(HC) Smith v. Atchley ( 2024 )

1 2 3 4 5 6 7 8 IN THE UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 GILBERT EARL SMITH, No. 2:21-cv-02080-TLN-DMC-P 12 Petitioner, FINDINGS AND RECOMMENDATIONS 13 v. 14 MATTHEW ATCHLEY, 15 Respondent. 16 17 Petitioner, a state prisoner proceeding with retained counsel, brings this petition 18 for a writ of habeas corpus under 28 U.S.C. § 2254. Pending before the Court are Petitioner’s 19 petition for a writ of habeas corpus, ECF No. 1, Respondent’s answer, ECF No. 10, and 20 Petitioner’s traverse, ECF No. 24. 21 Because this action was filed after April 26, 1996, the provisions of the 22 Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) are presumptively applicable. 23 See Lindh v. Murphy, 521 U.S. 320, 336 (1997); Calderon v. United States Dist. Ct. (Beeler), 128 24 F.3d 1283, 1287 (9th Cir. 1997), cert. denied, 522 U.S. 1099 (1998). Under AEDPA, federal 25 habeas relief under 28 U.S.C. § 2254(d) is not available for any claim decided on the merits in 26 / / / 27 / / / 28 / / / 1 state court proceedings unless the state court’s adjudication of the claim: 2 (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the 3 Supreme Court of the United States; or 4 (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding. 5 6 Under § 2254(d)(1), federal habeas relief is available only where the state court’s decision is 7 “contrary to” or represents an “unreasonable application of” clearly established law. Under both 8 standards, “clearly established law” means those holdings of the United States Supreme Court as 9 of the time of the relevant state court decision. See Carey v. Musladin, 549 U.S. 70, 74 (2006) 10 (citing Williams, 529 U.S. at 412). “What matters are the holdings of the Supreme Court, not the 11 holdings of lower federal courts.” Plumlee v. Masto, 512 F.3d 1204 (9th Cir. 2008) (en banc). 12 Supreme Court precedent is not clearly established law, and therefore federal habeas relief is 13 unavailable, unless it “squarely addresses” an issue. See Moses v. Payne, 555 F.3d 742, 753-54 14 (9th Cir. 2009) (citing Wright v. Van Patten, 552 U.S. 120, 28 S. Ct. 743, 746 (2008)). For federal 15 law to be clearly established, the Supreme Court must provide a “categorical answer” to the 16 question before the state court. See id.; see also Carey, 549 U.S. at 76-77 (holding that a state 17 court’s decision that a defendant was not prejudiced by spectators’ conduct at trial was not 18 contrary to, or an unreasonable application of, the Supreme Court’s test for determining prejudice 19 created by state conduct at trial because the Court had never applied the test to spectators’ 20 conduct). Circuit court precedent may not be used to fill open questions in the Supreme Court’s 21 holdings. See Carey, 549 U.S. at 74. 22 In Williams v. Taylor, 529 U.S. 362 (2000) (O’Connor, J., concurring, garnering a 23 majority of the Court), the United States Supreme Court explained these different standards. A 24 state court decision is “contrary to” Supreme Court precedent if it is opposite to that reached by 25 the Supreme Court on the same question of law, or if the state court decides the case differently 26 than the Supreme Court has on a set of materially indistinguishable facts. See id. at 405. A state 27 court decision is also “contrary to” established law if it applies a rule which contradicts the 28 governing law set forth in Supreme Court cases. See id. In sum, the petitioner must demonstrate 1 that Supreme Court precedent requires a contrary outcome because the state court applied the 2 wrong legal rules. Thus, a state court decision applying the correct legal rule from Supreme Court 3 cases to the facts of a particular case is not reviewed under the “contrary to” standard. See id. at 4 406. If a state court decision is “contrary to” clearly established law, it is reviewed to determine 5 first whether it resulted in constitutional error. See Benn v. Lambert, 283 F.3d 1040, 1052 n.6 6 (9th Cir. 2002). If so, the next question is whether such error was structural, in which case federal 7 habeas relief is warranted. See id. If the error was not structural, the final question is whether the 8 error had a substantial and injurious effect on the verdict, or was harmless. See id. 9 State court decisions are reviewed under the far more deferential “unreasonable 10 application of” standard where it identifies the correct legal rule from Supreme Court cases, but 11 unreasonably applies the rule to the facts of a particular case. See Wiggins v. Smith, 539 U.S. 12 510, 520 (2003). While declining to rule on the issue, the Supreme Court in Williams, suggested 13 that federal habeas relief may be available under this standard where the state court either 14 unreasonably extends a legal principle to a new context where it should not apply, or 15 unreasonably refuses to extend that principle to a new context where it should apply. See 16 Williams, 529 U.S. at 408-09. The Supreme Court has, however, made it clear that a state court 17 decision is not an “unreasonable application of” controlling law simply because it is an erroneous 18 or incorrect application of federal law. See id. at 410; see also Lockyer v. Andrade, 538 U.S. 63, 19 75-76 (2003). An “unreasonable application of” controlling law cannot necessarily be found even 20 where the federal habeas court concludes that the state court decision is clearly erroneous. See 21 Lockyer, 538 U.S. at 75-76. This is because “[t]he gloss of clear error fails to give proper 22 deference to state courts by conflating error (even clear error) with unreasonableness.” Id. at 75. 23 As with state court decisions which are “contrary to” established federal law, where a state court 24 decision is an “unreasonable application of” controlling law, federal habeas relief is nonetheless 25 unavailable if the error was non-structural and harmless. See Benn, 283 F.3d at 1052 n.6. 26 / / / 27 / / / 28 / / / 1 The “unreasonable application of” standard also applies where the state court 2 denies a claim without providing any reasoning whatsoever. See Himes v. Thompson, 336 F.3d 3 848, 853 (9th Cir. 2003); Delgado v. Lewis, 223 F.3d 976, 982 (9th Cir. 2000). Such decisions 4 are considered adjudications on the merits and are, therefore, entitled to deference under the 5 AEDPA. See Green v. Lambert, 288 F.3d 1081 1089 (9th Cir. 2002); Delgado, 223 F.3d at 982. 6 The federal habeas court assumes that state court applied the correct law and analyzes whether the 7 state court’s summary denial was based on an objectively unreasonable application of that law. 8 See Himes, 336 F.3d at 853; Delgado, 223 F.3d at 982. 9 10 I. BACKGROUND 11 A. Facts1 12 The state California Court of Appeal recited the following facts in its opinion on 13 direct appeal, and Petitioner has not offered any clear and convincing evidence to rebut the 14 presumption that these facts are correct: 15 Lazaga testified that, on July 8, 2016, he was substituting for a Brink’s courier who had called in sick. A Brink’s courier services ATMs 16 and delivers and picks up money. Lazaga had no guard and his driver was a new hire not yet authorized to carry a firearm. Lazaga was not wearing a 17 bulletproof vest because he was supposed to be in the office that day. At about 9:00 a.m., Lazaga and the driver arrived at a Golden 1 18 Credit Union in Sacramento. Lazaga went into the bank and serviced the ATMs. He left with two large Brink’s bags containing $369,667 and 19 headed towards the Brink’s truck. Lazaga heard someone yelling, “drop the bag.” He turned and saw a man with a gun. The man was wearing a 20 hood and a neon vest and his face was covered. Lazaga dropped the bags, turned away, and took a couple of steps before the man shot him in the 21 back. Lazaga turned back and fired at the man. An exchange of gun fire ensued. Lazaga saw the man go down. Lazaga tried to walk back to the 22 Brink’s truck and lost consciousness. 23 / / / 24 25 1 Pursuant to 28 U.S.C. § 2254(e)(1), “. . . a determination of a factual issue made by a State court shall be presumed to be correct.” Findings of fact in the last reasoned state court 26 decision are entitled to a presumption of correctness, rebuttable only by clear and convincing evidence. See Runningeagle v. Ryan, 686 F.3d 759 n.1 (9th Cir. 2012). Petitioner bears the 27 burden of rebutting this presumption by clear and convincing evidence. See id. These facts are, therefore, drawn from the state court’s opinion(s), lodged in this court. Petitioner may also be 28 referred to as “defendant.” 1 A witness in the bank testified he saw a man in a green reflective jacket come out of a red SUV. The man fired at a man who left the bank 2 with bags of money. The man from the SUV grabbed the bags of money and went towards the SUV. There were shots and this man went down. 3 A sheriff’s deputy testified that on arriving at the scene he found defendant on the ground. Defendant was wearing bandanas and a 4 respirator mask covering his face. He had a pulse but was not breathing. The deputy turned defendant on his side to open his airway. There were 5 multiple bags of currency around defendant and a handgun about 10 feet away. 6 Defendant testified on his behalf. He acknowledged the red SUV was stolen. He asked a female friend for a stolen car, told her he was 7 going to rob an armored truck, and promised to share the proceeds. Defendant’s friend obtained the red SUV and was the driver on the day of 8 the robbery. Defendant was covered up because he didn’t want to be identified. 9 He had a loaded gun but his plan was to scare the Brink’s courier, not shoot him. When Lazaga came out of the bank, defendant had the gun in 10 his right hand and bear spray in his left. Defendant wanted to “mace” Lazaga to get the money. Defendant knew that as felon he was not 11 supposed to have a gun or mace. When Lazaga came out of the bank, defendant ran towards him, 12 yelling at him to drop the bag. Lazaga turned around when defendant got within a couple feet. It was too close to use the mace. Defendant testified 13 that he grabbed one of the bags with his left hand, which held the can of mace, and “hooked” the strap of the other bag, with his right hand that 14 held the gun. There was a tug of war over the bags. The mace fell out of defendant’s hand. His gun went off. Defendant thought he had hit Lazaga. 15 Defendant grabbed the bags and ran, picking up the pepper spray to avoid leaving fingerprints. But when he turned his back Lazaga shot 16 him twice. Defendant kept on running. He turned towards Lazaga, who shot him two or three more times. 17 Defendant had the gun in his hand as he fell to the ground. He was squeezing a bag handle and holding the gun with the same hand, and the 18 gun started shooting at the ground. Defendant acknowledged that there were eight shell casings matching his gun found at the scene of the crime. 19 Defendant testified he did not mean to intentionally shoot the gun off seven more times. 20 ECF No. 11-1, pgs. 3-6. 21 22 B. Procedural History 23 A jury convicted Petitioner of attempted murder, robbery, and unlawful possession 24 of firearm by a felon, and found allegations of personal use of a firearm, intentional discharge of a 25 firearm, and discharge of a firearm causing great bodily injury were true. See id. at 1-2. The trial 26 judge sentenced Petitioner to seven years for attempted murder and 25 years to life for 27 discharging a firearm causing great bodily injury. See id. With additional terms for the other 28 firearm enhancements, and pursuant to a plea deal in a trailing case against Petitioner, the total 1 sentence imposed was 36 years and four months to life. See id. 2 Defendant pursued a timely direct appeal. See ECF No. 1, pg. 7. The California 3 Court of Appeal issued the latest reasoned decision on the merits and affirmed Petitioner’s 4 convictions on March 6, 2020. See ECF No. 11-1, pgs. 3-20. The California Supreme Court 5 denied review without comment or citation. See ECF No. 11-6, pg. 1. Petitioner did not file any 6 state court post-conviction actions. 7 8 II. DISCUSSION 9 Petitioner raises two claims. First, Petitioner argues that he was denied his right to 10 equal protection when the trial court denied petitioner’s motion under Batson v. Kentucky, 476 11 U.S. 79 (1986). See ECF No. 1, pgs. 27-33. Second, Petitioner argues that he was denied his 12 right to an impartial jury and his Fourteenth Amendment right to due process when the court 13 denied his motion for juror information regarding potential juror misconduct. See id. at 33-37. 14 A. Batson Motion 15 In Batson v. Kentucky, 476 U.S. 79 (1986), the United States Supreme Court held 16 that the Equal Protection Clause prohibits a prosecutor from exercising peremptory challenges to 17 strike a venireperson on the basis of race. The decision in Batson provides a three-step process for 18 determining when a strike is discriminatory. See Foster v. Chatman, 578 U.S. 488 (2016). 19 First, to prevail on the so-called Batson claim, the defendant must establish a 20 prima facie case of purposeful discrimination. See United States v. DeGross, 960 F.2d 1433, 21 1442 (9th Cir. 1990). A prima facie case is established by showing that a peremptory challenge 22 was exercised against a member of a constitutionally cognizable group and by demonstrating that 23 the fact of the challenge and any other relevant circumstances demonstrate that an inference has 24 been raised that the peremptory challenge was exercised because of membership in the cognizable 25 group. See id. Under Batson, the totality of the circumstances of the particular case must be 26 examined to determine whether a prima facie case of prosecutorial discrimination has been 27 established. 28 / / / 1 Second, if the defendant makes such a showing, the burden then shifts to the 2 prosecutor to give adequate nondiscriminatory reason(s) for the challenges. The prosecutor must 3 then provide a clear and reasonably specific explanation of the legitimate reason(s) for the 4 challenges to overcome this burden. See Batson, 476 U.S. at 98. 5 Third, if the prosecutor makes such a showing, the trial court must then determine 6 whether the defendant has established purposeful discrimination. See id. The court must evaluate 7 the persuasiveness of the prosecutor’s articulated reason since the purpose of the court’s 8 assessment is to determine their subjective believability, not the objective reasonableness of their 9 decision to strike a prospective juror. See Miller-El v. Cockrell, 537 U.S. 322, 338-39 (2003); 10 Batson, 476 U.S. at 98 n.21. 11 The California Court of Appeal denied Petitioner’s appeal in a decision issued on 12 March 6, 2020. See ECF No. 11-1, pgs. 3-19. In reviewing and denying Petitioner’s claim, the 13 state court stated as follows: 14 The prosecutor used a peremptory challenge to excuse one of two African-American members in the jury venire. Defendant, who is African- 15 American, challenged the prosecutor’s action under Batson-Wheeler. (Batson v. Kentucky (1986) 476 U.S. 79 [106 S.Ct. 1712] (Batson); People 16 v. Wheeler (1978) 22 Cal.3d 258 (Wheeler).) The trial court denied the motion, finding the prosecutor did not excuse the prospective juror based 17 on race. Defendant contends that the trial court failed to make a sincere and 18 reasoned effort to determine whether the prosecutor was racially motivated in exercising a peremptory challenge. Defendant argues that the 19 prosecutor did not challenge a non-African-American panelist whose answers in voir dire were similar to those of the excused juror. [footnote 20 omitted] 21 A. Background 22 There were two African-American jurors in the venire: Juror No. 6676359 and M.F. 23 The prosecutor passed on three opportunities to exercise a peremptory challenge to Juror No. 6676359. Juror No. 6676359 was 24 seated in the jury. In voir dire, Juror No. 6676359 stated he had served as a juror in 25 three cases, two of which were criminal cases where the jury reached verdicts. Juror No. 667359 stated his belief that “there is a certain amount 26 of bias against black men in the criminal justice system, and that is a concern that I have.” The court responded, “I can see where you would 27 have that concern. There is -- the numbers seem to bear that out.” 28 / / / 1 Noting that defendant was himself African-American, the court asked if Juror No. 6676359 could give both defendant and the People a 2 fair trial, based on the facts presented. Juror No. 6676359 answered, yes. Defense counsel asked Juror No. 6676359, if, after having seen all the 3 evidence, and he believed that the prosecution had proven guilt beyond a reasonable doubt, would he have qualms about voting guilty. Juror No. 4 6676359 said, no. Juror No. 6676359 confirmed that, on the other hand, if the prosecution did not prove guilt beyond a reasonable doubt, he would 5 have no difficulty in voting not guilty. Later in voir dire, the prosecutor noted that Juror No. 6676359 had mentioned potential bias, and asked him 6 if he meant in the justice system or law enforcement, or both. Juror No. 6676359 replied, both. The prosecutor followed up by asking if Juror No. 7 6676359 saw something on the news where he thought a black man was wrongly convicted, would he be upset about what’s going on in this 8 country and hold the People to a higher standard. Juror No. 6676359 said, no. 9 M.F. was the juror struck by the prosecution. During voir dire, the following colloquy occurred between M.F. and the prosecutor: 10 “[Q]: [M.F.], if this were a theft case, do you think the standard of proof should be different, meaning, if it’s a less serious case should it be -- 11 should it require less for us to convict somebody? “[A]: No. 12 “[Q]: Do you think the standard should be the same or different? “[A]: I would suppose it should be the same. 13 “[Q]: It’s the same. “And that’s what the law is in a criminal case. Doesn’t matter 14 whether it’s a triple homicide or whether it’s a misdemeanor petty theft, the standard is beyond a reasonable doubt. 15 “As the Judge told you there’s a couple different -- there’s several charges. It’s three total charges plus some allegations. 16 “Just hypothetically, let’s say you believed all three were proven beyond a reasonable doubt, but there was one of those charges that was so 17 overwhelming, you’d never seen that much proof, and the defense even got up and said, this one is a joke, of course he’s guilty of this one, what 18 would be your vote in that scenario on the charges? “[A]: Not guilty until proven so. 19 “[Q]: Okay. But under my little scenario you believed the evidence proved all three beyond a reasonable doubt, what would your verdict be? 20 “(Pause.) “[Q]: Hypothetically -- I’m saying if you voted now, you’d have to 21 vote not guilty, but if the evidence came and you believed based on the evidence the three charges were proven, what would your verdicts have to 22 be? “[A]: Would have to be guilty, I suppose. 23 “[Q]: Okay. And is there a reason you would have hesitation with that? 24 “[A]: No. “[Q]: Okay. What we want in the system, is each side wants a fair 25 trial. So it’s our obligation to prove the charges. If we fall short, then your verdict would be not guilty, but if we do prove the charges we need to 26 have jurors that are willing to say, that charge is proven beyond a reasonable doubt, so the appropriate verdict is guilty. 27 “Is that something you can do? “[A]: Yes.” 28 1 The session ended for the day and the next day the defense passed M.F. and the prosecutor used a peremptory challenge to excuse her. 2 The defense made a Batson-Wheeler motion. Defense counsel stated as the basis of the motion that the prosecutor’s question to M.F. 3 “involved sort of a double negative, and it wasn’t a perfectly smooth transition, but . . . I don’t believe [M.F.] said anything that would cause 4 the prosecutor to have a concern.” He continued that “the entire panel . . . has [M.F.] and then (6676359) as the African Americans. Her answers 5 to me seemed absolutely middle road. I don’t believe she said anything to indicate that she was biased towards one side or the other, and I do feel 6 like she’s been removed based on her race.” The trial court invited the prosecutor to respond as to whether the 7 defense had established a prima facie case. The prosecutor stated that the People had no intention of dismissing a juror based on race. Juror No. 8 6676359 appeared to be African-American and was not challenged. There also appeared to be people of different ethnicities on the jury. The reason 9 the People excused M.F. was because “she appeared to have some hesitancy . . . if hypothetically the evidence proved the defendant’s guilt 10 beyond a reasonable doubt, would she vote guilty.” Defense counsel responded that the prosecutor’s “questions to 11 [M.F.] were not his best. By the end it was clear what she was being asked, and she clearly said that she would be comfortable voting guilty if 12 proof was there beyond a reasonable doubt. [¶] So I disagree with the characterization. I don’t think she hesitated. I think she was a little 13 confused at first because of the way the question was phrased.” The trial court observed that “we kind of skipped a step” because 14 the prosecutor did not state whether a prima facie case had been shown, but “did go on to state . . . why he exercised his peremptory challenge as 15 to [M.F.].” The court then ruled as follows: 16 “The Court is mindful that the prosecution passed at least, I believe, three times where (6676359) was on the jury. He does appear to 17 be African American. That does at least factor into my analysis. “While I agree [the Prosecutor’s] questions were not as articulate 18 as they possibly could be . . . [M.F.] did seem to have some reluctance, although it was somewhat confusing to the Court because it -- initially it 19 did appear to be some reluctance, and then there was a follow-up question in which [her] reluctance seemed to dissipate on whether or not she could 20 follow the law in terms of finding [the defendant] guilty beyond a reasonable doubt if the People have proved it. 21 “At this point the Court doesn’t feel that the challenge was based on a racial factor. It was more of a neutral finding with respect to whether 22 or not she could follow her burden -- or the People’s burden, I should say, in following the law. So at this point I will deny the defense motion 23 pursuant to Batson-Wheeler.” 24 B. Analysis 25 * * * 26 Substantial evidence supports the trial court’s denial of defendant’s Batson-Wheeler motion. The prosecutor stated that he excused M.F. 27 because she expressed hesitancy in answering a question about a hypothetical scenario. The hypothetical posited that where there were 28 three charges, as in defendant’s case, and M.F. believed guilt was proven 1 beyond a reasonable doubt on all three, but the evidence on one charge was “so overwhelming, you’d never seen that much proof” since guilt was 2 so obvious the defense even conceded it. As the trial court noted, M.F.’s response indicated a reluctance to convict in that scenario without further 3 proof. Only when the prosecutor reminded M.F. in follow-up questioning that his scenario was premised on proof beyond a reasonable doubt on 4 three charges did her “reluctance seem[] to dissipate . . . .” The court concluded that the challenge involved “more of a neutral finding with 5 respect to whether or not she could follow . . . the People’s burden . . . in following the law.” 6 A prospective juror’s difficulty and hesitance in understanding the burden of proof can serve as a race-neutral reason to exercise a 7 peremptory challenge. (People v. Mills (2010) 48 Cal.4th 158, 176-177 (Mills), citing, inter alia, People v. Kelly (2008) 162 Cal.App.4th 797, 805, 8 fn. 10; People v. Rodriguez (1999) 76 Cal.App.4th 1093, 1114.) That a prospective juror appears to be confused is a legitimate, nondiscriminatory 9 reason for a peremptory challenge. (People v. Taylor (2009) 47 Cal.4th 850, 893-894; People v. Watson (2008) 43 Cal.4th 652, 682.) 10 Defendant leans heavily on the trial court’s comment that M.F.’s confusion “dissipated” after the prosecutor clarified his question, as 11 indicating that the court did not conduct a proper inquiry into racial bias. However, that M.F. agreed her verdict would be guilty after the 12 prosecutor’s follow-up questions does not undermine the prosecutor’s reliance on her initial hesitance and confusion. (Mills, supra, 48 Cal.4th at 13 p. 177, fn. 5.) Additionally, the trial court considered as a “factor” that the 14 prosecutor had passed on one African-American juror, Juror No. 6676359, while excusing M.F. (People v. Hartsch (2010) 49 Cal.4th 472, 487 [the 15 prosecutor’s acceptance of African-American prospective jurors “was ‘an indication of the prosecutor’s good faith in exercising his peremptories, 16 and . . . an appropriate factor for the trial judge to consider in ruling on a Wheeler objection’ ”].) That the prosecutor did not challenge another 17 African-American juror demonstrates a lack of discriminatory purpose. (People v. Blacksher (2011) 52 Cal.4th 769, 802; see also People v. Jones 18 (2011) 51 Cal.4th 346, 362; People v. Lenix (2008) 44 Cal.4th 602, 629 (Lenix); People v. Kelly (2007) 42 Cal.4th 763, 780.) Further, excusing 19 one or two African-American jurors can rarely establish a pattern of discrimination. (People v. Clark (2016) 63 Cal.4th 522, 567; People v. 20 Harris (2013) 57 Cal.4th 804, 835; People v. Bonilla (2007) 41 Cal.4th 313, 343.) 21 Lastly, defendant relies on comparative analysis to contend that the prosecutor’s explanation for challenging M.F. was implausible. Defendant 22 argues that “the prosecutor presented a convoluted hypothetical to the African American juror, and his reason for striking her was her hesitation, 23 The prosecutor presented a similar convoluted hypothetical to white juror [C.P.], but he did not strike her.” 24 “‘[I]f a prosecutor’s proffered reason for striking a black panelist applies just as well to an otherwise-similar nonblack [panelist] who is 25 permitted to serve, that is evidence tending to prove purposeful discrimination.’ [Citation.]” (Foster, supra, 136 S.Ct. at p. 1754.) 26 However, “comparative juror analysis is but one form of circumstantial evidence that is relevant, but not necessarily dispositive, on the issue of 27 intentional discrimination.” (Lenix, supra, 44 Cal.4th at p. 622.) 28 / / / 1 We disagree that comparative analysis indicates that the prosecutor’s explanation for excusing M.F. was implausible. The 2 prosecutor questioned C.P. in voir dire after she stated that, in her work with families that experienced incarceration or probation, she had clients 3 of color, including African-Americans, who she felt were dis- proportionately represented in the criminal justice system. The 4 “convoluted hypothetical” posed to C.P. involved the prosecutor’s statement that if defense counsel had conceded that part of the charges 5 were true, i.e., that defendant had a gun that day, what would C.P.’s vote be if asked to vote right now. C.P. answered that she “wouldn’t be able to 6 decide without the facts.” The prosecutor observed that this was because of the presumption of innocence, which C.P. agreed made sense. 7 Conversely, the prosecutor asked all the prospective jurors present that if defense counsel argued something similar at the end of the case whether 8 they thought they could not make an objective determination. There were no responses. The prosecutor explained that his point was that the decision 9 could not be based on the attorneys’ arguments but must be based on the evidence and the trial court’s instructions on the law. [footnote omitted] 10 On the basis of this colloquy, we find that M.F and C.P. are not similar. C.P.’s comments about African-Americans being dis- 11 proportionately represented in the criminal justice system makes C.P. more similar to Juror No. 6676359, who was passed three times by the 12 prosecutor and served on the jury. Further, unlike M.F., C.P. expressed no confusion or hesitancy in answering the prosecutor’s questions, including 13 the “convoluted hypothetical.” “[F]or a comparative analysis to be probative, a seated juror must have a ‘ “substantially similar combination 14 of responses,” in all material respects’ to an excused juror. [Citation.] Although jurors need not be completely identical for a comparison to be 15 probative [citation], “they must be materially similar in the respects significant to the prosecutor's stated basis for the challenge.” ’ ” (Bryant, 16 supra, 40 Cal.App.5th at p. 540, quoting People v. Winbush (2017) 2 Cal.5th 402, 443.) Defendant did not show that M.F.’s responses were like 17 C.P.’s. In addition, defendant “did not raise the issue of comparative 18 analysis in the trial court, and thus the prosecution never had the opportunity to explain perceived differences” between M.F. and C.P. 19 (Bryant, supra, 40 Cal.App.5th at p. 542, citing Lenix, supra, 44 Cal.4th at p. 623; Winbush, supra, 2 Cal.5th at p. 442 [“ ‘ “a formulaic comparison 20 of isolated responses [is] an exceptionally poor medium to overturn a trial court's factual finding” ’ ” concerning the subjective reasonableness of a 21 prosecutor's proffered reasons for excusing a juror].) “ ‘[C]omparative juror analysis on a cold appellate record has inherent limitations. 22 [Citation.] . . . On appellate review, a voir dire answer sits on a page of transcript. In the trial court, however, advocates and trial judges watch and 23 listen as the answer is delivered. Myriad subtle nuances may shape it, including attitude, attention, interest, body language, facial expression and 24 eye contact.’ ” (Bryant, supra, 40 Cal.App.5th at p. 542, quoting Lenix, supra, 44 Cal.4th at p. 622.) While we may consider comparative juror 25 analysis for the first time on appeal, the record must be adequate to allow the comparison. (Ibid.) By not raising the issue below, defendant denied 26 the prosecutor the opportunity to make such a record. (Ibid.) 27 ECF No. 11-1, pgs. 10-13. 28 / / / 1 Petitioner’s argument in relation to this claim is divided into two sections. First, 2 Petitioner asserts that the state court applied the incorrect legal standard and, accordingly, that 3 this Court should review the case de novo. According to Petitioner: 4 This Court should apply de novo review because the trial court applied the wrong legal standard in determining whether a Batson 5 violation occurred. Crittenden v. Ayers, 624 F.3d 943, 954 (9th Cir. 2010). The fact that the prosecutor left one black juror on the jury does 6 not disprove that the prosecutor perempted the other black jurors for race- based reasons. Batson explicitly holds that a violation occurs when the 7 prosecution challenges even one minority juror for a race-based reason. That is because Batson is not merely a representative jury case. Batson 8 enforces the Fourteenth Amendment equal protection rights of individuals belonging to a minority to serve on juries. 476 U.S. at 97. Those 9 individual’s rights are not vindicated when they are improperly discharged for race-based reasons, even if other minority jurors are allowed to serve. 10 Id. at 98; Snyder v. Louisiana, 552 U.S. 472 (2008)(“[T]he Constitution forbids striking even a single prospective juror for a discriminatory 11 purpose.”) The law is clear that leaving minority jurors on the jury does not 12 disapprove a Batson violation when the prosecutor perempts a prospective juror of the same protected class. See Castellanos v. Small, 766 F.3d 1137 13 (Batson violation occurred when prosecutor peremptorily challenged four Hispanic jurors for race-based reasons, even though seven Hispanic jurors 14 remained on the jury); Turner v. Marshall I, 63 F.3d 807, 812 (9th Cir. 1995) (primia facie Batson violation occurred when the prosecutor struck 15 five Black jurors, but allowed four Black jurors to remain on jury), Paulino v. Harrison II, 542 F.3d 692, 694 (9th Cir. 1995)(Batson violation 16 found when prosecutor perempted five Black jurors, but allowed one Black person to remain on jury); Derrick v. David L., 321 F.3d 824, 826- 17 827, 834-35 (9th Cir. 2003)(Batson violation found when prosecutor challenged one Black alternative, even though one Black juror sat on 18 regular jury) That the prosecutor left one Black juror on the jury is of little or no 19 consequence in determining whether the prosecutor’s peremptory challenge to Ms. Franklin was exercised for a discriminatory purpose. As 20 such, the trial court failed to follow the proper legal standard as required by federal law in determining whether a Batson violation occurred. 21 ECF No. 1, pgs. 32-33. 22 23 Respondent argues: 24 “[A] decision by a state court is ‘contrary to’ [the] clearly established law [of the Supreme Court] if it ‘applies a rule that contradicts 25 the governing law set forth in [Supreme Court] cases.’” Price v. Vincent, 538 U.S. 634, 640 (2003) (quoting Williams v. Taylor, 529 U.S. 362, 405 26 (2000)). Petitioner has not identified any rule applied by the state courts that contradicts Batson. He intimates that the state courts held the 27 prosecutor’s challenge was proper only because there was no challenge to the remaining black prospective juror, but that is not what the state courts 28 did. Each court analyzed the statistical evidence among other factors in 1 determining there was insufficient evidence of purposeful discrimination. Using statistical evidence as one factor to determine whether the 2 prosecutor’s stated reason was genuine is not contrary to Batson. Miller-El v. Cockrell, 537 U.S. 322, 339 (2003); see id. (Court analyzing the 3 percentage of black prospective jurors the prosecutor struck); see also Flowers v. Mississippi, 139 S. Ct. 2228, 2246 (2019) (Court recognizing 4 prosecutor struck five of six black prospective jurors). Some fairminded jurist could find it incorrect, then, that the state courts’ use of statistical 5 evidence as one factor to consider when determining the prosecutor’s credibility ran afoul of Supreme Court precedent. 6 ECF No. 10, pgs. 20-21. 7 8 As stated by both the state court and Respondent, the prosecutor’s behavior in 9 relation to other jurors of the same race as the one challenged, while not being dispositive, is a 10 factor that a court may consider during step three of the Batson analysis. See Miller-El v. 11 Cockrell, 537 U.S. 322, 338-39 (2003). Petitioner’s brief lacks any authority that shows that it 12 was error, let alone contrary to federal law, for the state court to consider this factor when making 13 its determination. Petitioner’s emphasis on the court’s consideration of this factor as proof that the 14 state court applied the improper legal standard is misguided. Accordingly, this Court finds no 15 reason to review the matter de novo and will afford the state court the deference it is entitled. 16 Because the state court applied clearly established law, the Court will review Petitioner’s 17 remaining contention to determine whether the state court’s decision was unreasonable. 18 In this regard, Petitioner argues that his rights were violated when his Batson 19 challenge was denied because the prosecutor’s reason for the denial was disingenuous. Petitioner 20 asserts: 21 Here, the prosecutor struck 50% of the African American jurors. His only reason, that Ms. Franklin was hesitant, was debunked by the trial 22 court. The error arose in the analysis the court conducted on the reason. The prosecutor’s reason was not genuine. The court disagreed with the 23 reason and found the hesitation had been caused by a confusing question and had been dissipated. So what genuine basis could there have been then 24 for the court to conclude there was no discriminatory intent? The court’s finding and ruling are internally inconsistent. 25 The trial court found that any hesitancy was caused by the prosecutor’s confusing question statement, and was dissipated by further 26 questioning. So the court’s finding that the challenge was not based on a racial factor, it was more of a neutral finding with respect to whether she 27 could follow her burden, or the People’s burden in following the law, does not indicate that it conducted the thorough and careful inquiry at Batson’s 28 third step exemplified by the high court’s decisions in Miller–El v. Dretke, 1 545 U.S. 231 (2005). The inquiry at Batson’s third stage requires more than a determination of inherent or apparent plausibility; it “requires the 2 judge to assess the plausibility of [the prosecutor’s stated] reason in light of all evidence with a bearing on it.” Miller–El v. Dretke, 545 U.S. at p. 3 252. Nothing in the record shows that the trial court conducted the requisite inquiry. 4 ECF No. 1, pg. 30. 5 6 Respondent argues: 7 The trial judge’s ruling bears out the proper focus. While recognizing that the cause of hesitancy or confusion could have come 8 from the prosecutor, and the confusion may have dissipated, the trial court still focused on the subjective genuineness of the prosecutor’s stated 9 reason. Purkett v. Elem, 514 U.S. at 769 (correcting the court of appeal for focusing on “the reasonableness of the asserted nonracial motive […] 10 rather than the genuineness of the motive.”). In this way, the state court of appeal reasonably found that the trial court was properly analyzing the 11 prosecutor’s reason for exercising the challenge. The state court of appeal, then, reasonably determined that the 12 record supported the trial court’s ruling. A fairminded jurist could conclude that the prosecutor’s concern with the prospective juror’s 13 hesitation was borne out by the record where even the court reporter noticed the hesitation and transcribed, “(Pause.)” when the prospective 14 juror failed to answer the prosecutor’s hypothetical question. (Lodged Document 1 at 6.) That fairminded jurist could find the prosecutor was 15 genuinely concerned with this hesitation as clearly indicated by the prosecutor’s pointed follow-up question to the prospective juror, “And is 16 there a reason you would have hesitation with that?” (Lodged Document 1 at 6; see Paulino v. Harrison, 542 F.3d 692, 701 n.8 (9th Cir. 2008) (“[A] 17 prosecutor’s questions might provide some evidence of the prosecutor’s actual reasons for striking a juror”); cf. Miller-El v. Dretke, 545 U.S. at 18 246 (failure to address issue of alleged concern during voir dire raises doubts regarding prosecutor’s stated reason for peremptory).) It was thus 19 reasonable to find record support for the trial court’s ruling. The state court of appeal then reviewed the remainder of the record 20 to determine whether there was evidence that the prosecutor’s reasons were pretextual. Petitioner used comparative juror analysis in an attempt 21 to show the prosecutor was not genuinely concerned with the prospective juror’s hesitation in applying the standard of proof to a hypothetical 22 situation. He argued that the prosecutor posed similar hypothetical questions to a non-black juror (“C.P.”) yielding similar confusion, but 23 without prosecutorial challenge. (Lodged Document 1 at 11.) The state court of appeal analyzed the exchanges between the prosecutor and C.P., 24 and found no apparent hesitancy. C.P. appeared to understand and answer questions appropriately. (Id. at 11-13.) In fact, the state court of appeal 25 compared C.P.’s answers to both the prospective juror and the remaining black juror, and found C.P. was more similar to the remaining black juror 26 than to the prospective juror. As such, a fairminded jurist could conclude that “[c]omparative analysis . . . supports the justification proffered, as no 27 28 / / / 1 seated juror possessed the trait that the prosecutor identified as the reason for the strike.” Jamerson v. Runnels, 713 F.3d 1218, 1228 (9th Cir. 2013). 2 ECF No. 11, pgs. 21-23. 3 4 The state court correctly noted that a prospective juror’s hesitance in 5 understanding the burden of proof can serve as a race-neutral reason to exercise a peremptory 6 challenge. The court also pointed out that the mere fact that the concerns around the prospective 7 juror were dissipated through follow-up questions is not proof that the prosecutor’s personal 8 concerns about the juror were eradicated. As Respondent observes, Petitioner’s argument 9 disregards the prosecutor’s state of mind. It is not the duty of the court at step three of the Batson 10 analysis to assess the reasonableness of the stated reason, but rather the reason’s genuineness. See 11 Purkett v. Elem, 514 U.S. 765, 769 (1995). Petitioner unfairly presumes that the prosecutor’s 12 decision to use a peremptory challenge must have been for reasons other than the one stated since 13 the court, not the prosecutor, was comfortable seating the prospective juror. In contrast, the state 14 court appropriately assessed the genuineness of the prosecutor’s motive and concluded, after an 15 analysis of all circumstances, that the prosecutor’s intent was race-neutral. 16 In sum, Petitioner has not presented, nor has this Court found, evidence to show that the 17 state court’s review of the Batson motion denial was based on an unreasonable application of the 18 applicable law. Absent such evidence and in light of the deference owed to the state court’s 19 thorough analysis, this Court finds that habeas relief is not warranted. 20 B. Motion for Juror Information 21 On direct review, the California Court of Appeal rejected petitioner’s claim, 22 stating as follows: 23 Defendant claims the trial court abused its discretion in denying his motion for release of jurors’ addresses and telephone numbers. We 24 conclude that the motion failed to state good cause for release of jurors’ information. 25 A. Background 26 Defendant moved for release of juror information after the verdict. 27 His motion was supported by a declaration from defense counsel. Counsel stated that, on February 2, 2018, one Gary Wilson found a letter outside 28 the courthouse. [footnote omitted] 1 The letter—undated, unsigned, and handwritten on lined paper— stated: “To Whom it may concern: [¶] In the court case The People vs 2 Gilbert Smith witch [sic] is currently in trail [sic] in Department 20 I would like to inform the judge, the D.A., and Mr. Smith’s lawyer that one 3 of your jurors has been openly talking about this Brinks Robbery case. I was present during this conversation, however I wish to remain 4 anonymous because I am a friend of a friend who stated they previously hired Mr. Smith for his lawn services in the past. I feel justice will not be 5 served if you have a juror openly and bluntly speaks on what is going on and what their vote or decision will be before they even hear all the 6 evidence or testimonies. Therefore I am notifying the courts [sic] of this outrageous acts in lieu of this knowledge[.] May justice prevail.” 7 The declaration continued that, on March 2, 2018, Wilson gave the letter to his son, Daniel Walker, a Brink’s supervisor. The same day 8 Walker emailed the letter to Brink’s management. On March 4, 2018, a Sunday, the prosecutor, having just learned of the existence of the letter, 9 emailed it to defense counsel. The record contains three reports about the circumstances 10 surrounding the discovery of the letter, prepared by an investigator from the district attorney’s office. 11 The first stated that the investigator had contacted Wilson and Walker and obtained their statements. The investigator also described 12 viewing video from security cameras in the area where the letter was discovered by the bike rack at the courthouse. The video could record 13 individuals in the area but was of poor quality and race and gender could not be determined. Video on the date the letter was discovered, prior to its 14 discovery, showed a person in a dark jacket smoking near the bike rack at about noon. 15 The second report summarized a telephone call with Wilson. Wilson stated that, on February 26, 2018, he rode his bike to the 16 courthouse to go to the jury commissioner’s office regarding his failure to report for jury duty. When he finished at about 2:00 p.m., he went to the 17 bike rack, where he saw a piece of paper in the low-growing shrubs nearby. The note was folded and partially crumpled. He did not believe it 18 had been there long because it was not wet or damp. The note mentioned a case involving an attempted robbery of a Brink’s truck. He knew about the 19 case because his son works for Brink’s and had told him about the shooting and attempted robbery. Wilson gave the note to his son on March 20 2, 2018. The third report described a telephone call with Walker in which 21 he stated that, on March 2, 2018, Wilson told him he was outside the courthouse smoking and noticed the note in the bushes. Walker emailed 22 the note to Brink’s management and kept the original note in a safe. The jury convicted defendant on March 2, 2018. According to the 23 statement of facts in the prosecutor’s opposition to defendant’s motion, the prosecutor learned of the note on March 4, 2018, during a telephone call 24 with a Brink’s security manager regarding the conclusion of the trial. On March 23, 2018, the court heard defendant’s motion and denied 25 it. The court ruled: “In the present matter it was an unsigned letter that was located discarded on the ground outside the courthouse. The author claims 26 to have witnessed unspecified jurors ultimately talking about the case, People versus Smith, during the course of the trial, and, as stated, it is an 27 unsigned letter with nothing specific as to which jurors and what was being said. [¶] The Court’s of the opinion without further foundation, 28 authentication and more specific facts, the Court would not find, and does 1 not find, good cause to unseal the jurors’ records. To find otherwise would allow unsealing of jurors’ personal identifying [information] based on 2 rumor and hearsay with no meaningful opportunity to assess credibility [of] anyone claiming misconduct, and for that reason, the defense motion 3 is denied.” 4 B. Analysis 5 After the verdict in a criminal jury trial, the record of personal identifying information of trial jurors is sealed. (Code Civ. Proc., § 237, 6 subd. (a); Townsel v. Superior Court (1999) 20 Cal.4th 1084, 1087 (Townsel).) A defendant may petition the court for access to personal juror 7 identifying information in the court’s records to communicate with jurors to develop a motion for a new trial. (Code Civ. Proc., § 206, subd. (g).) 8 The “petition shall be supported by a declaration that includes facts sufficient to establish good cause for the release of the juror’s personal 9 identifying information.” (Id., § 237, subd. (b); see also id., § 206, subd. (g.).) “Absent a showing of good cause for the release of the information, 10 the public interest in the integrity of the jury system and the jurors’ right to privacy outweighs the defendant’s interest in disclosure.” (People v. 11 McNally (2015) 236 Cal.App.4th 1419, 1430.) Good cause “ ‘requires “a sufficient showing to support a 12 reasonable belief that jury misconduct occurred . . . .” [Citations.]’ [Citation.]” (People v. Johnson (2015) 242 Cal.App.4th 1155, 1161-1162.) 13 The defendant must show that a “juror’s conduct was ‘of such a character as is likely to have influenced the verdict improperly’ (Evid. Code, § 14 1150, subd. (a)) . . . .” (People v. Jefflo (1998) 63 Cal.App.4th 1314, 1322 (Jefflo).) “Good cause does not exist where the allegations of jury 15 misconduct are speculative, conclusory, vague, or unsupported.” (People v. Cook (2015) 236 Cal.App.4th 341, 346.) 16 We review an order on a motion for disclosure of jurors’ identifying information for abuse of discretion. (Townsel, supra, 20 17 Cal.4th at pp. 1096-1097; People v. Johnson (2013) 222 Cal.App.4th 486, 492.) 18 The inadequacies of the anonymous, discarded letter in establishing good cause are manifest, as the trial court noted. The letter did 19 not identify the writer or the juror in question. The letter refers to a conversation where the writer heard a juror talking about the case. The 20 writer claims the juror discussed what their vote would be before all the evidence was presented. However, how the juror would vote is not 21 disclosed. The circumstances of the conversation, when or where it occurred, are not related. In short, the letter is devoid of details of 22 supposed juror misconduct. Contrary to defendant’s argument, the letter did not have the “ring 23 of authenticity,” but more of a “ring of advocacy.” The writer characterized the juror’s reported statements as “outrageous acts” and 24 closed with “May justice prevail.” The writer admitted he or she was a “friend of a friend” of defendant, ostensibly as a reason for remaining 25 anonymous. Lastly, the letter refers to the writer’s desire to “notif[y] the 26 courts,” as well as counsel for the parties. Yet, the letter was left in the bushes by a bike rack outside the courthouse, when it could have [been] 27 submitted directly to the court and counsel without compromising the writer’s anonymity. Whether the letter was planted, dropped, or 28 abandoned is not discernable on the information available. But its deposit 1 outside the courthouse adds to its questionable nature. 2 ECF No. 11-1, pgs. 13-17. 3 In a footnote, the state court added: 4 Defendant alleges that the letter was withheld until after the verdict by Brink’s employees. There is no support for this allegation in the record, 5 which indicates the letter was provided to the prosecutor by a Brink’s employee, who was unaware of the timing of the jury verdict, and the 6 prosecutor promptly provided the letter to defense counsel. Moreover, any delay in conveying the letter to defense counsel is attributable to the 7 writer, who evidently decided not to submit it directly to the court and counsel but rather deposited it in a fashion in which it might never have 8 been found. 9 Id. at 17 n.7. 10 The state court concluded as follows: 11 Accordingly, the court properly viewed with skepticism a letter by an anonymous writer discovered in the bushes outside the courthouse 12 reporting in a vague and conclusory manner the hearsay statement of an unidentified juror as support for a motion for disclosure of juror 13 information. (Jefflo, supra, 63 Cal.App.4th at p. 1322.) The purpose of the claim for disclosure of personal juror information was to identify and 14 contact the juror, which could only be accomplished by canvassing members of the jury. 15 Contrary to defendant’s argument, this was an impermissible “ ‘ “fishing expedition” to search for possible misconduct.’ ” (People v. Avila 16 (2006) 38 Cal.4th 491, 604.) We find that the trial court did not abuse its discretion in denying defendant’s motion for disclosure of jurors’ personal 17 identifying information. 18 ECF No. 11-1, pgs. 17-18. 19 The Court agrees with Respondent that relief is not available under either 20 applicable standard of habeas review because there is no clearly established law on the subject of 21 access to juror information following a jury trial. For the purposes of evaluating habeas corpus 22 petitions, the entirety of applicable law is limited solely to the substance of Supreme Court cases 23 in effect when the state court ruled. See Howes v. Fields, 565 U.S. 499, 505 (2012). Even more 24 specifically, this Court may only consider Supreme Court holdings which squarely address the 25 claim at issue and provide a clear answer. See Liao v. Junious, 817 F.3d 678, 689 (9th Cir. 2016). 26 Not even circuit court precedent can “bridge the gap” to an issue not yet directly addressed by the 27 Supreme Court. See Glebe v. Frost, 574 U.S. 21, 24 (2014); See also White v. Woodall, 572 U.S. 28 415, 427 (2014). ] Moreover, while the Supreme Court has not squarely addressed the precise issue 2 || Petitioner raises here, the Supreme Court has described a “no-impeachment rule,” holding that a 3 || juror’s testimony regarding the mental processes involved in reaching a verdict is not to be 4 || considered. See Pena-Rodriguez v. Colorado, 137 S.Ct. 855, 864-65 (2017). To the extent 5 || Petitioner sought information that would have resulted in testimony from a juror concerning 6 || deliberations, the state court appropriately denied relief consistent with the no-impeachment rule. 7 8 IH. CONCLUSION 9 Based on the foregoing, the undersigned recommends that Petitioner’s petition for 10 || a writ of habeas corpus, ECF No. 1, be DENIED. 11 These findings and recommendations are submitted to the United States District 12 || Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within 14 days 13 || after being served with these findings and recommendations, any party may file written objections 14 | with the court. Responses to objections shall be filed within 14 days after service of objections. 15 || Failure to file objections within the specified time may waive the right to appeal. See Martinez v. 16 | Yist, 951 F.2d 1153 (9th Cir. 1991). 17 18 | Dated: February 22, 2024 Co 19 DENNIS M. COTA 20 UNITED STATES MAGISTRATE JUDGE 21 22 23 24 25 26 27 28 19