In Re REALTEK SEMICONDUCTOR CORPORATION ( 2023 )


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  • Case: 23-132    Document: 16             Page: 1   Filed: 08/16/2023
    NOTE: This order is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    2023-132
    In re: REALTEK SEMICONDUCTOR CORPORA-
    TION,
    Petitioner
    ______________________
    2023-132
    ______________________
    On Petition for Writ of Mandamus to the United States
    District Court for the Western District of Texas in No. 6:22-
    cv-01162-ADA, Judge Alan D. Albright.
    ______________________
    ON PETITION
    ______________________
    Before CHEN, MAYER, and STARK, Circuit Judges.
    PER CURIAM.
    ORDER
    This petition for a writ of mandamus is from a patent
    infringement suit brought by ParkerVision, Inc. against
    Realtek Semiconductor Corporation in the United States
    District Court for the Western District of Texas. When Re-
    altek, which is based in Taiwan, contested the sufficiency
    of service of process and did not timely file an answer to the
    complaint, ParkerVision moved (though later withdrew) a
    motion for leave to effect alternative service of process and
    subsequently moved for entry of default. Following a
    Case: 23-132    Document: 16     Page: 2    Filed: 08/16/2023
    2               IN RE: REALTEK SEMICONDUCTOR CORPORATION
    hearing, the district court denied the motion for default but
    ordered Realtek’s appearing attorney to accept service of
    process on his client’s behalf within 30 days.
    Realtek now petitions to vacate that order. Before we
    may issue the “extraordinary remedy” of a writ of manda-
    mus, three conditions must be satisfied: (1) the petitioner
    must have “no other adequate means to attain the relief [it]
    desires,” (2) the petitioner must show that the “right to is-
    suance of the writ is clear and indisputable,” and (3) the
    court “in the exercise of its discretion, must be satisfied
    that the writ is appropriate under the circumstances.”
    Cheney v. U.S. Dist. Ct. for D.C., 
    542 U.S. 367
    , 380–81
    (2004) (internal quotation marks and citations omitted).
    Realtek has not satisfied that demanding standard. *
    In general, a party seeking to vindicate its right not to
    be forced to appear before a court at all must ordinarily
    wait until after a final decision in order to seek appellate
    review. See In re Roche Molecular Sys., Inc., 
    516 F.3d 1003
    ,
    1004 (Fed. Cir. 2008); In re TCT Mobile Int’l Ltd., 
    783 F. App’x 1028
    , 1029 (Fed. Cir. 2019) (“Because a defendant
    * We have also set out an alternative, narrow basis for
    granting mandamus: where such relief “is important to
    proper judicial administration.” Stingray, 
    56 F.4th 1379
    ,
    1382 (Fed. Cir. 2023); see also In re Micron Tech., Inc., 
    875 F.3d 1091
    , 1096 (Fed. Cir. 2017) (granting mandamus re-
    view to “reduce the widespread disparities in rulings on . .
    . fundamental legal standards”). The petition before us in-
    vokes this alternative basis as well as the general three-
    conditions basis for mandamus. See, e.g., Petition at 11-14;
    Reply at 4-7. However, we perceive here no “unusual” and
    “exceptional” circumstances as are necessary to warrant
    the exercise of our discretion to provide mandamus relief
    under this narrow, alternative basis, Stingray, 56 F.4th at
    1382, particularly given that the petition fails to satisfy
    any of the three Cheney conditions for granting mandamus.
    Case: 23-132    Document: 16      Page: 3    Filed: 08/16/2023
    IN RE: REALTEK SEMICONDUCTOR CORPORATION                    3
    can obtain meaningful review of a denial of a motion to dis-
    miss for lack of jurisdiction after final judgment, manda-
    mus is ordinarily not available.”); In re BNY ConvergEx
    Grp., LLC, 
    404 F. App’x 484
    , 485 (Fed. Cir. 2010) (“To grant
    mandamus simply because a party asserts it will be forced
    to expend unnecessary costs would make a large class of
    interlocutory orders routinely reviewable,” “clearly under-
    min[ing] the extraordinary nature” of mandamus relief).
    Moreover, Realtek has not shown a clear and indisput-
    able right to relief. “Before a federal court may exercise
    personal jurisdiction over a defendant, the procedural re-
    quirement of service of summons must be satisfied.” Omni
    Cap. Int’l, Ltd. v. Rudolf Wolff & Co., 
    484 U.S. 97
    , 104
    (1987). “[S]ervice of process in a federal action is covered
    generally by Rule 4 of the Federal Rules of Civil Proce-
    dure.” 
    Id.
     Realtek relies specifically on Rule 4(f)(2), which
    provides that “if there is no internationally agreed means,
    or if an international agreement allows but does not specify
    other means,” process may be served “by a method that is
    reasonably calculated to give notice” as “prescribed by the
    foreign country’s law for service in that country in an action
    in its courts of general jurisdiction.” In support, Realtek
    cites to some district court cases that have concluded ser-
    vice under Rule 4(f)(2) must be administered by a court
    clerk of Taiwan. Because that was not done here, Realtek
    contends service is improper.
    But that argument does not account for the fact that
    Rule 4(f)(3), which “stands independently” and “on equal
    footing” with Rule 4(f)(2), Nuance Commc’ns, Inc. v. Abbyy
    Software House, 
    626 F.3d 1222
    , 1239 (Fed. Cir. 2010) (in-
    ternal quotation marks and citation omitted), authorizes
    courts to direct “other means” of service as long as such
    means are not “prohibited by international agreement.”
    While some courts in applying Rule 4(f)(3) “have looked to
    whether there has been a showing that the plaintiff has
    reasonably attempted to effectuate service . . . by conven-
    tional means,” those considerations merely “guide the
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    4               IN RE: REALTEK SEMICONDUCTOR CORPORATION
    exercise of discretion, and are not akin to an exhaustion
    requirement.” In re OnePlus Tech. (Shenzhen) Co., No.
    2021-165, 
    2021 WL 4130643
    , at *3 (Fed. Cir. Sept. 10,
    2021).
    Here, we find no clear abuse of discretion in the district
    court’s application of Rule 4(f)(3). Realtek identifies no in-
    ternational agreement prohibiting the ordered means of
    service, and other courts have concluded that “[t]his form
    of service is not prohibited by international agreement, as
    Taiwan is not a party to the Hague Convention or to any
    other treaty or agreement with the United States regard-
    ing service of process,” Wei Su v. Sotheby’s, Inc., No. 17-CV-
    4577 (VEC), 
    2018 WL 4804675
    , at *3 (S.D.N.Y. Oct. 3,
    2018).
    Furthermore, the district court found that ParkerVi-
    sion had attempted to serve Realtek in good faith and the
    amount of time that the case had been around justified its
    intervention. While Realtek argues that the district court
    should have required ParkerVision to make more of an ef-
    fort to serve via other means before resort to Rule 4(f)(3),
    “[g]iven the broad discretion accorded to district courts in
    determining whether to grant relief under Rule 4(f)(3),” we
    cannot say that mandamus relief is warranted in these cir-
    cumstances. OnePlus, 
    2021 WL 4130643
    , at *4.
    We also are unpersuaded by Realtek’s argument that
    service cannot be effective on its attorney, who Realtek con-
    tends was not authorized to receive service and appeared
    only to contest service. Realtek cites to United States v.
    Ziegler Bolt & Parts Co., 
    111 F.3d 878
     (Fed. Cir. 1997), but
    that case does not support its cause. In Ziegler, the Court
    of International Trade (“CIT”) found that attempts to serve
    a corporation by mailing a copy of the complaint to its at-
    torney were insufficient under a CIT rule materially the
    same as Rule 4(h)(1), which authorizes service for a corpo-
    ration on an “officer, a managing or general agent, or . . .
    any other agent authorized by appointment or by law to
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    IN RE: REALTEK SEMICONDUCTOR CORPORATION                      5
    receive service.” We affirmed on the ground that there was
    no evidence that the attorney had authority to accept ser-
    vice, noting that “[t]he mere relationship between a defend-
    ant and his attorney does not, in itself, convey authority to
    accept service.” Ziegler, 
    111 F.3d at 881
    .
    The problem for Realtek here is that none of the cases
    it has cited, including Ziegler, involved Rule 4(f)(3). In fact,
    other courts have held that “[t]he requirements of Rule
    4(h)(1) do not carry over to Rule 4(f)(3)” and “thus have
    sanctioned service on United States counsel as an alterna-
    tive means of service under Rule 4(f)(3) without requiring
    any specific authorization by the defendant for the recipi-
    ent to accept service on its behalf.” Freedom Watch, Inc. v.
    OPEC, 
    766 F.3d 74
    , 83 (D.C. Cir. 2014) (citing cases). Re-
    altek points to no contrary authority.
    Finally, Realtek argues that the court’s order directing
    alternative service to its counsel violated its due process
    rights. But it has failed to show that the means of service
    was not reasonably calculated to provide notice of the ac-
    tion and afford an opportunity to respond. See Mullane v.
    Cent. Hanover Bank & Tr. Co., 
    339 U.S. 306
    , 314 (1950).
    Realtek has not shown that it was not in communication
    with its attorney who appeared before the district court at
    the hearing, and its attorney told the district court that 30
    days would be sufficient to inform Realtek to file its an-
    swer. Appx15. Under such circumstances, we discern no
    clear and indisputable constitutional infirmity.
    Accordingly,
    IT IS ORDERED THAT:
    The petition is denied.
    FOR THE COURT
    August 16, 2023                         /s/ Jarrett B. Perlow
    Date                                Jarrett B. Perlow
    Clerk of Court