(PC)Daley v. Pelayo ( 2023 )

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 ALCLIFF MORGAN DALEY, 1:20-cv-01129-GSA-PC 12 Plaintiff, ORDER FOR CLERK TO RANDOMLY ASSIGN A UNITED STATES DISTRICT 13 vs. COURT JUDGE TO THIS CASE 14 PELAYO, et al., AND 15 Defendants. FINDINGS AND RECOMMENDATIONS, RECOMMENDING THAT THIS CASE BE 16 DISMISSED, WITH PREJUDICE, FOR FAILURE TO STATE A CLAIM 17 (ECF No. 13.) 18 OBJECTIONS, IF ANY, DUE BY APRIL 17, 19 2023 20 21 22 23 24 25 I. BACKGROUND 26 Alcliff Morgan Daley (“Plaintiff”) is a state prisoner proceeding pro se and in forma 27 pauperis with this civil rights action pursuant to 42 U.S.C. § 1983. Plaintiff filed the Complaint 28 commencing this action on August 13, 2020. (ECF No. 1.) On February 28, 2022, the Court 1 screened the Complaint and dismissed it for failure to state a claim, with leave to amend. (ECF 2 No. 12.) On March 21, 2022, Plaintiff filed the First Amended Complaint, which is now before 3 the Court for screening. 28 U.S.C. § 1915. (ECF No. 13). 4 II. SCREENING REQUIREMENT 5 The Court is required to screen complaints brought by prisoners seeking relief against a 6 governmental entity or officer or employee of a governmental entity. 28 U.S.C. § 1915A(a). The 7 Court must dismiss a complaint or portion thereof if the prisoner has raised claims that are legally 8 “frivolous or malicious,” that fail to state a claim upon which relief may be granted, or that seek 9 monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915A(b)(1),(2). 10 “Notwithstanding any filing fee, or any portion thereof, that may have been paid, the court shall 11 dismiss the case at any time if the court determines that the action or appeal fails to state a claim 12 upon which relief may be granted.” 28 U.S.C. § 1915(e)(2)(B)(ii). 13 A complaint is required to contain “a short and plain statement of the claim showing that 14 the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). Detailed factual allegations are not 15 required, but “[t]hreadbare recitals of the elements of a cause of action, supported by mere 16 conclusory statements, do not suffice.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell 17 Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)). While a plaintiff’s allegations are taken 18 as true, courts “are not required to indulge unwarranted inferences.” Doe I v. Wal-Mart Stores, 19 Inc., 572 F.3d 677, 681 (9th Cir. 2009) (internal quotation marks and citation omitted). To state 20 a viable claim, Plaintiff must set forth “sufficient factual matter, accepted as true, to ‘state a claim 21 to relief that is plausible on its face.’” Iqbal, 556 U.S. at 678-79; Moss v. U.S. Secret Service, 22 572 F.3d 962, 969 (9th Cir. 2009). While factual allegations are accepted as true, legal 23 conclusions are not. Id. The mere possibility of misconduct falls short of meeting this 24 plausibility standard. Id. 25 III. SUMMARY OF FIRST AMENDED COMPLAINT 26 Plaintiff is presently incarcerated at Corcoran State Prison in Corcoran, California (ECF 27 No. 14). The events at issue in the First Amended Complaint allegedly occurred at Kern Valley 28 State Prison, Delano, California, when Plaintiff was incarcerated there in the custody of the 1 California Department of Corrections and Rehabilitation. Plaintiff names as defendants 2 Correctional Officer (C/O) Pelayo, C/O Marin, C/O Ochoa, Sergeant J. Anderson, and Lieutenant 3 A. Martinez (collectively, (“Defendants”)). Plaintiff proceeds against Defendants in their 4 individual and official capacities. 5 Following are Plaintiff’s allegations: 6 On March 14, 2019, defendant C/O Pelayo was made aware of Plaintiff’s lower bunk 7 chrono, which Pelayo deliberately ignored, saying, “Don’t worry about it,” [I need bed space], 8 then moved Plaintiff to Building #2. After Plaintiff arrived at Building #2, Plaintiff also informed 9 defendants C/O Marin and C/O Ochoa that he had a lower bunk chrono, which they also 10 deliberately ignored and told Plaintiff to go into the cell and not to worry about it or they would 11 give him a 115 for refusing housing. Plaintiff was housed with inmate Quincy Porter who also 12 has a lower bunk, lower tier chrono. Plaintiff has proof in the computer to show that he has a 13 temporary lower bunk chrono. Defendants Sergeant J. Anderson and Lieutenant A. Martinez 14 deliberately ignored his lower bunk chrono and assigned him to the upper bunk in Building #2, 15 Cell #130 with inmate Porter. 16 After Plaintiff finished his PT (physical therapy) due to his fractured wrist, it was 17 recommended that Plaintiff see the doctor. On April 24, 2019, the doctor upgraded his lower 18 bunk chrono from temporary to permanent. After Plaintiff went back to his cell defendant C/O 19 Marin came to his cell door and told him to pack his property that they were going to move 20 Plaintiff to Building #6. When Plaintiff was coming down from the top bunk C/O Marin saw 21 Plaintiff slip and fall on his back, hitting his head and losing consciousness. Plaintiff suffered 22 excruciating back and neck pain. Plaintiff was transferred to the outside Delano Regional 23 Medical Center for medical evaluation. The doctor performed an MRI test and Plaintiff was 24 diagnosed with a neck and lumbar back sprain. 25 Plaintiff seeks monetary damages, including punitive damages, as relief. 26 /// 27 /// 28 /// 1 IV. PLAINTIFF’S CLAIMS 2 A. Section 1983 3 The Civil Rights Act under which this action was filed provides: 4 Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to 5 be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities 6 7 secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress . . . . 8 9 42 U.S.C. § 1983. “[Section] 1983 ‘is not itself a source of substantive rights,’ but merely 10 provides ‘a method for vindicating federal rights elsewhere conferred.’” Graham v. Connor, 490 11 U.S. 386, 393-94 (1989) (quoting Baker v. McCollan, 443 U.S. 137, 144 n.3 (1979)); see also 12 Chapman v. Houston Welfare Rights Org., 441 U.S. 600, 618 (1979); Hall v. City of Los Angeles, 13 697 F.3d 1059, 1068 (9th Cir. 2012); Crowley v. Nevada, 678 F.3d 730, 734 (9th Cir. 2012); 14 Anderson v. Warner, 451 F.3d 1063, 1067 (9th Cir. 2006). 15 B. Failure to Protect – Eighth Amendment Claim 16 The Eighth Amendment protects prisoners from inhumane methods of punishment and 17 from inhumane conditions of confinement. Morgan v. Morgensen, 465 F.3d 1041, 1045 (9th Cir. 18 2006). Although prison conditions may be restrictive and harsh, prison officials must provide 19 prisoners with food, clothing, shelter, sanitation, medical care, and personal safety. Farmer v. 20 Brennan, 511 U.S. 825, 832-33 (1994) (internal citations and quotations omitted). The failure of 21 prison officials to protect inmates from attacks by other inmates or from dangerous conditions at 22 the prison violates the Eighth Amendment when two requirements are met: (1) the deprivation 23 alleged is, objectively, sufficiently serious; and (2) the prison official is, subjectively, deliberately 24 indifferent to inmate health or safety. Id. at 834. A prison official is deliberately indifferent if he 25 knows of and deliberately disregards an excessive risk to inmate health or safety by failing to 26 take reasonable steps to abate it. Id. at 837. 27 Allegations in a pro se complaint sufficient to raise an inference that the named prison 28 officials knew that plaintiff faced a substantial risk of serious harm and disregarded that risk 1 by failing to take reasonable measures to abate it state a failure-to-protect claim. See Hearns v. 2 Terhune, 413 F.3d 1036, 1041-42 (9th Cir. 2005) (citing Farmer, 511 U.S. at 847). To establish 3 a violation of this duty, the prisoner must establish that prison officials were “deliberately 4 indifferent to a serious threat to the inmate’s safety.” Farmer at 834. The question under the 5 Eighth Amendment is whether prison officials, acting with deliberate indifference, exposed a 6 prisoner to a sufficiently “substantial risk of serious harm” to his future health. Id. at 843 (citing 7 Helling v. McKinney, 509 U.S. 25, 35 (1993)). The Supreme Court has explained that “deliberate 8 indifference entails something more than mere negligence . . . [but] something less than acts or 9 omissions for the very purpose of causing harm or with the knowledge that harm will result.” 10 Farmer, 511 U.S. at 835. The Court defined this “deliberate indifference” standard as equal to 11 “recklessness,” in which “a person disregards a risk of harm of which he is aware.” Id. at 836- 12 37. 13 The deliberate indifference standard involves both an objective and a subjective prong. 14 First, the alleged deprivation must be, in objective terms, “sufficiently serious.” Id. at 834. 15 Second, subjectively, the prison official must “know of and disregard an excessive risk to inmate 16 health or safety.” Id. at 837; Anderson v. County of Kern, 45 F.3d 1310, 1313 (9th Cir. 1995). 17 To prove knowledge of the risk, however, the prisoner may rely on circumstantial evidence; in 18 fact, the very obviousness of the risk may be sufficient to establish knowledge. Farmer, 511 U.S. 19 at 842; Wallis v. Baldwin, 70 F.3d 1074, 1077 (9th Cir. 1995). 20 “Deliberate indifference is a high legal standard.” Toguchi v. Chung, 391 F.3d 1051, 21 1060 (9th Cir. 2004). “Under this standard, the prison official must not only ‘be aware of the 22 facts from which the inference could be drawn that a substantial risk of serious harm exists,’ but 23 that person ‘must also draw the inference.’” Id. at 1057 (quoting Farmer, 511 U.S. at 837). “‘If 24 a prison official should have been aware of the risk, but was not, then the official has not violated 25 the Eighth Amendment, no matter how severe the risk.’” Id. (quoting Gibson v. County of 26 Washoe, Nevada, 290 F.3d 1175, 1188 (9th Cir. 2002)). “A showing of medical malpractice or 27 negligence is insufficient to establish a constitutional deprivation under the Eighth Amendment.” 28 1 Id. at 1060. “[E]ven gross negligence is insufficient to establish a constitutional violation.” Id. 2 (citing Wood v. Housewright, 900 F.2d 1332, 1334 (9th Cir. 1990)). 3 Discussion 4 The court accepts the allegations of the operative complaint as true and construes those 5 allegations in the light most favorable to the plaintiff. The court accepts as true that on March 14, 6 2019, Plaintiff had been issued a chrono for a lower bunk bed, that Defendants knew about the 7 chrono but housed him in an upper bunk bed, and that on April 24, 2019, Plaintiff fell when 8 climbing down from the upper bunk and injured himself. 9 Plaintiff alleges that by ignoring Plaintiff’s lower bunk chrono Defendants violated 10 his Eighth Amendment right by failing to protect him from unsafe conditions. 11 1. Allegations against a group (Anderson, Martinez, Marin & Ochoa) 12 Plaintiff alleges that defendants Anderson and Martinez [collectively] ignored his lower 13 bunk chrono and assigned him to the upper bunk in Building #2, Cell #130. Plaintiff also alleges 14 that defendants Marin and Ochoa [collectively] ignored his lower bunk chrono and told Plaintiff 15 to go into the cell and not to worry about it or they would give him a 115 for refusing housing. 16 These allegations are insufficient to state an Eighth Amendment claim against these individual 17 defendants. Plaintiff cannot state a claim against an individual Defendant unless he demonstrates 18 in his allegations that the individual defendant, identified by name, personally and individually 19 acted or failed to act, violating Plaintiff’s rights. Plaintiff may not attribute liability to a group 20 of defendants, but must “set forth specific facts as to each individual defendant’s” deprivation of 21 his rights. Leer v. Murphy, 844 F.2d 628, 634 (9th Cir. 1988); see also Taylor v. List, 880 F.2d 22 1040, 1045 (9th Cir. 1989). Plaintiff was informed of this requirement in the court’s February 23 28, 2022 screening order, which advised Plaintiff that “[to] state a claim against Defendants for 24 failure to protect him, Plaintiff must make factual allegations demonstrating that each individual 25 Defendant knew that Plaintiff was at risk of serious harm and yet ignored the risk and acted 26 unreasonably, causing Plaintiff harm.” (emphasis in original), (ECF No. 12 at 5:1-3), and 27 “Plaintiff must demonstrate that each defendant personally participated in the deprivation of his 28 rights” (emphasis in original), (ECF No. 12 at 7:25-26), yet has failed to provide personal and 1 individual facts as instructed. Therefore, Plaintiff fails to state an Eighth Amendment claim 2 against defendants Anderson and Martinez for their collective acts, and against defendants Marin 3 and Ochoa for their collective acts. 4 2. Defendant Marin 5 Plaintiff also alleges that defendant C/O Marin, acting individually, came to his cell door on 6 April 24, 2019 and told him to pack his property, that they were going to move Plaintiff to 7 Building #6 [and] when Plaintiff was coming down from the top bunk, C/O Marin saw him slip 8 and fall on his back, hitting his head and losing consciousness. These allegations, without more, 9 are insufficient to state a claim against Defendant Marin for failure to protect Plaintiff because 10 Plaintiff has not alleged facts showing that defendant Marin: 1- knew the reason Plaintiff had a 11 lower bunk chrono (objective prong); and, 2- based on that knowledge acted with deliberate 12 indifference (subjective prong). Moreover, even taken as true for purposes of the complaint that 13 defendant Marin knew that Plaintiff had been issued a lower bunk chrono, there are no allegations 14 that Defendant Marin knew of, or was aware of the facts contained in Plaintiff’s chrono from 15 which the inference could be drawn that a substantial risk of serious harm existed. Plaintiff does 16 not allege that he told Marin about his medical condition for which the chrono was issued, or that 17 Marin knew from another source (perhaps from the chrono itself) what was in the chrono. Nor 18 does Plaintiff explain what happened to cause him to fall. This lack of critical factual information 19 in Plaintiff’s First Amended Complaint as it relates to defendant Marin makes clear that Plaintiff 20 has not demonstrated an Eighth Amendment violation for a failure to protect (see, below #4). 21 3. Defendant Pelayo 22 With regard to defendant Pelayo, Plaintiff alleges that on March 14, 2019, defendant 23 Pelayo was made aware of Plaintiff’s lower-bunk chrono, which Pelayo deliberately ignored, 24 saying, “Don’t worry about it,” [I need bed space], then moved Plaintiff to Building #2 where he 25 was housed on an upper bunk. As stated above with respect to defendant Marin, Plaintiff again 26 has not alleged that: 1- defendant Pelayo was aware of the facts or basis for the lower bunk chrono 27 (objective prong); and 2- and based on that knowledge acted with deliberate indifference 28 (subjective prong). Moreover, Plaintiff does not allege sufficient facts to show that Defendant 1 Pelayo was “aware of the reasons for the medical chrono,” or the “dangers from disregarding it.” 2 See Smith v. Pina, No. 1:11-CV-1651-LJO-MJS (E.D. Cal. May 24, 2012), 2012 U.S. Dist. 3 LEXIS 72752, 2012 WL 2617598, at *2-3, report and recommendation adopted, No. 1:11-CV- 4 1651-LJO-MJS (E.D. Cal. July 5, 2012), 2012 U.S. Dist. LEXIS 93030, 2012 WL 2605004; 5 Munoz v. Cal. Dep’t of Corr. & Rehab., No. 1:16-CV-01103-LJO-MJS (E.D.Cal. Oct. 26, 2016.) 6 2016 U.S.Dist.LEXIS 149266, at *7.) Plaintiff’s allegations that Defendant Pelayo acted with 7 deliberate indifference are conclusory in that Plaintiff pleads no facts to suggest Defendant 8 Pelayo knew of the reason for the lower bunk chrono, and then ignored a substantial risk of harm 9 to Plaintiff connected to that reason. Therefore, Plaintiff fails to state a cognizable Eighth 10 Amendment failure-to-protect claim against Defendant Pelayo (see, below #4). 11 4. Failure on both the Objective & Subjective prongs of an Eighth 12 Amendment violation as to all 5 defendants 13 In order to establish an Eighth Amendment violation, “the official must both [have been] 14 aware of facts from which the inference could be drawn that a substantial risk of serious harm 15 exist[ed], and he must also [have] draw[n] the inference. Munoz, 2016 U.S. Dist. LEXIS 149266. 16 By Plaintiff not establishing what facts the named defendants knew for the reason of Plaintiff’s 17 lower bunk chrono, nor what risk of harm Plaintiff faced if the lower bunk chrono were ignored, 18 he has failed on both the objective and subjective prongs of an Eighth claim. See Galligar v 19 Franke, 2015 U.S. Dist. LEXIS 176489. And even if “a prison official should have been aware 20 of the risk, but was not, then the official has not violated the Eighth Amendment, no matter how 21 severe the risk”. Munoz, supra. Therefore, the Court finds that Plaintiff fails to state a 22 cognizable Eighth Amendment failure-to-protect claim against any of the Defendants. 23 C. Retaliation 24 “Within the prison context, a viable claim of First Amendment retaliation entails five 25 basic elements: (1) An assertion that a state actor took some adverse action against an inmate (2) 26 because of (3) that prisoner’s protected conduct, and that such action (4) chilled the inmate’s 27 exercise of his First Amendment rights, and (5) the action did not reasonably advance a legitimate 28 correctional goal.” Rhodes v. Robinson, 408 F.3d 559, 567-68 (9th Cir. 2005). To state a 1 cognizable retaliation claim, Plaintiff must establish a nexus between the retaliatory act and the 2 protected activity. Grenning v. Klemme, 34 F.Supp.3d 1144, 1153 (E.D. Wash. 2014). 3 Plaintiff fails to state a claim for retaliation against defendants Marin and Ochoa. Plaintiff 4 alleges that on March 14, 2019, Plaintiff informed defendants C/O Marin and C/O Ochoa that he 5 had a lower bunk chrono, which they deliberately ignored and told Plaintiff to go into his cell 6 and not to worry about it or they would give him a 115 for refusing housing. Plaintiff’s 7 notification to these defendants about his chrono may be protected conduct under the First 8 Amendment, and the threat against Plaintiff that he would be given a 115 for refusing housing is 9 an adverse action against Plaintiff.1 10 However, as discussed above in the Court’s analysis of Plaintiff’s Eighth Amendment 11 failure to protect claim, and below regarding a medical indifference claim, Plaintiff has not 12 alleged facts against defendants Marin and Ochoa as individuals showing that they each acted 13 personally and individually to violate Plaintiff’s First Amendment rights, and therefore Plaintiff 14 fails to state a retaliation claim against either of these two defendants. 15 D. Eighth Amendment Medical Indifference 16 The Eighth Amendment prohibits the infliction of cruel and unusual punishments. The 17 unnecessary and wanton infliction of pain constitutes cruel and unusual punishment prohibited 18 by the Eighth Amendment. Jones v. Lewis, 2019 U.S. Dist. LEXIS 37839 at *16 (quoting 19 Whitley v. Albers, 574 U.S. 312, 319 (1976). Neither accident nor negligence constitutes cruel 20 21 1 Courts have found protected activity where an informal complaint was submitted as a verbal complaint to a superior. See Gathrite v. Wilson, No. 3:19-cv-01852-JAH-NLS, 2020 WL 4201668 (S.D. 22 Cal. July 22, 2020); see also Ahmed v. Ringler, No. 2:13-CV-1050 MCE DAD, 2015 WL 502855, at *4 23 (E.D. Cal. Feb. 5, 2015) (finding inmate’s verbal complaints about improper search of cell and seizure of his property to superior constituted protected conduct); see also Hackworth v. Torres, No. 1:06-cv-773 24 RC, 2011 WL 1811035, at *1 (E.D. Cal. May 12, 2011) (rejecting defendant’s argument that prisoner’s verbal objections to a prison policy during housing classification committee meeting with prison staff was 25 not protected by the First Amendment because the inmate had not filed a written grievance); see also Leslie v. Claborne, 1:19-cv-00366-NONE-GSA-PC, 2021 WL 4523720, at *4 (E.D. Cal. Oct. 4, 2021) 26 (finding plaintiff’s reporting of officer misconduct to a captain was protected); see also Uribe v. McKesson, No. 08-cv-1285 DMS (NLS), 2011 WL 9640, at *12 (prisoner’s attempt to report a prison 27 official’s misconduct, either “verbally or in writing, constitutes speech or conduct entitled to First 28 Amendment protection.”). 1 and unusual punishment. Id. An Eighth Amendment medical claim has two elements, the 2 seriousness of the prisoner’s medical need, and the nature of the defendant’s response to that 3 need. Id. As with an Eighth Amendment failure to protect claim, an Eighth Amendment medical 4 claim also has both an objective and subjective component. Juarez v. Butts, 2015 U.S. Dist. 5 LEXIS 169635 at *6.). Here, as in the analysis above relating to a claim of failure to protect, 6 Plaintiff has not established that defendants knew of, or were aware of a serious medical need, 7 nor established that defendants responded with deliberate indifference by intentionally 8 interfering with that serious medical need. See Farmer v Brennan, 511 U.S. 825; Hutchinson v. 9 United States, 838 F.2d 390 (9th Cir. 1988). 10 V. CONCLUSION AND RECOMMENDATIONS 11 For the reasons set forth above, the Court finds that Plaintiff’s First Amended Complaint 12 fails to state a cognizable claim against any of the Defendants for failing to protect Plaintiff under 13 the Eighth Amendment, for retaliation under the First Amendment, for a violation of an Eighth 14 Amendment Medical claim, or for any other claim upon which relief may be granted. Under 15 Rule 15(a) of the Federal Rules of Civil Procedure, “[t]he court should freely give leave to amend 16 when justice so requires.” However, a district court may deny leave to amend when amendment 17 would be futile.” Hartmann v. CDCR, 707 F.3d 1114, 1130 (9th Cir. 2013). In this action, the 18 Court previously granted Plaintiff an opportunity to amend the complaint, with guidance by the 19 Court. Plaintiff has now filed two complaints without alleging facts against any Defendants 20 which state a claim under § 1983. The Court finds that the deficiencies outlined above are not 21 capable of being cured by amendment, and therefore further leave to amend should not be 22 granted. 28 U.S.C. § 1915(e)(2)(B)(ii); Lopez v. Smith, 203 F.3d 1122, 1127 (9th Cir. 2000). 23 Accordingly, IT IS HEREBY ORDERED that the Clerk of Court randomly assign a 24 United States District Judge to this case. 25 AND 26 Based on the foregoing, IT IS HEREBY RECOMMENDED that: 27 1. This case be dismissed, with prejudice, for failure to state a claim; and 28 2. The Clerk be directed to enter judgment and close this case. 1 These findings and recommendations are submitted to the United States District Judge 2 assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(l). On or before 3 April 17, 2023, Plaintiff may file written objections with the court. Such a document should be 4 captioned “Objections to Magistrate Judge’s Findings and Recommendations.” Plaintiff is 5 advised that failure to file objections within the specified time may result in the waiver of rights 6 on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 838-39 (9th Cir. 2014) (citing Baxter v. Sullivan, 7 923 F.2d 1391, 1394 (9th Cir. 1991)). 8 IT IS SO ORDERED. 9 10 Dated: March 28, 2023 /s/ Gary S. Austin UNITED STATES MAGISTRATE JUDGE 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28