Straight Path Ip Group, Inc. v. Sipnet Eu S.R.O. , 806 F.3d 1356 ( 2015 )


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  •   United States Court of Appeals
    for the Federal Circuit
    ______________________
    STRAIGHT PATH IP GROUP, INC.,
    Appellant
    v.
    SIPNET EU S.R.O.,
    Appellee
    ______________________
    2015-1212
    ______________________
    Appeal from the United States Patent and Trademark
    Office, Patent Trial and Appeal Board in No. IPR2013-
    00246.
    ______________________
    Decided: November 25, 2015
    ______________________
    JAMES M. WODARSKI, Mintz, Levin, Cohn, Ferris,
    Glovsky and Popeo, P.C., Boston, MA, argued for appel-
    lant. Also represented by WILLIAM MEUNIER, NICHOLAS
    ARMINGTON, SANDRA BADIN, MICHAEL NEWMAN, MICHAEL
    T. RENAUD, ADAM PHILLIP SAMANSKY.
    SANJAY PRASAD, Prasad IP, PC, Los Altos, CA, argued
    for appellee. Also represented by PAVEL POGODIN, Trans-
    Pacific Law Group, Palo Alto, CA.
    2            STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.
    BRIAN K. ERICKSON, DLA Piper US LLP, Austin, TX,
    for amici curiae Samsung Electronics Co., LTD, Samsung
    Electronics America Inc., Samsung Telecommunications
    America LLC. Also represented by AARON FOUNTAIN,
    Houston, TX; MARK D. FOWLER, East Palo Alto, CA.
    ______________________
    Before DYK, TARANTO, and HUGHES, Circuit Judges.
    Opinion for the court filed by Circuit Judge TARANTO.
    Opinion concurring in part and dissenting in part
    filed by Circuit Judge DYK.
    TARANTO, Circuit Judge.
    Straight Path IP Group, Inc. owns U.S. Patent No.
    6,108,704, entitled “Point-to-Point Internet Protocol,”
    which describes certain protocols for establishing commu-
    nication links through a network. On a petition for inter
    partes review filed by Sipnet EU S.R.O., the Patent Trial
    and Appeal Board cancelled claims 1–7 and 32–42 of the
    ’704 patent based on determinations of anticipation and
    obviousness. Sipnet EU S.R.O. v. Straight Path IP Group,
    Inc., IPR 2013-246, 
    2014 WL 5144564
    (PTAB Oct. 9,
    2014). We now reject a claim construction on which the
    Board relied for its decision. We reverse the Board deci-
    sion, and we remand for further proceedings under the
    correct construction.
    BACKGROUND
    The ’704 patent identifies a deficiency in what the
    prior art taught about real-time voice or video communi-
    cations between two processing units over a network, such
    as the Internet. According to the specification, the prior
    art disclosed successful protocols for such point-to-point
    communication between users and devices that main-
    tained permanent network addresses. ’704 patent, col. 1,
    lines 48–52. But for systems in which addressing is
    dynamic, i.e., in which devices obtain only temporary
    STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.           3
    addresses on a network, “point-to-point communications
    in realtime of voice and video have been generally difficult
    to attain.” 
    Id., col. 1,
    lines 53–56. To solve the problem,
    the summary of the invention identifies a “point-to-point
    Internet protocol” that “exchanges Internet Protocol (IP)
    addresses between processing units to establish a point-
    to-point communication link,” based on the first unit’s
    querying “a connection server to determine the on-line
    status of” a second unit. 
    Id., col. 1,
    lines 59–61, col. 2,
    lines 1–2. The summary also identifies a second protocol,
    which involves email signaling. 
    Id., col. 2,
    lines 10–21.
    The specification provides some details of operation—
    whose significance for claim construction is disputed, as
    discussed below. A processing unit, upon joining a net-
    work such as the Internet, automatically transmits its
    temporary network address and email address to a con-
    nection server. 
    Id., col. 5,
    lines 25–29. The server stores
    the addresses in a database and timestamps them, 
    id., col. 5,
    lines 29–31, thus “establish[ing]” the unit as “an
    active on-line party available for communication using the
    disclosed point-to-point Internet protocol,” 
    id., col. 5,
    lines
    32–34; see 
    id., col. 5,
    lines 35–38 (same for a second unit).
    To reduce the staleness of the status information, the
    server “may use the timestamps to update the status of
    each processing unit; for example, after 2 hours, so that
    the on-line status information stored in the database 34 is
    relatively current.” 
    Id., col. 5,
    lines 39–44. Another,
    seemingly even better means of keeping the database
    information accurate about true on-line status is this:
    When a user logs off or goes off-line from the In-
    ternet 24, the connection server 26 updates the
    status of the user in the database 34; for example,
    by removing the user’s information, or by flagging
    the user as being off-line. The connection server
    26 may be instructed to update the user’s infor-
    mation in the database 34 by an off-line message,
    such as a data packet, sent automatically from the
    4              STRAIGHT PATH IP GROUP, INC.    v. SIPNET EU S.R.O.
    processing unit of the user prior to being discon-
    nected from the connection server 26. According-
    ly, an off-line user is effectively disabled from
    making and/or receiving point-to-point Internet
    communications.
    
    Id., col. 6,
    lines 6–16.
    When a first unit seeks to set up a point-to-point
    communication link with a second unit, it “sends a query,
    including the E-mail address of the callee, to the connec-
    tion server 26,” which “searches the database 34 to de-
    termine whether the callee is logged-in by finding any
    stored information corresponding to the callee’s E-mail
    address indicating that the callee is active and on-line.”
    
    Id., col. 5,
    lines 55–60. “If the callee is active and on-line,
    the connection server 26 then performs the primary point-
    to-point Internet protocol; i.e., the IP address of the callee
    is retrieved from the database 34 and sent to the first
    processing unit 12.” 
    Id., col. 5,
    lines 60–64. The protocol
    does not include the actual establishing of the point-to-
    point communication, but once the IP address is sent to
    the first unit, the first unit “may then directly establish”
    communication with the callee using the latter’s IP ad-
    dress. 
    Id., col. 5,
    lines 64–67. And: “If the callee is not on-
    line when the connection server 26 determines the callee’s
    status, the connection server 26 sends an OFF-LINE
    signal or message to the first processing unit 12.” 
    Id., col. 6,
    lines 1–4.
    The specification then describes the “secondary point-
    to-point Internet protocol,” which involves the sending of
    messages to an email server—either as a supplement to or
    independently of the “primary” protocol using the connec-
    tion server. See, e.g., 
    id. at col.
    6, line 17, to col. 7, line 31.
    And it states that, using the described protocols, real-time
    point-to-point audio, video, and voice communication can
    “be established and supported without requiring perma-
    STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.       5
    nent IP addresses to be assigned to either” the caller or
    callee. 
    Id., col. 7,
    lines 32–36.
    Claim 1 of the ’704 patent is representative of the as-
    serted claims:
    1. A computer program product for use with a
    computer system, the computer system executing
    a first process and operatively connectable to a
    second process and a server over a computer net-
    work, the computer program product comprising:
    a computer usable medium having program
    code embodied in the medium, the program
    code comprising:
    program code for transmitting to the server a
    network protocol address received by the
    first process following connection to the
    computer network;
    program code for transmitting, to the server,
    a query as to whether the second process is
    connected to computer network;
    program code for receiving a network protocol
    address of the second process from the serv-
    er, when the second process is connected to
    the computer network; and
    program code, responsive to the network pro-
    tocol address of the second process, for es-
    tablishing a point-to-point communication
    link between the first process and the sec-
    ond process over the computer network.
    ’704 patent, col. 11, lines 2–22 (emphasis added to high-
    light the key claim phrase at issue).
    In its petition for inter partes review of the ’704 pa-
    tent under 35 U.S.C. § 312, Sipnet requested cancellation
    of claims 1–7 and 32–42 as anticipated by and obvious
    6             STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.
    over several prior-art references, most significantly “Net-
    BIOS” and “WINS.” The Board, under authority delegat-
    ed by the Director of the Patent and Trademark Office,
    instituted inter partes review under § 314. The Board
    then conducted the review pursuant to § 316 and reached
    a final decision cancelling the challenged claims under
    § 318. 
    Sipnet, supra
    .
    Of central importance on appeal, the Board adopted
    Sipnet’s proposed construction of the claim language
    highlighted above. Although the parties agreed that the
    language requires “being on-line,” they disagreed about
    whether, as Straight Path contended, the language refers
    to a present-tense status, J.A. 299–302, 305–10, or
    whether, as Sipnet contended, it “simply requires being
    registered with the server.” Sipnet, 
    2014 WL 5144564
    , at
    *3. The Board adopted Sipnet’s view as the broadest
    reasonable construction based on the specification: “ ‘con-
    nected to the computer network’ encompasses a pro-
    cessing unit that is ‘active and on-line at registration.’ ”
    
    Id. at *4.
    As is not disputed here, what the Board meant
    was that, to come within the query claim language, all the
    query from the first unit need do is request whatever the
    connection server has listed about a second unit’s on-line
    status, even if the listed information is not accurate at the
    time of the query, i.e., even if it lists the second unit as
    online when, at that time, it is in fact not online.
    Based on that construction, the Board concluded that
    claims 1–7, 32, and 38–42 were anticipated by NetBIOS,
    claims 1–7 and 32–42 were anticipated by WINS, and
    claims 33–37 were invalid for obviousness over NetBIOS
    and WINS. 
    Id. at *8–15.
    Straight Path appeals under 35
    U.S.C. §§ 141, 319, challenging the claim construction just
    described and also presenting an argument about the
    term “process” in the claims. We have jurisdiction under
    28 U.S.C. § 1295(a)(4)(A).
    STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.        7
    DISCUSSION
    A
    There being no dispute here about findings or evi-
    dence of facts extrinsic to the patent, whether facts about
    outside-the-patent understandings of technical words or
    other facts, we conduct a de novo review of the Board’s
    determination of the broadest reasonable interpretation of
    the claim language. See In re Cuozzo Speed Technologies,
    LLC, 
    793 F.3d 1268
    , 1279–80 (Fed. Cir. 2015); Microsoft
    Corp. v. Proxyconn, Inc., 
    789 F.3d 1292
    , 1297 (Fed. Cir.
    2015). Straight Path notes that the patent has now
    expired and on that basis asks us to determine the gov-
    erning construction under the principles of Phillips v.
    AWH Corp., 
    415 F.3d 1303
    (Fed. Cir. 2005) (en banc),
    because the Board applies Phillips, rather than the
    broadest-reasonable-interpretation standard, for expired
    patents. See In re Rambus, Inc., 
    753 F.3d 1253
    , 1256
    (Fed. Cir. 2014). We need not explore the issues raised by
    that request, however, because we conclude that the
    Board adopted a claim construction that is erroneous even
    under the broadest-reasonable-interpretation standard.
    We start with the claim language—which has a mean-
    ing that can only be called plain. The present tense “is” in
    “is connected to the computer network” plainly says that
    the query transmitted to the server seeks to determine
    whether the second unit is connected at that time, i.e.,
    connected at the time that the query is sent. The ques-
    tion asked by the query is whether the device “is” con-
    nected, not whether it was connected or whether it is still
    registered as being connected even if that registration
    information is no longer accurate. It is not a reasonable
    interpretation of the claim language, considering its plain
    meaning, to say that it is satisfied by a query that asks
    only for registration information, regardless of its current
    accuracy.
    8             STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.
    The Board said nothing that either recognizes or dis-
    putes the plain present-tense meaning of the claim lan-
    guage on its face. Indeed, the Board’s construction—
    “active and on-line at registration,” Sipnet, 
    2014 WL 5144564
    , at *4 (emphasis added)—implicitly recognizes
    that being online is a status that can change over time:
    having the status “at registration” is having it at a partic-
    ular time. The query required by the claim language asks
    if the callee “is” online, which is a question about the
    status at the time of the query. But the Board did not
    address the facially clear meaning, instead turning im-
    mediately to the specification.
    Sipnet does much the same thing. Sipnet repeatedly
    recognizes and stresses the difference between “past
    online status” and “current online status,” the latter being
    “opposed to the past status at registration.” Sipnet Br. at
    21 (emphases in original); see 
    id. at 8–9.
    Yet Sipnet offers
    no argument that, as a matter of plain meaning, the claim
    language “is” calls for anything but present-status infor-
    mation. Nor does it point to anything in other claim
    language that contradicts that plain meaning. Like the
    Board, Sipnet relies entirely on the specification.
    When claim language has as plain a meaning on an
    issue as the language does here, leaving no genuine
    uncertainties on interpretive questions relevant to the
    case, it is particularly difficult to conclude that the speci-
    fication reasonably supports a different meaning. The
    specification plays a more limited role than in the com-
    mon situation where claim terms are uncertain in mean-
    ing in relevant respects. The reason is that, unless there
    is a disclaimer or redefinition, whether explicit or implicit,
    the proper construction of any claim language must,
    among other things, “stay[] true to the claim language,”
    and, in order to avoid giving invention-defining effect to
    specification language included for other descriptive and
    enablement purposes, “the court’s focus remains on un-
    derstanding how a person of ordinary skill in the art
    STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.          9
    would understand the claim terms.” 
    Phillips, 415 F.3d at 1316
    , 1323, 1324 (internal quotation marks omitted); 
    id. at 1321.
    Reflecting the distinct but related roles of the
    claims and specification, the governing approach to claim
    construction thus maintains claim language’s key (not
    always decisive) role in claim construction: it stresses the
    importance of the specification in identifying and resolv-
    ing genuine uncertainties about claim language, and in
    stating redefinitions or disavowals, 
    id. at 1315–17,
    while
    it rejects a sequenced, dictionary-driven, burden-shifting
    approach to claim construction, 
    id. at 1320–24.
    Under
    our Phillips approach, the plainness of the claim language
    necessarily affects what ultimate conclusions about claim
    construction can properly be drawn based on the specifi-
    cation. For that reason, the court has repeatedly stated
    since Phillips that redefinition or disavowal is required
    where claim language is plain, lacking a range of possible
    ordinary meanings in context. See Pacing Technologies,
    LLC v. Garmin Int’l, Inc., 
    778 F.3d 1021
    , 1024 (Fed. Cir.
    2015) (citing authorities).
    Here, the specification does not provide a basis for
    reasonably adopting a construction that contradicts the
    plain meaning of the claim language. The Board relied on
    just one passage from the specification—which says that
    “a second user operating the second processing unit, upon
    connection to the Internet through a connection service
    provider, is processed by the connection server to be
    established in the database as an active on-line party.”
    ’704 patent, col. 5, lines 34–38 (emphasis added); see 
    id., col. 5,
    lines 31–34 (similarly as to the first unit: registra-
    tion establishes it “as an active on-line party available for
    communication” using the disclosed protocol). But that
    passage says no more than that the unit is active and
    online—available for communication—at the time it
    registers. It does not expressly or implicitly redefine “is
    connected” to mean “is still registered, once was connect-
    ed, and may or may not still be connected,” and it does not
    10           STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.
    otherwise establish that being active and online at the
    time of registration means, even if contrary to fact, being
    active and online when a caller’s query for a callee’s
    status comes in. 1
    Indeed, the immediately following passage recognizes
    the temporal nature of the status of actually being online.
    The specification says that the connection server “may use
    the timestamps to update the status of each processing
    unit” over time to try to keep the “on-line status infor-
    mation stored in the database 34 relatively current.” 
    Id., col. 5,
    lines 39–42. Whether that passage refers to “regis-
    tration time-outs,” Sipnet Br. at 23, or to “actively
    check[ing] whether a process is still connected to the
    network,” J.A. 296 (Patent Owner’s Response), the pas-
    sage clearly presupposes that the database listing of a
    unit as an active online party can become false over time.
    Contrary to the Board’s construction, the specification
    thus distinguishes, rather than equates, being online and
    being (or having been) registered.
    The Board did not rely on any other basis for its con-
    struction, and Sipnet does not meaningfully do so in this
    court. Two additional passages from the specification are
    nevertheless worth noting. They confirm that there is no
    basis for departing from the plain meaning of the claim
    language.
    1  At oral argument, the following exchange occurred
    with Sipnet’s counsel: “THE COURT: It describes, of
    course, a connection server that makes a database. When
    somebody registers, that registration means, right then
    and there, they’re active and online. A: Correct. THE
    COURT: But then that doesn’t tell you what the answer
    is to the question asked a day later, ‘Are you active and
    online?’ That could be out of date. A: That’s right.” Oral
    Argument at 21:19–21:43 (discussing ’704 patent, col. 5).
    STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.        11
    The specification says that, when a first unit sends a
    query to the connection server, the latter “searches the
    database to determine whether the callee is logged-in by
    finding any stored information corresponding to the
    callee’s E-mail address indicating that the callee is active
    and on-line.” ’704 patent, col. 5, lines 57–60. That lan-
    guage merely describes checking the database for stored
    information. It does not state that whatever information
    is stored, no matter how the connection server operates,
    establishes whether the callee is active and online.
    Moreover, the specification immediately continues
    with a description of how a connection server might work
    so as to shrink if not completely eliminate any gap be-
    tween recorded status and true status: “[w]hen a user logs
    off or goes off-line from the Internet, the connection server
    26 updates the status of the user in the database; for
    example, by removing the user’s information, or by flag-
    ging the user as being off-line.” 
    Id., col. 6,
    lines 6–9; see
    
    id., col. 6,
    lines 10–14 (the “server 26 may be instructed to
    update the user’s information in the database by an off-
    line message . . . sent automatically from the processing
    unit of the user prior to being disconnected from the
    connection server”). At oral argument, Sipnet’s counsel
    seemed to agree that the passage describes what must be
    “happening if the connection server answer is going to do
    what the claim language requires, supply an answer to
    the query whether the second process is connected to the
    computer network.” Oral Argument at 24:10–25:03. The
    specification’s indication of how a particular server pro-
    cess can provide accurate information undermines the
    notion that the specification generally redefines “is con-
    nected” to include active and online at registration, even if
    not at the time of the query.
    The plain meaning of the claim language is therefore
    not overridden by the specification. And the plain mean-
    ing is positively confirmed by the prosecution history,
    which we have indicated is to be consulted even in deter-
    12            STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.
    mining a claim’s broadest reasonable interpretation. See
    
    Proxyconn, 789 F.3d at 1298
    . In distinguishing claims 1–
    7 and 32–42 over NetBIOS and its “active name” disclo-
    sure to overcome a rejection during reexamination, the
    assignee of the ’704 patent made the very distinction that
    is at issue here—between still being registered and actu-
    ally being online:
    “[A]n active name” is not synonymous with an “on-
    line status with respect to the computer network.”
    An active name simply refers to a name that has
    been registered and that has not yet been de-
    registered, independent of whether the associated
    computer is or is not on-line. . . . NetBIOS does
    not teach that an active name in NetBIOS is syn-
    onymous with “whether the second process is con-
    nected to the computer network.” An active name
    simply refers to a name that has been registered
    and that has not yet been de-registered, inde-
    pendent of whether the associated computer is or
    is not connected to the computer network.
    Reply to Office Action of August 27, 2009, reexamination
    of ’704 patent, control no. 90/010,416 (dated Nov. 27,
    2009) at 11, 14–15. After the assignee made that distinc-
    tion, the examiner withdrew the rejection and confirmed
    the claims.
    One final point about this claim-construction issue:
    Sipnet suggests in various ways that the specification
    does not adequately describe or enable the systems or
    processes involving a query about current connection
    status under Straight Path’s claim construction. But
    written-description and enablement challenges were not,
    and could not have been, part of the inter partes review
    that is now before us. See 35 U.S.C. § 311(b) (limiting
    challenges to prior-art challenges).     Such challenges
    involve bottom-line or subsidiary factual issues that have
    not been litigated or adjudicated. Accordingly, Sipnet’s
    STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.      13
    arguments about insufficient specification support for the
    claims if they are given their plain meaning, arguments
    not adopted by the Board, do not alter our conclusion
    about claim construction. We offer no view on the merits
    of Sipnet’s suggestion of written-description or enable-
    ment problems.
    For the foregoing reasons, “is connected to the com-
    puter network” in the ’704 patent’s claims—and the
    counterpart claim phrases that the parties agree bear the
    same meaning—can only reasonably be understood to
    mean “is connected to the computer network at the time
    that the query is transmitted to the server.” The Board
    did not apply this claim construction in considering the
    prior art, including NetBIOS and WINS. It should do so
    on remand.
    B
    Straight Path’s second challenge to the Board’s deci-
    sion rests on the contention that the Board failed to
    construe “process.” We hold that Straight Path did not
    preserve that contention. It did not request a construc-
    tion of “process” in its preliminary response to Sipnet’s
    petition to institute inter partes review, in its response
    after the Board instituted the review, or at the oral hear-
    ing before the Board. In particular, Straight Path never
    argued for a construction of “process” under which a
    process being connected meant something other than its
    host device being connected. Nor did Sipnet. The Board
    thus committed no error in not construing “process.”
    Because Straight Path’s “process”-based challenge de-
    pends entirely on its newly proposed construction, which
    it failed to preserve before the Board, this court does not
    address the challenge.
    14           STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.
    CONCLUSION
    We reverse the Board’s cancellation of claims 1–7 and
    32–42 of the ’704 patent, and we remand for further
    proceedings consistent with this opinion.
    REVERSED AND REMANDED
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    STRAIGHT PATH IP GROUP, INC.,
    Appellant
    v.
    SIPNET EU S.R.O.,
    Appellee
    ______________________
    2015-1212
    ______________________
    Appeal from the United States Patent and Trademark
    Office, Patent Trial and Appeal Board in No. IPR2013-
    00246.
    ______________________
    DYK, Circuit Judge, concurring-in-part, dissenting-in-
    part.
    I respectfully dissent from the majority’s claim con-
    struction of the term “is connected to the computer net-
    work” to require absolute currency in a real-time
    assessment of connectivity. The majority’s insistence that
    “is” requires absolute currency fails to take account of a
    common usage of the term “is” and our prior decision in
    Paragon Solutions, LLC v. Timex Corp., holding that a
    reference to “real-time” does not necessarily require
    absolute currency. 
    566 F.3d 1075
    , 1088 (Fed. Cir. 2009).
    More importantly, the majority fails to give sufficient
    2             STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.
    weight to the specification which Phillips v. AWH Corp.
    holds “is always highly relevant to the claim construction
    analysis” and is “the single best guide to the meaning of a
    disputed term.” 
    415 F.3d 1303
    , 1315 (Fed. Cir. 2005) (en
    banc) (internal quotations and citations omitted) (empha-
    sis added). 1
    I
    The patent here claims a system, an apparatus, and
    associated methods to facilitate real time communication
    between two users over the internet. When a user logs
    onto the internet, he is assigned a dynamic IP address
    (akin to a phone number for a computer). Because this IP
    address may be different every time the user logs on,
    direct communication is nearly impossible, just as making
    a phone call to someone would be if phone numbers
    changed on every call. The present invention purportedly
    solves this problem by maintaining a database of IP
    addresses in a central server. As the specification de-
    scribes, when a user logs onto the network, his computer
    sends a current IP address and an email address to a
    central server. ’704 patent, col. 5, lines 25–29. When
    1   The Board applied the broadest reasonable inter-
    pretation standard (“BRI”) rather than Phillips. Normal-
    ly, BRI applies in inter partes review, see In re Cuozzo
    Speed Techs., LLC, 
    793 F.3d 1268
    , 1279 (Fed. Cir. 2015),
    but given that the patent expired on September 25, 2015,
    during the pendency of this appeal, the patentee contends
    that the Phillips standard should apply. The majority
    does not decide this issue because it contends that even
    under BRI, the Board’s construction was incorrect. In my
    view, the majority’s construction is incorrect even under
    Phillips, and, like the majority, I see no significant differ-
    ence between the Phillips and BRI standards as applied
    here.
    STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.           3
    another user wishes to initiate real-time communication
    with the first user (for example, a video telephone call),
    his computer will query the server with the first user’s
    email address. 
    Id. at col.
    5, lines 55–60. If the database
    indicates that the first user is online, the server will send
    the second user the IP address of the first user, enabling
    the second user to initiate direct real-time communication
    with the first user. 
    Id. at col.
    5, lines 60–64. All parties
    agree that discovering whether a user “is connected to the
    network” involves a check of the server’s database.
    II
    The present claim construction dispute arises in the
    context of an inter partes review in which the Patent
    Trial and Appeal Board (“the Board”) found the claims of
    the patent anticipated and/or obvious over two pieces of
    prior art that disclosed similar server-based databases of
    IP addresses. The patentee contends that these prior art
    disclosures do not read on the patent claims because the
    claims here require a real-time check, which is not dis-
    closed by the prior art. Relying on the specification,
    which indicates that the database only need be “relatively
    current,” ’704 patent, col. 5, lines 39–42, the Board reject-
    ed this construction. On appeal, the entire anticipa-
    tion/obviousness question now depends on the
    construction of the term “is connected to the network.”
    The majority rejects the Board’s specification-based
    construction, holding that the word “is” necessarily de-
    notes currency and cannot accommodate a situation in
    which information is even slightly out of date. The major-
    ity states that “the present tense ‘is’ in ‘is connected to the
    computer network’ plainly says that the query transmit-
    ted to the server seeks to determine whether the second
    unit is connected at that time, i.e., connected at the time
    that the query is sent.” Maj. Op. at 7. “When claim
    language has as plain a meaning on an issue as the
    4             STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.
    language [in this claim] does, . . . [t]he specification plays
    a more limited role than in the common situation where
    claim terms are uncertain in meaning in relevant re-
    spects.” 
    Id. at 8.
    The majority then concludes that “the
    specification does not provide a basis for reasonably
    adopting a construction that contradicts the plain mean-
    ing of the claim language.” 
    Id. at 8.
    According to the
    majority, the Board’s construction was erroneous because
    it “did not address the facially clear meaning, instead
    turning immediately to the specification.” 
    Id. at 8.
    In
    other words, the majority relies on the meaning it assigns
    to claim language based on its own knowledge of word
    usage rather than relying on the patentee’s own specifica-
    tion.
    III
    Contrary to the majority’s assertion, ordinary usage
    easily accommodates the Board’s interpretation of “is
    connected.” If a person says that “John is at home,” this
    might lead to the question: “How do you know?” The
    response “I spoke to him five minutes ago” would not be
    viewed as contradicting the original statement, even
    though John might have left home in the intervening five
    minutes. In other words, the use of the word “is” does not
    necessarily imply absolute accuracy or absolute currency.
    In any event, under the Phillips approach, we must
    look to the specification as the “single best guide to the
    meaning of a disputed term.” 
    Phillips, 415 F.3d at 1315
    .
    This is true, contrary to the majority’s assertion, even in
    cases where language, on its face, appears to have a plain
    meaning, because, as Phillips states, the specification “is
    always highly relevant to the claim construction analy-
    sis.” 
    Id. (emphasis added).
    The only meaning that mat-
    ters is the meaning in the context of the patent. See 
    id. at 1316
    (citing to and quoting Netword, LLC v. Centraal
    Corp., 
    242 F.3d 1347
    , 1352 (Fed. Cir. 2001) (“The claims
    STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.         5
    are directed to the invention that is described in the
    specification; they do not have meaning removed from the
    context from which they arose.”))
    In other cases, we have appropriately paid primary
    attention to the specification, including a case involving a
    nearly identical situation, Paragon 
    Solutions. 566 F.3d at 1088
    . The majority’s insistence that “is” requires curren-
    cy independent of the specification is directly contrary to
    this prior decision, which faithfully followed Phillips. We
    held that “displaying real-time data” “cannot mean in-
    stantaneous” based on a reading of the claim language in
    the context of the specification. Paragon 
    Solutions, 566 F.3d at 1088
    . This case involved an exercise monitoring
    system (which can be worn on the wrist) that displays
    data to the user from both an “electronic positioning
    device” and from a “physiological monitor.” 
    Id. at 1083.
    Despite seemingly similar clarity in the language of the
    claim—“a display unit configured for displaying real-time
    data”—we recognized that claim language cannot be read
    in isolation and looked to the specification in determining
    the ordinary meaning of the claim language. 
    Id. at 1088.
    Because the claim required data that, according to the
    specification, took time to develop, we rejected the district
    court’s technical dictionary-based construction and held
    that “real-time” did not mean “instantaneous.” See 
    id. at 1092.
    The majority’s conclusion that “is” necessarily
    requires currency here contravenes the holding of Para-
    gon Solutions.
    The majority’s construction of the term is also contra-
    ry to the specification in this case. The specification is
    clear that “is connected” does not require a real-time
    check. The specification—the “single best guide to the
    meaning of a disputed term,” see 
    Phillips, 415 F.3d at 1315
    —describes that, when a query is received, the server
    “searches the database . . . to determine whether the
    callee is logged-in by finding any stored information
    6             STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.
    corresponding” to that queried user. ’704 patent, col. 5,
    lines 57–59 (emphasis added). This information in the
    database, as described by the specification, is kept “rela-
    tively current.” 
    Id. at col.
    5, lines 39–42. Checking his-
    torical “relatively current” information in a database is
    not a “real time” determination.
    The majority’s construction is not only inconsistent
    with the general description of the invention, it is also
    inconsistent with the described embodiments. At oral
    argument, the patentee conceded that its construction,
    now adopted by the majority, would require the database
    to be always accurate. 2 In the preferred embodiment, a
    database record is created when a user logs on to the
    network. ’704 patent, col. 5, lines 25–29. Everyone
    agrees that checking whether a user “is connected to the
    network” involves checking that database record. But
    this embodiment includes mechanisms to detect if a user
    is no longer on-line that do not guarantee the accuracy of
    that record. For example, the server will periodically
    (e.g., every 2 hours) update the database, looking to see
    whether a record has been updated during that time
    period. 
    Id. at lines
    39–40. If the record is too old, the
    server will change the database record to indicate that the
    user is no longer online. See 
    id. This check
    can be out of
    date because of the time between periodic checks. The
    embodiment also describes that when a user logs off, that
    user’s computer can send a log-off message to the server,
    which will then update the database record to indicate
    that that particular user is not online. 
    Id. at col.
    6, lines
    2    At oral argument, the patentee was asked wheth-
    er its “view is that the database must always be accurate,
    and that’s the difference between [the patented invention]
    and the prior art, correct?” The patentee responded,
    “That is correct, your honor.” Oral Argument at 34:53.
    STRAIGHT PATH IP GROUP, INC.   v. SIPNET EU S.R.O.        7
    6–16. As the Board found, even this method will not
    prevent a non-current response to a query to the database
    when, for example, the first user’s computer crashes or
    otherwise fails to send a log-off message to the server.
    Thus, as the patent itself recognizes, the information in
    the database will only be “relatively current,” and there is
    no disclosure in the specification that would warrant
    construing “is connected” to require absolute accuracy.
    I respectfully dissent.
    

Document Info

Docket Number: 2015-1212

Citation Numbers: 806 F.3d 1356, 117 U.S.P.Q. 2d (BNA) 1223, 2015 U.S. App. LEXIS 20477, 2015 WL 7567492

Judges: Dyk, Taranto, Hughes

Filed Date: 11/25/2015

Precedential Status: Precedential

Modified Date: 11/5/2024