Lyons v. American College of Veterinary Sports Medicine & Rehabilitation , 859 F.3d 1023 ( 2017 )


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  •   United States Court of Appeals
    for the Federal Circuit
    ______________________
    SHEILA LYONS, DVM,
    Appellant
    v.
    THE AMERICAN COLLEGE OF VETERINARY
    SPORTS MEDICINE AND REHABILITATION,
    Appellee
    ______________________
    2016-2055
    ______________________
    Appeal from the United States Patent and Trademark
    Office, Trademark Trial and Appeal Board in No.
    92053934.
    ______________________
    Decided: June 8, 2017
    ______________________
    STEPHEN J. LYONS, Klieman & Lyons, Boston, MA, ar-
    gued for appellant.
    DAVID A. KLUFT, Foley Hoag, LLP, Boston, MA, ar-
    gued for appellee. Also represented by NICOLE KINSLEY.
    ______________________
    Before LOURIE, WALLACH, and STOLL, Circuit Judges.
    2         LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.
    LOURIE, Circuit Judge.
    Sheila Lyons, DVM (“Lyons”) appeals from a decision
    of the U.S. Patent and Trademark Office (“the PTO”)
    Trademark Trial and Appeal Board (“the Board”) cancel-
    ling her registration of the service mark THE
    AMERICAN COLLEGE OF VETERINARY SPORTS
    MEDICINE AND REHABILITATION (“the mark”) on the
    Supplemental Register on the ground that she does not
    own the mark. See Am. Coll. of Veterinary Sports Med. &
    Rehab. v. Lyons, 
    2016 WL 1380739
    , at *19 (T.T.A.B. Mar.
    17, 2016) (“Decision”). For the reasons that follow, we
    affirm.
    BACKGROUND
    Lyons is an equine veterinarian. In 1999, Lyons met
    Dr. Robert Gillette (“Gillette”) at a conference where they
    discussed the prospect of forming a veterinary specialist
    organization (“VSO”) for treating athletic animals. Gil-
    lette had published a similar proposal for board certifica-
    tion in canine medicine the previous year. For a VSO to
    become accredited by the American Veterinary Medical
    Association (“AVMA”), a group of veterinarians wishing to
    create the VSO must form an organizing committee and
    submit a letter of intent to the AVMA. Thus, between
    1999 and 2002, Lyons, Gillette, and four other veterinari-
    ans formed an organizing committee, of which Gillette
    served as the chair. By at least as early as 2002, the
    committee began using the mark as the name of the
    intended VSO. In the winter of 2002, Lyons participated
    in drafting a letter of intent, which was later submitted to
    the AVMA, and worked with the organizing committee to
    create a petition to seek accreditation for its VSO. In
    early 2004, Lyons drafted proposed bylaws and articles of
    incorporation for the VSO, which she presented to the
    organizing committee. In July 2004, Lyons was dismissed
    from the organizing committee for reasons not relevant to
    this appeal.
    LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.      3
    Almost a year after her dismissal from the committee,
    Lyons sought registration of the mark on the Principal
    Register for “veterinary education services namely con-
    ducting classes, seminars, clinical seminars, conferences,
    workshops and internships and externships in veterinary
    sports medicine and veterinary rehabilitation” in Interna-
    tional Class 41, based on her assertion of a bona fide
    intention to use the mark in commerce under 15 U.S.C.
    § 1051(b). Decision, 
    2016 WL 1380739
    , at *1. The PTO
    denied her application on the ground that the mark was
    geographically descriptive. In March 2006, Lyons there-
    fore amended the application to seek registration on the
    Supplemental Register, based on actual use under 15
    U.S.C. § 1091(a), alleging first use anywhere as of Decem-
    ber 20, 1995 and first use in commerce at least as early as
    June 18, 1996. In May 2006, the PTO registered the
    mark on the Supplemental Register, Registration No.
    3,088,963.
    Meanwhile, the organizing committee, led by Dr. Gil-
    lette, had continued to work on the VSO petition for
    AVMA accreditation and submitted a first draft to the
    AVMA in November 2008. In 2009, the AVMA published
    the petition to its members in the Journal of American
    Veterinary Medicine and in its electronic newsletter. In
    2010, the AVMA granted provisional recognition to the
    VSO, which was entitled the “American College of Veteri-
    nary Sports Medicine and Rehabilitation” (“the College”)
    and incorporated as a Colorado non-profit organization in
    June 2011. The College administered its first certification
    test in 2012 and subsequently certified over 115 veteri-
    narians in the specialty, established 13 active residency
    programs at veterinary colleges, and conducted annual
    meetings, conferences, and continuing education pro-
    grams in collaboration with other AVMA-certified VSOs.
    On April 25, 2011, the College petitioned to cancel Ly-
    ons’s registration on the Supplemental Register on
    grounds of priority of use and likelihood of confusion
    4         LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.
    under 15 U.S.C. § 1052(d), misrepresentation of source
    under 15 U.S.C. § 1064, and fraud. The cancellation
    proceeding was suspended for almost three years during
    the pendency of a civil action between the parties in the
    U.S. District Court for the District of Massachusetts,
    where Lyons alleged infringement of the mark by the
    College. See Lyons v. Am. Coll. of Veterinary Sports Med.
    & Rehab., Inc., 
    997 F. Supp. 2d 92
    , 98 (D. Mass. 2014).
    On February 19, 2014, the district court issued a final
    order dismissing Lyons’s claims because, inter alia, her
    claimed prior use did not cause the mark to acquire
    distinctiveness in the public mind. 
    Id. at 105.
    The dis-
    trict court ordered the PTO to reject Lyons’s application
    for registration on the Principal Register, but declined to
    cancel her registration on the Supplemental Register. 
    Id. at 116–17.
        After the district court’s disposition, the Board re-
    fused Lyons’s application for registration on the Principal
    Register, and resumed the cancellation proceeding relat-
    ing to the registration on the Supplemental Register. The
    Board concluded that Lyons was not the owner of the
    mark, and that the underlying application for her regis-
    tration on the Supplemental Register was void ab initio.
    See Decision, 
    2016 WL 1380739
    , at *19.
    The Board explained that, although the cancellation
    proceeding was initially brought on grounds of likelihood
    of confusion, the “true issue [was] ownership of the mark”
    as between “a former organizing committee member
    and . . . the veterinary specialty organization she helped
    found.” 
    Id. at *8
    (citing 15 U.S.C. § 1051(a)). The Board
    analyzed three factors to determine ownership of the
    mark: (1) the parties’ objective intentions or expectations;
    (2) who the public associates with the mark; and (3) to
    whom the public looks to stand behind the quality of
    goods or services offered under the mark. See 
    id. at *9
    (citing Wonderbread 5 v. Gilles, 115 U.S.P.Q.2d (BNA)
    LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.      5
    1296, 1305 (T.T.A.B. 2015)). The Board found that all
    three factors favored the College.
    First, the Board found that Lyons’s interactions with
    the organizing committee were in the nature of “proposing
    and planning the formation of a [VSO],” not “providing
    the services herself.” 
    Id. at *10.
    The Board noted Lyons’s
    behavior in helping to draft the letter of intent, and in
    drafting the proposed bylaws and articles of incorpora-
    tion—all toward forming a VSO under the name the
    organizing committee had already begun to use for the
    VSO, the “American College of Veterinary Sports Medi-
    cine and Rehabilitation” (i.e., the mark). See 
    id. at *10–
    12. The Board also pointed to the testimony of the other
    organizing committee members, who unanimously agreed
    that Lyons never indicated that she considered the mark
    to be her own or notified them that they were not to use
    the mark after her departure from the committee. See 
    id. at *12–14.
    In fact, the Board observed, the organizing
    committee believed that they had conceived of the mark
    themselves. 
    Id. at *13,
    *17. Thus, the Board found that
    the objectively manifested intent of the parties weighed in
    favor of ownership by the College. 
    Id. at *14.
        Second, the Board found that the relevant public as-
    sociates the mark with the College, rather than with
    Lyons. See 
    id. at *16.
    The Board observed that the
    College had certified veterinarians in its specialty, had
    established residency programs, conducted annual confer-
    ences and meetings, maintained a public website, and is
    recognized as a specialty on the AVMA’s website, accessi-
    ble to the 80,000-plus veterinarian AVMA members. See
    
    id. at *18.
    The Board explained that, while Lyons used
    the mark in a non-published document called “The Equine
    Excellence Initiative” as early as 1995, such use was “not
    use in commerce”—rather, it was “at most[] de minimis
    use that never acquired distinctiveness.” 
    Id. at *16–17.
    In fact, the Board found that The Equine Excellence
    Initiative was written in the future tense—detailing
    6         LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.
    Lyons’s plans for the VSO she envisioned forming. 
    Id. at *16.
    The Board noted that Lyons does not employ any
    teachers, has no students, has not yet acquired any physi-
    cal premises for offering her educational services, and has
    not certified any veterinarians, and that her nonprofit
    organization (formed before 1999) has no employees,
    volunteers, real estate, or significant assets. 
    Id. at *17.
    Furthermore, the Board reasoned, because of Lyons’s
    participation in the organizing committee between 1999
    and 2004, any actions by Lyons “from that point on,”
    undertaken in the name of the “American College of
    Veterinary Sports and Rehabilitation Medicine” and
    resulting in acquired distinctiveness of the mark, inured
    to the benefit of the College. 
    Id. at *18.
        Finally, the Board found that the relevant public
    looks to the College to stand behind the quality of the
    educational and certification services associated with the
    mark. The Board noted that veterinarians certified by
    the College “may hold themselves out as diplomates in an
    AVMA-approved specialty.” 
    Id. at *19.
    Moreover, the
    Board continued, the College’s very name—the American
    College of Veterinary Sports Medicine and Rehabilita-
    tion—carries with it the AVMA’s “seal of approval” be-
    cause almost all AVMA-certified specialties (and none
    that are not AVMA-certified) use the prefix “American
    College of Veterinary” in the VSO name. 
    Id. Thus, the
    Board concluded that the public would look to the College
    to stand behind the quality of the services associated with
    the mark, rather than to Lyons, “who left the American
    Veterinary Medical Association in 2005, abandoned all
    thought of obtaining a certification from that Association,
    has no students enrolled in educational courses offered
    under the mark, and has no certification program.” 
    Id. In sum,
    the Board concluded that all “indicia of own-
    ership” point to the College rather than to Lyons, and that
    the application underlying her registration on the Sup-
    LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.         7
    plemental Register was void ab initio because she never
    owned the mark. 
    Id. Lyons timely
    appealed to this court. We have juris-
    diction pursuant to 28 U.S.C. § 1295(a)(4)(B).
    DISCUSSION
    We review the Board’s legal conclusions de novo, In re
    Int’l Flavors & Fragrances Inc., 
    183 F.3d 1361
    , 1365 (Fed.
    Cir. 1999), and the Board’s factual findings for substantial
    evidence, On-Line Careline, Inc. v. Am. Online, Inc., 
    229 F.3d 1080
    , 1085 (Fed. Cir. 2000). Substantial evidence is
    “such relevant evidence as a reasonable mind might
    accept as adequate to support a conclusion.” In re Pacer
    Tech., 
    338 F.3d 1348
    , 1349 (Fed. Cir. 2003).
    I.
    It is axiomatic in trademark law that ownership of a
    mark is predicated on priority of use in commerce. See,
    e.g., Holiday Inn v. Holiday Inns, Inc., 
    534 F.2d 312
    , 319
    n.6 (C.C.P.A. 1976) (“It is fundamental that ownership of
    a mark is acquired by use, not by registration.”); Applica-
    tion of Deister Concentrator Co., 
    289 F.2d 496
    , 501
    (C.C.P.A. 1961) (emphasizing that registration of a mark
    under the Lanham Act does not “create ownership,” but
    rather is “only evidence thereof”).
    Thus, registration by one who did not own the mark
    at the time of filing renders the underlying application
    void ab initio. See, e.g., Holiday 
    Inn, 534 F.2d at 319
    n.6
    (“One must be the owner of a mark before it can be regis-
    tered.”); Aycock Eng’g, Inc. v. Airflite, Inc., 
    560 F.3d 1350
    ,
    1357 (Fed. Cir. 2009) (“The registration of a mark that
    does not meet the use requirement is void ab initio.”).
    The statutory requirement for use in commerce ap-
    plies to service marks as well as to trademarks. Aycock
    Eng’g, 
    Inc., 560 F.3d at 1357
    . Under the Lanham Act, a
    service mark is any “word, name, symbol or device, or any
    8         LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.
    combination thereof used by a person, or which a person
    has a bona fide intention to use in commerce . . . to identi-
    fy and distinguish the services of one person . . . from the
    services of others and to indicate the source of the ser-
    vices.” 15 U.S.C. § 1127.
    For service marks, the “use in commerce” requirement
    is met when: (1) a mark is “used or displayed in the sale
    or advertising of services”; and (2) either (i) the services
    are “rendered in commerce” or (ii) the services are “ren-
    dered in more than one State or in the United States and
    a foreign country and the person rendering those services
    is engaged in commerce in connection with the services.”
    15 U.S.C. § 1127. Therefore, to meet the use requirement
    for a service mark, an applicant must use the mark in
    advertising or sale of a service, and show that the service
    was actually rendered in interstate commerce or in more
    than one state, or in this and a foreign country, by a
    person engaged in commerce.
    A framework has developed in situations such as the
    present, where there has been a departure from or change
    of membership in a group, and both the departing mem-
    ber and the remnant group claim ownership of the mark.
    See, e.g., Wonderbread 5, 115 U.S.P.Q.2d at 1297; see
    generally, 2 J. Thomas McCarthy, MCCARTHY ON
    TRADEMARKS AND UNFAIR COMPETITION § 16:45 (4th ed.
    2015).
    For example, in Wonderbread 5 the Board resolved a
    dispute regarding ownership of a band’s name after the
    departure of one of its members. 115 U.S.P.Q.2d at 1297.
    Due to the absence of a formal agreement between the
    parties regarding ownership of the mark, the Board
    examined the “parties’ statements and actions at the
    time” of the member’s departure from the group. 
    Id. at 1303.
    After finding that the evidence was inconsistent
    with the departing member’s claim that he “owned the
    mark as an individual,” the Board applied Professor
    LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.      9
    McCarthy’s two-step test as a “useful adjunct” to its
    preliminary findings based on the parties’ objective mani-
    festations. 
    Id. at 1303,
    1305. For ownership disputes
    arising out of changes of membership in musical groups,
    McCarthy frames the inquiry as whether the mark “iden-
    tif[ies] the group regardless of its members.” 2 McCarthy
    § 16:45. To answer that question, McCarthy proposed a
    two-part analysis: first, one determines whether the mark
    is “personal to the individual members or not”; and sec-
    ond, if it is not, then it must be determined “for what
    quality or characteristic the group is known and who
    controls that quality.” 
    Id. The Board
    rephrased McCar-
    thy’s two-step inquiry in its findings to mean that “the
    consuming public did not associate” the mark with the
    departing member, and the group, rather than any indi-
    vidual member, “controlled the quality or characteristic of
    the band.” Wonderbread 5, 115 U.S.P.Q.2d at 1307.
    Thus, the Board determined that the band owned the
    mark, the departing member’s application for registration
    was void ab initio, and the resulting registration was
    invalid. 
    Id. This case
    presents a similar scenario, where Lyons
    was a member of a group (the organizing committee) and,
    after her departure from the group, both Lyons and the
    remnant committee (now the College) claim ownership of
    a mark used by the group while Lyons was still a mem-
    ber.
    II.
    Although the College initiated this cancellation pro-
    ceeding based on a likelihood of confusion and other
    grounds, the dispute in the case, as the Board found,
    centers on ownership of the mark, Decision, 
    2016 WL 1380739
    , at *8, which in turn depends upon priority of use
    in commerce, Holiday 
    Inn, 534 F.2d at 319
    .
    In a priority dispute, the Board’s determination
    whether a trademark has been appropriated by first use
    10        LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.
    in commerce is a fact question that we review for substan-
    tial evidence. See, e.g., Aycock Eng’g, 
    Inc., 560 F.3d at 1360
    (upholding the Board’s determination that the
    Appellant was not the first to use the service mark in
    commerce because that finding was “supported by sub-
    stantial evidence”).
    On appeal, Lyons argues that the Board erred in find-
    ing that she did not own the mark at the time she filed
    her application because the evidence shows that she, not
    the College, was the first to use the mark in commerce.
    Lyons contends that she used the mark as early as 1995
    in the fundraising document entitled “The Equine Excel-
    lence Initiative,” which was “widely disseminated to the
    veterinary community, sport-horse industry, philanthrop-
    ic organizations and the public.” Appellant’s Br. 21.
    Lyons asserts that, since 1996, she has continuously used
    the mark in commerce to conduct classes, clinical semi-
    nars, educational conferences, and workshops; create
    internship and externships for veterinary students;
    create, present, publish, sell, and distribute education
    materials, including booklets, presentations, and student
    test materials; create advertising educational programs;
    maintain an interactive website for educational programs;
    publish scholarship guidelines and applications; certify
    veterinarians; and provide student scholarships. 
    Id. at 22.
    Since 1996, Lyons maintains, she has raised over two
    million dollars in grant support from fundraising conduct-
    ed using the mark. 
    Id. at 27.
        The College responds that the Board correctly deter-
    mined that the three factors relevant to ownership all
    demonstrate that the College owns the mark. First, the
    College asserts that the objectively manifested intent of
    the parties was that the mark would be used to name the
    VSO, which is exactly what has transpired. Appellee’s Br.
    23–24. Second, the College continues, the relevant public
    associates the mark with the College, not with Lyons,
    because the College has certified over 140 veterinarians
    LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.      11
    in approximately 33 states and 14 countries, established
    13 active residency programs, collaborated with other
    AVMA-accredited VSOs to organize conferences and
    professional meetings, and maintains an active website.
    
    Id. at 30.
    Finally, the College argues that the public looks
    to the AVMA-accredited College to stand behind the
    quality of the education and certification services associ-
    ated with the mark because those certified by the College
    may hold themselves out as AVMA-recognized specialists,
    whereas Lyons, on the other hand, cancelled her member-
    ship with the AVMA after being dismissed from the
    committee, abandoned plans to seek accreditation, and
    has no educational programs and no students. 
    Id. at 35–
    36.
    We agree with the College that the Board correctly
    determined that Lyons does not own the mark.
    First, we find no error in the legal framework the
    Board used to evaluate ownership. The Board noted that,
    although various sources delineate the relevant test using
    different language, they all substantively include three
    main factors to be considered in ownership disputes
    surrounding service marks as between a departing mem-
    ber and the remnant group: (1) the parties’ objective
    intentions or expectations; (2) who the public associates
    with the mark; and (3) to whom the public looks to stand
    behind the quality of goods or services offered under the
    mark. Decision, 
    2016 WL 1380739
    , at *9 (citing Wonder-
    bread 5, 115 U.S.P.Q.2d at 1305). We agree with the
    Board’s articulation of the relevant factors and accept the
    legal framework it applied for resolving ownership dis-
    putes when there has been a departure from or change of
    membership in a group and, in the absence of a formal
    agreement governing ownership of the mark, both the
    departing member and the remnant group claim owner-
    ship of the mark.
    12        LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.
    Second, we conclude that the Board’s findings regard-
    ing each of the three prongs of its analysis were supported
    by substantial evidence. We discuss the findings in turn.
    A. The Parties’ Collective Intent
    The Board determined that the parties’ objective ex-
    pectations were that Lyons and the rest of the organizing
    committee would form an AVMA-accredited VSO entitled
    “American College of Veterinary Sports Medicine and
    Rehabilitation,” not that Lyons would render her own
    personal services using the mark. 
    Id. at *10.
    Substantial
    evidence supports that finding.
    The record shows that, even before meeting Gillette,
    Lyons intended to form an AVMA-accredited VSO entitled
    “American College of Veterinary Sports Medicine and
    Rehabilitation.” J.A. 1114. Because the AVMA rules for
    accreditation require the formation of an organizing
    committee comprising a minimum of six members, some
    of them canine veterinarians, she reached out to Gillette
    and the other veterinarians to form the organizing com-
    mittee. J.A. 504, 520, 525, 527. During her concerted
    action with the rest of the organizing committee, she held
    herself out to the AVMA as a member of the committee,
    acting on behalf of the intended VSO that she agreed to
    name the “American College of Veterinary Sports Medi-
    cine and Rehabilitation.” J.A. 520, 566. At no point did
    she communicate to any of the other committee members
    her belief that she owned the mark, any prior use of the
    mark, or any objection to the committee naming the VSO
    after the mark. J.A. 477, 480–81, 483–84, 1420. In fact,
    she testified of her expectation that, at the end of the
    AVMA recognition process, the VSO would be named The
    American College of Veterinary Sports Medicine and
    Rehabilitation. J.A. 514.
    Although some evidence may indicate Lyons’s subjec-
    tive belief that she owned the mark and would control the
    VSO once it was formed, J.A. 706–07, 1117, 1125, 1128,
    LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.     13
    1110–31, 1197, her objectively manifested expectations
    contradict that notion, J.A. 477, 480–81, 483–84, 1420.
    As the Board found, “[w]hatever secret reservations
    [Lyons] may have harbored were not reflected in her
    interactions with the other committee members.” Deci-
    sion, 
    2016 WL 1380739
    , at *12. Thus, the collective
    expectation of the parties, as objectively manifested, was
    that Lyons and the rest of the organizing committee
    would form an AVMA-accredited VSO with a name that
    became the mark. The Board’s determination to that
    effect was supported by substantial record evidence.
    B. Who the Public Associates with the Mark
    The Board next determined that the relevant public—
    the AVMA and veterinary community—associates the
    mark with the College, rather than with Lyons. See 
    id. at *16.
    The Board found that Lyons engaged in at most “de
    minimis” use of the mark, and that her use never rose to
    the level of use in commerce sufficient to “create an asso-
    ciation in the minds of the purchasing public” between
    Lyons and the mark. 
    Id. at *16,
    *17. The Board relied
    upon substantial record evidence to support that finding.
    First, the document Lyons cites as her first use of the
    mark, The Equine Excellence Initiative, was written in
    the future tense, indicating Lyons’s future plans to form a
    VSO with the name of the mark. J.A. 832–39. But we
    have held that mere preparation and publication of future
    plans do not constitute use in commerce. 1 See, e.g., Ay-
    1   Other aspects of the evidence pertaining to the
    Equine Excellence Initiative are problematic. Specifical-
    ly, Lyons admits that she did not publish the Equine
    Excellence Initiative in a systematic or public way, that
    she did not maintain a mailing list or other documenta-
    tion demonstrating to whom she sent the document, and
    14         LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.
    cock 
    Eng’g, 560 F.3d at 1360
    (“[M]ere preparations to use
    [the] mark sometime in the future will not do . . . .”); 
    id. at 1358
    (“[T]he advertising or publicizing must relate to an
    existing service which has already been offered to the
    public.” (internal quotation marks omitted)); see also
    Intermed Commc’ns, Inc. v. Chaney, 197 U.S.P.Q. (BNA)
    ¶ 501, 507 (T.T.A.B. Dec. 23, 1977) (“Mere adoption
    (selection) of a mark accompanied by preparations to
    begin its use are insufficient . . . for claiming ownership
    of . . . the mark.”).
    Second, the record shows that Lyons has never en-
    gaged in advertising or marketing expenditures for the
    mark and, prior to 2003, had never maintained a website
    for herself or her wholly-owned nonprofit organization,
    Homecoming Farms. J.A. 502, 1112. In fact, according to
    the record, the first time the mark appeared online was in
    December 2002, when Gillette put the name of the VSO
    on the website he used for coordinating efforts of the
    organizing committee. J.A. 1121. Furthermore, the
    evidence indicates that Lyons has no employees or volun-
    teers, no students enrolled in educational courses offered
    under the mark, and no certification program. J.A. 497–
    98, 1102, 1132, 1162.
    On the other hand, there is evidence that the College
    has certified at least 115 veterinarians, established 13
    active residency programs in veterinary colleges, and
    conducted conferences and continuing education programs
    in collaboration with other AMVA-accredited VSOs. J.A.
    476–77. Furthermore, the AVMA published the commit-
    tee’s VSO petition to its 80,000-plus veterinarian mem-
    bers in the Journal of American Veterinary Medicine and
    in its electronic newsletter for the purpose of allowing its
    members to comment on it. J.A. 476, 1133. Moreover, the
    that she has no evidence demonstrating that she sent it at
    all. J.A. 536–37.
    LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.       15
    College has obtained corporate sponsorships from compa-
    nies in the veterinary industry and received considerable
    attention in the press. J.A. 476–77. Finally, the College,
    not Lyons, is listed on the AVMA’s website regarding the
    VSO bearing the mark. J.A. 477.
    As we have explained, the statute, 15 U.S.C. § 1127,
    requires both advertisement and actual use of the mark to
    satisfy the “use in commerce” requirement. See Aycock
    
    Eng’g, 560 F.3d at 1360
    (“[A]dvertisement and actual use
    of the mark in commerce are required.”); see also In-
    termed, 197 U.S.P.Q. at 507 (explaining that “[a]t the very
    least,” in order to meet the use requirement, “there must
    be an open and notorious public offering of the services to
    those for whom the services are intended”); 
    id. at 507–08
    (“The statute requires not only the display of the mark in
    the sale or advertising of services but also the rendition of
    those services in order to constitute use of the service
    mark in commerce.”).
    Thus, substantial evidence supports the Board’s find-
    ing that the relevant public looks to the College, not
    Lyons, for services in connection with the mark because
    Lyons’s use of the mark has not created distinctiveness
    inuring to Lyons.
    C. To Whom the Public Looks for Quality Control
    Finally, the Board found that the relevant public
    looks to the College to stand behind the quality of the
    educational and certification services associated with the
    mark. Decision, 
    2016 WL 1380739
    , at *18–19. Substan-
    tial evidence supports that finding.
    Because the College has earned AVMA accreditation,
    the veterinarians it certifies may hold themselves out as
    AVMA-approved specialists. J.A. 476. Indeed, the AVMA
    maintains a publicly-available website containing infor-
    mation about all AVMA-recognized organizations, includ-
    ing the College, which allows users of the website to
    16        LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.
    contact the College and to search for specialists by area of
    medicine and organization. J.A. 477, 1046–54. Further-
    more, as the Board observed, the College’s very name
    carries the “AVMA’s seal of approval” because many
    AVMA-accredited VSOs, and none that are not AVMA-
    accredited, have names beginning with the words “Ameri-
    can College of Veterinary.” J.A. 1181. Lyons has pro-
    duced no evidence that she has obtained similar
    certifications from the AVMA, that she has students
    enrolled in educational services offered under the mark,
    or that she offers any certification programs at all. There-
    fore, substantial evidence supports the Board’s finding
    that members of the public who seek out veterinary sports
    medicine and rehabilitation services will rely upon the
    College’s certification as evidence of a particular veteri-
    narian’s expertise. Decision, 
    2016 WL 1380739
    , at *19.
    III.
    In sum, we conclude that the Board’s findings were
    supported by substantial record evidence. One might
    even say that the lion’s share of the evidence supports the
    Board’s decision.
    Although Lyons may have been the first to use the
    mark, the record shows that her use never rose to the
    level of use in commerce. Rather, she initiated efforts to
    form an AVMA-accredited VSO with the name of the
    mark, and that endeavor moved forward without her after
    she was dismissed from the organizing committee. Her
    involvement with the committee may have been the very
    reason that the committee adopted the mark; neverthe-
    less, it is clear from the record that the College used the
    mark in commerce before Lyons, and Lyons cannot in
    effect appropriate it. The Board’s findings to that effect
    were supported by substantial evidence.
    LYONS   v. AM. COLL. OF VET. SPORTS MED. AND REHAB.   17
    CONCLUSION
    We have considered the remaining arguments but
    find them to be unpersuasive. For the foregoing reasons,
    we affirm the decision of the Board.
    AFFIRMED
    

Document Info

Docket Number: 2016-2055

Citation Numbers: 859 F.3d 1023, 123 U.S.P.Q. 2d (BNA) 1024, 2017 U.S. App. LEXIS 10168, 2017 WL 2467270

Judges: Lourie, Wallach, Stoll

Filed Date: 6/8/2017

Precedential Status: Precedential

Modified Date: 11/5/2024