Jarvis v. United States ( 2022 )


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  • Case: 22-1006    Document: 21     Page: 1   Filed: 04/05/2022
    NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    DEREK N. JARVIS,
    Plaintiff-Appellant
    v.
    UNITED STATES,
    Defendant-Appellee
    ______________________
    2022-1006
    ______________________
    Appeal from the United States Court of Federal Claims
    in No. 1:21-cv-01148-MMS, Senior Judge Margaret M.
    Sweeney.
    ______________________
    Decided: April 5, 2022
    ______________________
    DEREK N. JARVIS, Silver Spring, MD, pro se.
    BORISLAV KUSHNIR, Commercial Litigation Branch,
    Civil Division, United States Department of Justice, Wash-
    ington, DC, for defendant-appellee. Also represented by
    BRIAN M. BOYNTON, TARA K. HOGAN, PATRICIA M.
    MCCARTHY.
    ______________________
    Before DYK, TARANTO, and CUNNINGHAM, Circuit Judges.
    Case: 22-1006     Document: 21     Page: 2    Filed: 04/05/2022
    2                                                 JARVIS   v. US
    PER CURIAM.
    In March 2021, Derek N. Jarvis brought the present
    action against the United States in the Court of Federal
    Claims (Claims Court), seeking monetary damages based
    on wrongs, including enslavement, committed against or
    by his Native American ancestors, particularly the Chero-
    kee. The Claims Court dismissed the case for lack of sub-
    ject-matter jurisdiction, concluding, as relevant here, that
    none of the sources of law cited by Mr. Jarvis provided a
    sufficient basis for jurisdiction over this action against the
    United States. Jarvis v. United States, 
    154 Fed. Cl. 712
    ,
    reconsideration denied, 
    156 Fed. Cl. 393
     (2021). Mr. Jarvis
    appeals. We affirm, discerning no error in the Claims
    Court’s determination that it lacked jurisdiction.
    I
    On March 29, 2021, Mr. Jarvis filed a complaint in the
    Claims Court against the United States and certain uni-
    versities and corporations.         Supplemental Appendix
    (SAppx) 16; SAppx 22. In the complaint, Mr. Jarvis
    claimed to be “a direct descendant of The Cherokee Freed-
    men”—and of Cherokee, Iroquois, and Powhatan ances-
    try—who was left “destitute” because “[t]he practice of
    slavery . . . deprived [him] of the fruits of his ancestors[’]
    labor.” SAppx 19, 23, 36; see also Appellant Inf. Br. 9 (stat-
    ing that he is “owed a large debt for the brutality of his
    ancestors,” as well as for his “exclu[sion] from Indian trust
    funds”); id. at 4, 17 (similar). As compensation, Mr. Jarvis
    sought monetary damages totaling $40 million. SAppx 43.
    On June 1, 2021, the United States filed a motion to
    dismiss for lack of subject matter jurisdiction under Rule
    12(b)(1) of the Rules of the U.S. Court of Federal Claims
    (RCFC). After Mr. Jarvis responded, the Claims Court
    granted the government’s motion and entered judgment
    pursuant to RCFC Rule 58 dismissing Mr. Jarvis’s com-
    plaint without prejudice for lack of subject-matter jurisdic-
    tion on August 19, 2021. The Claims Court first explained
    Case: 22-1006     Document: 21      Page: 3   Filed: 04/05/2022
    JARVIS   v. US                                              3
    that it lacked jurisdiction over the claims against the uni-
    versity and corporate defendants. Jarvis, 154 Fed. Cl. at
    717; see also 
    28 U.S.C. § 1491
    (a)(1); United States v. Sher-
    wood, 
    312 U.S. 584
    , 588 (1941). Turning to Mr. Jarvis’s
    claims against the United States, the Claims Court then
    addressed each source of law cited by Mr. Jarvis and held
    each one insufficient to confer jurisdiction under the juris-
    dictional grant at issue, namely, the Tucker Act, 
    28 U.S.C. § 1491
    (a)(1). Jarvis, 154 Fed. Cl. at 717–20 (explaining
    why civil rights claims, equal protection and due process
    claims, tort claims, unjust enrichment claims, treaty
    claims, breach of trust claims, and reparations claims were
    not within the jurisdiction of the Claims Court). Thereaf-
    ter, Mr. Jarvis filed a motion for reconsideration under
    RCFC Rule 59, but the Claims Court denied the motion on
    November 1, 2021. Jarvis, 156 Fed. Cl. at 395–97.
    Mr. Jarvis timely appeals the Claims Court’s dismis-
    sal. We have jurisdiction under 
    28 U.S.C. § 1295
    (a)(3).
    II
    We review de novo the Claims Court’s dismissal for
    lack of jurisdiction, taking as true all undisputed facts as-
    serted in the complaint and drawing all reasonable infer-
    ences in favor of the plaintiff. Trusted Integration, Inc. v.
    United States, 
    659 F.3d 1159
    , 1163 (Fed. Cir. 2011). As
    plaintiff, Mr. Jarvis “bears the burden of establishing sub-
    ject-matter jurisdiction by a preponderance of the evi-
    dence.” Hopi Tribe v. United States, 
    782 F.3d 662
    , 666
    (Fed. Cir. 2015) (citation omitted). Pro se plaintiffs are en-
    titled to a liberal construction of their complaints, Erickson
    v. Pardus, 
    551 U.S. 89
    , 94 (2007), but they must meet ju-
    risdictional requirements, Kelley v. Sec’y, U.S. Dep’t of La-
    bor, 
    812 F.2d 1378
    , 1380 (Fed. Cir. 1987); Landreth v.
    United States, 797 F. App’x 521, 523 (Fed. Cir. 2020).
    Mr. Jarvis argues on appeal that Tucker Act jurisdic-
    tion exists to hear his claims of a government violation of
    at least one 1866 federal treaty with the Cherokee and a
    Case: 22-1006     Document: 21      Page: 4     Filed: 04/05/2022
    4                                                  JARVIS   v. US
    breach by the government of a trust relationship the
    United States has with Native Americans. E.g., Appellant
    Inf. Br. iii, 2–5, 15–20, 23–24. That argument recognizes
    that the Tucker Act is not independently a source of juris-
    diction. To establish jurisdiction, “the plaintiff must look
    beyond the Tucker Act to identify a substantive source of
    law that creates the right to recovery of money damages
    against the United States.” Rick’s Mushroom Serv., Inc. v.
    United States, 
    521 F.3d 1338
    , 1343 (Fed. Cir. 2008) (citing
    United States v. Mitchell, 
    463 U.S. 206
    , 216 (1983) (Mitch-
    ell II)); see also United States v. Navajo Nation, 
    556 U.S. 287
    , 290 (2009) (Navajo Nation II); Fisher v. United States,
    
    402 F.3d 1167
    , 1172 (Fed. Cir. 2005). We agree with the
    Claims Court that the two sources of law Mr. Jarvis now
    invokes do not create a right to money damages and so do
    not support jurisdiction under the Tucker Act. 1
    First: Mr. Jarvis contends that “[t]he 1886 Treaties
    state[] unequivocally, that Indigenous American Indians[,]
    such as Appellant Jarvis, [are] entitled to housing, restitu-
    tion and access to Indian trust funds, access to resources
    and land among other benefits.” Appellant Inf. Br. ii. But
    he has identified, in this court and in the Claims Court,
    only one treaty, namely, the Treaty with the Cherokee,
    July 19, 1866, 
    14 Stat. 799
    , and the Claims Court ad-
    dressed only that treaty, Jarvis, 154 Fed. Cl. at 718; Jarvis,
    156 Fed. Cl. at 396. In that treaty, Mr. Jarvis has pointed
    only to article 9, which states: “The Cherokee nation hav-
    ing, voluntarily, . . . forever abolished slavery, hereby cov-
    enant and agree that never hereafter shall either slavery
    or involuntary servitude exist in their nation . . . . They fur-
    ther agree that all freedmen who have been liberated . . .
    and their descendants, shall have all the rights of native
    1   The failing under the Tucker Act would also pre-
    clude jurisdiction under the Indian Tucker Act, 
    28 U.S.C. § 1505
    . See Navajo Nation II, 
    556 U.S. at 290
    .
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    JARVIS   v. US                                                 5
    Cherokees . . . .” 14 Stat. at 801; see, e.g., Appellant Inf. Br.
    ii, iii, 16. As the Claims Court held, however, that state-
    ment is not fairly interpreted as “mandating compensation
    by the Federal Government.” Navajo Nation II, 
    556 U.S. at 290
     (quoting United States v. Testan, 
    424 U.S. 392
    , 400
    (1976)); see Jarvis, 156 Fed. Cl. at 396. And we see no other
    provision of the 1866 treaty that provides a right to mone-
    tary compensation from the United States applicable to the
    wrongs Mr. Jarvis alleges.
    Second: The Supreme Court has held that “‘the undis-
    puted existence of a general trust relationship between the
    United States and the Indian people’ . . . alone is insuffi-
    cient to support jurisdiction under the Indian Tucker Act,”
    United States v. Navajo Nation, 
    537 U.S. 488
    , 506 (2003)
    (quoting Mitchell II, 
    463 U.S. at 225
    ), and the same is true
    under the general Tucker Act, cf. Navajo Nation II, 
    556 U.S. at 290
    ; United States v. White Mountain Apache Tribe,
    
    537 U.S. 465
    , 472 (2003); Spengler v. United States, 688 F.
    App’x 917, 921 n.2 (Fed. Cir. 2017). A plaintiff asserting a
    trust basis for damages must first “identify a specific, ap-
    plicable, trust-creating statute or regulation that the gov-
    ernment violated,” as well as show that the “trust duty [is]
    money mandating.” Navajo Nation II, 
    556 U.S. at 302
    ; see
    also 
    id.
     at 290–91; Hopi Tribe, 782 F.3d at 667–68. As the
    Claims Court held, Mr. Jarvis has not identified any stat-
    ute, regulation, or treaty that created an applicable trust
    relationship between the United States and Mr. Jarvis as
    a descendant of the Cherokee Freedmen, Cherokee, Pow-
    hatan, or Iroquois tribes. Jarvis, 154 Fed. Cl. at 718–19;
    Jarvis, 156 Fed. Cl. at 396–97; Appellant Inf. Br. 18–20,
    23–24. Mr. Jarvis’s trust theory therefore fails.
    In sum, Mr. Jarvis has not identified a source of law
    that grants him a claim against the United States for the
    payments he seeks, including money he suggests was paid
    to others. Without such a money-mandating source of law,
    he has not established jurisdiction.
    Case: 22-1006     Document: 21       Page: 6   Filed: 04/05/2022
    6                                                 JARVIS   v. US
    III
    Aside from the above alleged substantive errors, Mr.
    Jarvis also accuses the Claims Court of various procedural
    errors, which he claims evidence bias. Appellant Inf. Br.
    v–vi, 21, 27–29. None of Mr. Jarvis’s allegations merit re-
    versal. We discuss here only two of the alleged errors.
    Mr. Jarvis argues that the Claims Court improperly
    considered matters outside the pleadings. We see no im-
    propriety. The Claim Court’s statement in the Background
    section of its opinion that “Mr. Jarvis is a frequent litigant
    in federal courts” and its subsequent citation to cases of
    public record in which Mr. Jarvis was a litigant, see Jarvis,
    154 Fed. Cl. at 715 & n.1, were permissible, as courts may
    consider public records when resolving a motion to dismiss,
    see Dimare Fresh, Inc. v. United States, 
    808 F.3d 1301
    ,
    1306 (Fed. Cir. 2015); Indium Corp. of America v. Semi-Al-
    loys, Inc., 
    781 F.2d 879
    , 884 (Fed. Cir. 1985). In any event,
    even if Mr. Jarvis were correct that this was error, it would
    be harmless error since the Claims Court did not rely on
    Mr. Jarvis’s litigation history to reach its jurisdictional
    holding. Jarvis, 154 Fed. Cl. at 715 n.1 (“The court makes
    no findings of fact in this opinion.”); id. at 717–20 (not men-
    tioning prior litigation in jurisdictional analysis); cf. Com-
    mercial Contractors, Inc. v. United States, 
    154 F.3d 1357
    ,
    1367 (Fed. Cir. 1998) (“In any event, the court did not rely
    significantly on the summaries of the statements, so any
    error in their admission would be harmless.”).
    Mr. Jarvis also argues that the Claims Court made
    statements in the initial dismissal that contradict state-
    ments in the denial of reconsideration. We see no such con-
    tradiction. The Claims Court’s statement that “Mr. Jarvis
    has not identified a provision of [the 1866] treaty, or of
    other treaties given passing mention in the complaint, that
    is money-mandating so as to support Tucker Act jurisdic-
    tion for his claim,” Jarvis, 154 Fed. Cl. at 718 (emphasis
    added), is consistent with its later statement that Mr.
    Case: 22-1006     Document: 21      Page: 7    Filed: 04/05/2022
    JARVIS   v. US                                               7
    Jarvis “identifies only one provision of the [1866] treaty” in
    his motion for reconsideration, but that “[a]s noted in the
    court’s prior opinion, general statements of this nature in
    the Treaty with the Cherokee of 1866 do not establish a
    right for Mr. Jarvis to obtain monetary compensation from
    the United States,” Jarvis, 156 Fed. Cl. at 396. Similarly,
    the Claims Court’s initial observation that “there is no al-
    legation in the complaint that Mr. Jarvis has applied for
    tribal membership” and its discussion of why it would not
    have jurisdiction to grant him membership, Jarvis, 154
    Fed. Cl. at 717 n.2, are consistent with the Claims Court’s
    later statement that it did not dispute the absence of a bar
    against an individual Native American (rather than a
    tribe) bringing breach-of-trust claims, Jarvis, 156 Fed. Cl.
    at 396. 2
    IV
    For the foregoing reasons, we affirm the Claims Court’s
    dismissal of the case for lack of subject-matter jurisdiction.
    The parties shall bear their own costs.
    AFFIRMED
    2    The Claims Court, in its initial decision, warned
    that “the filing of another complaint in this court that ig-
    nores the jurisdictional limits of [the court] may lead to
    sanctions for frivolous litigation conduct,” Jarvis, 154 Fed.
    Cl. at 720, and in denying reconsideration (to create final-
    ity), the court directed the clerk’s office to reject “any fur-
    ther filings in this case,” Jarvis, 156 Fed. Cl. at 397. We
    see no reversible error in these rulings.