Intel Corporation v. Qualcomm Incorporated ( 2022 )


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  • Case: 20-2092   Document: 82     Page: 1   Filed: 03/24/2022
    NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    INTEL CORPORATION,
    Appellant
    v.
    QUALCOMM INCORPORATED,
    Appellee
    ______________________
    2020-2092, 2020-2093
    ______________________
    Appeals from the United States Patent and Trademark
    Office, Patent Trial and Appeal Board in Nos. IPR2019-
    00128, IPR2019-00129.
    ______________________
    Decided: March 24, 2022
    ______________________
    GREGORY H. LANTIER, Wilmer Cutler Pickering Hale
    and Dorr LLP, Washington, DC, argued for appellant. Also
    represented by DAVID LANGDON CAVANAUGH, CLAIRE
    HYUNGYO CHUNG, THOMAS SAUNDERS; BENJAMIN S.
    FERNANDEZ, Denver, CO; JAMES M. LYONS, Boston, MA.
    ISRAEL SASHA MAYERGOYZ, Jones Day, Chicago, IL, ar-
    gued for appellee. Also represented by THOMAS W. RITCHIE;
    ROBERT BREETZ, DAVID B. COCHRAN, JOSEPH M. SAUER,
    Case: 20-2092      Document: 82      Page: 2   Filed: 03/24/2022
    2              INTEL CORPORATION   v. QUALCOMM INCORPORATED
    Cleveland, OH; KELLY HOLT, New York, NY; JENNIFER L.
    SWIZE, Washington, DC.
    ______________________
    Before NEWMAN, REYNA, and CHEN, Circuit Judges.
    REYNA, Circuit Judge.
    Appellant Intel Corporation appeals two final written
    decisions by the Patent Trial and Appeal Board finding
    that Intel failed to show that certain claims of 
    U.S. Patent No. 9,154,356
     are unpatentable as anticipated or obvious.
    Intel contends that the Board misconstrued the claim term
    “carrier aggregation” and that it committed legal and fac-
    tual error in finding no motivation to combine the asserted
    prior art. We hold that the Board’s final written decisions
    are contrary to law and unsupported by substantial evi-
    dence. The decisions of the Board are therefore reversed.
    BACKGROUND
    Appellee Qualcomm Incorporated owns 
    U.S. Patent No. 9,154,356
     (the “’356 Patent”), titled “Low noise ampli-
    fiers for carrier aggregation.” The ’356 Patent is directed
    to a device and method for receiving wireless communica-
    tions over multiple carrier signals. See ’356 Patent, Ab-
    stract.
    A typical wireless communication may involve combin-
    ing (“multiplexing”) an information signal with a carrier
    signal, transmitting the multiplexed signal to a wireless
    receiver, then removing the carrier signal (“de-multiplex-
    ing”) from the information signal to arrive at the commu-
    nicated message. See generally J.A. 11, 56, 2398–99, 2424,
    5211–12. Often, a receiver will process the message signal
    through a low-noise amplifier (“LNA”)—a component that
    amplifies the information signal while keeping noise to a
    minimum. See ’356 Patent col. 3 ll. 60–61; J.A. 1018, 2402.
    Carrier signals help ensure that communications are
    sent via designated frequency channels. See J.A. 1013–14.
    Case: 20-2092    Document: 82      Page: 3    Filed: 03/24/2022
    INTEL CORPORATION   v. QUALCOMM INCORPORATED               3
    Each frequency channel has a corresponding maximum
    data rate that limits the amount of information that can be
    transmitted over a certain period of time. J.A. 2397–98,
    2423. One way to increase the maximum data rate of an
    overall communications system is to split a message into
    parts that are then transmitted simultaneously using mul-
    tiple carrier signals over multiple frequency channels.
    J.A. 2398–99, 2403, 2423–24, 2427–28, 2430, 2442. If a re-
    ceiver can compile the segmented pieces of a message upon
    receipt, the communication system is no longer limited to
    the bandwidth and corresponding data rate of a single
    channel. This process can be referred to as carrier aggre-
    gation. 
    Id.
    The ’356 Patent discloses a receiver with a multiple-
    LNA structure that is equipped to receive a carrier-aggre-
    gated signal. Claim 1 is representative:
    1. An apparatus comprising:
    a first amplifier stage configured to be in-
    dependently enabled or disabled, the first
    amplifier stage further configured to re-
    ceive and amplify an input radio frequency
    (RF) signal and provide a first output RF
    signal to a first load circuit when the first
    amplifier stage is enabled, the input RF
    signal employing carrier aggregation com-
    prising transmissions sent on multiple car-
    riers at different frequencies to a wireless
    device, the first output RF signal including
    at least a first carrier of the multiple carri-
    ers; and
    a second amplifier stage configured to be
    independently enabled or disabled, the sec-
    ond amplifier stage further configured to
    receive and amplify the input RF signal
    and provide a second output RF signal to a
    second load circuit when the second
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    4              INTEL CORPORATION   v. QUALCOMM INCORPORATED
    amplifier stage is enabled, the second out-
    put RF signal including at least a second
    carrier of the multiple carriers different
    than the first carrier.
    ’356 Patent col. 20 ll. 42–61 (emphasis added).
    PROCEDURAL HISTORY
    On November 9, 2018, Intel filed two petitions for inter
    partes review (“IPR”) challenging the claims of the ’356 Pa-
    tent. See J.A. 9 n.5, 54 n.6. In IPR2019-00128, Intel chal-
    lenged claims 1, 7, 8, 11, 17, and 18 as anticipated by U.S.
    Patent Application Publication No. 2012/0056681 (“Lee”)
    or obvious over the combination of Lee and a technical re-
    port published by a telecommunications standard-setting
    body, Third Generation Partnership Project (the “Feasibil-
    ity Study”). J.A. 4005–89. In IPR2019-00129, Intel chal-
    lenged claims 2–6 and 10 as obvious over Lee or over the
    combination of Lee and the Feasibility Study. J.A. 5005–
    93. 1
    On May 27, 2020, the Board issued two final written
    decisions in which it construed the disputed claim term,
    “carrier aggregation.” 2 J.A. 1–42, 46–89. Intel argued, cit-
    ing the specification, that “carrier aggregation” should be
    broadly construed to mean “simultaneous operation on
    multiple carriers.” See J.A. 9–10, 54–55; see also ’356 Pa-
    tent col. 1 ll. 32–33 (“A wireless device may support carrier
    aggregation, which is simultaneous operation on multiple
    carriers.”). The Board rejected that construction as overly
    1   Although Intel asserted additional grounds for in-
    validation in both IPRs, we do not address those grounds
    as they are moot in light of our decision here.
    2   On June 4, 2020, the Board issued two Errata to
    the final written decisions to correct recitations of the claim
    language. J.A. 43–45, 90–92. The changes have been
    taken into account in this opinion.
    Case: 20-2092    Document: 82     Page: 5    Filed: 03/24/2022
    INTEL CORPORATION   v. QUALCOMM INCORPORATED              5
    broad. Instead, the Board relied on the specification, pros-
    ecution history, intrinsic record, and contemporaneous ex-
    trinsic evidence to construe “carrier aggregation” to mean
    “simultaneous operation on multiple carriers that are com-
    bined as a single virtual channel to provide higher band-
    width.” J.A. 9–27, 54–72.
    The parties agreed that the Feasibility Study discloses
    carrier aggregation (as construed by the Board) and that
    Lee discloses all other elements of claim 1. See Appellant’s
    Br. 46–47; J.A. 1628, 1684. Thus, the Board’s decisions
    turned on whether a person of ordinary skill in the art
    (“POSITA”) would have been motivated to combine the
    Feasibility Study with Lee to arrive at the claimed inven-
    tion. See J.A. 35–37, 80–81.
    To establish motivation to combine, Intel proffered dec-
    laration testimony from its expert, Dr. Fay, explaining that
    the Feasibility Study contemplates the application of car-
    rier aggregation to LTE technology to achieve “LTE-
    Advanced.” See J.A. 1092–94 (“LTE-Advanced extends
    LTE release 8 with support for Carrier Aggregation, where
    two or more component carriers (CC) are aggregated in or-
    der to support wider transmission bandwidths up to
    100MHz and for spectrum aggregation.” (quoting Feasibil-
    ity Study)). According to Dr. Fay, the Feasibility Study ex-
    plains that the benefits of carrier aggregation can be
    obtained by using a receiver with “multiple RF front-ends.”
    J.A. 1093–94. Dr. Fay testified that the Feasibility Study
    teaches every RF front-end contains a low-noise amplifier,
    so a POSITA would understand that the Feasibility Study
    effectively recommends the use of something like the cir-
    cuit of Lee—which discloses a multi-LNA receiver.
    J.A. 1093–94.
    Despite Dr. Fay’s testimony, the Board found that Intel
    “d[id] not adequately address why or how [a POSITA]
    would have considered using the Feasibility Study’s carrier
    aggregated signal with Lee’s amplifier blocks, when Lee
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    6              INTEL CORPORATION   v. QUALCOMM INCORPORATED
    does not teach combining carriers as a single virtual chan-
    nel.” J.A. 39; see also J.A. 84. The Board rejected Intel’s
    argument as “overly generic” and noted that Intel “d[id] not
    explain why or how using Lee’s particular circuitry would
    be necessary ‘to achieve [the] benefits and unlock the fea-
    tures of LTE Advanced.’” 
    Id.
     The Board concluded that
    Intel had not met its burden to show that a POSITA would
    be motivated to combine the Feasibility Study with Lee
    and, consequently, that Intel failed to show unpatentabil-
    ity of the challenged claims. J.A. 41, 86. Intel appeals the
    Board’s decisions. We have jurisdiction pursuant to
    
    28 U.S.C. § 1295
    (a)(4)(A).
    STANDARD OF REVIEW
    We review the Board’s legal conclusions de novo and its
    factual findings for substantial evidence. ACCO Brands
    Corp. v. Fellowes, Inc., 
    813 F.3d 1361
    , 1365 (Fed. Cir.
    2016). Substantial evidence “means such relevant evi-
    dence as a reasonable mind might accept as adequate to
    support a conclusion.” In re Gartside, 
    203 F.3d 1305
    , 1312
    (Fed. Cir. 2000) (quoting Consol. Edison Co. of N.Y., Inc.
    v. NLRB, 
    305 U.S. 197
    , 229–30 (1938)).
    Obviousness is a question of law with underlying fac-
    tual issues relating to the “scope and content of the prior
    art, differences between the prior art and the claims at is-
    sue, the level of ordinary skill in the pertinent art, and any
    objective indicia of non-obviousness.” Randall Mfg. v. Rea,
    
    733 F.3d 1355
    , 1362 (Fed. Cir. 2013) (citing KSR Int’l Co.
    v. Teleflex Inc., 
    550 U.S. 398
    , 406 (2007); Graham v. John
    Deere Co. of Kansas City, 
    383 U.S. 1
    , 17–18 (1966)). “The
    presence or absence of a motivation to combine references
    in an obviousness determination is a pure question of fact,”
    which, as noted above, we review for substantial evidence.
    Par Pharm., Inc. v. TWI Pharms., Inc., 
    773 F.3d 1186
    , 1196
    (Fed. Cir. 2014) (quoting Alza Corp. v. Mylan Lab’ys, Inc.,
    
    464 F.3d 1286
    , 1289 (Fed. Cir. 2006)).
    Case: 20-2092    Document: 82      Page: 7    Filed: 03/24/2022
    INTEL CORPORATION   v. QUALCOMM INCORPORATED               7
    DISCUSSION
    I
    As a threshold matter, we first address Qualcomm’s
    contention that Intel lacks standing to appeal the Board’s
    final written decisions on grounds that Intel fails to estab-
    lish a non-speculative risk of an infringement suit by Qual-
    comm. Appellee’s Br. 22–33.
    This is not the first time this court has addressed this
    standing issue between these parties. In two prior cases,
    we found Intel had standing on appeal based on the fact
    that Qualcomm sued Apple Inc. for infringement of the pa-
    tent at issue, and that a main component of the accused
    products identified in Qualcomm’s infringement conten-
    tions was manufactured by Intel. Appellant’s Reply
    Br. 24–30. Intel Corp. v. Qualcomm Inc., 
    21 F.4th 801
    , 808
    (Fed. Cir. 2021) (determining that Intel had standing to
    bring its appeals); Intel Corp. v. Qualcomm Inc., 
    21 F.4th 784
    , 789–90 (Fed. Cir. 2021) (same). We see no reason to
    find otherwise in this appeal. As such, Intel has demon-
    strated a non-speculative risk of being sued by Qualcomm
    for infringement and therefore has standing to bring this
    appeal. See Grit Energy Sols., LLC v. Oren Techs., LLC,
    
    957 F.3d 1309
    , 1319–20 (Fed. Cir. 2020). We now turn to
    the merits of Intel’s appeal.
    II
    On appeal, Intel challenges the Board’s construction of
    the claim term “carrier aggregation,” as well as the Board’s
    finding of no motivation to combine the asserted prior art.
    See Appellant’s Br. 28–45. We conclude that the Board
    committed legal and factual error in assessing motivation
    to combine Lee with the Feasibility Study, even under the
    Board’s construction of “carrier aggregation.”
    Obviousness requires, among other things, a finding
    that a skilled artisan would have been motivated to com-
    bine the teachings of prior art to arrive at the claimed
    Case: 20-2092      Document: 82      Page: 8   Filed: 03/24/2022
    8              INTEL CORPORATION   v. QUALCOMM INCORPORATED
    invention. See OSI Pharms., LLC v. Apotex Inc., 
    939 F.3d 1375
    , 1382 (Fed. Cir. 2019) (quoting Regents of Univ. of
    Cal. v. Broad Inst., Inc., 
    903 F.3d 1286
    , 1291 (Fed. Cir
    2018)). The inquiry into the existence of a motivation to
    combine is a flexible one—we assume a POSITA is a person
    of ordinary creativity with common sense, common wis-
    dom, and common knowledge. See Fleming v. Cirrus De-
    sign Corp., No. 21-1561, — F.4th —, 
    2022 WL 710549
    , at *6
    (Fed. Cir. 2022) (citing Randall Mfg., 733 F.3d at 1362;
    KSR, 
    550 U.S. at 421
    ). In light of a POSITA’s knowledge
    and creativity, an obviousness determination does not re-
    quire prior art to expressly state a motivation for every ob-
    vious combination. See, e.g., 
    id.
     Moreover, there is no
    requirement that a motivation to combine must be sepa-
    rately expressed in each prior art reference.
    Here, the Board rejected Intel’s position on grounds
    that Intel “d[id] not adequately address why an ordinarily
    skilled artisan would have considered using the Feasibility
    Study’s carrier aggregated signal with Lee’s amplifier
    blocks, when Lee does not teach combining carriers as a sin-
    gle virtual channel.” J.A. 39, 84 (emphasis added). But
    whether Lee teaches carrier aggregation is immaterial be-
    cause, as the parties agree, the Feasibility Study teaches
    carrier aggregation. The Board’s requirement that both
    references teach carrier aggregation was error.
    Furthermore, the Board erred insofar as it penalized
    Intel for failing to “explain why or how using Lee’s partic-
    ular circuitry would be necessary ‘to achieve [the] benefits
    and unlock the features of LTE Advanced.’” J.A. 39, 84
    (emphases added). This court has recognized that an obvi-
    ousness showing “does not require that a particular combi-
    nation must be the preferred, or the most desirable,
    combination described in the prior art in order to provide
    motivation for the current invention.” Novartis Pharms.
    Corp. v. West-Ward Pharms. Int’l Ltd., 
    923 F.3d 1051
    , 1059
    (Fed. Cir. 2019) (quoting In re Fulton, 
    391 F.3d 1195
    , 1200
    (Fed. Cir. 2004)). Intel was required to show only that
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    INTEL CORPORATION   v. QUALCOMM INCORPORATED               9
    “‘there is something in the prior art as a whole to suggest
    the desirability . . . of making the combination,’ not
    whether there is something in the prior art as a whole to
    suggest that the combination is the most desirable combi-
    nation available.” Fulton, 
    391 F.3d at 1200
     (quoting In re
    Beattie, 
    974 F.2d 1309
    , 1311 (Fed. Cir. 1992)).
    Applying the appropriate legal standard, the asserted
    prior art discloses the desirability of combining the Feasi-
    bility Study with Lee to reach the claimed invention in or-
    der to claim the benefit of carrier aggregation: more
    bandwidth. As identified by Intel’s expert, the Feasibility
    Study expressly contemplates the benefits of carrier aggre-
    gation as applied in the LTE context, and that those bene-
    fits could be achieved by using a receiver with multiple RF
    front ends. Dr. Fay also explained that every RF front end
    contains a low-noise amplifier, so a skilled artisan would
    understand that the Feasibility Study effectively recom-
    mends combining carrier aggregation with a device like the
    receiver taught in Lee, which is a multi-LNA receiver.
    J.A. 1093–94. Whether Lee presents the best combination
    to achieve the claimed invention is irrelevant. See Novar-
    tis, 923 F.3d at 1059.
    The evidence of record clearly shows a skilled artisan
    would have been motivated to achieve the benefits of car-
    rier aggregation with a multi-LNA receiver like Lee’s. Ac-
    cordingly, we reverse the Board’s finding of no motivation
    to combine. See Corning v. Fast Felt Corp., 
    873 F.3d 896
    ,
    902–03 (Fed. Cir. 2017) (reversing where the “only one per-
    missible factual finding” was that a skilled artisan would
    be motivated to combine the prior-art references); Belden
    Inc. v. Berk-Tek LLC, 
    805 F.3d 1064
    , 1077 (Fed. Cir. 2015)
    (reversing under similar circumstances).
    CONCLUSION
    The Board’s final written decisions finding that a
    skilled artisan would not have been motivated to combine
    the asserted prior art to arrive at the claimed invention are
    Case: 20-2092      Document: 82     Page: 10   Filed: 03/24/2022
    10             INTEL CORPORATION   v. QUALCOMM INCORPORATED
    contrary to law and unsupported by substantial evidence.
    Under the correct legal standard, Intel met its burden in
    showing that a skilled artisan would have been motivated
    to combine Lee with the Feasibility Study to arrive at the
    claimed invention. Thus, we reverse and hold that claims
    1–8, 10–11, and 17–18 of the ’356 Patent are unpatentable
    as obvious.
    REVERSED
    COSTS
    Costs to Intel.