of the evidence beyond a reasonable doubt is premised on Dr. Pojman’s testimony that it “could be very difficult” to 20 know what a schizophrenic person is thinking at any given time. Dekalb argues that “given that appellant was often delusional, acted psychotic the 21 day of the takings and irrationally during and after them, and was clearly delusional at the time of his possession of the firearm, it was the 22 prosecution’s burden to prove appellant was not ... ‘acting under the power of a delusion’ during the alleged offenses.” This, he maintains, was “an 23 uphill battle, one the prosecutor could not win.” We disagree. As the People observe, Dekalb admitted in his letter 24 to Jeffrey that he “ ‘wasn’t planning on doing all the damage I did but just to take one of the guns.’ ” His admission that he planned to take one of 25 Larry’s guns is direct evidence that Dekalb entered his grandparents’ home with the intent to commit theft. The evidence that he previously 26 broke into the house, stole similar items, and videotaped himself brandishing the same revolver stolen during the charged burglary supplied 27 a strong inference that he harbored the same intent and knowledge this time around. Larry and Nadine’s testimony that Dekalb was no longer 28 allowed into their home after the first burglary is evidence he understood 1 he had no right to enter the home, as did the glaring fact that he pried the metal screen off the security door to gain entry. 2 Dekalb further contends the evidence was insufficient to prove he understood there was a gun in his backpack when he was arrested and 3 charged with its possession. This is also meritless. Dekalb admitted in writing that he planned to steal Larry’s gun—the same gun that was in his 4 backpack when he was arrested. He attempts to discount the significance of his admission by arguing his letter to his father reflects only his mental 5 state on the day of the burglary, not when he was arrested five days later, but the jury could reasonably reject such a constricted view of the 6 evidence as unreasonable—particularly given that Dekalb was observed rummaging through the backpack moments before his arrest. 7 Reviewing the evidence under the proper standard, we are also unpersuaded that evidence of the nature and severity of Dekalb’s mental 8 illness precluded the jury from ruling out a reasonable doubt that he understood at the relevant times that (1) he had previously been convicted 9 of a felony; (3) his grandparents were “elders” within the meaning of Penal Code section 368, subdivision (d)3; (3) he was unwelcome in 10 their home; or (4) he had no right to take their belongings. The evidence before the jury, including Dekalb’s letter from jail and evidence of the 11 earlier burglary, was sufficient to reasonably eliminate an innocent interpretation beyond a reasonable doubt. Dekalb also argues there was no 12 evidence he knew the gun was loaded, but knowledge that a firearm is loaded is not required for conviction of carrying a loaded firearm in 13 violation of Penal Code section 25850. (People v. Dillard (1984) 154 Cal.App.3d 261, 266 [construing former section 12031, the predecessor 14 to Penal Code section 25850]; People v. Garcia (2007) 153 Cal.App.4th 1499, 1514, fn. 3.) The mental state elements of the convictions are 15 supported by substantial evidence. 16 [N.3 Penal Code section 368, subdivision (d) penalizes any non-caretaker who “violates any provision of law proscribing theft ... with respect to the 17 property ... of an elder or a dependent adult, and who knows or reasonably should know that the victim is an elder or a dependent adult.”] 18 ECF No. 12-10 at 8-11. 19 20 A Petitioner is entitled to habeas corpus relief on a sufficiency of the evidence 21 claim “if it is found that upon the record evidence adduced at the trial no rational trier of fact 22 could have found proof of guilt beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 23 324 (1979); see also Ngo v. Giurbino, 651 F.3d 1112, 1115 (9th Cir. 2011). This inquiry involves 24 two steps. First, the federal court must review the evidence in the light most favorable to the 25 prosecution. Jackson, 443 U.S. at 319. If there are conflicting factual inferences, the federal 26 court must presume the jury resolved the conflicts in favor of the prosecution. Id. at 326 (“[A] 27 federal habeas corpus court faced with a record of historical facts that supports conflicting 28 inferences must presume—even if it does not affirmatively appear in the record—that the trier of 1 fact resolved any such conflicts in favor of the prosecution, and must defer to that resolution.”); 2 McDaniel v. Brown, 558 U.S. 120, 133 (2010) (per curiam). Second, the federal court will 3 “determine whether the evidence at trial, including any evidence of innocence, could allow any 4 rational trier of fact to find the essential elements of the crime beyond a reasonable doubt.” 5 United States v. Nevils, 598 F.3d 1158, 1165 (9th Cir. 2010) (en banc). 6 Although this Court’s review is grounded in due process under the Fourteenth 7 Amendment, the Jackson standard “must be applied with explicit reference to the substantive 8 elements of the criminal offense as defined by state law.” Jackson, 443 U.S. at 324 n.16; Juan H. 9 v. Allen, 408 F.3d 1262, 1275-76 (9th Cir. 2005). This Court will look to state law to establish 10 the elements of the offense and then turn to the federal question of whether the state court was 11 objectively unreasonable in concluding that sufficient evidence supported that conviction. See 12 Johnson v. Montgomery, 899 F.3d 1052, 1056 (9th Cir. 2018). 13 “After AEDPA, we apply the standards of Jackson with an additional layer of 14 deference.” Juan H., 408 F.3d at 1274; see Coleman v. Johnson, 566 U.S. 650, 651 (2012) (per 15 curiam). On direct appeal at the state level, “it is the responsibility of the jury—not the court—to 16 decide what conclusions should be drawn from evidence admitted at trial. A reviewing court may 17 set aside the jury’s verdict on the ground of insufficient evidence only if no rational trier of fact 18 could have agreed with the jury.” Cavazos v. Smith, 565 U.S. 1, 2 (2011) (per curiam). On 19 habeas review, “a federal court may not overturn a state court decision rejecting a sufficiency of 20 the evidence challenge simply because the federal court disagrees with the state court. The 21 federal court instead may do so only if the state court decision was ‘objectively unreasonable.’” 22 Id. (quoting Renico v. Lett, 559 U.S. 766, 773 (2010)). 23 Petitioner challenges the sufficiency of the evidence for his six offenses. Three of 24 these offenses are related to possession of a firearm, which require Petitioner to know that he 25 possessed a firearm. See People v. Clark, 62 Cal. App. 5th 939, 958 (2021) (elements for Cal. 26 Penal Code § 29800(a)(1)); People v. Aguilar, 245 Cal. App. 4th 1010, 1017 (2016) (elements for 27 Cal. Penal Code § 25400(a)(1)); People v. Gonzales, 232 Cal. App. 4th 1449, 1458 (2015) 28 (elements for Cal. Penal Code § 25850(a)). First degree residential burglary requires intent to 1 commit a theft or felony at time of entry. See In re Matthew A., 165 Cal. App. 4th 537, 540-41 2 (2008) (“However, the existence of the requisite intent is rarely shown by direct proof, but may 3 be inferred from facts and circumstances.”). Theft and unlawful driving or taking of a vehicle 4 requires specific intent to permanently, or temporarily, deprive the owner of title or possession of 5 the car. See Cal. Penal Code § 10851(a); People v. Starkey, 234 Cal. App. 2d 822, 828 (1965). 6 Lastly, theft from an elder demands proof that the accused knew or reasonably should have 7 known that the victim was an elderly person. See Cal. Penal Code § 368(d). 8 After independently reviewing the record, this Court concludes that the state court 9 reasonably determined that there was sufficient evidence to support the requisite mental states for 10 each crime. As to the firearm crimes, Petitioner wrote a letter to his father from jail stating that 11 he “wasn’t planning on doing all the damage I did, but just to take one of the guns.” ECF No. 12- 12 10 at 4. Petitioner was aware that his grandfather kept guns inside the house; he had previously 13 broken into the house, recorded himself brandishing a pistol while “doing some gang poses and 14 talking like a gangster.” ECF No. 12-5 at 109, 292. When Petitioner was arrested, the officers 15 recovered a loaded gun from his backpack and the other guns inside the stolen truck. Id. at 155, 16 317. This is adequate proof that Petitioner knew he possessed a firearm, one of which was 17 loaded. 18 As to the burglary charge, Petitioner’s letter to his father is also evidence that he 19 intended to steal when he broke into the house. Petitioner knew that he was not permitted inside 20 the home after the previously breaking in and stealing their truck and jewelry. Id. at 93, 101; see 21 also id. at 291-92. When Petitioner visited his grandparents for food or a place to stay, he was 22 allowed inside the garage through the garage door. ECF No. 12-6 at 17-18. There was direct 23 evidence that Petitioner stole; after searching Petitioner’s backpack, officers recovered several of 24 the stolen jewelry items. ECF No. 12-5 at 164, 302-03. 25 For the car theft charge, there is circumstantial evidence that Petitioner intended to 26 deprive his grandparents of possession of the truck; Petitioner peeled away a metal security door 27 just wide enough to reach inside and grab the keys hanging from wall hooks. ECF No. 12-5 at 28 141-46, 274-75. Lastly, Petitioner grew up in his grandparent’s home, which demonstrates that 1 he knew or should have known they were elderly. ECF No. 12-6 at 18. Despite Dr. Pojman’s 2 testimony about Petitioner’s history of mental illness, his testimony that someone with 3 Petitioner’s mental health diagnosis could find a familiar house and get inside, supports the jury’s 4 findings in this case. ECF No. 12-5 at 212-13; see also id. at 241-42. Petitioner presented no 5 evidence that he was experiencing a psychotic episode when he broke into house and stole the 6 guns, jewelry, and truck. To the extent there are conflicting factual inferences, this Court 7 presumes that the jury resolved them in favor of the prosecution. Jackson, 443 U.S. at 326. This 8 Court concludes that the state appellate court’s finding that there was sufficient evidence to 9 support the conviction was not objectively unreasonable and recommends denying habeas relief 10 on this claim. 11 C. Claim Three: Jury Instruction Error Regarding CALCRIM No. 225 12 Third, Petitioner claims that “using a pattern instruction created by an entity 13 without law-making authority” deprived him of “a more favorable-and less burden-shifting- 14 instruction on proof by circumstantial evidence” as required by the California Supreme Court. 15 ECF No. 1 at 5; see also ECF No. 22 at 12-15 (specifying that the instruction was “improper 16 because the jury must be instructed that circumstantial evidence must be irreconcilable with 17 innocence to justify a conviction”). In response, Respondent argues that the claim is procedurally 18 defaulted, and the state court reasonably rejected Petitioner’s claim that CALCRIM No. 225 19 violated his due process rights. ECF No. 12-1 at 18-23. 20 The state appellate court considered this claim and rejected it for the following 21 reasons: 22 Dekalb contends the trial court erred when it failed to instruct the jury the circumstantial evidence had to be irreconcilable with innocence to 23 justify a conviction. The People contend Dekalb forfeited the argument when defense counsel affirmatively agreed the jury should be instructed 24 with CALCRIM No. 225, the pattern instruction on the subject. Generally, “ ‘[a] party may not argue on appeal that an instruction correct in law was 25 too general or incomplete, and thus needed clarification, without first requesting such clarification at trial.’ ” (People v. Livingston (2012) 53 26 Cal.4th 1145, 1165; accord, People v. Guiuan (1998) 18 Cal.4th 558, 570.) Dekalb asserts he was not required to request clarification because the 27 instruction actually given is not correct in law. (See People v. Franco (2009) 180 Cal.App.4th 713, 719 [“rule of forfeiture does not 28 apply, however, if the instruction was an incorrect statement of the law 1 [citation], or if the instructional error affected the defendant’s substantial rights”].) We will address Dekalb’s argument, but disagree the instruction 2 is legally incorrect. We review the instruction independently. (People v. Guiuan, 3 supra, 18 Cal.4th at p. 569.) “ ‘In considering a claim of instructional error we must first ascertain what the relevant law provides, and then determine 4 what meaning the instruction given conveys. The test is whether there is a reasonable likelihood that the jury understood the instruction in a manner 5 that violated the defendant’s rights.’ [Citation.] We determine the correctness of the jury instructions from the entire charge of the court, not 6 from considering only parts of an instruction or one particular instruction. [Citation.] The absence of an essential element from one instruction may 7 be cured by another instruction or the instructions taken as a whole. [Citation.] Further, in examining the entire charge we assume that jurors 8 are ‘ “ ‘ “intelligent persons and capable of understanding and correlating all jury instructions which are given.” ‘ ” ‘ ” (People v. Smith (2008) 168 9 Cal.App.4th 7, 13.) In People v. Bender (1945) 27 Cal.2d 164 (Bender ), overruled on 10 another point in People v. Lasko (2000) 23 Cal.4th 101, 110, the Supreme Court stated that in cases involving circumstantial evidence a jury should 11 be instructed with the principle that “ ‘to justify a conviction, the facts or circumstances must not only be entirely consistent with the theory of guilt 12 but must be inconsistent with any other rational conclusion.’ ” (Id. at p. 175, italics added.) Moreover, “ ‘[n]either the statement in an instruction 13 that the guilt of the defendant must be established beyond a reasonable doubt, nor the statement that as between two opposing reasonable 14 inferences the one which is consistent with innocence must be preferred to the one tending to show guilt, satisfies the right of the defendant to have 15 the jury instructed that where circumstantial evidence is relied upon by the People it must be irreconcilable with the theory of innocence in order to 16 furnish a sound basis for conviction.” (Id. at pp. 175-176.) In this case the jury was instructed with CALCRIM No. 225, as 17 follows: “The People must prove not only that the defendant did the act charged, but also that he acted with a particular intent or mental state. The 18 instruction for each crime explains the intent or mental state required. The intent or mental state may be proved by circumstantial evidence. Before 19 you may rely on circumstantial evidence to conclude that a fact necessary to find the defendant guilty has been proved, you must be convinced that 20 the People have proved each fact essential to that conclusion beyond a reasonable doubt. 21 “Also, before you may rely on circumstantial evidence to conclude that the defendant had the required intent or mental state, you must be 22 convinced that the only reasonable conclusion supported by the circumstantial evidence, is that the defendant had the required intent or 23 mental state. [¶] If you can draw two or more reasonable conclusions from the circumstantial evidence, and one of those reasonable conclusions 24 supports a finding that the defendant did have the required intent or mental state and another reasonable conclusion supports the finding that the 25 defendant did not, you must conclude that the required intent or mental state was not proved by the circumstantial evidence. However, when 26 considering circumstantial evidence, you must accept only reasonable conclusions and reject any that are unreasonable.” Dekalb maintains this 27 pattern instruction conflicts with Bender because it does not expressly state that the jury could not convict unless the circumstantial evidence was 28 inconsistent with any rational conclusion other than guilt. We disagree. 1 Our Supreme Court “has long held that when the prosecution’s case rests substantially on circumstantial evidence, trial courts must 2 give ’an instruction embodying the principle that to justify a conviction on circumstantial evidence the facts and circumstances must not only be 3 entirely consistent with the theory of guilt but must be inconsistent with any other rational conclusion.’ ” (People v. Livingston, supra, 53 Cal.4th 4 at p. 1167.) The trial court did so when it instructed the jury with CALCRIM No. 225 that “before you may rely on circumstantial evidence 5 to conclude that the defendant had the required intent or mental state, you must be convinced that the only reasonable conclusion supported by 6 circumstantial evidence is that the defendant had the required intent or mental state.” (Italics added.) No reasonable jury would interpret this 7 language to allow conviction if it could draw multiple reasonable inferences from the circumstantial evidence, one of which points to 8 innocence. “Words of equal import may be substituted if the principle is substantially but clearly and fairly set forth.” (People v. Navarro (1946) 9 74 Cal.App.2d 544, 550.) None of the authority cited by Dekalb suggests otherwise. (See, e.g., People v. Kinowaki (1940) 39 Cal.App.2d 376, 10 380 [trial court erred in refusing to give Bender instruction or “its equivalent”]; People v. Koenig (1946) 29 Cal.2d 87, 93; People v. 11 Rayol (1944) 65 Cal.App.2d 462, 465-466; Bender, supra, 27 Cal.2d at p. 177.) CALRIM No. 225 correctly stated the law, and, for that reason, 12 Dekalb forfeited his claim of error on the point. 13 ECF No. 12-10 at 11-13. 14 Although procedural issues are often addressed before the merits, they need not be. 15 The Supreme Court in Lambrix v. Singletary, 520 U.S. 518 (1997) skipped over the procedural 16 bar argument and proceeded to the merits. Id. at 525 (“Despite our puzzlement at the Court of 17 Appeals’ failure to resolve this case on the basis of procedural bar, we hesitate to resolve it on 18 that basis ourselves.”); see also Franklin v. Johnson, 290 F.3d 1223, 1232 (9th Cir. 2002) (stating 19 that courts may “reach the merits of habeas petitions if they are, on their face and without regard 20 to any facts that could be developed below, clearly not meritorious despite an asserted procedural 21 bar.”). “Procedural bar issues are not infrequently more complex than the merits issues” and “it 22 may well make sense in some instances to proceed to the merits if the result will be the same.” 23 Franklin, 290 F.3d at 1232; see, e.g., Dean v. Schriro, 371 F. App’x 751 (9th Cir. 2010). Because 24 this claim can be resolved on the merits, this Court declines to decide whether a procedural bar 25 precludes Petitioner from obtaining habeas relief. 26 / / / 27 / / / 28 / / / 1 On the merits, federal habeas relief is only available if “‘the ailing instruction by 2 itself so infected the entire trial that the resulting conviction violates due process.’” Estelle, 502 3 U.S. at 72 (citing Cupp v. Naughten, 414 U.S. 141, 147 (1973)); see also Gilmore v. Taylor, 508 4 U.S. 333, 342 (1993) (In non-capital cases, “we have never said that the possibility of a jury 5 misapplying state law gives rise to federal constitutional error. To the contrary, we have held that 6 instructions that contain errors of state law may not form the basis for federal habeas relief.”). 7 The instruction cannot merely be “undesirable, erroneous, or even ‘universally condemned.’” 8 Donnelly v. DeChristoforo, 416 U.S. 637, 643 (1974). It must violate a constitutional right. Id. 9 “[T]he defendant must show both that the instruction was ambiguous and that there was ‘a 10 reasonable likelihood’ that the jury applied the instruction in a way that relieved the State of its 11 burden of proving every element of the crime beyond a reasonable doubt.” Waddington v. 12 Sarausad, 555 U.S. 179, 190-91 (2009). The jury instruction “‘may not be judged in artificial 13 isolation,’ but must be considered in the context of instructions as a whole and the trial record.” 14 Estelle, 502 U.S. at 72 (quoting Cupp, 414 U.S. at 147). The Supreme Court has cautioned that 15 there are few infractions that violate fundamental fairness. Id. at 72-73; see, e.g., Sarausad, 555 16 U.S. at 191-92; Middleton v. McNeil, 541 U.S. 433, 437 (2004) (per curiam) (“Nonetheless, not 17 every ambiguity, inconsistency, or deficiency in a jury instruction rises to the level of a due 18 process violation”); Jones v. United States, 527 U.S. 373, 390-92 (1999); Gilmore, 508 U.S. at 19 344. 20 Petitioner argues that the trial court was required to instruct the jury that (1) if 21 there is more than one rational conclusion, the one pointing to the innocence must be adopted, 22 and (2) the circumstantial evidence must be inconsistent with any rational conclusion other than 23 guilt. He claims that the trial court did not provide the second instruction. This Court disagrees. 24 The state appellate court reasonably concluded that the circumstantial evidence instruction 25 correctly stated the law. The trial court instructed the jury on CALCRIM No. 225 as follows: 26 The People must prove not only that the defendant did the acts charged, but also that he acted with a particular intent or mental state. The 27 instruction for each crime explains the intent or mental state required. An intent or mental state may be proved by circumstantial 28 evidence. 1 Before you may rely on circumstantial evidence to conclude that a fact necessary to find the defendant guilty has been proved, you must be 2 convinced that the People have proved each fact essential to that conclusion beyond a reasonable doubt. 3 Also, before you may rely on circumstantial evidence to conclude that the defendant had the required intent or mental state, you must be 4 convinced that the only reasonable conclusion supported by the circumstantial evidence is that the defendant had the required intent or 5 mental state. If you can draw two or more reasonable conclusions from the circumstantial evidence, and one of those reasonable conclusions supports 6 a finding that the defendant did have the required intent or mental state and another reasonable conclusion supports a finding that the defendant 7 did not, you must conclude that the required intent or mental state was not proved by the circumstantial evidence. However, when considering 8 circumstantial evidence, you must accept only reasonable conclusions and reject any that are unreasonable. 9 ECF No. 12-4 at 182 (jury instruction). 10 11 The state appellate court stated that the California Supreme Court “has long held 12 that when the prosecution’s case rests substantially on circumstantial evidence, trial courts must 13 give ‘an instruction embodying the principle that to justify a conviction on circumstantial 14 evidence the facts and circumstances must not only be entirely consistent with the theory of guilt 15 but must be inconsistent with any other rational conclusion.’” ECF No. 12-10 at 13 (citing 16 People v. Livingston, 53 Cal. 4th 1145 (2012)). The trial court satisfied this obligation. It 17 instructed the jury that “before you may rely on circumstantial evidence to conclude that the 18 defendant had the required intent or mental state, you must be convinced that the only reasonable 19 conclusion supported by the circumstantial evidence is that the defendant had the required intent 20 or mental state.” ECF No. 12-4 at 182. Petitioner has not shown that this instruction was 21 ambiguous or that there was ‘a reasonable likelihood’ that the jury applied the instruction in a 22 way that excused the state from proving the elements of the crime beyond a reasonable doubt. 23 To the extent Petitioner claims that the jury instruction is incorrect under 24 California law, the state appellate court disagreed and found “CALCRIM No. 225 correctly stated 25 the law.” ECF No. 12-10 at 13. It is axiomatic that a state court’s interpretation of state law is 26 binding on a federal habeas court. Bradshaw v. Richey, 546 U.S. 74, 76 (2005) (per curiam); 27 Estelle, 502 U.S. at 67-68. Because this Court cannot second-guess the state court’s 28 interpretation of state law, this argument fails. 1 To the extent Petitioner claims that the state court’s rejection of his claim is an 2 unreasonable application of In re Winship, 397 U.S. 358 (1970) and Hicks v. Oklahoma, 447 U.S. 3 343 (1980), he is mistaken. ECF No. 1 at 9. Both cases are distinguishable. In Winship, the 4 Supreme Court held that the “constitutional safeguard of proof beyond a reasonable doubt” is 5 “required during the adjudicatory stage of a [juvenile] delinquency proceeding.” In re Winship, 6 397 U.S. at 368. Here, Petitioner does not challenge the state court’s reasonable doubt jury 7 instruction. In Hicks, the Supreme Court held that a defendant has a right to have a jury fix the 8 sentence when it is based on a statute later found to be unconstitutional. Hicks, 447 U.S. at 347. 9 In this case, Petitioner does not challenge his sentence. 10 This Court concludes that the state court’s decision was not contrary to, or an 11 unreasonable application of, clearly established Supreme Court authority and recommends 12 denying habeas relief on this claim. 13 D. Claim Four: Prior Incidents of Past Burglary 14 Petitioner argues that the trial court improperly admitted evidence of a “similar 15 entry and taking” from his grandparent’s house as propensity evidence. ECF No. 1 at 5; see also 16 ECF No. 22 at 3-12, 14. Respondent argues that the state court’s rejection of Petitioner’s claim 17 was reasonable. ECF No. 12-1 at 23-28; see also ECF No. 23. 18 The California Court of Appeal evaluated the Petitioner’s arguments and denied 19 the claim. 20 Dekalb contends the court committed a prejudicial abuse of discretion when it admitted evidence of his prior burglary and theft from 21 Larry and Nadine. In a related argument he asserts Jeffrey’s uncorrected testimony that implied there had also been a third break-in deprived him of 22 a fair trial. Neither argument is persuasive. 23 A. Background 24 The prosecutor moved in limine to introduce testimony about Dekalb’s previous burglary and theft from his grandparents that occurred 25 about three years before the charged offenses pursuant to Evidence Code section 1101, subdivision (b). The court ruled the evidence was admissible 26 to show intent and knowledge and was not unduly prejudicial. In response to an objection that the prosecutor had not timely disclosed the proffered 27 evidence, the court allowed defense counsel to defer cross-examination on the prior incident so she would have time to prepare. 28 Jeffrey testified at trial that he was not sure when the prior burglary 1 had occurred but suggested it was in 2000, 2001 or 2002. Later he testified the incident was “probably more like 2003 to 2005.” Larry testified he 2 “guess[ed]” the prior theft was in 2003 or 2004. Nadine thought it probably occurred in 2005 or 2006. 3 During Larry’s testimony, defense counsel renewed her objection to the other crimes evidence based on the new information that the prior 4 incident occurred much more than three or four years before as the prosecutor had represented, and that she had not been provided enough 5 notice to investigate it.4 The court acknowledged the event was “a little more remote than I originally understood,” but reaffirmed its ruling that 6 the evidence was not unduly prejudicial. Jeffrey and his parents testified about the earlier burglary and theft. 7 [N.4 The prosecutor explained that Dekalb’s family members had told her 8 the first burglary occurred some four years earlier. Jeffrey confirmed that he now believed it occurred around 2004, and apologized to the court for 9 having been confused about the dates.] 10 B. Analysis 11 We review the court’s ruling for abuse of discretion. (People v. Kipp, (1998) 18 Cal.4th 349, 371 (Kipp ).) “Evidence that a defendant has 12 committed crimes other than those currently charged is not admissible to prove that the defendant is a person of bad character or has a criminal 13 disposition; but evidence of uncharged crimes is admissible to prove, among other things, the identity of the perpetrator of the charged crimes, 14 the existence of a common design or plan, or the intent with which the perpetrator acted in the commission of the charged crimes. [Citation.]” 15 (Id. at p. 369.) To establish relevance on the issue of intent, the uncharged crimes need only be “ ‘sufficiently similar [to the charged offenses] to 16 support the inference that the defendant “ ‘probably harbor[ed] the same intent in each instance.’ [Citations.]” ‘ ” (Id. at p. 371.) “The least degree 17 of similarity (between the uncharged act and the charged offense) is required in order to prove intent.” (People v. Ewoldt (1994) 7 Cal.4th 380, 18 402.) Accordingly, numerous decisions have upheld the admission of prior burglaries as relevant to prove the defendant possessed the intent to steal. 19 (People v. Rocha (2013) 221 Cal.App.4th 1385, 1393 [citing collected cases].) We do so here, where the two burglaries were remarkably similar, 20 and the question of defendant’s mental state was the primary contested issue at trial. 21 Nor did the trial court abuse its discretion when it found the evidence’s probative value was not outweighed by its potential for undue 22 prejudice. (See Kipp, supra, 18 Cal.4th at p. 371.) “The governing test ... evaluates the risk of ‘undue ’ prejudice, that is, ‘ “evidence which 23 uniquely tends to evoke an emotional bias against the defendant as an individual and which has very little effect on the issues,” not the prejudice 24 ‘that naturally flows from relevant, highly probative evidence.’ [Citations.]” (People v. Padilla (1995) 11 Cal.4th 891, 925, italics added, 25 overruled on another ground in People v. Hill (1998) 17 Cal.4th 800, 823, fn. 1.) As the Supreme Court noted in Kipp, “prejudice of this sort is 26 inherent whenever other crimes evidence is admitted [citation], and the risk of such prejudice was not unusually grave here.” (Kipp, supra, at p. 27 372.) Here, as in Kipp, the evidence implicating defendant was strong, the prior offense was not any more inflammatory than the charged offense, 28 and the jury was instructed to consider the evidence only for intent and not 1 for any improper purpose. (Ibid.) In these circumstances the court reasonably determined the probative value of the challenged evidence 2 outweighed any risk of undue prejudice. Lastly, Dekalb asserts he was deprived of a fair trial because 3 neither the prosecutor, the trial court nor his own attorney clarified testimony he contends gave the false impression that Larry and Nadine’s 4 home had been burglarized yet a third time. The following exchange occurred while the prosecutor questioned Jeffrey about the prior burglary: 5 “Q. On the same day when you returned the items to your parents, did you notice anything about the house in regard to an entry being broken into? 6 [¶] A. No. [¶] Q. And was there—was there a time in which their bedroom had been broken into? [¶] A. Yes. [¶] Q. When was that? [¶] [Defense 7 Counsel]: I object. [¶] THE COURT: Folks, let me do this since I’m not sure where this evidence is headed. I’m going to excuse you for a couple 8 of minutes. [¶] ... [¶] I ask the witness to remain and flush this out, see whether this is admissible or not.” After the jury left the courtroom, 9 Jeffrey clarified that his answer referred to the same prior burglary, not some third incident.5 10 [N.5 The Attorney General is mistaken in suggesting the jury was present 11 for this testimony.] 12 While the cited testimony was arguably ambiguous, we do not agree with Dekalb’s claim, asserted for the first time on appeal, that it 13 clearly referred to a third break-in. Larry testified that he always kept the Ruger in his bedroom, so we see no reason to believe the prosecutor’s 14 mention that Larry and Nadine’s bedroom had been broken into implied there was yet a third burglary. There was no evidence of any such 15 incident, and neither counsel even mentioned a third incident at any point during the trial. Dekalb’s belated attempt to cast the cited question and 16 response as a prosecutorial failure to correct testimony actually or constructively known to be false (see Napue v. Illinois (1959) 360 U.S. 17 264, 269-270 [“a State may not knowingly use false evidence, including false testimony, to obtain a tainted conviction”] ) is unconvincing. 18 Moreover, any purported error was forfeited (to be clear, we find none) by defense counsel’s failure to object and seek clarification, and on this 19 record there is no reasonable possibility the omission affected the verdict. (Strickland v. Washington (1984) 466 U.S. 668, 688; People v. 20 Pope (1979) 23 Cal.3d 412, 425.) 21 ECF No. 12-10 at 14-17. 22 “Under AEDPA, even clearly erroneous admissions of evidence that render a trial 23 fundamentally unfair may not permit the grant of federal habeas corpus relief if not forbidden by 24 ‘clearly established Federal law,’ as laid out by the Supreme Court.” Holley v. Yarborough, 568 25 F.3d 1091, 1101 (9th Cir. 2009); see also Walden v. Shinn, 990 F.3d 1183, 1204 (9th Cir. 2021); 26 Nava v. Diaz, 816 F. App’x 192, 193 (9th Cir. 2020). Because the Supreme Court has not clearly 27 decided whether the admission of propensity evidence constitutes a due process violation 28 sufficient to warrant habeas relief, this Court cannot conclude that the state court’s ruling was 1 contrary to, or an unreasonable application of, clearly established federal law. See Estelle, 502 2 U.S. at 75 n.5; see also Van Patten, 552 U.S. at 126; Jennings v. Runnels, 493 F. App’x 903, 906 3 (9th Cir. 2012); Alberni v. McDaniel, 458 F.3d 860, 866 (9th Cir. 2006); Bradford v. Paramo, No. 4 2:17-cv-05756 JAK JC, 2020 WL 7633915, at *6-7 (C.D. Cal. Nov. 12, 2020) (citing cases), 5 adopting report and recommendation, 2020 WL 7631441 (C.D. Cal. Dec. 22, 2020). 6 Petitioner’s argument fares no better on the merits. Admission of evidence 7 violates due process only if the jury could draw no permissible inferences from the evidence. 8 Jammal v. Van de Kamp, 926 F.2d 918, 919-20 (9th Cir. 1991) (“Even then, the evidence must 9 ‘be of such quality as necessarily prevents a fair trial.’”) Here, the state court affirmed the trial 10 court’s admission of the evidence stating that courts “have upheld the admission of prior 11 burglaries as relevant to prove the defendant possessed the intent to steal” particularly “where the 12 two burglaries were remarkably similar, and the question of defendant’s mental state was the 13 primary contested issue at trial.” ECF No. 12-10 at 15. After independently reviewing the 14 record, this Court concludes that it was not objectively unreasonable for the state court to find that 15 that the jury could permissibly infer Petitioner had the required mental states for the charged 16 offenses. Despite Petitioner’s arguments to the contrary, his previous burglary and theft is 17 strikingly similar to the charged crimes in this case. The first incident occurred about 10 to 15 18 years ago and involved Petitioner breaking into his grandparent’s home, posing with one of their 19 guns, and stealing their jewelry and truck. ECF No. 12-5 at 93-95, 291-92. In the incident at 20 issue in this case, Petitioner broke into the same house and stole guns, jewelry, and the pickup 21 truck. ECF No. 12-5 at 285-86, 290-96. Federal courts allow similar prior bad acts to prove 22 intent to commit a crime. See, e.g., Williams v. Stewart, 441 F.3d 1030, 1040 (9th Cir. 2006). 23 The fact that the prior incident occurred 10 to 15 years earlier does not make it too remote to be 24 relevant. See, e.g., Nava, 816 F. App’x at 193 (concluding that state appellate court reasonably 25 found that any error from admission of 43-year-old prior act was harmless); United States v. 26 Spillone, 879 F.2d 514, 519 (9th Cir. 1989) (declining “to adopt an inflexible rule excluding 27 evidence of prior bad acts after a certain amount of time elapses”). Even if there was an error, the 28 trial court mitigated any prejudicial effect by instructing the jury to consider that evidence for a 1 limited purpose. ECF No. 12-4 at 189. 2 Lastly, to the extent Petitioner claims prosecutorial misconduct for failing to 3 correct false testimony about a third break-in, this claim fails. After reviewing the record, this 4 Court agrees with the state court’s finding that “[w]hile the cited testimony was arguably 5 ambiguous…[t]here was no evidence of any such incident, and neither counsel even mentioned a 6 third incident at any point during the trial.” ECF No. 12-10 at 16. 7 In the traverse, Petitioner now claims that the state court’s finding was based on an 8 unreasonable interpretation of the facts under § 2254(d)(2). ECF No. 22 at 5-8 & n.2. 9 Respondent argues that Petitioner cannot properly raise this claim for the first time in a traverse 10 and the claim is unexhausted. (ECF No. 23.) Because an application for writ of habeas corpus 11 can be denied on the merits even when Petitioner has failed to exhaust state remedies, 28 U.S.C. § 12 2254(b)(2), this Court considers the merits of his argument. Under § 2254(d)(2), a state court 13 decision based on a factual determination is not to be overturned on factual grounds unless it is 14 “objectively unreasonable in light of the evidence presented in the state court proceeding.” 15 Stanley, 633 F.3d at 859 (citation omitted). As described above, the state court’s determination 16 that the incidents were similar and relevant to show intent was not objectively unreasonable. 17 Petitioner’s conclusory statement that the incidents are dissimilar is not enough to meet this 18 challenging standard. Petitioner cites Kipp v. Davis, 971 F.3d 939 (9th Cir. 2020) to support his 19 argument, but this case is inapposite. In Kipp, the two incidents involved different victims in 20 different locations making the crimes “too dissimilar to support an inference of connection by 21 common identity or intent.” Kipp, 971 F.3d at 955. Here, both incidents involved breaking into 22 and stealing property from his grandparent’s home. 23 This Court concludes that the state court’s decision was not contrary to, or an 24 unreasonable application of, clearly established Supreme Court authority, nor was it based on an 25 unreasonable determination of facts and recommends denying habeas relief on this claim. 26 / / / 27 / / / 28 / / / 1 E. Claim 5: Cumulative Error 2 Lastly, Petitioner claims that the cumulative errors at his trial deprived him of due 3 process of the law and his counsel’s failure to correct them amount of ineffective assistance of 4 counsel. ECF No. 1 at 5; see also ECF No. 22 at 15. Respondent argues that the state court’s 5 rejection of Petitioner’s cumulative error claim was reasonable. ECF No. 12-1 at 28-29. The 6 state appellate court rejected Petitioner’s argument. ECF No. 12-10 at 17. 7 The Ninth Circuit has concluded that under clearly established United States 8 Supreme Court precedent the combined effect of multiple trial errors may give rise to a due 9 process violation if it renders a trial fundamentally unfair, even where each error considered 10 individually would not require reversal. Parle v. Runnels, 505 F.3d 922, 927 (9th. Cir. 2007) 11 (citing Donnelly, 416 U.S. at 643, and Chambers v. Mississippi, 410 U.S. 284, 290 (1973)). 12 “[T]he fundamental question in determining whether the combined effect of trial errors violated a 13 defendant’s due process rights is whether the errors rendered the criminal defense ‘far less 14 persuasive,’ and thereby had a ‘substantial and injurious effect or influence’ on the jury’s 15 verdict.” Parle, 505 F.3d at 928 (internal citations omitted); see also Hein v. Sullivan, 601 F.3d 16 897, 916 (9th Cir. 2010) (same). 17 This Court has addressed each of Petitioner’s claims and has concluded that no 18 error of constitutional magnitude occurred. This court also concludes that the alleged errors, even 19 when considered together, did not render Petitioner’s defense “far less persuasive,” nor did they 20 have a “substantial and injurious effect or influence on the jury’s verdict.” Accordingly, 21 Petitioner is not entitled to relief on his claim of cumulative error. 22 To the extent Petitioner attempts to argue an ineffective assistance of counsel 23 claim, this also lacks merit. To state an ineffective assistance of counsel claim, a defendant must 24 show that (1) his counsel’s performance was deficient, falling below an objective standard of 25 reasonableness, and (2) his counsel’s deficient performance prejudiced the defense. Strickland v. 26 Washington, 466 U.S. 668, 687-88 (1984). For the deficiency prong, “a court must indulge a 27 strong presumption that counsel’s conduct falls within the wide range of reasonable professional 28 assistance; that is, the defendant must overcome the presumption that, under the circumstances, 1 || the challenged action ‘might be considered sound trial strategy.’” Id. at 689. For the prejudice 2 || prong, the defendant “must show that there is a reasonable probability that, but for counsel’s 3 || unprofessional errors, the result of the proceeding would have been different. Because none 4 | claims Petitioner’s raises arise to constitutional errors, this Court cannot conclude that defense 5 || counsel’s failure to correct the alleged errors amount to ineffective assistance of counsel. 6 The state court’s decision was not contrary to, or an unreasonable application of, 7 || clearly established Supreme Court authority. This Court recommends denying relief on this claim 8 | as well. 9 10 IV. CONCLUSION 11 Based on the foregoing, the undersigned recommends that Petitioner’s petition for 12 || a writ of habeas corpus, ECF No. 1, be denied. 13 These findings and recommendations are submitted to the United States District 14 || Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within 14 days 15 || after being served with these findings and recommendations, any party may file written 16 || objections with the court. Responses to objections shall be filed within 14 days after service of 17 || objections. Failure to file objections within the specified time may waive the right to appeal. See 18 | Martinez v. Yist, 951 F.2d 1153 (9th Cir. 1991). 19 20 || Dated: September 20, 2022 Co 21 DENNIS M. COTA 02 UNITED STATES MAGISTRATE JUDGE 23 24 25 26 27 28 27
Document Info
Docket Number: 2:20-cv-01818
Filed Date: 9/21/2022
Precedential Status: Precedential
Modified Date: 6/20/2024