In Re: Gitlin ( 2019 )


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  •        NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    IN RE: ROMAN GITLIN,
    Appellant
    ______________________
    2018-1461
    ______________________
    Appeal from the United States Patent and Trademark
    Office, Patent Trial and Appeal Board in No. 12/766,889.
    ______________________
    Decided: June 13, 2019
    ______________________
    ROMAN GITLIN, Tel Aviv, Israel, pro se.
    THOMAS W. KRAUSE, Office of the Solicitor, United
    States Patent and Trademark Office, Alexandria, VA, for
    appellee Andrei Iancu. Also represented by BENJAMIN T.
    HICKMAN, JOSEPH MATAL, AMY J. NELSON, MAI-TRANG DUC
    DANG.
    ______________________
    Before REYNA, CHEN, and HUGHES, Circuit Judges.
    PER CURIAM.
    Roman Gitlin seeks review of a Patent Trial and Ap-
    peal Board (Board) decision affirming an examiner’s rejec-
    tion of all pending claims of his Patent Application No.
    12/766,889 (’889 Application) under 35 U.S.C. §§ 101 and
    2                                                IN RE: GITLIN
    103(a) and a subset of pending claims under 35 U.S.C.
    § 112, second paragraph (pre-AIA). 1 Because we agree
    with the Board’s decision, we affirm.
    BACKGROUND
    In April 2010, Mr. Gitlin filed a patent application
    with the U.S. Patent and Trademark Office on a method
    for efficiently implementing a multi-dimensional interpo-
    lation. SAppx1170. 2 The Government describes interpola-
    tion as “allow[ing] someone to estimate an unknown value
    between two values in a sequence,” as opposed to extrapo-
    lation, which allows someone to estimate values beyond the
    sequence. Appellee’s Br. at 2. According to the specifica-
    tion, the invention utilizes “a structural link between
    multi-dimensional interpolation local and global proper-
    ties.” SAppx33 ¶ 5. The specification further provides that
    “computer-implementing multi-dimensional interpolation
    in a way which is predicated on this structural link results
    in multi-interpolation speedups that, rather than measur-
    ing in percentage points, measure in orders of magnitude.”
    SAppx34 ¶ 7.
    The examiner rejected all pending claims under § 101
    as being directed to an abstract idea—i.e., a mathematical
    concept, without an inventive concept. SAppx975. The ex-
    aminer determined that any computer implementation
    amounted to no more than mere instructions to implement
    the abstract idea on a computer. 
    Id. 1 Because
    Mr. Gitlin filed the ’889 Application on
    April 25, 2010, which was before the AIA went into effect,
    the pre-AIA version of § 112, second paragraph applies to
    his application.
    2    The Government filed the only appendix in this ap-
    peal, labeled “Supplemental Appendix.” Because it was not
    jointly filed with Mr. Gitlin, we refer to citations within it
    with the given prefix “SAppx” and not J.A.
    IN RE: GITLIN                                              3
    The examiner also rejected all pending claims under
    § 103 as being unpatentable for obviousness over U.S. Pa-
    tent Application No. 2007/0061390 (Bredehoft) in view of
    U.S. Patent Application No. 2009/0279151 (Ito).
    SAppx977. In addition, the examiner rejected a subset of
    the pending claims (claims 4–7, 25, 54, 67, and 116–20) un-
    der § 112, second paragraph, for indefiniteness. SAppx971.
    Mr. Gitlin appealed the examiner’s rejections to the
    Board, and in February 2017, the Board affirmed.
    SAppx1–16. Mr. Gitlin appeals the Board’ decision. 3 We
    have jurisdiction pursuant to 28 U.S.C. § 1295(a)(4)(A).
    DISCUSSION
    A. Section 101 Analysis
    Patent eligibility under 35 U.S.C. § 101 is a question of
    law that may contain underlying issues of fact. Interval
    Licensing LLC v. AOL, Inc., 
    896 F.3d 1335
    , 1342 (Fed. Cir.
    2018) (citing Berkheimer v. HP Inc., 
    881 F.3d 1360
    , 1365
    (Fed. Cir. 2018)). We review an ultimate conclusion on pa-
    tent eligibility de novo. See 
    id. The Board
    followed the two-step framework provided
    in Alice Corp. Pty. Ltd. v. CLS Bank International, 
    573 U.S. 208
    (2014) in its § 101 analysis and determined that (1) the
    claims are directed to the abstract idea of a mathematical
    formula or relationship and (2) the claim elements do not
    3    Although we provided Mr. Gitlin with repeated ex-
    tensions for time to file his memorandum in lieu of oral ar-
    gument and explained that no further extensions would be
    granted, Mr. Gitlin filed another request for extension on
    the provided deadline of June 7, 2019 without any reason-
    able explanation for why he needs more than the seven
    weeks he has already been given to file his memorandum.
    Accordingly, we consider Mr. Gitlin’s argument as provided
    in his informal opening brief.
    4                                                 IN RE: GITLIN
    transform the abstract idea into a patent-eligible applica-
    tion. SAppx7–8.
    Claim 4 is representative:
    A method for efficiently implementing a multi-di-
    mensional interpolation in any number of dimen-
    sions, the method comprising implementing
    processing said interpolation’s third interpolation-
    input as a recursion.
    SAppx1170. The Government cites an encyclopedia to
    show that interpolation is a mathematical concept. Appel-
    lee’s Br. at 2 (citing Richard Sheposh, “Interpolation
    (Mathematics),” Salem Press Encyclopedia of Science
    (2019)). Mr. Gitlin does not provide any evidence to the
    contrary. See generally Appellant’s Informal Br.
    The Supreme Court has established that a mathemat-
    ical concept without more does not constitute patent-eligi-
    ble subject matter. See Parker v. Flook, 
    437 U.S. 584
    , 587–
    96 (1978) (“Here it is absolutely clear that respondent’s ap-
    plication contains no claim of patentable invention. . . . Re-
    spondent’s application simply provides a new and
    presumably better method for calculating alarm limit val-
    ues.”); Mackay Radio & Tel. Co. v. Radio Corp. of Am., 
    306 U.S. 86
    , 94 (1939) (“[A] scientific truth, or the mathemati-
    cal expression of it, is not patentable invention . . . .”); cf.
    Diamond v. Diehr, 
    450 U.S. 175
    , 187 (1981) (“It is now com-
    monplace that an application of a law of nature or mathe-
    matical formula to a known structure or process may well
    be deserving of patent protection.” (emphasis in original)).
    We have previously categorized mathematical algorithms
    as falling into the abstract-idea category that is ineligible
    for patent protection under § 101. Elec. Power Grp., LLC
    v. Alstom S.A., 
    830 F.3d 1350
    , 1354 (Fed. Cir. 2016) (“In a
    similar vein, we have treated analyzing information by
    steps people go through in their minds, or by mathematical
    algorithms, without more, as essentially mental processes
    within the abstract-idea category.”); see also SAP Am., Inc.
    IN RE: GITLIN                                              5
    v. Investpic, LLC, 
    898 F.3d 1161
    , 1163 (Fed. Cir. 2018). In
    the present case, we agree with the Board that representa-
    tive claim 4 is directed to a mathematical concept.
    We also agree with the Board that the claim elements
    in this case, taken individually and as an ordered combina-
    tion, do not provide an “inventive concept” that transforms
    the abstract idea into a patent-eligible application. See Al-
    
    ice, 573 U.S. at 221
    . Some of the claims of the ’889 Appli-
    cation specify that the interpolation is processed as a
    recursion or tail recursion. See ’889 Application at claims
    4, 34, 55, 98, 128. Some claims specify that the interpola-
    tion occurs on a grid. See 
    id. at claims
    125–29, 132. Other
    claims specify that the interpolation occurs in “a way” that
    decreases the amount of processing necessary to perform
    the interpolation or in a way that is predicated on certain
    input, but the claims never explain what that “way” is. See
    
    id. at claims
    5, 25–26, 30, 75–78, 80, 103, 116–19, 121, 125,
    129–31, 133, 137, 143, 147. But merely calling for a math-
    ematical concept to be performed more efficiently or with a
    particular input does not amount to an application of the
    mathematical concept that is patent-eligible. See 
    Diehr, 450 U.S. at 182
    n.7, 187.
    Nor would the claims be eligible if the interpolation
    was merely implemented on a computer, as the specifica-
    tion indicates, without improving the functioning of the
    computer or system. See SAppx34 ¶ 7; Mayo Collaborative
    Servs. v. Prometheus Labs., Inc., 
    566 U.S. 66
    , 84 (2012)
    (“[S]imply implementing a mathematical principle on a
    physical machine, namely a computer, was not a patenta-
    ble application of that principle.”).
    Because the claims at issue are not directed to patent-
    eligible subject matter, we affirm the Board’s decision sus-
    taining the examiner’s rejection of the claims under § 101.
    Because we affirm the Board’s rejection of the appealed
    claims under § 101, we need not review the Board’s alter-
    native § 103 rejection or its § 112, second paragraph
    6                                              IN RE: GITLIN
    rejection of a subset of the claims. We have considered Mr.
    Gitlin’s remaining arguments and find them unpersuasive.
    AFFIRMED
    COSTS
    No costs.
    

Document Info

Docket Number: 18-1461

Filed Date: 6/13/2019

Precedential Status: Non-Precedential

Modified Date: 6/13/2019