May v. McDonough ( 2023 )


Menu:
  • Case: 22-1803    Document: 28     Page: 1   Filed: 03/06/2023
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    FRANK MAY, III,
    Claimant-Appellant
    v.
    DENIS MCDONOUGH, SECRETARY OF
    VETERANS AFFAIRS,
    Respondent-Appellee
    ______________________
    2022-1803
    ______________________
    Appeal from the United States Court of Appeals for
    Veterans Claims in No. 21-874, Chief Judge Margaret C.
    Bartley.
    ______________________
    Decided: March 6, 2023
    ______________________
    FRANK MAY, III, Muskegon Heights, MI, pro se.
    STEPHEN J. SMITH, Commercial Litigation Branch,
    Civil Division, United States Department of Justice, Wash-
    ington, DC, for respondent-appellee. Also represented by
    BRIAN M. BOYNTON, CLAUDIA BURKE, PATRICIA M.
    MCCARTHY; AMANDA BLACKMON, Y. KEN LEE, Office of Gen-
    eral Counsel, United States Department of Veterans Af-
    fairs, Washington, DC.
    ______________________
    Case: 22-1803     Document: 28     Page: 2    Filed: 03/06/2023
    2                                         MAY   v. MCDONOUGH
    Before NEWMAN, LOURIE, and PROST, Circuit Judges.
    Opinion for the court filed by Circuit Judge PROST.
    Dissenting opinion filed by Circuit Judge NEWMAN.
    PROST, Circuit Judge.
    Frank May, III, appeals the decision of the U.S. Court
    of Appeals for Veterans Claims (“Veterans Court”) dismiss-
    ing his appeal for lack of jurisdiction. Because the Board
    of Veterans’ Appeals (“Board”) never issued a decision from
    which Mr. May could appeal, we affirm.
    BACKGROUND
    Mr. May is a helpless child of a deceased veteran.
    SAppx2. 1 The Department of Veterans Affairs (“VA”)
    granted Mr. May entitlement to dependency and indemnity
    compensation (“DIC”) benefits on October 18, 2018, with an
    effective date of May 18, 2016. SAppx7. In the same deci-
    sion, the VA concluded that Mr. May’s entitlement to DIC
    benefits ended on February 1, 2017, when he married
    Juanita Johnson. Mr. May now seeks a reinstatement of
    DIC benefits based on his divorce from Ms. Johnson on Sep-
    tember 20, 2018. 2 Appellant’s Informal Br. 4; SAppx2.
    Mr. May filed a notice of appeal to the Veterans Court
    on February 4, 2021, listing the date of the Board’s decision
    as February 19, 2019. SAppx4. But the Board had not
    1   “SAppx” refers to the government’s supplemental
    appendix.
    2   See 
    38 U.S.C. § 103
    (e) (“The marriage of a child of
    a veteran shall not bar recognition of such child as the child
    of the veteran for benefit purposes if the marriage is void,
    or has been annulled by a court with basic authority to ren-
    der annulment decrees unless the Secretary determines
    that the annulment was secured through fraud by either
    party or collusion.”).
    Case: 22-1803      Document: 28     Page: 3   Filed: 03/06/2023
    MAY   v. MCDONOUGH                                         3
    rendered a decision on February 19, 2019; rather, Mr. May
    had received correspondence that day from a VA regional
    office certifying an appeal to the Board. SAppx6. Accord-
    ingly, the Secretary moved to dismiss Mr. May’s appeal, ar-
    guing that the Veterans Court’s jurisdiction is limited to
    appeals from Board decisions. See SAppx2.
    On May 19, 2021, the Veterans Court ordered Mr. May
    to show cause why his appeal should not be dismissed. 
    Id.
    In a series of letters to the Veterans Court between May 27,
    2021, and June 11, 2021, Mr. May asked that his appeal
    not be dismissed and that, instead, his DIC benefits be re-
    instated because of his divorce. 
    Id.
     Mr. May did not iden-
    tify a Board decision from which he was appealing, nor did
    he argue that the Board had unreasonably delayed in ren-
    dering its decision.
    On February 17, 2022, the Veterans Court dismissed
    Mr. May’s appeal for lack of jurisdiction. SAppx3. The
    court explained that its jurisdiction is limited to appeals
    from Board decisions and that, absent such a decision, it
    could not consider Mr. May’s appeal. SAppx2–3 (citing
    
    38 U.S.C. §§ 7252
    (a) and 7266(a)). Because Mr. May had
    not identified any Board decision, the court concluded that
    it must dismiss his appeal. SAppx3. Mr. May sought re-
    consideration, again urging reinstatement of his DIC ben-
    efits because of his divorce, and the Veterans Court denied
    reconsideration on April 26, 2022. SAppx1.
    Mr. May’s appeal to this court followed.
    DISCUSSION
    In appeals from the Veterans Court, we “decide all rel-
    evant questions of law, including interpreting constitu-
    tional and statutory provisions.” 
    38 U.S.C. § 7292
    (d)(1).
    We “may not review (A) a challenge to a factual determina-
    tion, or (B) a challenge to a law or regulation as applied to
    the facts of a particular case.” 
    Id.
     § 7292(d)(2).
    Case: 22-1803    Document: 28      Page: 4    Filed: 03/06/2023
    4                                        MAY   v. MCDONOUGH
    Mr. May asks that we “give consideration that [he] was
    granted by the [VA] ‘Permanent incapacity for self-support
    . . . established May 18, 2018.’” Appellant’s Informal Br. 4.
    He seeks reconsideration of the Veterans Court’s decision
    dismissing his appeal but articulates no basis for doing so.
    A
    The Veterans Court’s jurisdiction is limited by statute.
    It has “exclusive jurisdiction to review decisions of the
    Board of Veterans’ Appeals.” 
    38 U.S.C. § 7252
    (a) (empha-
    sis added). And § 7266, which governs notices of appeal to
    the Veterans Court, assumes that the Board has rendered
    a decision. See 
    38 U.S.C. § 7266
    (a).
    Everyone agrees that no Board decision exists here.
    Accordingly, the Veterans Court was right to dismiss
    Mr. May’s appeal because it lacks jurisdiction over it.
    As best we can tell, this entire case arises because
    Mr. May made a mistake. Statements in Mr. May’s corre-
    spondence to the Veterans Court urging it to reconsider its
    dismissal imply that Mr. May misunderstood the distinc-
    tion between the Board of Veterans’ Appeals and the Court
    of Appeals for Veterans Claims. If that is indeed what hap-
    pened, it is an understandable error for a nonlawyer to
    make. We think it would be helpful to clarify to Mr. May
    that no court has said that his benefits cannot be rein-
    stated; he may still make his arguments, he just needs to
    make them to the right people. His request for reinstate-
    ment of DIC benefits must be made to the Board of Veter-
    ans’ Appeals, not the Court of Appeals for Veterans Claims.
    Once the Board decides his case, if it decides against
    Mr. May, then he can appeal to the Veterans Court.
    B
    The dissent would hold that the Veterans Court has ju-
    risdiction on direct appeal to review the reasonableness of
    the VA’s administrative delay in issuing a Board decision
    and would vacate and remand this case for the Veterans
    Case: 22-1803     Document: 28      Page: 5     Filed: 03/06/2023
    MAY   v. MCDONOUGH                                            5
    Court to do that. Such a holding would represent a marked
    departure from our jurisprudence and would not comport
    with the governing statutory provisions cited above that
    limit the Veterans Court’s jurisdiction to review of Board
    decisions.
    The dissent relies on 
    38 U.S.C. § 7261
    (a)(2). But § 7261
    defines the Veterans Court’s scope of review. See 
    38 U.S.C. § 7261
     (titled “Scope of Review”). Particularly when read
    in light of § 7252 (which is titled “Jurisdiction; finality of
    decisions”), the provision only applies when the Veterans
    Court otherwise has jurisdiction—it does not inde-
    pendently confer jurisdiction. 3 See Mayer v. Brown,
    
    37 F.3d 618
    , 620 (Fed. Cir. 1994) (“Section 7261 merely sets
    out the scope of the review to be conducted by the [Veterans
    Court] in cases within its jurisdiction; it does not itself cre-
    ate jurisdiction in the [Veterans Court].”), overruled on
    other grounds by Bailey v. West, 
    160 F.3d 1360
    , 1368
    (Fed. Cir. 1998). This is not to say that Mr. May was with-
    out recourse to resolve any unreasonable delay. For exam-
    ple, he could have filed a petition for a writ of mandamus
    challenging any Board delay. See, e.g., Martin, 
    891 F.3d 1338
    . The Veterans Court would have then been empow-
    ered, under the All Writs Act, 
    28 U.S.C. § 1651
    (a), to issue
    3 We have observed that § 7261(a)(2), which permits
    the Veterans Court to “compel action of the Secretary un-
    lawfully withheld or unreasonably delayed,” is based on a
    similar scope-of-review provision in the Administrative
    Procedure Act. Martin v. O’Rourke, 
    891 F.3d 1338
    , 1343
    (Fed. Cir. 2018) (citing 
    5 U.S.C. § 706
    (1)). And, as the D.C.
    Circuit observed in Telecommunications Research & Action
    Center v. FCC, 
    750 F.2d 70
     (D.C. Cir. 1984), the Adminis-
    trative Procedure Act “unquestionably does not confer an
    independent grant of jurisdiction.” 
    Id.
     at 77–78 (discussing
    
    5 U.S.C. § 706
    (1), and citing Califano v. Sanders, 
    430 U.S. 99
    , 107 (1977)).
    Case: 22-1803     Document: 28      Page: 6   Filed: 03/06/2023
    6                                         MAY   v. MCDONOUGH
    a writ to “protect its future jurisdiction.” See Martin,
    
    891 F.3d at 1343
     (emphasis added) (cleaned up). Instead,
    he filed a direct appeal rather than a petition for a writ of
    mandamus 4 and never argued (or even hinted) that the two
    years that had elapsed since the RO certified his appeal
    constituted an unreasonable delay. Under these circum-
    stances, it would be improper to examine administrative
    delay, particularly when, because Mr. May didn’t argue
    that the Board unreasonably delayed in issuing a decision,
    the Secretary never had an opportunity to address it.
    If a pro se appellant files a direct appeal without wait-
    ing for a final Board decision and argues that the Board has
    unreasonably delayed in issuing a decision, we cannot say
    that it would not be appropriate, in some circumstances,
    for the Veterans Court to construe the appeal as a petition
    for a writ of mandamus and proceed accordingly. But we
    are not presented with that issue because that is not what
    happened here: Mr. May’s appeal to both the Veterans
    Court and to this court addressed only the merits. We can-
    not, therefore, fault the Veterans Court for adhering to the
    statutory limits of its jurisdiction and dismissing Mr. May’s
    appeal.
    CONCLUSION
    We have considered Mr. May’s remaining arguments
    and find them unpersuasive. For the reasons set forth
    above, we affirm the Veterans Court’s dismissal of
    Mr. May’s appeal.
    AFFIRMED
    COSTS
    No costs.
    4   This is merely an observation. It is not a criticism,
    as the dissent characterizes it. See Dissent 6.
    Case: 22-1803    Document: 28     Page: 7   Filed: 03/06/2023
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    FRANK MAY, III,
    Claimant-Appellant
    v.
    DENIS MCDONOUGH, SECRETARY OF
    VETERANS AFFAIRS,
    Respondent-Appellee
    ______________________
    2022-1803
    ______________________
    Appeal from the United States Court of Appeals for
    Veterans Claims in No. 21-874, Chief Judge Margaret C.
    Bartley.
    ______________________
    NEWMAN, Circuit Judge, dissenting.
    The question before us is whether the Court of Appeals
    for Veterans Claims (the “Veterans Court”) has jurisdiction
    to consider this appeal from the decision of a Department
    of Veterans Affairs (“VA”) regional office. Appellant Frank
    May, III, filed a timely appeal to the Board of Veterans’
    Appeals (the “Board”), and after two years of inaction he
    filed an appeal to the Veterans Court. That court held it
    does not have jurisdiction “[b]ecause the Board did not
    Case: 22-1803     Document: 28      Page: 8   Filed: 03/06/2023
    2                                         MAY   v. MCDONOUGH
    issue a final decision,” and dismissed the appeal. 1 However,
    
    38 U.S.C. § 7261
    (a)(2) authorizes the Veterans Court to
    “compel action of the Secretary unlawfully withheld or un-
    reasonably delayed.” Such authority is jurisdictional, for
    “a tribunal’s ‘power to hear a case’ [is] a matter that ‘can
    never be forfeited or waived.’” Union Pac. R.R. Co. v. Bhd.
    of Locomotive Eng’rs & Trainmen Gen. Comm. of Adjust-
    ment, Cent. Region, 
    558 U.S. 67
    , 81 (2009) (quoting Ar-
    baugh v. Y & H Corp., 
    546 U.S. 500
    , 514 (2006)). From my
    colleagues’ ruling that the Veterans Court lacks jurisdic-
    tion of this appeal, I respectfully dissent.
    DISCUSSION
    Frank May, III is the disabled child of a deceased vet-
    eran. The VA regional office found that May was disabled
    from birth, with “permanent incapacity for self-support,”
    and he received a rating decision granting dependency and
    indemnity compensation (DIC) effective May 18, 2016.
    DIC is not available to married children of veterans.
    See 
    38 U.S.C. § 101
    (4)(A). May was married on February
    14, 2017, and divorced on September 20, 2018. The VA ter-
    minated his DIC as of February 1, 2017. After the divorce
    he requested reinstatement of the DIC. The Veterans Act
    contains provisions pertaining to marriage of a veteran’s
    child, including:
    
    38 U.S.C. § 103
     Special provisions relating to
    marriages—
    ***
    (e) The marriage of a child of a veteran shall not
    bar recognition of such child as the child of the vet-
    eran for benefit purposes if the marriage is void, or
    1   May v. McDonough, No. 21-874, 
    2022 WL 484328
    (Vet. App. Mar. 11, 2022) (“Vet. Ct. Order”).
    Case: 22-1803       Document: 28      Page: 9    Filed: 03/06/2023
    MAY   v. MCDONOUGH                                              3
    has been annulled by a court with basic authority
    to render annulment decrees unless the Secretary
    determines that the annulment was secured
    through fraud by either party or collusion.
    The regulations include:
    
    38 C.F.R. § 3.55
     Reinstatement of benefits eli-
    gibility based upon terminated marital rela-
    tionships—
    ***
    (b)(1) Marriage of a child shall not bar the furnish-
    ing of benefits to or on account of such child, if the
    marriage:
    (i) Was void, or
    (ii) Has been annulled . . . .
    The regional office did not reinstate May’s DIC, and he ap-
    pealed to the Board. Actions of a regional office are subject
    to review by the Board, in accordance with 
    38 U.S.C. § 7104
    :
    
    38 U.S.C. § 7104
     Jurisdiction of the Board; de-
    cisions; notice—
    (a) All questions in a matter which under section
    511(a) of this title is subject to decision by the Sec-
    retary shall be subject to one review on appeal to
    the Secretary. Final decisions on such appeals
    shall be made by the Board. Decisions of the Board
    shall be based on the entire record in the proceed-
    ing and upon consideration of all evidence and ma-
    terial of record and applicable provisions of law and
    regulation.
    The record contains a letter to May, signed “Regional Office
    Director” and dated February 19, 2019, stating:
    Case: 22-1803    Document: 28     Page: 10   Filed: 03/06/2023
    4                                        MAY   v. MCDONOUGH
    We have certified your appeal to the Board of Vet-
    erans’ Appeals (Board) in Washington, D.C.
    SAppx6. 2
    The Board did not act on May’s appeal, and on Febru-
    ary 4, 2021, he filed an appeal to the Veterans Court. On
    the government’s motion, the Veterans Court dismissed
    May’s appeal, stating:
    Absent a final Board decision, the Court lacks ju-
    risdiction to consider an appeal. . . . Because the
    Board did not issue a final decision involving Mr.
    May on February 19, 2019, the Court will dismiss
    the instant appeal. If and when a final Board deci-
    sion is issued, any matter determined in such a de-
    cision that is adverse to Mr. May may be appealed
    to this Court.
    Vet. Ct. Order, at 1.
    This appeal followed. May states that he filed a timely
    appeal to the Board and has received no action. He states
    that he meets the requirements for reinstatement of his
    DIC and requests judicial relief. The government states
    that the Veterans Court correctly dismissed the appeal for
    lack of jurisdiction.
    Jurisdiction of the Veterans Court
    Jurisdiction is “a tribunal’s ‘power to hear a case,’ a
    matter that ‘can never be forfeited or waived.’” Union Pac.
    R.R. Co., 
    558 U.S. at 81
     (quoting Arbaugh, 
    546 U.S. at 514
    ).
    The legislative plan for veterans’ compensation claims is
    that the Board shall review decisions of a VA regional of-
    fice, before appeal is taken to the Veterans Court:
    2   SAppx refers to the Supplemental Appendix filed
    by the government.
    Case: 22-1803      Document: 28     Page: 11    Filed: 03/06/2023
    MAY   v. MCDONOUGH                                            5
    
    38 U.S.C. § 7266
     Notice of appeal—
    (a) In order to obtain review by the Court of Ap-
    peals for Veterans Claims of a final decision of the
    Board of Veterans’ Appeals, a person adversely af-
    fected by such decision shall file a notice of appeal
    with the Court within 120 days after the date on
    which notice of the decision is issued pursuant to
    section 7104(e) of this title.
    The statute also authorizes the Veterans Court to “compel
    action of the Secretary” in certain circumstances:
    
    38 U.S.C. § 7261
     Scope of Review—
    (a) In any action brought under this chapter, the
    Court of Appeals for Veterans Claims, to the extent
    necessary to its decision and when presented,
    shall—
    (1) decide all relevant questions of law, in-
    terpret constitutional, statutory, and regu-
    latory provisions, and determine the
    meaning or applicability of the terms of an
    action of the Secretary;
    (2) compel action of the Secretary unlaw-
    fully withheld or unreasonably delayed;
    The grant of the power to “compel action of the Secretary”
    in situations of unreasonable delay was added by the Vet-
    erans’ Benefits Amendments of 1989, 
    Pub. L. No. 101-237, § 602
    , 
    103 Stat. 2061
    , 2095, following a legislative hearing
    in which it was reported that the average time for decision
    by the Board was about fourteen months, and that approx-
    imately twenty percent of Board decisions took nearly one-
    and-a-half years. Hearing on Oversight of the Board of Vet-
    erans’ Appeals: Hearing Before the Senate Comm. on Veter-
    ans’ Affairs, 100th Cong. 9–10 (1988) (statement of
    Kenneth E. Eaton, Chairman of the Board).
    Case: 22-1803    Document: 28      Page: 12    Filed: 03/06/2023
    6                                         MAY   v. MCDONOUGH
    
    38 U.S.C. § 7261
    (a)(2) authorizes the Veterans Court to
    compel agency action when action is unreasonably delayed.
    Such power is premised on the court’s jurisdiction lest the
    court’s authority “be defeated by an agency that fails to re-
    solve disputes.” Telecomms. Rsch. & Action Ctr. v. FCC,
    
    750 F.2d 70
    , 76 (D.C. Cir. 1984).
    The government cites decisions denying Veterans
    Court jurisdiction in the absence of a Board final decision,
    viz, Breeden v. Principi, 
    17 Vet. App. 475
    , 477 (2004) (“Our
    jurisdiction is limited to appeals from final decisions of the
    Board.”); Maggitt v. West, 
    202 F.3d 1370
    , 1376 (Fed. Cir.
    2000) (The party seeking judicial relief must “present a re-
    quest for a benefit to the Board, then receive a decision on
    that request.”). However, § 7261(a)(2) assigns authority to
    the Veterans Court to assure timely action by the VA.
    The panel majority states that “this entire case arises
    because Mr. May made a mistake” and “misunderstood the
    distinction between the Board of Veterans’ Appeals and the
    Court of Appeals for Veterans Claims.” Maj. Op. at 4. That
    is contrary to the record. The government agrees that May
    filed a timely appeal to the Board of Veterans’ Appeals.
    Only after two years of Board inaction did he seek the at-
    tention of the Veterans Court.
    The majority also criticizes the form of May’s action in
    the Veterans Court, stating that he “filed a direct appeal
    rather than a petition for a writ of mandamus.” Maj. Op. at
    6. It is accurate that May did not caption his appeal as a
    petition for writ of mandamus. Although “an appellate
    court may sometimes elect to treat an attempted appeal as
    if it were a petition for a writ of mandamus,” United States
    v. Bertoli, 
    994 F.2d 1002
    , 1014 (3d Cir. 1993), neither the
    Veterans Court nor this court made that election, which
    could have resolved May’s situation. See Cohen v. Benefi-
    cial Indus. Loan Corp., 
    337 U.S. 541
    , 546 (1949) (when in-
    terpreting the jurisdictional scope of final decisions under
    Case: 22-1803    Document: 28     Page: 13    Filed: 03/06/2023
    MAY   v. MCDONOUGH                                         7
    
    28 U.S.C. § 1291
    , courts should employ a “practical” rather
    than “technical” approach).
    The mandamus process has been invoked, lest judicial
    review be thwarted if the reviewable agency fails to act.
    See Fed. Trade Comm’n v. Dean Foods Co., 
    384 U.S. 597
    ,
    603 (1966). The panel majority acknowledges that the Vet-
    erans Court could have treated this appeal as a petition for
    a writ of mandamus. A focus of mandamus is to ensure
    justice is done and that government officers do their duties.
    It is especially important to avoid allowing formalism to
    defeat justice when litigants are unrepresented.
    The panel majority states that May never complained
    about delay. Maj. Op. at 5–6. That is incorrect, for both
    May and the Veterans Court refer to the regional office’s
    letter dated February 19, 2019, in his appeal to the Veter-
    ans Court filed in February 2021.
    May waited two years before appealing to the Veterans
    Court, seeking action on his request for DIC reinstate-
    ment. 3 It is undisputed that the Veterans Court has juris-
    diction over mandamus petitions related to delay in Board
    actions. When the Veterans Court was established by the
    Veterans’ Judicial Review Act of 1988, 4 the goal was for
    “each individual veteran to receive from the Government
    every benefit and service to which he or she may be entitled
    under law.” Hearing on Judicial Review Legislation, Before
    S. Comm. on Veterans’ Affairs, 100th Cong. 2 (1988) (state-
    ment of Sen. Alan Cranston).
    There is no jurisdictional bar to the Veterans Court’s
    authority to remedy unreasonable delay, as authorized by
    § 7261(a)(2). The dismissal for lack of jurisdiction should
    be reversed, with remand to the Veterans Court for action.
    3Now, four years have elapsed since his appeal to
    the Board.
    4  
    Pub. L. 100-687, 102
     Stat. 4105.
    Case: 22-1803   Document: 28   Page: 14    Filed: 03/06/2023
    8                                     MAY   v. MCDONOUGH
    My colleagues’ dismissal leaves Mr. May with no recourse
    and no remedy. I respectfully dissent.