(PC) Snowden v. Sullivan ( 2022 )

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 DANIEL L. SNOWDEN, ) Case No.: 1:20-cv-00415-JLT-SAB (PC) ) 12 Plaintiff, ) ) FINDINGS AND RECOMMENDATIONS 13 v. ) REGARDING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT 14 W. SULLIVAN, et al., ) ) (ECF No. 33) 15 Defendants. ) ) 16 ) ) 17 ) 18 Plaintiff Daniel L. Snowden is proceeding pro se and in forma pauperis in this civil rights action 19 pursuant to 42 U.S.C. § 1983. 20 Currently before the Court is Defendants’ exhaustion-related motion for summary judgment, 21 filed September 23, 2021. 22 I. 23 PROCEDURAL BACKGROUND 24 This action is proceeding on Plaintiff’s first amended complaint against Defendants Angel 25 Ribera and Jerrick Block for deliberate indifference in violation of the Eighth Amendment. 26 Defendants filed an answer to the complaint on April 21, 2021. 27 On May 24, 2021, the Court issued the discovery and scheduling order. 28 1 On September 23, 2021, Defendants filed the instant motion for summary judgment for non- 2 exhaustion of the administrative remedies. (ECF No. 33.) Although Plaintiff sought and received an 3 extension of time to file an opposition, he failed to do so and the deadline has passed. Accordingly, 4 Defendants’ motion for summary judgment is deemed submitted for review. Local Rule 230(l). 5 II. 6 LEGAL STANDARD 7 A. Statutory Exhaustion Requirement 8 The Prison Litigation Reform Act (PLRA) of 1995, requires that prisoners exhaust “such 9 administrative remedies as are available” before commencing a suit challenging prison conditions.” 42 10 U.S.C. § 1997e(a); see also Ross v. Blake, 578 U.S. 632, 638 (2016) (“An inmate, that is, must exhaust 11 available remedies, but need not exhaust unavailable ones.”). Exhaustion is mandatory unless 12 unavailable. “The obligation to exhaust ‘available’ remedies persists as long as some remedy remains 13 ‘available.’ Once that is no longer the case, then there are no ‘remedies … available,’ and the prisoner 14 need not further pursue the grievance.” Brown v. Valoff, 422 F.3d 926, 935 (9th Cir. 2005) (emphasis 15 in original) (citing Booth v. Churner, 532 U.S. 731, 739 (2001)). 16 This statutory exhaustion requirement applies to all inmate suits about prison life, Porter v. 17 Nussle, 534 U.S. 516, 532 (2002) (quotation marks omitted), regardless of the relief sought by the 18 prisoner or the relief offered by the process, Booth v. Churner, 532 U.S. at 741, and unexhausted claims 19 may not be brought to court, Jones v. Bock, 549 U.S. 199, 211 (2007) (citing Porter, 534 U.S. at 524). 20 The failure to exhaust is an affirmative defense, and the defendants bear the burden of raising 21 and proving the absence of exhaustion. Jones, 549 U.S. at 216; Albino v. Baca, 747 F.3d 1162, 1166 22 (9th Cir. 2014). “In the rare event that a failure to exhaust is clear from the face of the complaint, a 23 defendant may move for dismissal under Rule 12(b)(6).” Albino, 747 F.3d at 1166. Otherwise, the 24 defendants must produce evidence proving the failure to exhaust, and they are entitled to summary 25 judgment under Rule 56 only if the undisputed evidence, viewed in the light most favorable to the 26 plaintiff, shows he failed to exhaust. Id. 27 B. Summary Judgment Standard 28 Any party may move for summary judgment, and the Court shall grant summary judgment if the 1 movant shows that there is no genuine dispute as to any material fact and the movant is entitled to 2 judgment as a matter of law. Fed. R. Civ. P. 56(a) (quotation marks omitted); Albino, 747 F.3d at 1166; 3 Washington Mut. Inc. v. U.S., 636 F.3d 1207, 1216 (9th Cir. 2011). Each party’s position, whether it 4 be that a fact is disputed or undisputed, must be supported by (1) citing to particular parts of materials 5 in the record, including but not limited to depositions, documents, declarations, or discovery; or (2) 6 showing that the materials cited do not establish the presence or absence of a genuine dispute or that the 7 opposing party cannot produce admissible evidence to support the fact. Fed. R. Civ. P. 56(c)(1) 8 (quotation marks omitted). The Court may consider other materials in the record not cited to by the 9 parties, although it is not required to do so. Fed. R. Civ. P. 56(c)(3); Carmen v. San Francisco Unified 10 Sch. Dist., 237 F.3d 1026, 1031 (9th Cir. 2001); accord Simmons v. Navajo Cnty., Ariz., 609 F.3d 1011, 11 1017 (9th Cir. 2010). 12 The defendants bear the burden of proof in moving for summary judgment for failure to exhaust, 13 Albino, 747 F.3d at 1166, and they must “prove that there was an available administrative remedy, and 14 that the prisoner did not exhaust that available remedy,” id. at 1172. If the defendants carry their burden, 15 the burden of production shifts to the plaintiff “to come forward with evidence showing that there is 16 something in his particular case that made the existing and generally available administrative remedies 17 effectively unavailable to him.” Id. “If the undisputed evidence viewed in the light most favorable to 18 the prisoner shows a failure to exhaust, a defendant is entitled to summary judgment under Rule 56.” 19 Id. at 1166. However, “[i]f material facts are disputed, summary judgment should be denied, and the 20 district judge rather than a jury should determine the facts.” Id. 21 III. 22 DISCUSSION 23 A. Description of CDCR’s Administrative Remedy Process 24 Plaintiff is a state prisoner in the custody of the California Department of Corrections and 25 Rehabilitation (“CDCR”), and CDCR has an administrative remedy process for inmate grievances. Cal. 26 Code Regs. tit. 15, § 3084.1 (2014). Compliance with section 1997e(a) is mandatory and state prisoners 27 are required to exhaust CDCR’s administrative remedy process prior to filing suit in federal court. 28 Woodford v. Ngo, 548 U.S. 81, 85-86 (2006); Sapp v. Kimbrell, 623 F.3d 813, 818 (9th Cir. 2010). 1 CDCR’s administrative grievance process for non-medical appeals consists of three levels of review: 2 (1) first level formal written appeals; (2) second level appeal to the Warden or designees; and (3) third 3 level appeal to the Office of Appeals (OOA). Inmates are required to submit appeals on a standardized 4 form (CDCR Form 602), attach necessary supporting documentation, and submit the appeal within thirty 5 days of the disputed event. Cal. Code Regs. tit. 15, §§ 3084.2, 3084.3(a), 3084.8(b). The California 6 Code of Regulations also requires the following: 7 The inmate or parolee shall list all staff member(s) involved and shall describe their involvement in the issue. To assist in the identification of staff members, the inmate or parolee 8 shall include the staff member’s last name, first initial, title or position, if known, and the dates of the staff member’s involvement in the issue under appeal. If the inmate or parolee does not 9 have the requested identifying information about the staff member(s), he or she shall provide 10 any other available information that would assist the appeals coordinator in making a reasonable attempt to identify the staff member(s) in question. 11 12 Cal. Code Regs. tit. 15, § 3084.2(a)(3).1 13 B. Summary of Allegations Underlying Plaintiff’s Claims 14 On or about November 17, 2018, Plaintiff arrived at California Correctional Institution (CCI) 15 in Tehachapi. After a few months of Plaintiff’s arrival, he started to have extreme stomach pain. 16 Plaintiff put in a medical slip to see the Licensed Vocational Nurse (LVN). Plaintiff was seen by the 17 LVN and Plaintiff was prescribed medication to help with his stomach pain. After several months, 18 Plaintiff broke out with a rash that caused puss and bleeding. Plaintiff’s stomach pain was getting 19 worse and he put in several medical requests with zero results. 20 Plaintiff filed a health care inmate grievance which was processed as a regular inmate 21 grievance. Twenty days after filing the inmate grievance, Plaintiff was slandered by correctional 22 officers. 23 On approximately August 3, 2019, Angel Ribera and Jerrick Block went to Plaintiff’s cell to 24 test his water. Plaintiff was never told about the water levels or what is in the water. 25 26 1 Effective June 1, 2020, the new rules are set out in Cal. Code Regs. tit. 15, §§ 3480–3486. For purposes of these Findings 27 and Recommendations, all citations refer to the 2019 version of the regulations which were effective at the time relevant to Plaintiff's claims. 28 1 Plaintiff was seen by Dr. H. Tate, and Plaintiff explained to him the pain and cramps in his 2 stomach, as well as the itchy bloody spots on his back and arms. Dr. Tate told Plaintiff that two years 3 prior sewage ran from the fields into the water and that was the cause of Plaintiff’s skin and stomach 4 pain. 5 Angel Ribera and Jerrick Block provided false water samples and are involved in a cover-up to 6 hide the fact that CCI has contaminated water. 7 C. Statement of Undisputed Facts2 8 1. At all times relevant to this action, Plaintiff was a state prisoner in the custody of the 9 California Department of Corrections and Rehabilitation (CDCR) and incarcerated at California 10 Correctional Institution, Tehachapi (CCI). (First Am. Compl. (FAC), ECF No. 10 at 11.) 11 2. While at CCI, Plaintiff filed seven inmate appeals, three of which were filed in 2019. 12 (Stone Decl. ¶ 12, Ex. 3.) 13 3. Of the appeals filed in 2019, only one relates to the water condition at CCI, which has 14 log number CCI-0-19-02427. The other grievances deal with issues of classification, ventilation and 15 lighting. (Stone Decl. ¶¶ 13, 14, Ex. 4.) 16 4. Plaintiff filed appeal log number CCI-0-19-002427 on July 30, 2019, in which he 17 complained that he developed medical conditions—stomach pains and white spots on his skin— 18 because of the water in the cell and the dayroom shower. (Stone Decl. ¶ 14, Ex. 4.) 19 5. Defendant Ribera interviewed Plaintiff at the first level review, and Defendants 20 collected a water sample from Plaintiff’s cell on August 13, 2019. (Stone Decl. ¶ 14, Ex. 4; FAC at 21 12.) 22 6. Plaintiff did not make any allegations against Defendants J. Block and A. Ribera in the 23 initial appeal log number CCI-0-19-02427. Plaintiff submitted the grievance to the second level, and 24 in part D of the appeal to the second level, which asks inmates to explain why they are dissatisfied 25 with the first level response, Plaintiff implies that Defendants tried to hide that the water was 26 contaminated. (Stone Decl. ¶¶ 14, 15, Exs. 4, 5.) 27 28 2 1 7. The second level did not address Plaintiff’s allegation in part D. After reviewing the 2 available record and interviewing Plaintiff a second time, the second level review found that the water 3 at CCI meets EPA standard, and granted Plaintiff’s request to be provided with fresh and clean 4 drinking and shower water. (Stone Decl. ¶ 15, Ex. 5.) 5 8. Plaintiff submitted an appeal of grievance log number CCI-0-19-02427 to the third 6 level on October 24, 2019, and did not allege that Defendants falsified the water sample in deliberate 7 indifference to Plaintiff’s serious medical needs. Under part F, which asks inmates to explain why 8 they are dissatisfied with the second level response, Plaintiff does not reiterate that Defendants tried to 9 hide that the water was contaminated. (Moseley Decl. ¶¶ 6, 8, Exs. 1, 2.) 10 9. Due to time constraints, the third level did not issue a decision, and the second level 11 decision serves as the final decision. (Moseley Decl. ¶ 9, Ex. 2.) 12 10. Plaintiff has not submitted any appeals alleging that Defendants falsified water samples 13 in deliberate indifference to his serious medical needs. (Stone Decl. ¶¶ 13, 16, Ex. 3; Moseley Decl. ¶ 14 10, Ex. 1; Thai Decl. ¶¶ 4-5, Ex. 6.) 15 D. Analysis of Defendants’ Motion 16 Defendants argue that despite an available administrative grievance process, Plaintiff failed to 17 properly exhaust his claims against Defendants because Plaintiff cannot expand the scope of the 18 original grievance by adding new allegations which did not exist at the time of the original grievance. 19 As an initial matter, Defendants have satisfied their initial burden of proving that “there was an 20 available administrative remedy, and that prisoner did not exhaust that available remedy.” See Albino, 21 747 F.3d at 1172. Plaintiff did not file an opposition and has not disputed that Defendants have met 22 their initial burden of showing that an available administrative remedy exists.3 It is undisputed that 23 while at CCI, Plaintiff filed seven inmate appeals, three of which were filed in 2019. (UF 2.) Of the 24 appeals filed in 2019, only one relates to the water condition at CCI, which has log number CCI-0-19- 25 02427. The other grievances deal with issues of classification, ventilation and lighting. (UF 3.) 26 27 3 Indeed, in the first amended complaint, Plaintiff acknowledges the availability of an administrative procedure. (ECF No. 28 1 Plaintiff filed appeal log number CCI-0-19-002427 on July 30, 2019, in which he complained that he 2 developed medical conditions—stomach pains and white spots on his skin—because of the water in 3 the cell and the dayroom shower. (UF 4.) Defendant Ribera interviewed Plaintiff at the first level 4 review, and Defendants collected a water sample from Plaintiff’s cell on August 13, 2019. (UF 5.) 5 Plaintiff did not make any allegations against Defendants J. Block and A. Ribera in the initial appeal 6 log number CCI-0-19-02427. Plaintiff submitted the grievance to the second level, and in part D of 7 the appeal to the second level, which asks inmates to explain why they are dissatisfied with the first 8 level response, Plaintiff implies that Defendants tried to hide that the water was contaminated. (UF 6.) 9 The second level did not address Plaintiff’s allegation in part D. After reviewing the available record 10 and interviewing Plaintiff a second time, the second level review found that the water at CCI meets 11 EPA standard, and granted Plaintiff’s request to be provided with fresh and clean drinking and shower 12 water. (UF 7.) Plaintiff submitted an appeal of grievance log number CCI-0-19-02427 to the third 13 level on October 24, 2019, and did not allege that Defendants falsified the water sample in deliberate 14 indifference to Plaintiff’s serious medical needs. Under part F, which asks inmates to explain why 15 they are dissatisfied with the second level response, Plaintiff does not reiterate that Defendants tried to 16 hide that the water was contaminated. (UF 8.) Due to time constraints, the third level did not issue a 17 decision, and the second level decision serves as the final decision. (UF 9.) Plaintiff has not 18 submitted any appeals alleging that Defendants falsified water samples in deliberate indifference to his 19 serious medical needs. (UF 10.) 20 Moreover, even if Plaintiff claims in a conclusory fashion that he raised such a claim in the 21 second level of review, a new claim not previously presented at the first level of appeal is improper. 22 See Cal Code Regs., tit. 15 § 3084.6(b)(16) (An appeal may be rejected if “[t]he appeal issue or 23 complaint emphasis has been changed at some point in the process to the extent that the issue is 24 entirely new, and the required lower levels of review and assessment have thereby been 25 circumvented.”); see also Cortinas v. Portillo, 754 Fed. App'x 525, 527 (9th Cir. 2018) (concluding 26 that a claim against an appeals coordinator for cancellation was not exhausted because it was not 27 raised in a separate administrative appeal); McCurdy v. Rivero, No. 17-01043-BLF, 2018 WL 28 4300521, at *3, 6-7 (N.D. Cal. Sept. 10, 2018) (plaintiff failed to exhaust a claim for improper 1 screening where the plaintiff's original administrative appeal mentioned neither the improper screening 2 nor the screener); cf. Brodheim v. Cry, 584 F.3d 1262, 1266 (9th Cir. 2009) (noting that prisoner had 3 properly exhausted administrative remedies where he had filed a new administrative appeal regarding 4 the appeals coordinator's actions on review). Thus, the Court finds that Plaintiff's reliance on vague 5 statements made after the appeal was initially filed are not sufficient to show that his deliberate 6 indifference claim was exhausted. Defendants’ alleged misconduct did not occur until after Plaintiff 7 filed his original appeal, when Defendants investigated Plaintiff’s claim that the water was 8 contaminated, and collected a water sample from Plaintiff’s cell. (UF 5.) However, exhaustion is not 9 satisfied if the allegations regarding the misconduct took place after the initial grievance, and the 10 defendant is only named in subsequent appeals. See, e.g., Nunez v. Porter, No. 2:12-CV-2775 JAM 11 KJN, 2015 WL 2345391, at *13 (E.D. Cal. May 14, 2015), report and recommendation adopted, No. 12 2:12-CV-2775 JAM KJN, 2015 WL 4132192 (E.D. Cal. July 9, 2015) (“[P]laintiff cannot challenge 13 acts that took place after he filed a first level grievance in the second level appeal of that grievance”); 14 Blacher v. Johnson, No. 1:12-CV-1159-GSA-PC, 2014 WL 1276485, at *2 (E.D. Cal. Mar. 27, 2014) 15 (to properly exhaust administrative remedies, plaintiff must submit a new appeal after his claim 16 against defendant arose); Simpson v. Justin, No. 2:12-CV-2135 JAM KJN, 2013 WL 3070625, at *4 17 (E.D. Cal. June 17, 2013) (plaintiff cannot expand the scope of the initial appeal by adding allegations 18 in his second level review). In addition, and of significance, Plaintiff did not complain that 19 Defendants Angel Ribera and Jerrick tried to hide that the water was contaminated to the third and 20 final level of review. Accordingly, Defendants’ motion for summary judgment should be granted and 21 the instant action should be dismissed, without prejudice. 22 IV. 23 RECOMMENDATIONS 24 Based on the foregoing, it is HEREBY RECOMMENDED that: 25 1. Defendants’ motion for summary judgment be granted; and 26 2. The instant action be dismissed, without prejudice, for failure to exhaust the 27 administrative remedies. 28 1 These Findings and Recommendations will be submitted to the United States District Judge 2 || assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(). Within twenty-one (21) 3 || days after being served with these Findings and Recommendations, the parties may file written 4 || objections with the Court. The document should be captioned “Objections to Magistrate Judge’s 5 || Findings and Recommendations.” The parties are advised that failure to file objections within the 6 || specified time may result in the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 83 7 || 39 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)). 8 9 || IT IS SO ORDERED. A (Fe _ 10 Dated: _ April 5, 2022 OF 11 UNITED STATES MAGISTRATE JUDGE 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28