Considine v. National Credit Union Administration ( 2010 )

NOTE: This disposition is nonprecedential.
United States Court of Appeals for the Federal Circuit
2009-3294
MARGARET M. CONSIDINE,
Petitioner,
v.
NATIONAL CREDIT UNION ADMINISTRATION,
Respondent.
Margaret M. Considine, of Bethlehem, New Hampshire, pro se.
James R. Sweet, Trial Attorney, Commercial Litigation Branch, Civil Division,
United States Department of Justice, of Washington, DC, for respondent. With him on
the brief were Tony West, Assistant Attorney General, Jeanne E. Davidson, Director,
and Kenneth M. Dintzer, Assistant Director.
Appealed from: Merit Systems Protection Board
NOTE: This disposition is nonprecedential.
United States Court of Appeals for the Federal Circuit
2009-3294
MARGARET M. CONSIDINE,
Petitioner,
v.
NATIONAL CREDIT UNION ADMINISTRATION,
Respondent.
Petition for review of the Merit Systems Protection Board in PH0432090173-I-1.
___________________________
DECIDED: February 16, 2010
___________________________
Before MICHEL, Chief Judge, PROST and MOORE, Circuit Judges.
PER CURIAM.
Margaret Considine appeals from a final decision of the Merit Systems Protection
Board (Board) affirming a decision of the National Credit Union Administration (NCUA)
to remove her from her position as a credit union examiner. See Considine v. NCUA,
No. PH0432090173-I-1 (M.S.P.B. Apr. 22, 2009) (initial decision); Considine v. NCUA,
No. PH0432090173-I-1 (M.S.P.B. July 4, 2009) (final order denying petition for review).
For the reasons discussed below, we affirm.
BACKGROUND
Ms. Considine worked for NCUA as a credit union examiner at the Region I office
in Albany, New York. On March 18, 2008, Joanne Black, Ms. Considine’s supervisory
examiner, sent Ms. Considine a Notice of Unacceptable Performance (Notice). The
Notice informed Ms. Considine that her overall performance had been found to be
unacceptable with respect to critical elements one and two of her position: specifically,
the “District Management, Supervision, and Problem Resolution” and “Job Related
Knowledge and Skills” elements. The Notice informed Ms. Considine that she was
being put on a 120-day performance improvement plan (PIP) and that action would be
initiated to either demote or remove her from the Federal Service if she failed to raise
her performance for critical elements one and two to a “Minimally Meets” level within the
120-day period.
On September 20, 2008, the associate regional director notified Ms. Considine
that her performance had not improved under the PIP. Therefore, the associate
regional director proposed to remove Ms. Considine from her position and from the
Federal Service due to unacceptable performance. Ms. Considine responded to the
notice of proposed removal both orally and in writing. On November 24, 2008, after
considering Ms. Considine’s arguments, the regional director issued a decision
removing her from the Federal Service, effective November 28, 2008.
Ms. Considine appealed to the Board on December 29, 2008. In a detailed initial
decision, the administrative judge (AJ) determined that NCUA had shown by substantial
evidence that it properly removed Ms. Considine from her position for unacceptable
performance. The AJ also determined that Ms. Considine failed to prove her affirmative
defenses by a preponderance of the evidence. Therefore, the AJ affirmed NCUA’s
action removing Ms. Considine from the Federal Service. The AJ’s initial decision
became final after the Board denied Ms. Considine’s petition for review. See Considine
v. NCUA, No. PH0432090173-I-1 (M.S.P.B. July 4, 2009).
2009-3294 2
DISCUSSION
Ms. Considine appeals from the Board’s final decision, and we have jurisdiction
under 28 U.S.C. § 1295(a)(9). We must affirm the Board’s decision unless it is
“(1) arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with
law; (2) obtained without procedures required by law, rule, or regulation having been
followed; or (3) unsupported by substantial evidence.” 5 U.S.C. § 7703(c). Under this
standard of review, this court will not overturn an agency decision supported by "such
relevant evidence as a reasonable mind might accept as adequate to support a
conclusion.” Lovshin v. Dep’t of Navy, 767 F.2d 826, 844 (Fed. Cir. 1985) (en banc).
Ms. Considine argues on appeal that NCUA improperly removed her from her
position. As the AJ observed, NCUA bore the burden of sustaining its decision to
remove Ms. Considine for unacceptable performance pursuant to the provisions of Title
5, chapter 43 of the United States Code. To satisfy this burden, NCUA was required to
prove by substantial evidence that: (1) the Office of Personnel Management [OPM]
approved its performance appraisal system; (2) Ms. Considine’s performance standards
were communicated to her; (3) she failed to meet one or more critical element of her
position; and (4) she was given a reasonable opportunity to improve her performance.
See Belcher v. Dep’t of the Air Force, 82 M.S.P.R. 230, 231-32 (1999).
With respect to the first factor, the AJ found that OPM approved NCUA’s
performance appraisal system by letter dated December 15, 2000. Although Ms.
Considine now argues on appeal that the OPM letter related to outdated performance
standards, she failed to raise this argument in the proceedings before the Board.
2009-3294 3
Therefore, we consider this argument to be waived. See White v. DOJ, 328 F.3d 1361,
1372 (Fed. Cir. 2003).
With respect to the second factor, the AJ observed that Ms. Considine testified
that the performance standards for her position had been communicated to her and that
she understood critical elements one and two. Further, although Ms. Considine did not
argue that the standards for her position were invalid, the AJ examined the standards
and concluded that they contained sufficient detail to allow Ms. Considine to accurately
measure her performance and improve her performance rating. In view of this evidence
and the lack of any evidence to the contrary, the AJ’s conclusion that NCUA
communicated Ms. Considine’s performance standards to her is supported by
substantial evidence.
Turning to the third factor, the AJ observed that the Notice issued by Ms. Black
provided Ms. Considine with detailed examples illustrating the ways in which she was
not performing up to the “minimally meets” level for both elements. He then reviewed
the associate regional director’s notice of proposed removal, which provided an in-depth
discussion of each credit union examination Ms. Considine had worked on and the ways
in which her performance on each was deficient. The AJ further noted that each of Ms.
Black, the associate regional director, and the regional director presented testimony
evidencing Ms. Considine’s deficient performance during the PIP. Ms. Considine, on
the other hand, testified primarily about issues unrelated to her job performance and
acknowledged that she missed numerous deadlines. Ultimately, the AJ concluded that
NCUA’s position was supported by extensive documentary evidence and witness
testimony, and that its factual account was more persuasive than Ms. Considine’s with
2009-3294 4
respect to the few disparities that existed. Therefore, the AJ found that NCUA
presented substantial evidence that Ms. Considine’s performance warranted an
unacceptable rating on critical elements one and two. In view of the extensive record
evidence supporting the AJ's conclusion, we find that its determination is supported by
substantial evidence.
Finally, with respect to the fourth factor, the AJ observed that Ms. Black gave Ms.
Considine 120 days to improve, rather than the standard 90 days. Ms. Black also
offered to provide Ms. Considine with substantial guidance, training, and feedback
during the PIP, as stated in the Notice. Ms. Considine contended that Ms. Black had
not, in fact, followed through on these offers. However, the AJ noted that the regional
director’s removal letter described various ways in which Ms. Black followed through
with her offers of assistance and that Ms. Black also provided testimony regarding her
efforts. While we agree with Ms. Considine that the AJ’s decision is based, at least in
part, on a credibility determination, “the evaluation of and weight to be given to . . . [the]
evidence in the record are judgment calls that rest primarily within the discretion of the
Board." Hall v. Dep’t of the Treasury, 264 F.3d 1050, 1060 (Fed. Cir. 2001). Therefore,
substantial evidence supports the AJ’s determination that NCUA proved by substantial
evidence that Ms. Considine had a reasonable opportunity to improve and that NCUA
met its burden of sustaining the removal of Ms. Considine for unacceptable
performance.
Ms. Considine also argues that the AJ improperly denied her affirmative
defenses of retaliatory action. Ms. Considine alleges that NCUA removed her from her
position in retaliation for: 1) grievances that she filed against her supervisors; 2) a 1999
2009-3294 5
appeal she made to the Board; and 3) various whistleblower activities. As the AJ
correctly noted, Ms. Considine had the burden of proving her affirmative defenses by a
preponderance of the evidence. 5 C.F.R. § 1201.56(a)(2)(iii).
Ms. Considine first contends that NCUA removed her from her position in
retaliation for numerous grievances she filed against her supervisors, which date from
1998 through the first half of 2008. The AJ determined that because NCUA had already
established a non-retaliatory reason for removing Ms. Considine—namely, her
unacceptable performance—the relevant inquiry was whether Ms. Considine had
established, by a preponderance of the evidence, that her performance was a “mere
pretext” for the removal. See Haddon v. Exec. Residence, 313 F.3d 1352, 1359 (Fed.
Cir. 2002). The AJ found it “highly unlikely” that NCUA would have taken any retaliatory
action towards Ms. Considine based on her grievances filed prior to 2005, due to their
remoteness in time from the present removal action, their failure to mention any
individuals involved in the present removal action, and Ms. Considine’s failure to offer
any evidence to the contrary. The grievances filed from 2005 to 2008 involved
allegations against Ms. Black. However, the AJ found that Ms. Considine failed to show
that any similarly-situated NCUA employee had received better treatment with respect
to performance issues and that there was no evidence from which he might infer
retaliatory intent. The AJ’s analysis of the record on this point is sound, and his
determination is supported by substantial evidence.
Next, Ms. Considine contends that her removal was part of a “pattern of reprisal”
by NCUA in retaliation for a prior appeal she made to the Board. Ms. Considine’s prior
appeal involved a May 1999 decision to remove her from her position for unacceptable
2009-3294 6
performance. The administrative judge reversed the decision, finding that NCUA’s
performance standards were invalid. The AJ in the present action noted that although
the regional director had participated in Ms. Considine’s prior appeal, Ms. Black and the
associate regional director had not been involved. Further, the AJ found that timing
considerations weighed against retaliatory action, that her allegations about actions
evidencing a “pattern” were conclusory and related to people not involved in the present
removal action, and that she had not presented evidence of any similarly-situated
employees that were better treated regarding performance issues. We cannot say that
the record evidence cited by the AJ is not "such relevant evidence as a reasonable mind
might accept as adequate to support a conclusion.” Lovshin, 767 F.2d at 844.
Therefore, the AJ’s determination is supported by substantial evidence.
Lastly, Ms. Considine argues that she was removed in reprisal for whistleblowing
activities. As the AJ correctly recognized, to prove a claim for whistleblowing an
employee must show by a preponderance of the evidence that she made a protected
disclosure and that the disclosure was a contributing factor in the personnel action
being appealed. Horton v. Dep’t of the Navy, 66 F.3d 279, 282-83 (Fed. Cir. 1995). A
protected disclosure includes any disclosure of information that an employee
reasonably believes evidences “gross mismanagement, a gross waste of funds, an
abuse of authority, or a substantial and specific danger to public health or safety.” 5
U.S.C. § 2302(b)(8). The employee bears the burden of showing that a protected
disclosure has been made. Horton, 66 F.3d at 282.
Ms. Considine relies on three sets of allegedly protected disclosures to support
her whistleblower defense: 1) the various disclosures that formed the basis for her 1999
2009-3294 7
Board appeal; 2) complaints she made to the regional director regarding Ms. Black’s
conduct during Ms. Considine’s examination of two credit unions; and 3) complaints she
made to NCUA’s central office regarding a mandatory meeting in Lowell, Massachusetts
that Ms. Black scheduled during a snowstorm. The AJ found that Ms. Considine failed
to establish that any disclosures made prior to 2000 were “contributing factors” to her
removal. With respect to Ms. Considine’s complaints about Ms. Black, the AJ found that
the complaints could be considered a disclosure of “abuse of authority” if Ms. Considine
reasonably believed that the disclosure indicated wrongdoing by Ms. Black. However,
the AJ credited testimony from the NCUA about the actual course of events that
occurred during the examinations, and therefore concluded that Ms. Considine could
not have reasonably believed that Ms. Black engaged in wrongdoing. Finally, the AJ
determined that Ms. Considine could not have reasonably believed that the Lowell
meeting evidenced a “specific danger to public health or safety” because, among other
reasons, Ms. Black authorized Ms. Considine to stay overnight at a hotel in Lowell to
ensure her well-being. The AJ’s determinations as to Ms. Considine's whistleblower
claims are based on ample record evidence and permissible credibility determinations
and, therefore, are supported by substantial evidence.
For the foregoing reasons, we affirm the final decision of the Board.
COSTS
No costs.
2009-3294 8