Flash-Control, LLC v. Intel Corporation ( 2021 )


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  • Case: 20-2141   Document: 51     Page: 1   Filed: 07/14/2021
    NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    FLASH-CONTROL, LLC,
    Plaintiff-Appellant
    v.
    INTEL CORPORATION,
    Defendant-Appellee
    ______________________
    2020-2141
    ______________________
    Appeal from the United States District Court for the
    Western District of Texas in No. 1:19-cv-01107-ADA, Judge
    Alan D. Albright.
    ______________________
    Decided: July 14, 2021
    ______________________
    DEREK DAHLGREN, Devlin Law Firm LLC, Wilmington,
    DE, argued for plaintiff-appellant. Also represented by
    TIMOTHY DEVLIN, JAMES MICHAEL LENNON.
    SONAL NARESH MEHTA, Wilmer Cutler Pickering Hale
    and Dorr LLP, Palo Alto, CA, argued for defendant-appel-
    lee. Also represented by JENNIFER JASMINE JOHN; JOSHUA
    D. FURMAN, JOSEPH TAYLOR GOOCH, San Francisco, CA.
    ______________________
    Case: 20-2141     Document: 51     Page: 2    Filed: 07/14/2021
    2                  FLASH-CONTROL, LLC   v. INTEL CORPORATION
    Before HUGHES, MAYER, and WALLACH *, Circuit Judges.
    HUGHES, Circuit Judge.
    Flash-Control, LLC, appeals from the Western District
    of Texas’s final judgment granting Intel Corporation’s mo-
    tion for summary judgment and holding that the asserted
    patents, U.S. Patent Nos. 8,531,880 and 8,817,537, were
    invalid for lack of written description. Because we agree
    that there was no triable issue of fact as to whether the ’880
    and ’537 patents’ shared written description adequately
    supported the patent claims, we affirm.
    I
    Flash-Control is the owner of the ’880 and ’537 patents,
    both continuations of patent applications filed in 2010 and
    2012, respectively. The ’880 and ’537 patents share a writ-
    ten specification and are directed to computer memory sys-
    tems, which can either be volatile or nonvolatile.
    Nonvolatile memory—such as thumb drives, hard drives,
    and compact discs—holds information after the system is
    powered off. Volatile memory—such as static or dynamic
    random-access memory—holds information only while the
    system is powered. Flash memory is a type of nonvolatile
    memory which organizes the data it stores in a hierarchy
    of “blocks” composed of multiple “pages.” Flash memory is
    used in memory cards, solid state drives, and similar prod-
    ucts. Flash memory is technologically constrained in its
    ability to read, write, or erase particular pages or blocks of
    memory. In a flash memory system, data can be read at the
    page level, but can only be erased at the block level. Thus,
    an entire block of memory must be erased in order to over-
    write a single page of data. The erasing and rewriting steps
    needed to do so can be slow and, to compensate, some
    *Circuit Judge Evan J. Wallach assumed senior sta-
    tus on May 31, 2021.
    Case: 20-2141    Document: 51     Page: 3    Filed: 07/14/2021
    FLASH-CONTROL, LLC   v. INTEL CORPORATION                 3
    memory systems will couple flash memory with volatile
    memory for use as a temporary storage location or “buffer.”
    The ’880 and ’537 patents claim a memory system that
    reduces the number of writes to nonvolatile memory, en-
    hancing performance. ’880 patent at 1:59–62. It is undis-
    puted that claim 1 of the ’880 patent is representative of
    the independent claims of both patents:
    1.   A memory system comprising:
    a non-volatile memory organized to include a
    plurality of blocks each having a plurality of
    pages;
    a volatile memory;
    a first buffer capable of temporarily storing at
    least one page;
    a second buffer configured to receive information
    associated with one or more write requests,
    said write requests being associated with one
    or more changes to one or more portions of a
    page in said non-volatile memory, said one or
    more portions being less than the entirety of
    said page;
    said system adapted to locate said page associ-
    ated with said one or more write requests in
    said non-volatile memory, and to selectively
    write said page to said first buffer;
    said system further adapted to locate in said
    first buffer said one or more portions of said
    page associated with said one or more write
    requests. and to selectively write said one or
    more portions to said volatile memory with-
    out writing the entirety of said page in said
    first buffer to said volatile memory;
    Case: 20-2141     Document: 51     Page: 4    Filed: 07/14/2021
    4                  FLASH-CONTROL, LLC   v. INTEL CORPORATION
    said system further adapted to write said one or
    more changes from said second buffer to said
    volatile memory, thereby updating said one
    or more updated portions from said volatile
    memory to said first buffer, thereby updating
    said page stored therein to include said one
    or more changes associated with said one or
    more write request; and
    said system further adapted to write said up-
    dated page from said first buffer to an erased
    page in said nonvolatile memory.
    ’880 patent 4:62–5:27. In other words, claim 1 of the
    ’880 patent describes a five-step technique for modifying
    data that is already stored on the memory in response to a
    write request: (1) the nonvolatile memory reads out a page
    of memory onto the first buffer; (2) the first buffer copies a
    subset of the page to the volatile memory for modification;
    (3) data from a write request stored on a second buffer is
    used to modify the subset of the page in the volatile
    memory; (4) the volatile memory writes the updated subset
    into the page in the first buffer where it is combined with
    the unmodified portions of the original page of memory;
    (5) the first buffer writes the updated page back to an
    erased page on the nonvolatile memory. Id.; Flash-Control,
    LLC v. Intel Corp., No. 1:19-CV-01107, 
    2020 WL 4561591
    ,
    at *1 (W.D. Tex. July 21, 2020) (Decision).
    Flash-Control filed suit against Intel in the Western
    District of Texas on July 3, 2019. J.A. 33. Under the origi-
    nal case schedule, a claim construction hearing was sched-
    uled for April 1, 2020. J.A. 431. On February 5, 2020, after
    notice to Flash-Control, Intel filed a “Motion for Summary
    Judgment and Opening Claim Construction Brief.”
    J.A. 432. Intel sought both summary judgment for lack of
    written description and a determination that claim 1 of the
    ’880 patent is indefinite. J.A. 436 n.1. Flash-Control filed
    its opening claim construction brief pursuant to the
    Case: 20-2141     Document: 51     Page: 5    Filed: 07/14/2021
    FLASH-CONTROL, LLC   v. INTEL CORPORATION                   5
    original case schedule on February 5, 2020. Flash-Control
    subsequently sought an extension to the summary judg-
    ment briefing that would decouple summary judgment
    from claim construction. The district court denied the re-
    quest to separate claim construction from summary judg-
    ment. J.A. 632. The parties agreed on a schedule to brief
    both issues and submitted a “Joint Motion to Enter
    Amended Markman Scheduling Order.” J.A. 618. On
    March 15, 2020, the court granted the motion and ordered
    the stipulated schedule for the combined proceeding, in-
    cluding briefing and related discovery. J.A. 39.
    On June 4, 2020, following expert discovery and full
    briefing and a day before the scheduled hearing, the dis-
    trict court issued a “Preliminary Determination and Con-
    struction in Advance of MSJ/Markman Hearing” by email,
    finding the claims invalid for lack of written description.
    J.A. 410. On June 5, 2020, the court heard argument on the
    motion for summary judgment. J.A. 203–54. At the end of
    the hearing, the district court adopted its preliminary de-
    termination and advised the parties that it would prepare
    a written order providing the reasoning for its ruling. J.A.
    249–52.
    The district court’s written opinion issued on July 21,
    2020. The court considered the ’880 patent’s specification
    and found that there is no written description for the as-
    serted claims. Decision at *8. In particular, the court found
    that Flash-Control had failed to identify any disclosure,
    with or without the testimony of its expert, that “shows a
    second buffer that can store a write request,” as required
    by step 3, or “the writing of a portion of a page to volatile
    memory,” as required by step 2. Id. at *4. In ruling that
    Flash-Control had failed to raise a genuine issue of mate-
    rial fact, the court rejected the testimony of Flash-Control’s
    expert, Dr. Bagherzadeh, because he “improperly relied on
    the claims for written description support.” Id. at *8. The
    district court also rejected Flash-Control’s arguments com-
    bining multiple embodiments to derive written description
    Case: 20-2141    Document: 51      Page: 6    Filed: 07/14/2021
    6                  FLASH-CONTROL, LLC   v. INTEL CORPORATION
    support as incorrect as a matter of law. Id. This appeal fol-
    lowed.
    II
    We review a summary judgment decision in accordance
    with the law of the appropriate regional circuit. Ineos USA
    LLC v. Berry Plastics Corp., 
    783 F.3d 865
    , 868 (Fed. Cir.
    2015). The Fifth Circuit reviews a district court’s grant of
    summary judgment de novo. 
    Id.
     (citing Triple Tee Golf, Inc.
    v. Nike, Inc., 
    485 F.3d 253
    , 261 (5th Cir. 2007)). Summary
    judgment is appropriate when there is no genuine issue of
    material fact and the moving party is entitled to judgment
    as a matter of law. Fed. R. Civ. P. 56(a).
    “The essence of the written description requirement is
    that a patent applicant, as part of the bargain with the pub-
    lic, must describe his or her invention so that the public
    will know what it is and that he or she has truly made the
    claimed invention.” AbbVie Deutschland GmbH & Co. v.
    Janssen Biotech, Inc., 
    759 F.3d 1285
    , 1298 (Fed. Cir. 2014).
    “To satisfy the written description requirement, the appli-
    cant must convey with reasonable clarity to those skilled in
    the art that, as of the filing date sought, he or she was in
    possession of the invention, and demonstrate that by dis-
    closure in the specification of the patent.” Centocor Ortho
    Biotech, Inc. v. Abbott Labs., 
    636 F.3d 1341
    , 1348 (Fed. Cir.
    2011) (internal quotations omitted). While the written de-
    scription requirement does not require that the specifica-
    tion recite the claimed invention in any particular way,
    pointing to an “amalgam of disclosures” from which an ar-
    tisan could have created the claimed invention does not
    satisfy this requirement. Novozymes A/S v. DuPont Nutri-
    tion Biosciences APS, 
    723 F.3d 1336
    , 1349 (Fed. Cir. 2013);
    accord Ariad Pharms., Inc. v. Eli Lilly & Co., 
    598 F.3d 1336
    , 1352 (Fed. Cir. 2010). Instead, the specification must
    present each claim as an “integrated whole.” Novozymes,
    723 F.3d at 1349. Whether the written description ade-
    quately supports a patent claim is a question of fact.
    Case: 20-2141    Document: 51      Page: 7    Filed: 07/14/2021
    FLASH-CONTROL, LLC   v. INTEL CORPORATION                  7
    Vasudevan Software v. MicroStrategy, Inc., 
    782 F.3d 671
    ,
    682 (Fed. Cir. 2015).
    Flash-Control challenges the district court’s grant of
    summary judgment on several grounds. We address each
    in turn.
    First, Flash-Control urges us to review the district
    court’s exclusion of the testimony of its expert, Dr. Bagher-
    zadeh, as unreliable. Appellant’s Br. 41. But we do not re-
    view the exclusion of expert testimony de novo. District
    courts have “broad discretion” in deciding whether to ex-
    clude expert testimony. Guy v. Crown Equip. Corp.,
    
    394 F.3d 320
    , 325 (5th Cir. 2004) (citing General Electric
    Co. v. Joiner, 
    522 U.S. 136
    , 141–42 (1997)). Flash-Control
    argues only that the district court should have credited
    their expert. Appellant’s Br. 41–49. We detect no abuse of
    discretion in the district court’s determination that
    Dr. Bagherzadeh’s testimony was based on unreliable
    methodology.
    Next, Flash-Control argues that the district court con-
    fused the differing legal standards governing summary
    judgment and claim construction in its summary judgment
    decision. Appellant’s Br. 49. But we discern no such error
    in the district court’s decision. Flash-Control additionally
    suggests that because various docket items and hearings
    were not labeled with “summary judgment,” Flash-Control
    was surprised by the resolution of the summary judgment
    issue in the combined proceeding. Id. at 42, 50. Given the
    procedural history detailed above, however, we find it im-
    plausible that Flash-Control was surprised by the com-
    bined proceeding. 1
    1    To the extent that Flash-Control challenges the
    district court’s decision to combine the issues of summary
    judgment and claim construction in a single proceeding,
    Flash-Control fails to address the standard of review
    Case: 20-2141     Document: 51     Page: 8    Filed: 07/14/2021
    8                  FLASH-CONTROL, LLC   v. INTEL CORPORATION
    Flash-Control repeatedly asserts that the district court
    “sid[ed] with Intel” and improperly viewed the evidence in
    the light most favorable to Intel. See, e.g., Appellant’s
    Br. 14. But Flash-Control does not explain what specific
    reasonable inferences that court failed to draw in its favor,
    and we find none in the district court’s decision. Viewing
    the evidence in the light most favorable to Flash-Control,
    we agree with the district court that Flash-Control has
    failed to identify any disclosure that “shows a second buffer
    that can store a write request,” as required by step 3, or
    “the writing of a portion of a page to volatile memory,” as
    required by step 2. Decision at *4. While Figures 6 and 9 of
    the ’880 patent show one or two buffers being paired with
    “NAND memory” (a type of nonvolatile memory) there is
    nothing in the figures or text description of the figures to
    indicate whether those buffers act as the second buffer—
    i.e., whether they can store a write request to modify a por-
    tion of a page as required by step 3. J.A. 514–16 ⁋ 60. Flash-
    Control’s arguments concerning Figures 3 and 12 of the
    ’880 patent similarly point to items that could, with more,
    be the second buffer but fail to point to anything specifying
    that those items perform the second step of the claim. The
    specification language referring to two “new commands”—
    “[r]ead byte out of page” and “[w]rite byte out of page”—
    comes the closest to supporting the claimed technique of
    operating on a portion of a page as required by step 2. ’880
    patent 4:30–36. But the specification never elaborates on
    these “new commands” and does not indicate whether they
    interact with any buffer or volatile memory.
    governing that issue, abuse of discretion. Nuance
    Commc’ns, Inc. v. Abbyy USA Software House, Inc.,
    
    813 F.3d 1368
    , 1372 (Fed. Cir. 2016). We find no abuse of
    the district court’s discretion here in combining these pro-
    ceedings.
    Case: 20-2141     Document: 51     Page: 9    Filed: 07/14/2021
    FLASH-CONTROL, LLC   v. INTEL CORPORATION                   9
    Flash-Control also argues that the district court en-
    gaged in improper factfinding by stepping into the role of
    an artisan in its analysis of what an artisan would under-
    stand about the specification. Appellant’s Br. 26–28. The
    district court stated that it drew upon its own knowledge
    in its opinion, and while that would ordinarily constitute
    legal error, here the district court did so only after finding
    that Flash-Control had failed to show a triable issue of fact
    as to written description on the evidence of record. Deci-
    sion at *8 n.1. The district court expressly drew on its own
    knowledge only in order to expound upon additional rea-
    sons for rejecting Flash-Control’s arguments. Although the
    better course would have been to omit that additional rea-
    soning, the court’s separate findings made under the
    proper summary judgment standard are sufficient to sup-
    port the judgment. And because we review judgments, not
    opinions, Stratoflex, Inc. v. Aeroquip Corp., 
    713 F.2d 1530
    ,
    1540 (Fed. Cir. 1983), and the judgment in this case was
    based upon the evidence of record, we conclude that the in-
    clusion of that additional reasoning was not reversible er-
    ror.
    Flash-Control next argues that the district court im-
    properly required it to show that a single embodiment of
    the ’880 patent “disclose[d] all claim limitations for written
    description.” Appellant’s Br. 25, 54. Flash-Control’s reli-
    ance on LizardTech, Inc. v. Earth Resource Mapping, Inc.,
    
    424 F.3d 1336
    , 1345 (Fed. Cir. 2005), to support the propo-
    sition that combining disparate embodiments may properly
    demonstrate written description support is misplaced. This
    court held in LizardTech that “[a] claim will not be invali-
    dated on section 112 grounds simply because the embodi-
    ments of the specification do not contain examples
    explicitly covering the full scope of the claim language,”
    and that the written description is viewed from the per-
    spective of an artisan who brings “the knowledge of what
    has come before.” 
    Id.
     But that holding did not alter this
    court’s precedent stating that “enough must be included [in
    Case: 20-2141     Document: 51      Page: 10    Filed: 07/14/2021
    10                 FLASH-CONTROL, LLC    v. INTEL CORPORATION
    the specification] to convince a person of skill in the art that
    the inventor possessed the invention.” 
    Id.
     A patent owner
    cannot show written description support by picking and
    choosing claim elements from different embodiments that
    are never linked together in the specification. In Novo-
    zymes, we explained that the elements of a claim must be
    treated as an “integrated whole rather than as a collection
    of independent limitations.” 723 F.3d at 1349. The written
    description requirement is not met when, as here, the spec-
    ification provides at best disparate disclosures that an ar-
    tisan might have been able to combine in order to make the
    claimed invention. Ariad Pharms., 
    598 F.3d at 1352
    . We
    consequently conclude that the district court did not err in
    finding that no reasonable juror could find that the written
    description, including its various embodiments, supported
    all elements of claim 1 of the ’880 patent. 2
    Finally, Flash-Control argues that the district court
    improperly considered arguments raised for the first time
    in Intel’s summary judgment reply brief, which Flash-Con-
    trol did not have the opportunity to respond to. Appellant’s
    Br. 28–29. We disagree. The scope of Intel’s summary judg-
    ment reply brief is limited to issues raised in its opening
    brief and Flash-Control’s opposition brief. The portions of
    Intel’s reply brief cited by the district court in its opinion
    were rebuttal arguments only. See Decision at *8. Specifi-
    cally, Intel’s reply brief responds to Flash-Control’s reli-
    ance on its expert’s testimony and Flash-Control’s
    combination of different embodiments and examples to de-
    rive support for the claims without any evidence to show
    that an artisan would have understood these pieces to
    2   Indeed, even Flash-Control’s expert conceded that
    combining the relevant elements of Figures 3 and 9 to ar-
    rive at the second buffer capable of storing a write request
    would be “an engineering feat.” J.A. 314–15 (236:19–
    237:7).
    Case: 20-2141    Document: 51       Page: 11   Filed: 07/14/2021
    FLASH-CONTROL, LLC   v. INTEL CORPORATION                 11
    teach the claims as a whole. J.A. 133–38. Flash-Control’s
    opposition brief included both points. J.A. 88–90. Flash-
    Control also relied in its opposition brief on Dr. Bagher-
    zadeh’s testimony. See, e.g., J.A. 92. It was appropriate for
    Intel to respond to Flash-Control’s reliance on both types
    of evidence in its reply brief. Additionally, Flash-Control
    asserts that it was unfairly surprised by Intel’s reply argu-
    ments concerning the requirement that the written de-
    scription support the claims as an “integrated whole.”
    Appellant’s Reply Br. 8. We find this unpersuasive. Intel’s
    citation to Novozymes and its “integrated whole” language
    was in direct response to Flash-Control’s attempt to derive
    written support by piecemeal support for elements of claim
    1, rather than all the elements of claim 1 together.
    III
    We have considered Flash-Control’s remaining argu-
    ments and find them unpersuasive. The district court’s de-
    cision granting summary judgment for lack of written
    description is affirmed.
    AFFIRMED