Walker v. Shinseki , 708 F.3d 1331 ( 2013 )


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  •   United States Court of Appeals
    for the Federal Circuit
    ______________________
    JAMES E. WALKER,
    Claimant-Appellant,
    v.
    ERIC K. SHINSEKI, SECRETARY OF VETERANS
    AFFAIRS,
    Respondent-Appellee.
    ______________________
    2011-7184
    ______________________
    Appeal from the United States Court of Appeals for
    Veterans Claims in No. 10-2634, Judge Bruce E. Kasold.
    ______________________
    Decided: February 21, 2013
    ______________________
    DAVID S. FORMAN, Finnegan, Henderson, Farabow,
    Garrett & Dunner, LLP, of Washington, DC, argued for
    claimant-appellant. With him on the brief was ANITA
    BHUSHAN, of Atlanta, Georgia. Of counsel on the brief
    were LOUIS J. GEORGE and BARTON F. STICHMAN, National
    Veterans Legal Services Program, of Washington, DC. Of
    counsel was JESSICA H. ROARK, Finnegan, Henderson,
    Farabow, Garrett & Dunner, LLP, of Reston, Virginia.
    2                                       WALKER   v. SHINSEKI
    ALEX P. HONTOS, Trial Attorney, Commercial Litiga-
    tion Branch, Civil Division, United States Department of
    Justice, of Washington, DC, argued for respondent-
    appellee. With him on the brief were STUART F. DELERY,
    Acting Assistant Attorney General, JEANNE E. DAVIDSON,
    Director, and MARTIN F. HOCKEY, JR., Assistant Director.
    Of counsel on the brief were DAVID J. BARRANS, Deputy
    Assistant General Counsel, and BRIAN D. GRIFFIN, Attor-
    ney, United States Department of Veterans Affairs, of
    Washington, DC.
    ______________________
    Before DYK, CLEVENGER, and WALLACH, Circuit Judges.
    CLEVENGER, Circuit Judge.
    This case involves a claim for disability compensation
    filed by Julius E. Walker (“Mr. Walker”) on April 7, 2007,
    for bilateral hearing loss. The Board of Veterans’ Appeals
    (“Board”) denied the claim on May 5, 2010. Pending
    appeal to the United States Court of Appeals for Veterans
    Claims (“Veterans Court”), the claimant died, and his son,
    Brig. Gen. James E. Walker (“Walker”), was substituted
    as a potential accrued benefits beneficiary. The Veterans
    Court affirmed the Board’s denial of the claim for bilat-
    eral hearing loss, and Walker timely appealed to this
    court. We have jurisdiction under 
    38 U.S.C. § 7292
     and
    for the reasons set forth below, we affirm.
    I
    Mr. Walker served in the United States Army Air
    Force from March of 1943 to November of 1945. His
    military Occupational Specialty was a four-engine air-
    plane pilot, and during service he was a flight instructor.
    The Muskogee, Oklahoma Regional Office (“RO”) denied
    the 2007 claim, and Mr. Walker appealed to the Board.
    The appeal included sworn statements from his son and
    wife that his hearing loss began in service and continued
    WALKER   v. SHINSEKI                                       3
    throughout his life. In support of his appeal, Mr. Walker
    was eventually examined by a Department of Veterans
    Affairs audiologist on September 17, 2009. The audiolo-
    gist was instructed to conduct an examination, and asked
    “[i]f hearing loss is diagnosed is it at least as likely as not
    due to his military service as a pilot. Please provide
    medical rational[e] for opinion provided.”
    Because Mr. Walker’s service medical records were
    not available due to a fire in the facility housing the
    records, the examiner had only information obtained from
    Mr. Walker and his grandson, who related Mr. Walker’s
    difficulty in hearing and his history of bilateral hearing
    loss. The examiner noted that noise exposure in service is
    conceded, and diagnosed Mr. Walker as suffering from
    bilateral hearing loss that would qualify Mr. Walker for
    compensation if he could establish service connection for
    the diagnosed condition. The examiner however conclud-
    ed that “the veteran’s hearing loss is less likely as not
    caused primarily by military service as a pilot.” The
    examiner reasoned that Mr. Walker served 60-65 years
    ago, and that “[p]resbycusis (age-related hearing loss)
    secondary to the veteran’s advanced age cannot be ex-
    cluded as the primary etiology for the veteran’s hearing
    loss.” The examiner also noted that Mr. Walker was
    exposed to recreational noise by hunting game 7-8 times a
    year throughout his life without use of any hearing pro-
    tection. Based on this examination report, the RO denied
    Mr. Walker’s claim.
    Mr. Walker appealed to the Board. The Board had
    the benefit of statements from Mr. Walker’s wife and son
    to the effect that his hearing was normal upon entry into
    service, he suffered significant hearing loss in his time as
    a flight instructor, and his hearing slowly deteriorated in
    the years following his service. Before addressing the
    evidence in the case, the Board’s opinion set out the legal
    criteria to be applied. In order to obtain disability com-
    pensation       under      
    38 U.S.C. §§ 1110
    , 1131      and
    4                                       WALKER   v. SHINSEKI
    
    38 C.F.R. § 3.303
    (a), Walker had to satisfy a three-
    element test: (1) the existence of a present disability; (2)
    in-service incurrence or aggravation of a disease or injury;
    and (3) a causal relationship between the present disabil-
    ity and the disease or injury incurred or aggravated
    during service – the so-called ‘nexus’ requirement. This
    three-element test has been approved by this Court, see
    Holton v. Shinseki, 
    557 F.3d 1363
    , 1366 (Fed. Cir. 2009)
    (quoting Shedden v. Principi, 
    381 F.3d 1163
    , 1167 (Fed.
    Cir. 2004)), and is applied by the Veterans Court, see
    Arms v. West, 
    12 Vet. App. 188
     (1999). The Board also
    noted that “if the condition noted during service is not
    shown to be chronic, then generally a showing of continui-
    ty of symptomatology after service is required for service
    connection. 
    38 C.F.R. § 3.303
    (b) (2009).”
    Applying the three-element test to the facts before it,
    the Board concluded that the trained audiologist’s opinion
    was entitled to more weight than the information Mr.
    Walker and his grandson, and his wife and son had sup-
    plied. Age and recreational noise were seen as the more
    likely cause of Mr. Walker’s diagnosed bilateral hearing
    loss. The Board thus concluded that Mr. Walker failed
    under the three-element test to establish service connec-
    tion for his bilateral hearing loss. The Board’s opinion did
    not indicate whether it also found Mr. Walker’s claim
    insufficient under 
    38 C.F.R. § 3.303
    (b).       Mr. Walker
    timely appealed to the Veterans Court, and as noted
    above, upon Mr. Walker’s death, his son stepped into his
    shoes for purposes of pursuit of his claim for compensa-
    tion for bilateral hearing loss.
    II
    On appeal, Walker argued that the audiologist’s ex-
    amination was inadequate, for failure to consider and
    assess the “continuous long-standing symptomatology”
    shown by the lay statements of the wife and son, which
    were not before the examiner. Walker also argued that
    WALKER   v. SHINSEKI                                    5
    the Board had not properly treated the lay evidence of
    continuity of symptomatology, and sought a remand to
    the Board for consideration of that evidence. The Veter-
    ans Court affirmed the Board’s decision, also viewing the
    case through the prism of the familiar three-part test for
    service connection. The Veterans Court concluded that
    the Board had adequately weighed the lay statements by
    family members against the factors cited by the medical
    examiner, and agreed with the medical examiner and the
    Board that Mr. Walker’s diagnosed hearing loss was more
    likely than not due to aging and recreational noise expo-
    sure, not to noise exposure during service. The Veterans
    Court’s decision did not refer to the possibility that Walk-
    er could benefit from the provisions of 
    38 C.F.R. § 3.303
    (b)
    by way of continuity of symptomatology. Walker’s request
    for a remand was denied on the ground that remand is
    unnecessary where it would result in additional burdens
    on the government with no benefit flowing to the veteran.
    Walker timely appealed the final decision of the Veterans
    Court. The Secretary of Veterans Affairs (“Secretary”)
    opposes.
    We have jurisdiction under 
    38 U.S.C. § 7292
    , which
    authorizes this court to interpret regulations issued by
    the Secretary. As will be explained below, this appeal
    requires us to interpret 
    38 C.F.R. § 3.303
    (b).
    III
    “Service connection” is a term of art that is used in
    two ways, depending on the context in which the term is
    expressed. The term applies to the ultimate entitlement
    to disability compensation, after a veteran has satisfied
    the three-element test or the test for entitlement to disa-
    bility compensation for chronic diseases as set forth in
    
    38 C.F.R. § 3.303
    (b). The term is also sometimes used to
    refer to the second element of the three-element test,
    namely that a disease or injury was incurred or aggravat-
    ed while in service. The Secretary has promulgated
    6                                       WALKER   v. SHINSEKI
    regulations on “Principles relating to service connection”
    in 
    38 C.F.R. § 3.303
    , and in § 3.303(a), stating general
    principles of service connection, the term is used in both
    senses. “Service connection connotes many factors but
    basically it means that the facts, shown by evidence,
    establish that a particular injury or disease resulting in
    disability was incurred coincident with service in the
    Armed Forces, or if preexisting such service, was aggra-
    vated therein” (emphasis added). Subsection (a) also
    refers to “each disabling condition…for which [a veteran]
    seeks a       service connection”      and states that
    “[d]eterminations as to service connection will be based on
    review of the entire evidence of record.” Satisfaction of
    the three-element test thus achieves service connection, in
    both senses, under § 3.303(a). As noted above, the RO,
    the Board, and the Veterans Court measured Walker’s
    claim for compensation under the three-element test. We
    need not dwell further on § 3.303(a), however, because
    Walker on appeal has waived any claim to entitlement
    under subsection (a).
    Walker’s briefs on appeal, and his oral argument, re-
    duce the appeal to a single question: whether Walker is
    entitled to a remand for consideration of service connec-
    tion for his diagnosed bi-lateral hearing loss under
    
    38 C.F.R. § 3.303
    (b). The answer to this question requires
    interpretation of the term “chronic disease” as it appears
    in § 3.303(b). Under Walker’s interpretation of the term,
    he is entitled to the remand he requests. Under the Secre-
    tary’s interpretation, the Veterans Court correctly denied
    the remand request. We thus turn to subsection (b) of
    § 3.303.
    IV
    Subsection (b) reads as follows:
    (b) Chronicity and continuity. With chronic dis-
    ease shown as such in service (or within the pre-
    sumptive period under § 3.307), so as to permit a
    WALKER   v. SHINSEKI                                        7
    finding of service connection, subsequent manifes-
    tations of the same chronic disease at any later
    date, however remote, are service connected, un-
    less clearly attributable to intercurrent causes.
    This does not mean that any manifestation of joint
    pain, any abnormality of heart action or heart
    sounds, any urinary findings of casts, or any
    cough, in service will permit service connection of
    arthritis, disease of the heart, nephritis, or pul-
    monary disease, first shown as a clearcut clinical
    entity, at some later date. For the showing of
    chronic disease in service there is required a com-
    bination of manifestations sufficient to identify
    the disease entity, and sufficient observation to
    establish chronicity at the time, as distinguished
    from merely isolated findings or a diagnosis in-
    cluding the word “Chronic.” When the disease
    identity is established (leprosy, tuberculosis, mul-
    tiple sclerosis, etc.), there is no requirement of ev-
    identiary showing of continuity. Continuity of
    symptomatology is required only where the condi-
    tion noted during service (or in the presumptive
    period) is not, in fact, shown to be chronic or
    where the diagnosis of chronicity may be legiti-
    mately questioned. When the fact of chronicity in
    service is not adequately supported, then a show-
    ing of continuity after discharge is required to
    support the claim.
    Unlike subsection (a), which is not limited to any spe-
    cific condition, subsection (b) restricts itself to chronic
    diseases. Parsing through the language of the regulation,
    two situations are revealed. First, there is an explicit rule
    for when a chronic disease is “shown in service (or within
    the presumptive period under § 3.307).” 1
    1Section 3.307 deals with situations in which the vet-
    eran can show no evidence of a chronic disease during the
    8                                       WALKER   v. SHINSEKI
    The regulation equates “shown in service” with a reli-
    able diagnosis of the chronic disease while in service.
    Mere use of the word “chronic” does not suffice. For a
    showing in service, “there is required a combination of
    manifestations sufficient to identify the disease entity,
    and sufficient observation to establish chronicity at the
    time.” The regulation is clear that any manifestation of a
    chronic disease, such as joint pain, etc., will not permit
    service connection for the chronic disease associated with
    the manifestation, in that instance, arthritis. To be
    “shown in service,” the disease identity must be estab-
    lished and the diagnosis not be subject to legitimate
    question.
    When a veteran satisfies the requirements for a
    chronic disease shown in service (or within the presump-
    tive period under § 3.307), then all subsequent manifesta-
    tions of the same chronic disease at any later date,
    however remote, are service connected, unless clearly
    attributable to intercurrent causes. Thus if a veteran can
    prove a chronic disease “shown in service,” and there are
    no intercurrent causes, the manifestation of the chronic
    disease present at the time the veteran seeks benefits
    establishes service connection for the chronic disease. By
    treating all subsequent manifestations as service connect-
    ed, the veteran is relieved of the requirement to show a
    causal relationship between the condition in service and
    the condition for which disability compensation is sought.
    period of service, but can show a chronic disease that had
    become manifest to a degree of 10 percent or more within
    a limited time, depending on the particular identity of the
    chronic disease, after separation from service. Upon such
    showing, the chronic disease “will be considered to have
    been incurred in or aggravated by service,” thus satisfying
    the second element of the three-element test. Walker
    does not seek the benefit of § 3.307 to establish that his
    bilateral hearing loss was incurred in service.
    WALKER   v. SHINSEKI                                    9
    In short, there is no “nexus” requirement for compensa-
    tion for a chronic disease which was shown in service, so
    long as there is an absence of intercurrent causes to
    explain post-service manifestations of the chronic disease.
    Subsection (b) provides a second route by which a vet-
    eran can establish service connection for a chronic dis-
    ease. If evidence of a chronic condition is noted during
    service or during the presumptive period, but the chronic
    condition is not “shown to be chronic, or where the diag-
    nosis of chronicity may be legitimately questioned,” i.e.,
    “when the fact of chronicity in service is not adequately
    supported,” then a showing of continuity of symptomatol-
    ogy after discharge is required to support a claim for
    disability compensation for the chronic disease. Proven
    continuity of symptomatology establishes the link, or
    nexus, between the current disease and serves as the
    evidentiary tool to confirm the existence of the chronic
    disease while in service or a presumptive period during
    which existence in service is presumed. 2
    V
    Walker contends that the Veterans Court failed to ap-
    ply the correct law to his case when it denied him a re-
    2  In Savage v. Gober, 
    10 Vet. App. 488
    , 495-96 (1997),
    the Veterans Court concluded that § 3.303(b) “provid[ed] a
    substitute way of showing in-service incurrence and
    medical nexus” for purpose of showing the ultimate con-
    clusion of service connection. In Summers v. Gober, 
    225 F.3d 1293
    , 1296 (Fed. Cir. 2000) we noted that “[t]his
    court has never affirmed the [Veterans Court’s] under-
    standing in Savage of the impact of 
    38 C.F.R. § 3.303
    (b)
    on the medical evidence of nexus requirement.” Subse-
    quently, in Groves v. Peake, 
    524 F.3d 1306
    , 1309-10 (Fed.
    Cir. 2008), at least for a chronic disease shown in service,
    we agreed that absent intercurrent causes § 3.303(b)
    supplies the medical nexus requirement.
    10                                         WALKER   v. SHINSEKI
    mand to assess the evidence of continuity of sympto-
    matology of his bilateral hearing loss. Although there is
    no evidence of record of a diagnosis of bilateral hearing
    loss during service, Walker argues that bilateral hearing
    loss was noted in service by his wife and son and he has
    presented evidence of continuity of symptomatology
    following discharge to link his currently diagnosed bilat-
    eral hearing loss with the hearing loss condition noted in
    service. Walker asserts that the term “chronic disease” in
    § 3.303(b) should be interpreted to apply to any disease
    that ordinarily would be considered chronic in the medical
    arts. Walker cites Dorland’s Ilustrated Med. Dictionary
    359 (32d ed. 2012): a chronic disease is a disease “persist-
    ing over a long period of time.” Further, Walker cites the
    definition in the Secretary’s Manual for Developing
    Claims for Service Connection for Chronic or Tropical
    Diseases, M21-1MR, Part IV, Subpart II, Chapter 1,
    Section H: “A chronic disease is a disease of prolonged
    duration, producing incapacitating symptoms of varying
    degree that may undergo remission, and that is seldom
    entirely cured with all residuals of damage being com-
    pletely eradicated.” Based on these definitions of chronic
    disease, Walker maintains that his father’s bi-lateral
    hearing loss qualifies for assessment as a chronic disease
    under § 3.303(b).
    The Secretary does not disagree with the ordinary def-
    initions of “chronic disease” offered by Walker. The
    Secretary first points to 
    38 U.S.C. § 1011
    (3), where Con-
    gress specified that “[t]he term ‘chronic disease’ includes –
    [41 specifically named chronic diseases] and such other
    chronic diseases as the Secretary may add to this list.”
    Further, the Secretary points to 
    38 C.F.R. § 3.309
    (a),
    which sets forth a specific list of chronic diseases that
    includes those identified in the statute. The Secretary
    emphasizes that bilateral hearing loss is not on the statu-
    tory list of chronic diseases, nor is it included in the list of
    chronic diseases set firth in § 3.309(a). The Secretary
    WALKER   v. SHINSEKI                                    11
    thus concludes that “every ‘chronic disease’ is persistent
    or long-lasting, but not every persistent or long-lasting
    disease is a ‘chronic disease’” for purposes of § 3.303(b).”
    Instead, the Secretary interprets § 3.303(b) to have se-
    lected out of the complete range of potential chronic
    diseases, specific ones that qualify for assessment under
    § 3.303(b). The only chronic diseases that qualify for
    assessment under § 3.303(b), according to the Secretary,
    are those listed in § 3.309(a). Because bilateral hearing
    loss is undeniably not listed in § 3.309(a), the Secretary
    maintains that Walker cannot have access to § 3.303(b).
    The Secretary’s interpretative analysis considers
    § 3.303(b) in the context of § 3.307(a) and § 3.309(a), in
    the light of the interlinkage of those regulations.
    Section 3.307(a) deals with presumptive service con-
    nection. As noted above, a veteran is not denied service
    connection (in either of the two senses) simply because
    there is no evidence of record of any kind of a chronic
    disease while in service. Where a veteran can show
    manifestation of a chronic disease to a degree of 10 per-
    cent or more within stated time periods, § 3.307(a) pre-
    sumes that the veteran incurred the disease in service,
    thus establishing service connection in the narrower
    sense. To achieve service connection in the broader,
    ultimate, sense, the veteran carries the presumption of
    service incurrence of a chronic disease back to § 3.303(b).
    If the chronic disease was “shown” (i.e. well diagnosed
    beyond question) in the presumptive period, § 3.303(b)
    eliminates the nexus requirement on the basis of the
    current manifestation of the chronic disease, unless
    intercurrent causes undermine the automatic connection
    between the in service showing and the present condition.
    The Secretary correctly notes that a veteran seeking
    ultimate service connection under § 3.303(b) on account of
    a presumptive service connection can only do so for the
    chronic diseases that are named in § 3.309(a), because
    12                                        WALKER   v. SHINSEKI
    § 3.307(a) states “[n]o condition other than one listed in
    § 3.309(a) will be considered chronic.”
    The same linkage exists between § 3.307(a) and
    § 3.309(a) in the situation where the veteran cannot
    establish a chronic disease “shown” in the presumptive
    period for purposes of § 3.303(b) but can point to a chronic
    condition that was noted in the presumptive period but
    the notation was insufficient to support a diagnosis be-
    yond legitimate question. In that instance, the veteran
    can benefit from continuity of symptomatology to estab-
    lish service connection in the ultimate sense, but only if
    his chronic disease is one listed in § 3.309(a).
    The Secretary recognizes that there is no explicit
    cross reference to § 3.309(a) stated in § 3.303(b). Walker
    relies on the lack of such an express linkage to support his
    view that § 3.303(b) applies to any disease that would be
    considered “chronic” in medicine. But the absence of a
    direct linkage, if dispositive, would leave § 3.303(b) stand-
    ing as a regulation that treats veterans differently, de-
    pending on the point in time that their chronic diseases
    were “shown” or “noted.” Under Walker’s interpretation
    of “chronic disease” a veteran whose chronic disease is
    either shown or noted in service would benefit from
    § 3.303(b) so long as his disease met a medical definition
    of “chronic,” but a veteran whose chronic disease was
    shown or noted only in the presumptive period (in the
    absence of in-service records) would benefit from
    § 3.303(b) only if his chronic disease is listed in § 3.309(a).
    The Secretary argues that such difference in treatment
    has no reason, and Walker has pointed to none. In order
    to treat all veterans equally, the Secretary interprets
    § 3.303(b) as implicitly constrained by § 3.309(a) in all
    chronic disease cases. We think the Secretary’s interpre-
    tation is reasonable. The absence of an explicit cross
    reference to § 3.309(a) in § 3.303(b) neither undermines
    the Secretary’s case nor makes Walker’s case. Instead,
    the absence of the cross reference, given the clear linkage
    WALKER   v. SHINSEKI                                   13
    of § 3.307(a) and § 3.309(a) to § 3.303, creates ambiguity
    as to whether § 3.309(a) constrains the application of
    § 3.303(b) in all, or only some, chronic disease cases.
    The Secretary reads § 3.303(b) to provide an alterna-
    tive path to satisfaction of the standard three-element
    test for entitlement to disability compensation, but only
    for a limited number of identified chronic diseases. For
    other diseases that might be considered chronic, a veteran
    must pursue his claim through § 3.303(a), where medical
    nexus of a relationship between the condition in service
    and the present condition is required.
    Even though § 3.303(b) does not contain a specific
    cross reference to § 3.309(a), we think a harmonious
    reading of §§ 3.303(b), 3.307(a) and 3.309(a) supports an
    implicit cross reference to § 3.309(a) in § 3.303(b). We are
    thus persuaded that the Secretary’s interpretation of the
    regulation is correct. 3
    For the reasons explained above, we conclude that
    properly interpreted, and consistent with the Secretary’s
    interpretation, § 3.303(b) is constrained by § 3.309(a),
    regardless of the point in time when a veteran’s chronic
    disease is either shown or noted, in that the regulation is
    only available to establish service connection for the
    3  The Secretary advises us that he disagrees with
    Savage v. Gober and other Veterans Court decisions in
    cases that have extended § 3.303(b), in reliance on Savage
    v. Gober, beyond the list of chronic diseases found in
    § 3.309(a). For example, the Veterans Court gave the
    benefit of §3.303(b) to a claim for psoriasis in Kent v.
    Nicholson, 
    20 Vet. App. 1
     (2006), and to a claim for vari-
    cose veins in Barr v. Nicholson, 
    21 Vet. App. 303
     (2007),
    even though neither condition is named as a chronic
    disease in § 3.309(a).
    14                                       WALKER   v. SHINSEKI
    specific chronic diseases listed in § 3.309(a). 4 We also
    agree with the Secretary’s view that diseases that would
    be considered “chronic” in a medical sense, but which are
    not listed in § 3.309(a), may qualify for service connection
    under the three-element test under § 3.303(a). The pri-
    mary difference between a chronic disease that qualifies
    for § 3.303(b) analysis, and one that must be tested under
    § 3.303(a), is that the latter must satisfy the “nexus”
    requirement of the three-element test, whereas the former
    benefits from presumptive service connection (absent
    intercurrent causes) or service connection via continuity
    of symptomatology.
    In addition to arguing that the continuity of sympto-
    matology avenue to service connection under §3.303(b)
    should be available for chronic diseases not enumerated
    in the statute or in the only regulation that lists named
    chronic diseases, Walker makes a broader argument that
    continuity of symptomatology is not even restricted to
    chronic diseases, but instead is available to gain service
    connection for any non-chronic disease or injury.
    Walker grounds this broader argument on the follow-
    ing language in § 3.303(b): “Continuity of symptomatology
    is required only where the condition noted during service
    (or in the presumptive period) is not, in fact, shown to be
    chronic or where the diagnosis of chronicity may be legit-
    4 The question of whether and to what extent
    § 3.303(b) is constrained by § 3.309(a) is new to this court.
    This question has not arisen for adjudication in the lim-
    ited number of our cases that have cited § 3.303(b). In one
    case, in dictum, we suggested that § 3.303(b) is not so
    constrained. See Groves v. Peake, 
    524 F.3d 1306
    , 1309 n.1
    (Fed. Cir. 2008). That suggestion is incorrect, and the
    decisions of the Veterans Court that have extended conti-
    nuity of symptomatology under § 3.303(b) to chronic
    diseases not enumerated in § 3.309(a) are hereby abrogat-
    ed.
    WALKER   v. SHINSEKI                                    15
    imately questioned.” Walker also points to language in
    opinions of the Veterans Court, including Savage v.
    Gober, 
    supra,
     stating generally that continuity of symp-
    tomatology is an alternative way to establish service
    connection. Walker further points to dictum in our cases
    suggesting that continuity of symptomatology is not
    restricted to establishing service connection for chronic
    diseases. See, Groves v. Peake, 
    524 F.3d 1306
    , 1309 n.1
    (Fed. Cir. 2008); Szemraj v. Principi, 
    357 F.3d 1370
    , 1376
    n.2 (Fed. Cir. 2004).
    We first address Walker’s reliance of the language of
    the regulation to support his broader claim.             Sec-
    tion 3.303(b) is addressed to “Chronicity and continuity.”
    The only kind of disease mentioned in the regulation is
    chronic disease. The regulation, as parsed above, refers to
    chronic diseases that are either “shown in service,” mean-
    ing clearly diagnosed beyond legitimate question, or not
    so shown in service. When a “condition noted in service”
    is not sufficient to warrant the conclusion that the chronic
    disease is “shown to be chronic” in service, continuity of
    symptomatology may suffice to establish that the veteran
    incurred a chronic disease in service. The natural reading
    of the “condition” noted in service is a condition indicative
    of a chronic disease, but not sufficiently indicative to
    demonstrate that the chronic disease is “shown to be
    chronic.” Nothing in § 3.303(b) suggests that the regula-
    tion would have any effect beyond affording an alternative
    route for proving service connection for chronic diseases.
    The clear purpose of the regulation is to relax the re-
    quirements of § 3.303(a) for establishing service connec-
    tion for certain chronic diseases. Walker’s argument that
    § 3.303(b) applies to every disease or condition would
    undermine the evidentiary requirement for satisfaction of
    the third, or nexus, step in the three-element test under
    § 3.303(a).
    The regulatory history predating § 3.303(b) indicates
    that continuity of symptomatology is an evidentiary tool
    16                                         WALKER   v. SHINSEKI
    to aid in evaluation of a chronic disease in service. Sec-
    tions 3.303 and 3.307 derive in substantial part from
    former 
    38 C.F.R. § 3.80
     (1956), which in turn derives from
    another regulation, R. & P. R. 1080(A), that incorporated
    continuity of symptomatology in 1947. R. & P. R. 1080(A)
    provided:
    When the etiological identity is perfect . . . there is
    no requirement of evidentiary showing of continu-
    ity. Continuity of symptomatology is required only
    where the condition noted during service is not in
    fact shown to be chronic or where the diagnosis of
    chronicity may be legitimately questioned. When
    the fact of chronicity during service is not, in the
    opinion of the adjudicating agency, adequately
    supported, then there may be reason to require
    some showing of continuity after discharge to
    support the claim.
    See also 
    38 C.F.R. § 3.80
     (1956) (containing similar lan-
    guage). This regulatory history demonstrates that the
    same language in § 3.303(b) to which Walker points has
    been in the operative regulations for service connection
    for chronic diseases since at least 1947. The correct un-
    derstanding of the “condition noted during service” is that
    the condition is one that is indicative of but not disposi-
    tive of a chronic disease.
    We thus reject Walker’s broader argument that conti-
    nuity of symptomatology in § 3.303(b) has any role other
    than to afford an alternative route to service connection
    for specific chronic diseases. Suggestions or holdings to
    the contrary in any decisions of the Veterans Court, and
    dictum to the contrary in our precedent, are incorrect and
    of no effect.
    The Secretary is free to amend § 3.309(a) if he deter-
    mines that chronic diseases beyond those currently listed
    should benefit from the application of § 3.303(b).
    See 
    38 U.S.C. § 1101
    (3).   Indeed, during supplemental
    WALKER   v. SHINSEKI                                   17
    briefing in this case, the court was informed that the
    Secretary is currently considering a substantial revision
    of his regulations concerning service connection for disa-
    bility compensation.
    VI
    Because Walker seeks compensation for a condition
    that is not listed as a chronic disease in § 3.309(a), his
    claim cannot be processed under § 3.303(b). 5 For that
    reason, it was not error for the Veterans Court to deny
    Walker’s request for a remand to the Board to conduct a
    § 3.303(b) assessment of the facts of record. Walker’s
    claim for relief under § 3.303(a) was judged against him
    by the Board and the Veterans Court, and he limited his
    appeal to his chances under § 3.303(b). For the reasons
    set forth above, we affirm the final decision of the Veter-
    ans Court.
    AFFIRMED
    COSTS
    No costs.
    5  Under Savage v. Gober, and its progeny, cases with
    which the Secretary has expressed disagreement, the
    continuity of symptomatology test requires not only
    showing the continuity, but showing a medical nexus
    between the current condition on which the claim is
    staked and the continuity of symptomatology. Savage v.
    Gober, 10 Vet. App. at 498. We do not opine on how
    § 3.303(b) operates in practice, and we emphasize that the
    only issue regarding § 3.303(b) on which we rule today is
    that the regulation benefits only chronic diseases listed in
    § 3.309(a).
    

Document Info

Docket Number: 2011-7184

Citation Numbers: 708 F.3d 1331, 2013 WL 628429, 2013 U.S. App. LEXIS 3690

Judges: Dyk, Clevenger, Wallach

Filed Date: 2/21/2013

Precedential Status: Precedential

Modified Date: 10/19/2024