Tehrani v. Hamilton Technologies LLC ( 2023 )

Case: 22-1732 Document: 46 Page: 1 Filed: 06/28/2023
NOTE: This disposition is nonprecedential.
United States Court of Appeals
for the Federal Circuit
______________________
FLEUR TEHRANI,
Appellant
v.
HAMILTON TECHNOLOGIES LLC,
Appellee
______________________
2022-1732
______________________
Appeal from the United States Patent and Trademark
Office, Patent Trial and Appeal Board in No. IPR2020-
01199.
______________________
Decided: June 28, 2023
______________________
MARK ROBERT KENDRICK, Kendrick Intellectual Prop-
erty Law, Sherman Oaks, CA, argued for appellant.
PATRICK C. KEANE, Buchanan Ingersoll & Rooney PC,
Alexandria, VA, argued for appellee. Also represented by
MATTHEW L. FEDOWITZ, Washington, DC; RALPH GEORGE
FISCHER, Pittsburgh, PA.
______________________
Before REYNA, STOLL, and STARK, Circuit Judges.
Case: 22-1732 Document: 46 Page: 2 Filed: 06/28/2023
2 TEHRANI v. HAMILTON TECHNOLOGIES LLC
STARK, Circuit Judge.
Dr. Fleur Tehrani invented and owns U.S. Patent No.
7,802,571 (the “’571 patent”). Hamilton Technologies LLC
(“Hamilton”), a licensee of another of Dr. Tehrani’s patents,
petitioned for inter partes review (“IPR”) of the ’571 patent.
The Patent and Trial Appeal Board (“Board”) instituted an
IPR and ultimately concluded that claims 1-6, 9-12, 29-33,
and 41 of the ’571 patent were invalid as obvious. Hamil-
ton Techs. LLC v. Tehrani, IPR2020-01199, 2021 WL
6339598 (P.T.A.B. 2021), J.A. 1-69. Dr. Tehrani sought Di-
rector review, which was denied. She then timely ap-
pealed. We have jurisdiction pursuant to 28 U.S.C.
§ 1295(a)(4)(A). We affirm.
I
The ’571 patent, entitled “Method and Apparatus for
Controlling a Ventilator,” relates to “a method and appa-
ratus for controlling a ventilator based on the measured
levels of oxygen of the patient on the ventilator, as well as
other physical conditions of the patient.” ’571 patent 1:20-
23. The method and apparatus includes a “first means”
comprising “a programmable microprocessor” controlled by
“a software algorithm” that operates on input data, such as
respiratory mechanics, pressure-volume data, and the pa-
tient’s measured carbon dioxide levels, to provide “digital
output data to control the ventilator and the gas mixer of
the ventilator.” Id. at 2:43-54. The software algorithm in-
cludes a proportional, integral, derivative (“PID”) control
program which “is designed to automatically adjust” the
fraction of inspired oxygen in a patient’s inspiratory gas
(“FIO2”) and the patient’s Positive End-Expiratory Pressure
(“PEEP”) “based on at least the measured oxygen levels of
the patient.” Id. at 2:54-57. “The processing means detects
hazardous conditions based on the input data and/or arti-
facts, replaces and/or corrects the measurement artifacts,
and instructs generation of appropriate warning signals.”
Case: 22-1732 Document: 46 Page: 3 Filed: 06/28/2023
TEHRANI v. HAMILTON TECHNOLOGIES LLC 3
Id. at 2:60-63. The subsequent output data is then trans-
mitted through the second means “to a Signal Generator
which is equipped with converters and/or other electronic
components to generate the control and appropriate warn-
ing signals,” which are then supplied to the ventilator or a
mixer regulator unit to adjust the concentration of oxygen.
Id. at 3:5-17.
Figures 3a-i of the ’571 patent show a flowchart de-
scribing the software algorithm’s process. The first loop
begins after establishing initial values of FIO2 and PEEP,
desired set points for arterial partial pressure of oxygen,
threshold values for arterial hemoglobin oxygen saturation
(“SpO2”), and a loop indicator. Id. at 7:47-8:25. The pa-
tient’s SpO2 data is input and used to calculate the arterial
partial pressure of oxygen, which is then compared to a
minimum acceptable value. Id. at 8:26-44. If the value is
greater than or equal to the minimum acceptable value, the
value is accepted; otherwise, an alarm is generated. Id. at
8:45-52. The subsequent steps control FIO2, either with a
rapid stepwise control scheme for fast declines in SpO2 or a
finely controlled PID algorithm. Id. at 10:16-23. After FIO2
is determined, the protocol then calculates the ratio of
PEEP/FIO2. Id. at 10:43-45. If the ratio is not within a clin-
ically acceptable range, the PEEP is increased or decreased
by a fixed increment over a fixed period, followed by obser-
vation and measure of any change in PEEP on the patient’s
oxygenation. Id. at 11:48-60.
Of the challenged claims, claims 1 and 29 are independ-
ent. Claim 1, which is directed to an apparatus, is illustra-
tive and reproduced below:
1. An apparatus for automatically controlling a
ventilator comprising:
first means for processing data indicative of at
least a measured oxygen level of a patient, and
for providing output data indicative of:
Case: 22-1732 Document: 46 Page: 4 Filed: 06/28/2023
4 TEHRANI v. HAMILTON TECHNOLOGIES LLC
required concentration of oxygen in inspiratory
gas of the patient (FIO2) and positive end-expira-
tory pressure (PEEP) for a next breath of the pa-
tient;
wherein FIO2 is determined to reduce the differ-
ence between the measured oxygen level of the
patient and a desired value;
wherein PEEP is determined to keep a ratio of
PEEP/FIO2 within a prescribed range and, while
keeping the ratio within the prescribed range, to
keep the measured oxygen level of the patient
above a predefined value; and
second means, operatively coupled to the first
means, for providing control signals, based on
the output data provided by the first means, to
the ventilator;
wherein the control signals provided to the ven-
tilator automatically control PEEP, and FIO2, for
a next breath of the patient.
Id. at 12:49-13:3. Claim 29 is directed to a method for au-
tomatically controlling a ventilator with steps like those re-
cited in claim 1. Id. at 15:15-31.
II
The Board concluded that the claims were invalid as
obvious on two grounds: (1) a combination of Carmichael,
Anderson, Dr. Tehrani’s U.S. Patent No. 4,986,268 (the
Case: 22-1732 Document: 46 Page: 5 Filed: 06/28/2023
TEHRANI v. HAMILTON TECHNOLOGIES LLC 5
“’268 patent”), and Rossi, 1 and (2) a combination of Taube,
Carmichael, ARDSNET, Clemmer, and Rossi. 2
Dr. Tehrani raises a dozen issues on appeal. None has
merit and only a few warrant discussion.
Dr. Tehrani argues that the Board should not have
credited Hamilton’s expert, Dr. Richard Imbruce, because
he is “a) not a respiratory therapist, b) none of his listed
patents [are] on mechanical ventilation, and c) he was dis-
qualified in another case for offering expert testimony on a
subject he was not familiar with.” Appellant’s Br. at 34.
Dr. Tehrani also claims that Dr. Imbruce is not a person
having ordinary skill in the art. Id. at 35. We review the
Board’s determinations as to what weight to accord expert
testimony for abuse of discretion. See Shoes by Firebug
LLC v. Stride Rite Children’s Grp., LLC, 962 F.3d 1362,
1372 (Fed. Cir. 2020).
1 Laurence C. Carmichael et al., Diagnosis and Ther-
apy of Acute Respiratory Distress Syndrome in Adults: An
International Survey, 11 J. Critical Care 9 (March 1996)
(“Carmichael”); Jeffrey R. Anderson & Thomas D. East., A
Closed-Loop Controller for Mechanical Ventilation of Pa-
tients with ARDS, 38 Biomedical Scis. Instrumentation
Symposium 289 (2002) (“Anderson”); A. Rossi, Intrinsic
Positive End-Expiratory Pressure (PEEPi), 21 Intensive
Care Med. 522 (1995) (“Rossi”).
2 U.S. Patent No. 5,388,575 (“Taube”); The Acute
Respiratory Distress Syndrome Network, Ventilation with
Lower Tidal Volumes as Compared with Traditional Tidal
Volumes for Acute Lung Injury and the Acute Lung Respir-
atory Distress Syndrome, 342 New England J. Med. 1301
(2020) (“ARDSNET”); U.S. Patent No. 6,148,814 (“Clem-
mer”).
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6 TEHRANI v. HAMILTON TECHNOLOGIES LLC
The Board did not abuse its discretion. As the Board
explained, Dr. Imbruce has decades of experience with ven-
tilator devices and portable oxygen generators, including
developing clinical protocols for new modalities in artificial
ventilation and oxygen delivery therapies for hemorrhagic
shock in wounded soldiers. Dr. Imbruce is an inventor on
two patents related to a portable oxygen generator for
emergency use, has worked in industry related to oxygen
delivery and artificial ventilation since 1981, and has at
least eleven years of clinical experience in pulmonary func-
tion and respiratory therapy. The Board found Dr. Im-
bruce’s testimony “adequate,” J.A. 14, and it was free to do
so.
Dr. Imbruce is a person of ordinary skill in the art, as
he is a “clinician specializing in treating respiratory failure
issues with at least five years of practical clinical ventilator
experience treating such conditions,” which is one of the
disjunctive options provided in the agreed-upon definition
of an ordinary artisan, which the Board adopted. J.A. 13.
Even assuming there was error in the Board failing to ex-
pressly find that Dr. Imbruce was a person of ordinary skill
in the art, such error was harmless, because, as we have
explained, Dr. Imbruce plainly has the qualifications to
make him such a person. 3
3 At oral argument, Dr. Tehrani’s counsel empha-
sized that Dr. Imbruce’s clinical experience occurred more
than 40 years ago. Oral Arg. at 9:44-10:29. The Board’s
definition of a person of ordinary skill in the art imposes no
restriction as to when the skilled artisan’s clinical experi-
ence must have occurred. Issues relating to the extent and
timing of Dr. Imbruce’s clinical experience may affect the
weight that the Board should choose to give his opinions,
but those issues do not render his opinions unreliable.
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TEHRANI v. HAMILTON TECHNOLOGIES LLC 7
Dr. Tehrani also contends that the Board should have
construed the claim term “for a next breath of the patient”
as controlling PEEP and FIO2 for “a patient’s breath imme-
diately following in time” or “the next breathing cycle of the
patient.” J.A. 35-36 n.11; Appellant’s Br. at 41-43. Hamil-
ton instead proposed the plain and ordinary meaning as
not limited to the immediate next breath or breathing cy-
cle. J.A. 2509-11. “[W]e review the Board’s ultimate claim
constructions de novo.” Microsoft Corp. v. Proxyconn, Inc.,
789 F.3d 1292, 1297 (Fed. Cir. 2015), overruled on other
grounds by Aqua Prods., Inc. v. Matal, 872 F.3d 1290 (Fed.
Cir. 2017). Here, however, the Board did not actually con-
strue this claim term. Instead, after noting that Dr. Teh-
rani’s proposed construction would contradict her
argument that the specification requires adjusting PEEP
after a 240-second delay, see ’571 patent 11:56-60, the
Board determined that the claim limitation was taught in
the prior art combinations “regardless of whether we adopt
Patent Owner’s or Petitioner’s claim construction.” J.A.
35-36 n.11. The Board had substantial evidence for this
finding. See, e.g., J.A. 1114-15, 1118 (Anderson stating
“[t]he computer constantly reads important [input] infor-
mation” to “continuously control[] FiO2 and PEEP” and
disclosing graph showing changes in FIO2 and PEEP over
time); J.A. 446 (’268 patent teaching “controlling a respira-
tor” based on input data and “provid[ing] digital output
data representing the amount and optimum frequency of
ventilation required for the next breath”). In combination,
the prior art teaches that FIO2 and PEEP can be controlled
for an immediate next breath or a later breath, satisfying
both parties’ competing constructions.
There is no basis for us to find the Board abused its discre-
tion in the weight it placed on this witness’ testimony.
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8 TEHRANI v. HAMILTON TECHNOLOGIES LLC
Most of Dr. Tehrani’s remaining arguments challenge
the Board’s factual findings, which we review for substan-
tial evidence. “Obviousness under 35 U.S.C. § 103 is a
mixed question of law and fact. We review the Board’s ul-
timate obviousness determination de novo and underlying
fact-findings for substantial evidence.” Hologic, Inc. v.
Smith & Nephew, Inc., 884 F.3d 1357, 1361 (Fed. Cir.
2018). Two examples are sufficient to illustrate the lack of
merit in Dr. Tehrani’s contentions on appeal.
Dr. Tehrani argues that Anderson’s use of look up ta-
bles contradicts the ’571 patent’s PID control and, further,
that Carmichael does not teach the use of an automatic
ventilator and a ratio of PEEP/FIO2. Oral Arg. at 5:06-7:18,
7:48-8:57. Substantial evidence supports the Board’s find-
ing that “it would have been obvious to employ Anderson’s
automated system to implement Carmichael's treatment
protocol for adjustment of PEEP and FIO2 in ARDS [(Acute
Respiratory Distress Syndrome)] patients.” J.A. 37. As Dr.
Imbruce explained, the combination of Anderson and Car-
michael, along with the ’268 patent and Rossi, teaches
every challenged limitation of the ’571 patent. In particu-
lar, Anderson teaches a “closed-loop control system,” using
an oxygenation sensor and computer to use a “traditional
proportional-integral-derivative (PID) approach” to “con-
tinuously control[] FIO2 and PEEP settings on a Hamilton
Amadeus ventilator.” J.A. 1114. Substantial evidence, in-
cluding Dr. Imbruce’s second declaration, also supports the
Board’s finding that Anderson’s look-up tables “contain the
logic used to dictate if changes in therapy are needed ‘based
on the patient’s current level of PaO2 and current PEEP
and [FIO2] settings.’” J.A. 30 (quoting J.A. 1116 (Ander-
son)). Anderson uses “[FIO2] and PEEP PID controllers that
calculate the amount of therapy adjustment.” J.A. 1116.
Anderson’s look-up tables serve the same function as the
’571 patent’s loop indicators, defining the logic that
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TEHRANI v. HAMILTON TECHNOLOGIES LLC 9
determines if and when PID controllers change FIO2 and
PEEP. J.A. 31, 2715; ’571 patent 8:23-25.
The Board also had substantial evidence to conclude
that Carmichael teaches a treatment protocol of increasing
FIO2 and incrementally changing PEEP and using the rela-
tionship between FIO2 and PEEP to achieve the desired ox-
ygen saturation level within a prescribed range, as
depicted below in Carmichael’s Figure 7. J.A. 26-27, 29,
422 (illustrating maximum acceptable PEEP used at each
FIO2 level); see also J.A. 215-17 (“Carmichael discloses a de-
sired oxygen level of a patient ‘should be achieved through
the use of increased [FIO2] and incremental application of
PEEP.”) (quoting J.A. 423-24). The slope in Figure 7 indi-
cates the limits of the relationship between FIO2 and PEEP.
See Oral Arg. at 14:30-16:19; see also J.A. 29 (“Figure 7 of
Carmichael shows that the maximum level of acceptable
PEEP increased as the FIO2 level increased.”).
J.A. 422 (Carmichael Fig. 7).
Many of Dr. Tehrani’s arguments are directed to point-
ing out limitations that are not present in individual prior
art references, but what matters is what the combination
of references collectively contain, not what they individu-
ally contain or lack. See Intel Corp. v. PACT XPP Schweiz
AG, 61 F.4th 1373, 1380 (Fed. Cir. 2023) (explaining courts
“‘look to interrelated teachings of multiple patents’”)
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10 TEHRANI v. HAMILTON TECHNOLOGIES LLC
(quoting KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418
(2007)). Identifying flaws in individual references does not
defeat Hamilton’s showing that both combinations relied
on by the Board disclose, collectively, all the limitations of
the challenged claims.
III
We have considered Dr. Tehrani’s remaining argu-
ments and find them unpersuasive. For the foregoing rea-
sons, we affirm.
AFFIRMED