Thomas v. Wilkie ( 2020 )

Case: 20-1324 Document: 30 Page: 1 Filed: 12/11/2020
NOTE: This disposition is nonprecedential.
United States Court of Appeals
for the Federal Circuit
______________________
DERREL L. THOMAS,
Claimant-Appellant
v.
ROBERT WILKIE, SECRETARY OF VETERANS
AFFAIRS,
Respondent-Appellee
______________________
2020-1324
______________________
Appeal from the United States Court of Appeals for
Veterans Claims in No. 19-2017, Senior Judge Mary J.
Schoelen.
______________________
Decided: December 11, 2020
______________________
DERREL L. THOMAS, Brooksville, FL, pro se.
ROBERT R. KIEPURA, Commercial Litigation Branch,
Civil Division, United States Department of Justice, Wash-
ington, DC, for respondent-appellee. Also represented by
JEFFREY B. CLARK, MARTIN F. HOCKEY, JR., ROBERT
EDWARD KIRSCHMAN, JR.; AMANDA BLACKMON, Y. KEN LEE,
Office of General Counsel, United States Department of
Veterans Affairs, Washington, DC.
Case: 20-1324 Document: 30 Page: 2 Filed: 12/11/2020
2 THOMAS V. WILKIE
______________________
Before WALLACH, TARANTO, and CHEN, Circuit Judges.
PER CURIAM.
Derrel L. Thomas filed a petition for a writ of manda-
mus with the Court of Appeals for Veterans Claims (Veter-
ans Court). Arguing that the Department of Veterans
Affairs (VA) was being dilatory in deciding various claims
for benefits he had filed, Mr. Thomas asked for an order
directing the relevant VA authorities to issue decisions on
the matters that were before them. The Veterans Court
denied the petition, concluding that, at least by the time of
the Veterans Court’s decision, each matter at issue had in
fact been decided by the VA authority before which it had
been pending—thus mooting the mandamus request for re-
lief. See Thomas v. Wilkie, No. 19-2017, 2019 WL 6121120
(Vet. App. Nov. 19, 2019). Mr. Thomas appeals. Because
Mr. Thomas has raised no question that is within our lim-
ited jurisdiction, we dismiss his appeal.
I
Mr. Thomas served two tours of active duty with the
United States Marine Corps—from April 1979 to April
1982 and from June 1982 to June 1984. Starting in 2001,
he filed various claims for benefits with VA, which granted
some of the requested benefits.
On June 28, 2001, Mr. Thomas filed a claim for benefits
related to bilateral hearing loss, tinnitus, and vertigo. On
September 26, 2005, and again on June 9, 2007, the rele-
vant VA regional office denied the claim, and Mr. Thomas
appealed to the Board of Veterans’ Appeals. While the ap-
peal was pending, the regional office on July 3, 2008,
granted Mr. Thomas benefits for bilateral hearing loss
(20% disabled) and for tinnitus (10% disabled), with an ef-
fective date of November 19, 2004, but it did not change its
Case: 20-1324 Document: 30 Page: 3 Filed: 12/11/2020
THOMAS V. WILKIE 3
ruling about vertigo. On May 26, 2010, the Board denied
the appeal still before it.
Well before that denial, Mr. Thomas filed, on July 18,
2008, a separate claim for benefits related to, among oth-
ers, depression and Meniere’s disease, a disorder of the in-
ner ear similar to vertigo affecting balance and hearing.
Ultimately, on March 17, 2014, the Board granted Mr.
Thomas’s claim for benefits relating to Meniere’s disease
and vertigo, to which the regional office, on May 10, 2014,
assigned a 30% disability rating, with an effective date of
November 19, 2004, the same as for the benefits based on
bilateral hearing loss and tinnitus. In 2017, the regional
office granted Mr. Thomas an earlier effective date—June
28, 2001, the date of his original informal claim—for each
of his claims, based on bilateral hearing loss, tinnitus,
Meniere’s disease, and vertigo.
On January 18, 2018, the Board remanded Mr.
Thomas’s claim based on Meniere’s disease to the regional
office for that office to determine whether Mr. Thomas was
entitled to a higher disability rating (than the 30% rating
already awarded) under a diagnostic code that considered
Meniere’s disease coupled with cerebellar gait (a stagger-
ing, uncoordinated or wide-based gait indicative of cerebral
lesions). The Board explained that it “regret[ted] the addi-
tional delay” occasioned by the need for additional exami-
nation of any symptoms of cerebellar gait, and it requested
expedited handling of Mr. Thomas’s case under 38 C.F.R.
§ 20.900(c) (2003).
Mr. Thomas received a supplemental examination two
months later, on March 20, 2018 (the March 2018 exam).
The regional office issued a supplemental rating decision
on September 12, 2018, finding that Mr. Thomas was enti-
tled to an increased 100% rating for Meniere’s disease un-
der the new diagnostic code, with an effective date of the
March 2018 exam, when it was documented that his condi-
tions met the requirements of the diagnostic code. Mr.
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4 THOMAS V. WILKIE
Thomas returned to the Board, contending that he was en-
titled to an earlier effective date for his 100% rating, but
the Board rejected that contention on November 2, 2018.
Mr. Thomas’s appeal of that Board decision resulted in a
joint motion for partial remand. Thomas, 2019 WL
6121120, at *1 n.1.
On February 26, 2019, the original regional office found
clear and unmistakable error in having separately consid-
ered bilateral hearing loss and tinnitus, on one hand, and
Meniere’s disease, on the other. It therefore discontinued
the separate consideration, leaving Mr. Thomas with a
100% disability rating effective March 18, 2018. The Sec-
retary has asserted that Mr. Thomas did not appeal that
decision to the Board, and Mr. Thomas appears to dispute
that assertion.
Mr. Thomas did not seek only disability benefits. He
separately filed a claim for benefits for special home adap-
tation and specially adapted housing in August 2018. The
regional office denied the claim on October 31, 2018. Mr.
Thomas filed a Notice of Disagreement on November 15,
2018. On January 15, 2019, VA assigned Mr. Thomas’s No-
tice of Disagreement to a new regional office to issue a
Statement of the Case, which is the next step in the process
for appealing to the Board.
On March 21, 2019, just two months after the transfer
of his case, Mr. Thomas filed with the Veterans Court the
mandamus petition that gave rise to the present appeal. 1
1 Mr. Thomas filed at least three other, nearly iden-
tical petitions for writs of mandamus within a one-year pe-
riod. See Thomas v. Wilkie, No. 20-4445, 2020 WL 4355638
(Vet. App. July 30, 2020); Thomas v. Wilkie, No. 19-6414,
2019 WL 6461825 (Vet. App. Dec. 2, 2019); Thomas v.
Wilkie, No. 19-2749, 2019 WL 3210103 (Vet. App. July 17,
2019), aff’d, 816 F. App’x 450 (Fed. Cir. 2020).
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THOMAS V. WILKIE 5
The Veterans Court, in response to the petition, issued an
order on April 4, 2019, directing the Secretary to provide
“copies of any regional office [or Board] decisions that are
relevant to [Mr. Thomas’s] claims.” Thomas, 2019 WL
6121120, at *1. The Secretary did so, and asserted that Mr.
Thomas’s claims were properly adjudicated by the regional
office and were “either awaiting further review or have not
been appealed.” Id. (internal quotation marks omitted).
Crediting the Secretary’s representations, the Veterans
Court explained that it was “satisfied that [Mr. Thomas’s]
claims are being adjudicated at the Agency level, the relief
sought has been granted and his petition . . . is moot” and
dismissed Mr. Thomas’s petition on November 19, 2019.
Id.
Mr. Thomas timely appealed.
II
Our jurisdiction in appeals from the Veterans Court
under 38 U.S.C. § 7292 is limited. One limit is the consti-
tutional rule that we may not decide a case that does not
involve a live dispute. North Carolina v. Rice, 404 U.S. 244,
246 (1971) (“Mootness is a jurisdictional question because
the Court is not empowered to decide moot questions or ab-
stract propositions.” (citations and internal quotation
marks omitted)). Other limits are statutory. See Wanless
v. Shinseki, 618 F.3d 1333, 1336 (Fed. Cir. 2010). Except
where a constitutional claim is raised, we “may not review
(A) a challenge to a factual determination, or (B) a chal-
lenge to a law or regulation as applied to the facts of a par-
ticular case.” 38 U.S.C. § 7292(d)(2). This court does have
jurisdiction to “decide all relevant questions of law, includ-
ing interpreting constitutional and statutory provisions.”
Id. § 7292(d)(1). Those limits apply to an appeal under
§ 7292 of a Veterans Court decision on a petition for a writ
of mandamus; in particular, we may not review a Veterans
Court decision whether to grant a mandamus petition as-
serting a statutory claim unless a “non-frivolous legal
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6 THOMAS V. WILKIE
question” is properly presented. Beasley v. Shinseki, 709
F.3d 1154, 1157–58 (Fed. Cir. 2013). See Thomas v. Wilkie,
816 F. App’x 450, 453–54 (Fed. Cir. 2020) (applying both
mootness and legal-question principles to dismiss appeal).
In this case, Mr. Thomas’s petition for a writ of manda-
mus, fairly construed, was a request that the VA act on his
claims in a timely fashion. The Veterans Court concluded
that there was no live dispute before it because Mr.
Thomas’s mandamus petition sought relief in the form of a
directive to the VA to act on his claims and “the relief
sought has been granted.” Thomas, 2019 WL 6121120, at
*1. That ruling, made in the mandamus context, invokes
the general principle that an appeal should “be dismissed
as moot when . . . a court of appeals cannot grant ‘any ef-
fectual relief whatever’ in favor of the appellant.” Calderon
v. Moore, 518 U.S. 149, 150 (1996) (per curiam) (quoting
Mills v. Green, 159 U.S. 651, 653 (1895)); see also, e.g., Mote
v. Wilkie, 976 F.3d 1337, 1341 (Fed. Cir. 2020); Ebanks v.
Shulkin, 877 F.3d 1037, 1039–40 (Fed. Cir. 2017); Monk v.
Shulkin, 855 F.3d 1312, 1316 (Fed. Cir. 2017).
We need not and do not decide whether the characteri-
zation of the dispute as “moot” is correct. According to the
Veterans Court’s description, this case does not involve the
usual pattern of mootness—in which a case that was live
when filed is no longer a live one because of a post-filing
change in relevant circumstances. Here, what the Veter-
ans Court determined Mr. Thomas was seeking but already
had received (i.e., VA action on his claims) was something
he already had received even before the mandamus peti-
tion was filed. 2 Moreover, although the mandamus
2 This is not a case of VA action taken after the filing
of a mandamus petition to moot an issue of unreasonable
delay raised in that petition. See Monk, 855 F.3d at 1321
(discussing that situation). Nor is there a showing here of
the applicability of mootness exceptions for “voluntary
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THOMAS V. WILKIE 7
petition is hardly clear, it is possible that the mandamus
petition was effectively seeking even faster VA action than
he already had received or would receive without judicial
intervention. For those reasons, whether dismissal for
“mootness” was correct raises some questions.
But we need not address those questions—or the re-
lated question whether the dispute is a live one in this
court. Mr. Thomas has identified no concrete difference be-
tween a dismissal and a denial of the mandamus petition
in this case; he would be in exactly the same position re-
gardless. And under 38 U.S.C. § 7292, we lack statutory
jurisdiction over his challenge to the Veterans Court ruling
viewed as a denial, because he has raised no “non-frivolous
legal question” about that ruling so viewed. Beasley, 709
F.3d at 1158.
In his mandamus petition, Mr. Thomas presented a
statutory challenge, seeking to compel the VA to take ac-
tion that had been withheld for an unreasonably long time.
But he has presented no non-frivolous argument that the
Veterans Court committed a legal error regarding such un-
reasonable delay under the standards of Telecommunica-
tions Research & Action Center v. FCC, 750 F.2d 70, 76
(D.C. Cir. 1984) (TRAC), adopted by this court in Martin v.
O’Rourke, 891 F.3d 1338 (Fed. Cir. 2018), for unreasonable-
delay challenges. More precisely and narrowly, to secure
the “extraordinary” relief of mandamus, Mr. Thomas had
to show, at a minimum, that he had “a clear legal right to
relief” under the TRAC standards. Beasley, 709 F.3d at
cessation of challenged conduct,” Adarand Constructors,
Inc. v. Slater, 528 U.S. 216, 222 (2000) (per curiam), or
challenged conduct that is “capable of repetition, yet evad-
ing review,” Kingdomware Techs., Inc. v. United States, 136
S. Ct. 1969, 1976 (2016) (internal quotation marks omit-
ted).
Case: 20-1324 Document: 30 Page: 8 Filed: 12/11/2020
8 THOMAS V. WILKIE
1157. Mr. Thomas has no non-frivolous basis for asserting
a legal error under that even more demanding standard.
Mr. Thomas cannot point to any ruling by the Veterans
Court in this matter that contains a legal error regarding
the unreasonable-delay issue. The Veterans Court did not
address the merits of that issue. Nor has Mr. Thomas
pointed to any basis on which we could find that a correct
view of the law—under TRAC as applied in the mandamus
setting—could have supported mandamus relief in this
case. As to the disability claims based on Meniere’s dis-
ease, vertigo, tinnitus, and bilateral hearing loss, Mr.
Thomas received a decision from the regional office on Feb-
ruary 26, 2019, and by March 21, 2019, when he filed his
mandamus petition, there could have been no argument for
unreasonable withholding of some further VA action. 3 As
to Mr. Thomas’s claims regarding specially adapted hous-
ing, Mr. Thomas filed his mandamus petition just four
months after filing his Notice of Disagreement with the Oc-
tober 2018 denial, and the VA was in the midst of prepar-
ing the Statement of the Case that is the essential next step
in proceeding to the Board for review of the denial. There
is no non-frivolous basis for an argument of a clear legal
right to faster processing. In these circumstances, we see
no non-frivolous legal question regarding unreasonable de-
lay that would give us jurisdiction under § 7292 to review
the mandamus decision of the Veterans Court.
In this court, Mr. Thomas devotes much of his appeal
to the merits of his claims, specifically seeking an earlier
effective date for benefits, citing evidence that he alleges
the Board ignored. Thomas Op. Br. 10–12. But none of
those arguments identifies a legal issue that was presented
to the Veterans Court, let alone resolved by that court.
3 The parties appear to dispute whether Mr. Thomas
missed his opportunity for further review of that decision.
We need not resolve that dispute.
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THOMAS V. WILKIE 9
Moreover, we lack jurisdiction to decide factual issues or
the application of legal standards to the particular facts,
unless there is a constitutional claim. 38 U.S.C.
§ 7292(d)(2). Here, there is no constitutional claim. Alt-
hough Mr. Thomas states that he was denied due process,
he provides no basis for that assertion apart from his mer-
its challenges to the VA’s particular determinations on his
claims, so his due-process challenge is constitutional in
name only and is not reviewable. Flores v. Nicholson, 476
F.3d 1379, 1382 (Fed. Cir. 2007) (“[T]he appellant’s ‘char-
acterization of [the] question as constitutional in nature
does not confer upon us jurisdiction that we otherwise
lack.’” (quoting Helfer v. West, 174 F.3d 1332, 1335 (Fed.
Cir. 1999))).
We have considered Mr. Thomas’s remaining argu-
ments and find them not to raise any issue within our ju-
risdiction.
III
We dismiss the appeal for lack of jurisdiction.
The parties shall each bear their own costs.
DISMISSED