(SS) Brager v. Commissioner of Social Security ( 2022 )

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 LYNN SUSAN BRAGER, No. 2:20-cv-1092 DB 12 Plaintiff, 13 v. ORDER 14 KILOLO KIJAKAZI, Acting Commissioner of Social Security,1 15 16 Defendant. 17 18 This social security action was submitted to the court without oral argument for ruling on 19 plaintiff’s motion for summary judgment and defendant’s cross-motion for summary judgment.2 20 Plaintiff’s motion argues that the Administrative Law Judge erred with respect to the treatment of 21 the medical opinion evidence, plaintiff’s testimony, in determining plaintiff’s residual functional 22 capacity, and at step four of the sequential evaluation. 23 //// 24 1 After the filing of this action Kilolo Kijakazi was appointed Acting Commissioner of Social 25 Security and has, therefore, been substituted as the defendant. See 42 U.S.C. § 405(g) (referring 26 to the “Commissioner’s Answer”); 20 C.F.R. § 422.210(d) (“the person holding the Office of the Commissioner shall, in his official capacity, be the proper defendant”). 27 2 Both parties have previously consented to Magistrate Judge jurisdiction over this action 28 pursuant to 28 U.S.C. § 636(c). (See ECF No. 11.) 1 For the reasons explained below, plaintiff’s motion is granted, the decision of the 2 Commissioner of Social Security (“Commissioner”) is reversed, and the matter is remanded for 3 further proceedings. 4 PROCEDURAL BACKGROUND 5 On August 31, 2017, plaintiff filed an application for Disability Insurance Benefits 6 (“DIB”) under Title II of the Social Security Act (“the Act”), alleging disability beginning on 7 October 2, 2016. (Transcript (“Tr.”) at 10.) Plaintiff’s alleged impairments included chronic 8 back and leg pain, and osteoarthritis. (Id. at 63.) Plaintiff’s application was denied initially, (id. 9 at 87-91), and upon reconsideration. (Id. at 97-101.) 10 Plaintiff requested an administrative hearing and a hearing was held before an 11 Administrative Law Judge (“ALJ”) on February 12, 2019. (Id. at 23-51.) Plaintiff was 12 represented by an attorney and testified at the administrative hearing. (Id. at 23-30.) In a 13 decision issued on March 28, 2019, the ALJ found that plaintiff was not disabled. (Id. at 18.) 14 The ALJ entered the following findings: 15 1. The claimant last met the insured status requirements of the Social Security Act on December 31, 2018. 16 2. The claimant did not engage in substantial gainful activity 17 during the period from her alleged onset date of October 2, 2016, through her date last insured of December 31, 2018 (20 CFR 18 404.1571 et seq.). 19 3. Through the date last insured, the claimant had the following severe impairments: status post left knee total arthroscopy 20 replacement; right knee osteoarthritis; status post lumbar surgery; and right foot degenerative joint disease (20 CFR 404.1520(c)). 21 4. Through the date last insured, the claimant did not have an 22 impairment or combination of impairments that met or medically equaled the severity of one of the listed impairments in 20 CFR Part 23 404, Subpart P, Appendix 1 (20 CFR 404.1520(d), 404.1525, and 404.1526). 24 5. After careful consideration of the entire record, I find that, through 25 the date last insured, the claimant had the residual functional capacity to perform sedentary work as defined in 20 CFR 404.1567(a) except 26 can stand and/or walk two out of eight hours; sit foronly [sic] occasional ramps or stairs; no ladders, ropes or scaffolds; frequent 27 balance; and occasional stoop, kneel, crouch, or crawl. 28 //// 1 2 6. Through the date last insured, the claimant was capable of performing past relevant work as a project manager. This work did 3 not require the performance of work-related activities precluded by the claimant’s residual functional capacity (20 CFR 404.1565). 4 7. The claimant was not under a disability, as defined in the Social 5 Security Act, at any time from October 2, 2016, the alleged onset date, through December 31, 2018, the date last insured (20 CFR 6 404.1520(f)). 7 (Id. at 12-17.) 8 On April 24, 2020, the Appeals Council denied plaintiff’s request for review of the ALJ’s 9 March 28, 2019 decision. (Id. at 1-5.) Plaintiff sought judicial review pursuant to 42 U.S.C. § 10 405(g) by filing the complaint in this action on May 30, 2020. (ECF. No. 1.) 11 LEGAL STANDARD 12 “The district court reviews the Commissioner’s final decision for substantial evidence, 13 and the Commissioner’s decision will be disturbed only if it is not supported by substantial 14 evidence or is based on legal error.” Hill v. Astrue, 698 F.3d 1153, 1158-59 (9th Cir. 2012). 15 Substantial evidence is such relevant evidence as a reasonable mind might accept as adequate to 16 support a conclusion. Osenbrock v. Apfel, 240 F.3d 1157, 1162 (9th Cir. 2001); Sandgathe v. 17 Chater, 108 F.3d 978, 980 (9th Cir. 1997). 18 “[A] reviewing court must consider the entire record as a whole and may not affirm 19 simply by isolating a ‘specific quantum of supporting evidence.’” Robbins v. Soc. Sec. Admin., 20 466 F.3d 880, 882 (9th Cir. 2006) (quoting Hammock v. Bowen, 879 F.2d 498, 501 (9th Cir. 21 1989)). If, however, “the record considered as a whole can reasonably support either affirming or 22 reversing the Commissioner’s decision, we must affirm.” McCartey v. Massanari, 298 F.3d 1072, 23 1075 (9th Cir. 2002). 24 A five-step evaluation process is used to determine whether a claimant is disabled. 20 25 C.F.R. § 404.1520; see also Parra v. Astrue, 481 F.3d 742, 746 (9th Cir. 2007). The five-step 26 process has been summarized as follows: 27 Step one: Is the claimant engaging in substantial gainful activity? If so, the claimant is found not disabled. If not, proceed to step two. 28 1 Step two: Does the claimant have a “severe” impairment? If so, proceed to step three. If not, then a finding of not disabled is 2 appropriate. 3 Step three: Does the claimant’s impairment or combination of impairments meet or equal an impairment listed in 20 C.F.R., Pt. 404, 4 Subpt. P, App. 1? If so, the claimant is automatically determined disabled. If not, proceed to step four. 5 Step four: Is the claimant capable of performing his past work? If 6 so, the claimant is not disabled. If not, proceed to step five. 7 Step five: Does the claimant have the residual functional capacity to perform any other work? If so, the claimant is not disabled. If not, 8 the claimant is disabled. 9 Lester v. Chater, 81 F.3d 821, 828 n.5 (9th Cir. 1995). 10 The claimant bears the burden of proof in the first four steps of the sequential evaluation 11 process. Bowen v. Yuckert, 482 U.S. 137, 146 n. 5 (1987). The Commissioner bears the burden 12 if the sequential evaluation process proceeds to step five. Id.; Tackett v. Apfel, 180 F.3d 1094, 13 1098 (9th Cir. 1999). 14 APPLICATION 15 Plaintiff’s pending motion argues that the ALJ committed the following four principal 16 errors: (1) the ALJ’s treatment of plaintiff’s testimony constituted error; (2) the ALJ erred at step 17 four of the sequential evaluation; (3) the ALJ’s residual functional capacity determination was 18 erroneous; and (4) the ALJ’s treatment of the medical opinion evidence constituted error.3 (Pl.’s 19 MSJ (ECF No. 15-1) at 16-28.4) 20 I. Plaintiff’s Testimony 21 The Ninth Circuit has summarized the ALJ’s task with respect to assessing a claimant’s 22 credibility as follows: 23 To determine whether a claimant’s testimony regarding subjective pain or symptoms is credible, an ALJ must engage in a two-step 24 analysis. First, the ALJ must determine whether the claimant has presented objective medical evidence of an underlying impairment 25 which could reasonably be expected to produce the pain or other 26 3 The Court has reordered plaintiff’s claims for sake of clarity and efficiency. 27 4 Page number citations such as this one are to the page number reflected on the court’s CM/ECF 28 system and not to page numbers assigned by the parties. 1 symptoms alleged. The claimant, however, need not show that her impairment could reasonably be expected to cause the severity of the 2 symptom she has alleged; she need only show that it could reasonably have caused some degree of the symptom. Thus, the ALJ 3 may not reject subjective symptom testimony . . . simply because there is no showing that the impairment can reasonably produce the 4 degree of symptom alleged. 5 Second, if the claimant meets this first test, and there is no evidence of malingering, the ALJ can reject the claimant’s testimony about the 6 severity of her symptoms only by offering specific, clear and convincing reasons for doing so . . . . 7 8 Lingenfelter v. Astrue, 504 F.3d 1028, 1035-36 (9th Cir. 2007) (citations and quotation marks 9 omitted). “The clear and convincing standard is the most demanding required in Social Security 10 cases.” Moore v. Commissioner of Social Sec. Admin., 278 F.3d 920, 924 (9th Cir. 2002). “At 11 the same time, the ALJ is not required to believe every allegation of disabling pain, or else 12 disability benefits would be available for the asking[.]” Molina v. Astrue, 674 F.3d 1104, 1112 13 (9th Cir. 2012). 14 “The ALJ must specifically identify what testimony is credible and what testimony 15 undermines the claimant’s complaints.” Valentine v. Commissioner Social Sec. Admin., 574 16 F.3d 685, 693 (9th Cir. 2009) (quoting Morgan v. Comm’r of Soc. Sec. Admin., 169 F.3d 595, 17 599 (9th Cir. 1999)). In weighing a claimant’s credibility, an ALJ may consider, among other 18 things, the “[claimant’s] reputation for truthfulness, inconsistencies either in [claimant’s] 19 testimony or between [her] testimony and [her] conduct, [claimant’s] daily activities, [her] work 20 record, and testimony from physicians and third parties concerning the nature, severity, and effect 21 of the symptoms of which [claimant] complains.” Thomas v. Barnhart, 278 F.3d 947, 958-59 22 (9th Cir. 2002) (modification in original) (quoting Light v. Soc. Sec. Admin., 119 F.3d 789, 792 23 (9th Cir. 1997)). If the ALJ’s credibility finding is supported by substantial evidence in the 24 record, the court “may not engage in second-guessing.” Id. 25 Here, the ALJ recounted plaintiff’s testimony as follows: 26 The claimant is a sixty year old female with a tenth grade education. She alleges she suffers from chronic back and leg pain continue after 27 back surgery, osteoarthritis in left knee, and the inability to sleep well 28 //// 1 at night. In addition, she takes medications which cause sleepiness, twitching, and cramps. She last worked December 8, 2016, as a 2 production manager, but stopped because of her conditions. 3 The claimant testified she is unable to work because of her back and knee pain. She has to elevate her knee and foot. She cannot remain 4 in one position for long periods. Her pain interferes with sleep, and while she takes medications they leave her feeling groggy. She is 5 most comfortable laying on her back or in a recliner. She can assist with grocery shopping, but is usually unable to finish shopping 6 throughout the store and has to sit down. She was wearing a boot on her right foot at the hearing and testified she needs to undergo surgery 7 in the future. She has ongoing bilateral knee pain, worse on the right. She has experienced residual lumbar pain, radiating into the lower 8 extremities, after surgery in October 2016. She explained a postoperative MRI revealed scar tissue in the spine. She is able to 9 perform light household chores including cleaning the floors and dusting. She can sit up to forty five minutes and stand up to a half 10 hour. However, she has some days when she cannot even perform these tasks for that long. She further estimated she has to lay down 11 three to four times a day to relieve pain. 12 (Tr. at 13-14) (citations omitted). 13 The ALJ found that plaintiff’s medically determinable impairments could reasonably be 14 expected to cause the symptoms alleged, but that plaintiff’s statements concerning the intensity, 15 persistence, and limiting effects of those symptoms were “not entirely consistent with the medical 16 evidence and other evidence in the record for the reason explained in [the] decision.”5 (Id. at 14.) 17 The ALJ conceded that plaintiff had “received various forms of treatment, conservative 18 and surgical, for her impairments,” but rejected plaintiff’s testimony by finding, in part, that 19 plaintiff’s treatment had been “generally successful in controlling her symptoms and improving 20 her functioning.” (Id. at 14.) However, that a patient’s symptoms improve and/or stabilize with 21 treatment does not mean that the impairments would no longer be present in a work setting. See 22 23 5 “ALJs routinely include this statement in their written findings as an introduction to the ALJ’s credibility determination” before “identify[ing] what parts of the claimant’s testimony were not 24 credible and why.” Treichler v. Comm’r of Soc. Sec. Admin., 775 F.3d 1090, 1103 (9th Cir. 2014). “The use of this generic language is not itself reversible error . . . but it inverts the 25 responsibility of an ALJ, which is first to determine the medical impairments of a claimant based 26 on the record and the claimant’s credible symptom testimony and only then to determine the claimant’s RFC. By rejecting a claimant’s subjective symptoms ‘to the extent they are 27 inconsistent with the above residual functional capacity assessment,’ the agency indicates that it is failing properly to incorporate a claimant’s testimony regarding subjective symptoms and pain 28 into the RFC finding, as it is required to do.” Trevizo, 871 F.3d at 679 n.6. 1 Hutsell v. Massanari, 259 F.3d 707, 712 (8th Cir. 2001) (“We also believe that the Commissioner 2 erroneously relied too heavily on indications in the medical record that Hutsell was ‘doing well,’ 3 because doing well for the purposes of a treatment program has no necessary relation to a 4 claimant’s ability to work or to her work-related functional capacity.”). 5 The ALJ also asserted that plaintiff’s “subjective allegations [were] inconsistent with the 6 medical evidence and other evidence in the record.” (Tr. at 15.) However, “after a claimant 7 produces objective medical evidence of an underlying impairment, an ALJ may not reject a 8 claimant’s subjective complaints based solely on a lack of medical evidence to fully corroborate 9 the alleged severity” of the symptoms. Burch v. Barnhart, 400 F.3d 676, 680 (9th Cir. 2005); see 10 also Putz v. Astrue, 371 Fed. Appx. 801, 802-03 (9th Cir. 2010) (“Putz need not present objective 11 medical evidence to demonstrate the severity of her fatigue.”); Perez v. Astrue, 247 Fed. Appx. 12 931, 936 (9th Cir. 2007) (“That the degree of Perez’s subjective complaints were not corroborated 13 by the objective clinical findings in the ALJ’s view was of no legal moment because pain is 14 inherently an individual phenomenon.”); Bunnell v. Sullivan, 947 F.2d 341, 347 (9th Cir. 1991) 15 (“If an adjudicator could reject a claim for disability simply because a claimant fails to produce 16 medical evidence supporting the severity of the pain, there would be no reason for an adjudicator 17 to consider anything other than medical findings.”). 18 The ALJ also relied on plaintiff’s “daily activities” as a basis for rejecting plaintiff’s 19 testimony. (Tr. at 14.) 20 The critical differences between activities of daily living and activities in a full-time job are that a person has more flexibility in 21 scheduling the former than the latter, can get help from other persons ... and is not held to a minimum standard of performance, as she 22 would be by an employer. The failure to recognize these differences is a recurrent, and deplorable, feature of opinions by administrative 23 law judges in social security disability cases. 24 Bjornson v. Astrue, 671 F.3d 640, 647 (7th Cir. 2012). In this regard, the Ninth Circuit “has 25 repeatedly asserted that the mere fact that a plaintiff has carried on certain daily activities, such as 26 grocery shopping, driving a car, or limited walking for exercise, does not in any way detract from 27 her credibility as to her overall disability. One does not need to be utterly incapacitated in order 28 to be disabled.” Vertigan v. Halter, 260 F.3d 1044, 1050 (9th Cir. 2001); see also Garrison v. 1 Colvin, 759 F.3d 995, 1016 (9th Cir. 2014) (citation omitted) (“[I]mpairments that would 2 unquestionably preclude work and all the pressures of a workplace environment will often be 3 consistent with doing more than merely resting in bed all day.”). 4 For the reasons stated above, the Court finds that the ALJ failed to offer a clear and 5 convincing reason for rejecting plaintiff’s testimony. Accordingly, plaintiff is entitled to 6 summary judgment on this claim. 7 II. Step Four Error 8 Plaintiff also argues that the ALJ erred at step four of the sequential evaluation by finding 9 that plaintiff could do past relevant work as a project manager. (Pl.’s MSJ (ECF No. 15-1) at 25- 10 28.) In making this finding, the ALJ explicitly relied on the testimony of a vocational expert in 11 response to a hypothetical question from the ALJ. (Tr. at 17.) While an ALJ may pose a range of 12 hypothetical questions to a vocational expert (“VE”) based on alternate interpretations of the 13 evidence, the hypothetical question that ultimately serves as the basis for the ALJ’s 14 determination, i.e., the hypothetical question that is predicated on the ALJ’s final residual 15 functional capacity assessment, must account for all of the limitations and restrictions of the 16 particular claimant. Bray v. Comm’r of Soc. Sec. Admin., 554 F.3d 1219, 1228 (9th Cir. 2009). 17 When an ALJ’s hypothetical question fails to set forth all of a plaintiff’s impairments 18 supported by the evidence “the vocational expert’s testimony cannot constitute substantial 19 evidence to support the ALJ’s findings.” Gallant v. Heckler, 753 F.2d 1450, 1456 (9th Cir. 20 1984); see also Taylor v. Commissioner of Social Sec. Admin., 659 F.3d 1228, 1235 (9th Cir. 21 2011) (“Because neither the hypothetical nor the answer properly set forth all of Taylor’s 22 impairments, the vocational expert’s testimony cannot constitute substantial evidence to support 23 the ALJ’s findings.”). 24 Here, because the ALJ improperly rejected plaintiff’s testimony, the ALJ’s hypothetical 25 question to the VE did not account for plaintiff’s limitations that were consistent with the medical 26 evidence and supported by plaintiff’s testimony. Moreover, at the February 12, 2019 hearing the 27 VE testified that an “individual of the same . . . education” as plaintiff, could perform the job of 28 project manager, DOT number 189.117-030, not as plaintiff performed that job “but . . . as it’s 1 typically performed.” (Tr. at 43-44.) The ALJ ultimately found that plaintiff could perform past 2 relevant as a project manager “as generally performed in the regional and national economy but 3 not as actually performed” by plaintiff “based on the testimony of the vocational expert.” (Id. at 4 17.) 5 According to the Dictionary of Occupational Titles, the job of project manager as it is 6 typically performed requires the use of algebra, calculus, and statistics. Specifically, the job 7 requires: 8 Reasoning: Level 5 - Apply principles of logical or scientific thinking to define problems, collect data, establish facts, and draw 9 valid conclusions. Interpret an extensive variety of technical instructions in mathematical or diagrammatic form. Deal with 10 several abstract and concrete variables. 11 Math: Level 5 - ALGEBRA: Work with exponents and logarithms, linear equations, quadratic equations, mathematical induction and 12 binomial theorem, and permutations. 13 CALCULUS: Apply concepts of analytic geometry, differentiations, and integration of algebraic functions with applications. 14 STATISTICS: Apply mathematical operations to frequency 15 distributions, reliability and validity of tests, normal curve, analysis of variance, correlation techniques, chi-square application and 16 sampling theory, and factor analysis. 17 DICOT 189.117-030. Plaintiff, however, possessed only a high school proficiency. (Tr. at 30.) 18 In this regard, it is apparent that the VE’s testimony that plaintiff could perform the job of 19 project manager conflicted with the DOT’s requirement for that work. “When there is an 20 apparent conflict between the VE’s testimony and the Dictionary of Occupational Titles 21 (“DOT”)—for example, expert testimony that a claimant can perform an occupation involving 22 DOT requirements that appear more than the claimant can handle—the ALJ is required to 23 reconcile the inconsistency.” Zavalin, 778 F.3d at 846. Here, the ALJ did not question the VE 24 concerning that conflict. 25 Because of the failures noted above the VE’s testimony cannot constitute substantial 26 evidence to support the ALJ’s step four finding. See March v. Commissioner of Social Sec. 27 Admin., 462 Fed. Appx. 671, 674 (9th Cir. 2011) (“The ALJ’s errors in constructing his RFC 28 assessment preclude affirmance of his finding at Step 4. Because the RFC was defective, so were 1 the hypothetical questions that the ALJ posed to a vocational expert at the hearing, and so were 2 the VE’s answers. The VE’s testimony cannot constitute substantial evidence in such 3 circumstances . . . and the ALJ’s finding at Step 4 was premised on nothing else.”); Pruett v. 4 Colvin, 85 F.Supp.3d 1152, 1158 (N.D. Cal. 2015) (“Here, because the ALJ did not question the 5 vocational expert concerning the apparent conflict between the vocational expert’s testimony and 6 the DOT, there is no evidence in the record that plaintiff can perform the light work required of a 7 small products assembler.”). 8 For the reasons stated above, plaintiff is also entitled to summary judgment on this claim. 9 CONCLUSION 10 After having found error, “‘[t]he decision whether to remand a case for additional 11 evidence, or simply to award benefits[,] is within the discretion of the court.’”6 Trevizo v. 12 Berryhill, 871 F.3d 664, 682 (9th Cir. 2017) (quoting Sprague v. Bowen, 812 F.2d 1226, 1232 13 (9th Cir. 1987)). A case may be remanded under the “credit-as-true” rule for an award of benefits 14 where: 15 (1) the record has been fully developed and further administrative proceedings would serve no useful purpose; (2) the ALJ has failed to 16 provide legally sufficient reasons for rejecting evidence, whether claimant testimony or medical opinion; and (3) if the improperly 17 discredited evidence were credited as true, the ALJ would be required to find the claimant disabled on remand. 18 19 Garrison v. Colvin, 759 F.3d 995, 1020 (9th Cir. 2014). 20 Even where all the conditions for the “credit-as-true” rule are met, the court retains 21 “flexibility to remand for further proceedings when the record as a whole creates serious doubt as 22 to whether the claimant is, in fact, disabled within the meaning of the Social Security Act.” Id. at 23 24 6 Having already identified an error requiring remand, in light of plaintiff’s request for remand for further hearing, and review of the record the Court finds it unnecessary to reach plaintiff’s 25 remaining claims of error. See Janovich v. Colvin, No. 2:13-cv-0096 DAD, 2014 WL 4370673, 26 at *7 (E.D. Cal. Sept. 2, 2014) (“In light of the analysis and conclusions set forth above, the court need not address plaintiff's remaining claims of error.”); Manning v. Colvin, No. CV 13-4853 27 DFM, 2014 WL 2002213, at *2 (C.D. Cal. May 15, 2014) (“Because the Court finds that the decision of the ALJ must be reversed on the basis of the stooping limitation, the Court need not 28 address Plaintiff’s remaining contentions.”). 1 |} 1021; see also Dominguez v. Colvin, 808 F.3d 403, 407 (9th Cir. 2015) (“Unless the district court 2 | concludes that further administrative proceedings would serve no useful purpose, it may not 3 || remand with a direction to provide benefits.”); Treichler v. Commissioner of Social Sec. Admin., 4 | 775 F.3d 1090, 1105 (9th Cir. 2014) (“Where . . . an ALJ makes a legal error, but the record is 5 || uncertain and ambiguous, the proper approach is to remand the case to the agency.”). 6 Here, plaintiff argues that this matter should be remanded for further proceedings and the 7 | Court agrees. (Pl.’s MSJ (ECF No. 21) at 10.) 8 Accordingly, IT IS HEREBY ORDERED that: 9 1. Plaintiff's motion for summary judgment (ECF No. 15) is granted; 10 2. Defendant’s cross-motion for summary judgment (ECF No. 20) is denied; 11 3. The Commissioner’s decision is reversed; 12 4. This matter is remanded for further proceedings consistent with the order; and 13 5. The Clerk of the Court shall enter judgment for plaintiff and close this case. 14 | Dated: March 28, 2022 15 16 U7 -BORAH BARNES UNITED STATES MAGISTRATE JUDGE 18 19 20 21 22 23 24 25 || DLB:6 DB\orders\orders.soc sec\brager1092.ord 26 27 28 11