Swisher v. Wilkie ( 2019 )


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  •        NOTE : This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    ELVEN J. SWISHER,
    Claimant-Appellant
    v.
    ROBERT WILKIE, SECRETARY OF VETERANS
    AFFAIRS,
    Respondent-Appellee
    ______________________
    2018-2268
    ______________________
    Appeal from the United States Court of Appeals for
    Veterans Claims in No. 16-4032, Judge Margaret C.
    Bartley.
    ______________________
    Decided: January 16, 2019
    ______________________
    ELVEN J. SWISHER, Cottonwood, ID, pro se.
    VITO SALVATORE S OLITRO, Commercial Litigation
    Branch, Civil Division, United States Department of
    Justice, Washington, DC, for respondent-appellee. Also
    represented by JOSEPH H. HUNT, R OBERT EDWARD
    KIRSCHMAN, JR., LOREN MISHA PREHEIM; CHRISTOPHER O.
    ADELOYE , Y. KEN LEE, Office of General Counsel, United
    States Department of Veterans Affairs, Washington, DC.
    2                                         SWISHER v. WILKIE
    ______________________
    Before REYNA, SCHALL, and HUGHES, Circuit Judges.
    PER CURIAM.
    Elven J. Swisher appeals from a decision of the Unit-
    ed States Court of Appeals for Veterans Claims affirming-
    in-part and dismissing-in-part a decision of the Board of
    Veterans’ Appeals upholding a reduction in disability
    rating for bilateral hearing loss and a severance of service
    connection for post-traumatic stress disorder (“PTSD”).
    We affirm the severance of service connection for PTSD
    because Mr. Swisher’s due process rights were not violat-
    ed and dismiss the remainder of the appeal for lack of
    jurisdiction.
    BACKGROUND
    Mr. Swisher served in the United States Marine
    Corps from August 1954 to August 1957. Mr. Swisher’s
    certificate of discharge from active duty—form DD-214—
    showed that he did not receive any military decorations
    during service or incur any wounds as a result of enemy
    combat.
    In 2001, Mr. Swisher sought service connection for bi-
    lateral hearing loss and PTSD. The Department of Vet-
    erans Affairs (“VA”) granted Mr. Swisher’s claim for
    bilateral hearing loss, assessing a 40% disability rating.
    The VA denied his PTSD claim because there was insuffi-
    cient evidence that he served in combat.
    In February 2004, Mr. Swisher submitted what he
    represented was a corrected DD-214, showing that he
    sustained wounds from combat in Korea in 1955 and
    listing military decorations such as the Purple Heart and
    a Navy and Marine Corps Commendation Medal. After
    receiving the “corrected” DD-214, the VA granted his
    PTSD service connection claim.
    SWISHER v. WILKIE                                       3
    In January 2005, the National Personnel Records
    Center determined that Mr. Swisher’s military records
    showed that he did not receive any decorations, and in
    May 2005, the Navy notified the VA that Mr. Swisher’s
    “corrected” DD-214 was not authentic. The VA proposed
    to sever the PTSD service connection award. The VA
    Office of the Inspector General (“OIG”) also conducted an
    investigation and determined Mr. Swisher had submitted
    an altered DD-214 and that the VA overpaid approxi-
    mately $95,000 in benefits. The VA severed the PTSD
    service connection award in July 2006, and the OIG sent
    the results of its investigation to the U.S. Attorney’s
    Office for criminal prosecution. The next month, Mr.
    Swisher requested another hearing to reevaluate his
    PTSD claim and “to present new evidence.” App. 25.
    In January 2009, a jury convicted Mr. Swisher on
    three felony counts: (1) making false statements to the
    VA; (2) forging a DD-214 to obtain benefits; and (3) theft
    of government funds. United States v. Swisher, 790 F.
    Supp. 2d 1215, 1224–25 (D. Idaho 2011), rev’d on other
    grounds, 
    811 F.3d 299
    (9th Cir. 2016) (en banc) (holding
    that a statute criminalizing the unauthorized wearing of
    military medals violated the First Amendment). The
    court sentenced Mr. Swisher to over twelve months in
    prison and three years of supervised release. 
    Id. at 1225.
        In March 2013, Mr. Swisher received a hearing exam-
    ination that showed improved hearing, and as a result,
    the VA reduced his disability rating from 40% to 30%.
    Mr. Swisher appealed the reduction in disability rating
    and the severance of his PTSD award.
    The Board of Veterans’ Appeals (“Board”) determined
    that the VA properly severed his PTSD award because it
    was based on false statements, finding that his convic-
    tions for false statements and forging the DD-214 were
    probative evidence against his contrary assertions. The
    Board also determined that the VA properly reduced Mr.
    4                                         SWISHER v. WILKIE
    Swisher’s disability rating because his 2013 hearing
    examination and a separate 2011 examination both
    showed hearing acuity that exceeded the 40% disability
    rating criteria.
    The United States Court of Appeals for Veterans
    Claims (“Veterans Court”) affirmed. The Veterans Court
    held that the VA properly severed the PTSD award be-
    cause it was based on fraud and that there was no clear
    error in the Board’s determination that his hearing disa-
    bility rating should be reduced. The court rejected Mr.
    Swisher’s arguments that the VA failed in its duty to
    assist him in obtaining certain documents from a 2004
    federal district court case that he claimed would substan-
    tiate his PTSD claim. Specifically, the Veterans Court
    found that Mr. Swisher had not identified any records
    that had a reasonable possibility of substantiating his
    claim. The Veterans Court also rejected Mr. Swisher’s
    claim that the VA violated his due process rights by
    failing to conduct a hearing because he in fact received
    and testified in a hearing in 2005 before severance of his
    PTSD award and rejected the opportunity for an addi-
    tional hearing in a November 2015 letter. Mr. Swisher
    now appeals to this court.
    DISCUSSION
    Section 7292 of title 38 limits our jurisdiction in re-
    viewing decisions by the Veterans Court. The court lacks
    jurisdiction to review “a challenge to a factual determina-
    tion” or “a challenge to a law or regulation as applied to
    the facts of a particular case,” unless the appeal “presents
    a constitutional issue.” 38 U.S.C. § 7292(d). The court
    may “review, and ‘hold unlawful and set aside,’ if war-
    ranted, ‘any regulation or any interpretation thereof
    (other than a determination as to a factual matter) that
    was relied upon in the decision of the [Veterans Court].’”
    Graves v. Principi, 
    294 F.3d 1350
    , 1354 (Fed. Cir. 2002).
    A veteran’s “entitlement to [disability] benefits is a prop-
    SWISHER v. WILKIE                                        5
    erty interest protected by the Due Process Clause of the
    Fifth Amendment to the United States Constitution.”
    Cushman v. Shinseki, 
    576 F.3d 1290
    , 1298 (Fed. Cir.
    2009). Whether a claimant was denied a full and fair
    hearing on the factual issues of his claim presents a
    constitutional issue over which we have jurisdiction. 
    Id. at 1296–98.
        Mr. Swisher challenges the reduction of his disability
    rating for bilateral hearing loss and the VA’s severance of
    his PTSD claim. 1 Mr. Swisher challenges the reduction of
    his hearing disability rating by arguing that the Veterans
    Court improperly interpreted the hearing test results. He
    challenges the severance of his PTSD award by arguing
    that (1) the VA failed in its duty under 38 U.S.C.
    § 5103A(a)(1) to assist him in obtaining relevant records
    that he contends would substantiate his claim; and (2) the
    VA violated his due process rights by failing to afford him
    a requested hearing after severance of his PTSD award.
    Mr. Swisher’s argument regarding the reduction in
    hearing disability rating asks us to reevaluate the 2011
    and 2013 hearing test results. Reevaluating these hear-
    ing test results would constitute a review of a factual
    determination. We lack jurisdiction to review such a
    determination. See Bastien v. Shinseki, 
    599 F.3d 1301
    ,
    1306 (Fed. Cir. 2010).
    1    Mr. Swisher also argues that the VA improperly
    reduced his rating for right shoulder disability. The
    Board remanded his shoulder claims to the VA for further
    consideration. We do not have jurisdiction over the
    Board’s decision to remand because it does not constitute
    an appealable final decision, and Mr. Swisher has not
    argued that his shoulder claim meets the requirements of
    the jurisdictional exception to finality. See Williams v.
    Principi, 
    275 F.3d 1361
    , 1364 (Fed. Cir. 2002).
    6                                        SWISHER v. WILKIE
    Mr. Swisher’s first argument regarding the severance
    of the PTSD award is that the VA failed in its duty under
    38 U.S.C. § 5103A(a)(1) to assist him in obtaining evi-
    dence to substantiate his claim. The VA is not required to
    assist in obtaining records that do not have a reasonable
    possibility of helping substantiate a claim. 38 U.S.C.
    § 5103A(a)(2); Golz v. Shinseki, 
    590 F.3d 1317
    , 1322 (Fed.
    Cir. 2010). The Veterans Court found that the records
    identified by Mr. Swisher from the 2004 federal court case
    did not have a reasonable possibility of substantiating his
    claim that his “corrected” DD-214 was valid in light of his
    2009 fraud conviction that found the same DD-214 was
    fraudulent. Suppl App. 8. Whether certain records have
    a reasonable possibility of substantiating a claim is a
    factual determination that is not reviewable by this court.
    
    Golz, 590 F.3d at 1322
    . Accordingly, this court does not
    have jurisdiction to review the Veterans Court’s determi-
    nation that the VA did not fail in its duty to assist under
    § 5103A(a)(1).
    Mr. Swisher’s second argument regarding the sever-
    ance of the PTSD award is that the VA violated his Fifth
    Amendment due process rights by failing to afford him a
    requested hearing after severance of the award. This is
    the sole argument raised by Mr. Swisher over which we
    have jurisdiction because it raises a constitutional due
    process issue: whether Mr. Swisher was afforded a full
    and fair hearing in connection with the loss of his PTSD
    award. See 
    Cushman, 576 F.3d at 1296
    –98. Specifically,
    Mr. Swisher’s argument is that “[b]y not receiving a
    requested personal hearing in calendar year 2006, Swish-
    er was denied the Due Process Right of clearing himself of
    alleged misconduct.”
    As the Veterans Court pointed out, Mr. Swisher re-
    ceived notice of the proposed severance of his PTSD
    award in June 2005 because the VA determined it was
    based on an invalid DD-214. Mr. Swisher submitted
    evidence in response and testified at a hearing before a
    SWISHER v. WILKIE                                        7
    decision review officer in August 2005. The July 2006
    severance decision noted that Mr. Swisher was given the
    opportunity to submit evidence and appear and testify at
    the August 2005 hearing. In October 2015, the Board
    sought clarification regarding Mr. Swisher’s hearing
    request that was made after severance of his PTSD claim.
    Despite now arguing that he was denied a hearing after
    severance of the PTSD award, Mr. Swisher responded in
    November 2015, stating that he did not want a Board
    hearing and requesting that his appeal instead be ad-
    vanced for adjudication.
    We hold that the VA did not violate Mr. Swisher’s due
    process rights by not scheduling a hearing after the
    severance of his PTSD award in response to his request in
    2006. The VA gave Mr. Swisher a full and fair hearing
    before the severance of the award, and he rejected an
    opportunity for a later hearing in 2015. Additionally, the
    validity of Mr. Swisher’s “corrected” DD-214 was adjudi-
    cated in a full jury trial and found to be fraudulent in
    2009, resulting in three felony convictions that were
    upheld on appeal. Accordingly, Mr. Swisher’s due process
    rights have not been violated.
    CONCLUSION
    We have considered the remaining arguments raised
    by Mr. Swisher over issues for which we have jurisdiction
    and find them unpersuasive. The Veterans Court’s de-
    termination that the VA did not violate Mr. Swisher’s due
    process rights in severing his PTSD award is affirmed.
    The remainder of this appeal is dismissed for lack of
    jurisdiction.
    AFFIRMED-IN-PART, DISMISSED-IN-PART
    COSTS
    No costs.