K-Fee System Gmbh v. Nespresso USA, Inc. ( 2023 )


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  • Case: 22-2042    Document: 61    Page: 1   Filed: 12/26/2023
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    K-FEE SYSTEM GMBH,
    Plaintiff-Appellant
    v.
    NESPRESSO USA, INC.,
    Defendant-Appellee
    ______________________
    2022-2042
    ______________________
    Appeal from the United States District Court for the
    Central District of California in No. 2:21-cv-03402-GW-
    AGR, Judge George H. Wu.
    ______________________
    Decided: December 26, 2023
    ______________________
    DOUGLAS H. CARSTEN, McDermott Will & Emery LLP,
    Irvine, CA, argued for plaintiff-appellant. Also repre-
    sented by KATHERINE M. PAPPAS; IAN BARNETT BROOKS,
    ADAM WILLIAM BURROWBRIDGE, Washington, DC.
    WAYNE M. BARSKY, Gibson, Dunn & Crutcher LLP, Los
    Angeles, CA, argued for defendant-appellee. Also repre-
    sented by YU-CHIEH ERNEST HSIN, San Francisco, CA;
    CHRISTINE RANNEY, Denver, CO.
    ______________________
    Before TARANTO, CLEVENGER, and STOLL, Circuit Judges.
    Case: 22-2042    Document: 61     Page: 2    Filed: 12/26/2023
    2                 K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.
    TARANTO, Circuit Judge.
    K-fee     System     GmbH       owns    U.S.     Patent
    Nos. 10,858,176, 10,858,177, and 10,870,531, which all de-
    scend, via division and continuation, from a single applica-
    tion and share a specification. K-fee filed suit against
    Nespresso USA in the Central District of California alleg-
    ing infringement of the three patents. The district court
    issued a claim-construction order in which it construed,
    among other terms, “barcode,” a term present in every
    claim of the asserted patents. K-fee Systems GmbH v. Nes-
    presso USA, Inc., No. 2:21-cv-03402, 
    2022 WL 2826443
    , at
    *5 (C.D. Cal. March 10, 2022) (Claim Construction Order).
    Nespresso then filed a motion for summary judgment of
    non-infringement, arguing that its products did not meet
    the “barcode” claim limitations under the court’s construc-
    tion and thus it did not infringe any asserted claims. The
    district court agreed and granted Nespresso’s motion for
    summary judgment. K-fee Systems GmbH v. Nespresso
    USA, Inc., No. 2:21-cv-03402, 
    2022 WL 2826441
    , at *1
    (C.D. Cal. June 17, 2022) (Summary Judgment Opinion).
    After final judgment was entered, K-fee appealed. We
    agree with K-fee that the district court erred in construing
    “barcode,” and we reverse the district court’s construction.
    Because the erroneous construction of “barcode” was also
    the basis for the district court’s grant of summary judg-
    ment of non-infringement, we reverse that grant as well
    and remand for further proceedings.
    I
    A
    The asserted patents describe and claim coffee-ma-
    chine portion capsules that display information that, when
    read by a device associated with the coffee machine, can
    prevent the capsules from being used in incompatible ma-
    chines. ʼ176 patent, col. 1, lines 11–34, 60–62. The dis-
    played information may also specify capsule-specific
    Case: 22-2042     Document: 61     Page: 3     Filed: 12/26/2023
    K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.                    3
    brewing parameters, such as temperature and amount of
    water. ʼ176 patent, col. 3, lines 23–27. Critically for this
    appeal, the patents implement this concept by encoding the
    information in a “barcode.” ʼ176 patent, col. 8, line 54–55,
    col. 12, line 67, through col. 13, line 2. Claim 1 of the ʼ176
    patent is representative for the purposes of this appeal and
    reads, in relevant part:
    1. A method of making a coffee beverage compris-
    ing:
    providing an apparatus including a bar-
    code reader;
    inserting a first portion capsule into the ap-
    paratus, the first portion capsule including
    . . . an opposing bottom side with a first
    barcode located on the bottom side, . . . ;
    reading the first barcode with the barcode
    reader;
    controlling a production process of a first
    coffee beverage based upon the reading of
    the first barcode;
    ...
    inserting a second portion capsule into the
    apparatus, the second portion capsule in-
    cluding . . . an opposing bottom side with a
    second barcode located on the bottom side
    and being different from the first barcode,
    ...;
    reading the second barcode with the bar-
    code reader;
    controlling a second production process of a
    second coffee beverage based upon the
    reading of the second barcode, the second
    Case: 22-2042     Document: 61      Page: 4    Filed: 12/26/2023
    4                  K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.
    production process being different than the
    first production process;
    ....
    ʼ176 patent, col. 12, line 52 through col. 13, line 41.
    B
    In its claim-construction order, the district court noted
    that “the parties agree that plain and ordinary meaning
    applies, but dispute what that meaning is.” Claim Con-
    struction Order, at *5. The district court characterized the
    core of the dispute as “whether statements made by K-fee
    System GmbH . . . before the EPO [European Patent Of-
    fice] concerning the meaning of ‘barcode’ should influence
    the plain and ordinary meaning of that limitation in these
    proceedings.” Id., at *6. K-fee, through its patent attorney,
    made the statements in a motion asking the EPO to deny
    an opposition filed by Nespresso’s foreign affiliate, Nestec
    S.A., that challenged the validity of K-fee’s related Euro-
    pean patent, EP 3 023 362. K-fee was seeking to distin-
    guish a particular piece of prior art, WO 2011/141532 A1
    (Jarisch, referred to in the EPO as D1). Id., at *7; see J.A.
    1101–25. 1 The district court concluded that “the EPO pros-
    ecution records . . . were provided to the PTO” by K-fee
    when it was prosecuting what became its ’176 patent in the
    U.S. Patent and Trademark Office, and the district court
    therefore analyzed them as part of the intrinsic record.
    Claim Construction Order, at *6.
    The district court concluded that K-fee had “argued
    strenuously” before the EPO for a particular “plain and
    1 Along with the legal submission, K-fee filed an expert
    declaration by Ralf Jesse. J.A. 1156–61. The district court,
    in its rulings on appeal, did not rely on that declaration—
    which, we note, would not alter our conclusion about the
    proper claim construction.
    Case: 22-2042    Document: 61     Page: 5    Filed: 12/26/2023
    K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.                   5
    ordinary meaning,” which excluded “bit codes”—codes
    made up of two binary symbols. Id., at *8. Based on the
    EPO submission by K-fee, the district court construed “bar-
    code” to have
    its plain and ordinary meaning (i.e., a code having
    bars of variable width, which includes the lines and
    gaps), the scope of which is understood by the clear
    and unequivocal statements K-fee made to the
    EPO (i.e., the scope of barcode does not include the
    type of bit code disclosed in Jarisch/D1).
    Id. The district court did “not resort to extrinsic evidence
    to construe th[e] term.” Id.
    Based on that claim construction of “barcode,” Nes-
    presso moved for summary judgment of non-infringement
    of its accused products. Nespresso primarily argued that
    the capsules of its accused products operated identically to
    the Jarisch capsules that K-fee had distinguished before
    the EPO in that both used a machine-readable code having
    only two binary symbols, J.A. 2914, so that the accused cap-
    sules did not meet the “barcode” limitations of the claims,
    J.A. 2922. The district court, granting the motion, reiter-
    ated that bit codes using only two symbols could not be bar-
    codes, placing particular weight on K-fee’s statement to the
    EPO that Jarisch “discloses a ‘bit code,’ but not a barcode,
    because the barcode—as shown above—is always con-
    structed of bars having variable widths, and therefore con-
    tains more than only two binary symbols, such as ‘0’ and
    ‘1.’” J.A.1111, Summary Judgment Opinion, at *2, *7. The
    district court found that there was no dispute that Nes-
    presso’s accused products used a code having only two sym-
    bols and concluded that Nespresso therefore did not
    infringe. Summary Judgment Opinion, at *7, *9.
    The district court entered final judgment on June 28,
    2022, dismissing K-fee’s invalidity counterclaims without
    prejudice. K-fee timely appealed on July 14, 2022. We
    have jurisdiction under 
    28 U.S.C. § 1295
    (a)(1).
    Case: 22-2042     Document: 61      Page: 6   Filed: 12/26/2023
    6                  K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.
    II
    We first address the proper construction of “barcode.”
    The district court’s ruling relied only on intrinsic evidence,
    see Claim Construction Order, at *8; the court did not pur-
    port to make, and neither party argues on appeal that the
    court did make or should have made, a factual finding
    about disputed extrinsic evidence concerning extra-patent
    understandings of the term. We therefore decide the
    proper claim construction de novo. Intel Corp. v. Qual-
    comm Inc., 
    21 F.4th 801
    , 808 (Fed. Cir. 2021). “We gener-
    ally give words of a claim their ordinary meaning in the
    context of the claim and the whole patent document; [and]
    the specification particularly, but also the prosecution his-
    tory, informs the determination of claim meaning in con-
    text, including by resolving ambiguities”; but “even if the
    meaning is plain on the face of the claim language, the pa-
    tentee can, by acting with sufficient clarity, disclaim such
    a plain meaning or prescribe a special definition.” World
    Class Technology Corp. v. Ormco Corp., 
    769 F.3d 1120
    ,
    1123 (Fed. Cir. 2014) (first citing Phillips v. AWH Corp.,
    
    415 F.3d 1303
    , 1312-17 (Fed. Cir. 2005) (en banc); and then
    citing Thorner v. Sony Computer Entertainment America
    LLC, 
    669 F.3d 1362
    , 1365 (Fed. Cir. 2012)); see Personal-
    ized Media Communications, LLC v. Apple Inc., 
    952 F.3d 1336
    , 1339–40 (Fed. Cir. 2020).
    Broadly, K-fee argues that the district court narrowed
    the ordinary meaning of “barcode,” implicitly finding pros-
    ecution disclaimer (though the district court never framed
    it as disclaimer) when it used K-fee’s statements to the
    EPO to interpret the term. K-fee asserts that this effective
    holding of disclaimer was improper and that its statements
    to the EPO did not meet the standard for disclaimer. Nes-
    presso contends that the court correctly invoked the prose-
    cution history to clarify the ordinary meaning, not to
    narrow an otherwise apparent ordinary meaning. Nes-
    presso also argues that applying the standard required for
    disclaimer would nevertheless lead to the same result.
    Case: 22-2042    Document: 61      Page: 7    Filed: 12/26/2023
    K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.                   7
    At the outset, we note that the term “barcode” has been
    used in this matter in two different ways. In one use, it
    refers to an individual message to be read and decoded, e.g.,
    the sequence of bars shown on the bottom side of a flange
    on a single capsule, so that two different-sequence capsules
    have two different “barcodes.” The claim language quoted
    supra suggests that meaning. In another use, “barcode”
    refers to the coding “system” used to produce the multiple,
    individual messages, e.g., “the Jarisch code” or “the Vertuo
    code” (used in the accused products). Nespresso’s Br. at 2;
    see also, e.g., K-fee’s Br. at 14–15.
    The parties essentially disregard that usage difference,
    instead focusing entirely on whether the term refers to vis-
    ually non-uniform-width bars, either with (as the district
    court held) or without (as we hold) an additional narrowing
    “bit code” restriction. We proceed, given the language of
    the claims, by first addressing in full the individual-mes-
    sage use of “barcode,” often using “message” expressly, for
    which we hold that an individual message must display
    such non-uniformity. After that discussion, we briefly ad-
    dress the coding-system use of “barcode.”
    A
    We consider the ordinary meaning of “barcode” in the
    context of the patent and prosecution history and then turn
    to the question of whether K-fee surrendered claim scope
    by clear disclaimer or redefinition.
    1
    The parties agree that the meaning of “barcode” is not
    clarified by the claims themselves or the shared specifica-
    tion. K-fee also no longer challenges the status of the EPO
    filings as intrinsic evidence, although it did so before the
    district court. Thus, putting to one side for the moment the
    possibility of clear surrender (discussed infra), we address
    first what K-fee’s motion to deny the opposition in the EPO
    indicates about ordinary meaning—here, what a relevant
    Case: 22-2042      Document: 61      Page: 8     Filed: 12/26/2023
    8                   K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.
    artisan would understand the meaning of “barcode” in the
    field to be. On considering K-fee’s submission, we disagree
    with the district court that the ordinary meaning of “bar-
    code” excludes “bit codes” (in some sense, two-value codes)
    or even bit codes of “the type . . . disclosed in Jarisch” to the
    extent that the latter is different. Claim Construction Or-
    der, at *8.
    K-fee’s motion to the EPO was a response to Nestec’s
    validity challenge, which argued that Jarisch (Nestec’s own
    international application) defeated the novelty of K-fee’s
    European patent EP 3 023 362. Like K-fee’s EP 3 023 362
    and its patents asserted in the present case, Jarisch dis-
    closes a beverage capsule displaying information, “by
    means of a code,” that the coffee machine can read and use.
    J.A. 2971. In its opposition, Nestec contended that this
    code was a “barcode,” a term used by K-fee in EP 3 023 362.
    J.A. 1086. In response, K-fee first provided evidence about
    the meaning of “barcode” to a relevant artisan—evidence
    in the form of quotes from publications in the field, not cre-
    ated for this litigation. J.A. 1102–09. It concluded that
    “the [relevant artisan] at all times defines the term ‘bar-
    code’ as a line code constructed of bars having variable
    widths.” J.A. 1109. 2 That understanding is reflected, as
    well, in a Wikipedia entry and a dictionary entry submitted
    to the district court by K-fee. See J.A. 974–1004, 1006–07.
    The ordinary, common-sense, natural English meaning of
    “bars having variable widths” is a matter of visual
    2 “Line code” refers to a code whose message compo-
    nents are set out linearly—e.g., from left to right—rather
    than, say, in a two-dimensional display (like that of a QR—
    quick response—code). This aspect of a “barcode” is not in
    dispute between the parties. In particular, there is no sug-
    gestion before us that a line code’s messages must be set
    out in a straight line, rather than along (say) the circum-
    ference of a circle.
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    K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.                   9
    appearance: “bars” are two-dimensional shapes having
    length and width (even if not exactly rectangular), 3 and the
    widths (in the direction of the linear reading) are not uni-
    form.
    Before the EPO, K-fee, after setting forth the foregoing,
    then argued, with the support of an expert declaration,
    that the teaching of Jarisch did not meet this definition and
    (under European law) that a barcode could not be “directly
    and unambiguously inferred” from Jarisch. J.A. 1110,
    1118; see J.A. 1110–19. Jarisch discloses, among other
    codes, a code whose messages are “formed of a succession
    of small rectangular surfaces” that can encode two states,
    corresponding to 0 and 1. J.A. 2978. It was against this
    background that K-fee made its statement that Jarisch
    “discloses a ‘bit code,’ but not a barcode, because the bar-
    code—as shown above—is always constructed of bars hav-
    ing variable widths and therefore contains more than only
    two binary symbols such as ‘0’ and ‘1’.” J.A. 1111.
    The district court relied on that assertion, and sur-
    rounding material in the K-fee EPO submission, to con-
    clude that “the scope of barcode does not include the type
    of bit code disclosed in Jarisch.” Claim Construction Order,
    at *8. The district court further made clear, when applying
    the construction at summary judgment, that by “the type
    of bit code disclosed in Jarisch,” it meant “a binary code
    containing only ‘0s’ and ‘1s.’” Summary Judgment Opin-
    ion, at *2, *9. Thus, the district court read the statement
    that a barcode “is always constructed of bars having varia-
    ble widths and therefore contains more than only two bi-
    nary symbols such as ‘0’ and ‘1’” to mean that a barcode
    must “contain[] more than only two binary symbols” and,
    3 We have no dispute before us about what geometric
    shapes may qualify as “bars” for purposes of a “barcode,” so
    we do not address that question.
    Case: 22-2042     Document: 61      Page: 10    Filed: 12/26/2023
    10                 K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.
    by extension, that any code that contains only two binary
    symbols could not be a barcode. Id. at *8.
    K-fee’s other statements to the EPO, however, demon-
    strate that the district court’s conclusion was too confining.
    Elsewhere in the same filing, K-fee also noted that “a bar-
    code can be, but is not necessarily, a bit code. It is therefore
    a special form of the binary code.” J.A. 1112. K-fee further
    asserted, in its EPO filing, that “while the barcode is a ‘bit
    code,’ it is also a ‘special case’ and therefore represents a
    subset of the ‘bit code.’” J.A. 1114. And K-fee’s expert, us-
    ing the terms “bit code” and “binary code” interchangeably,
    stated that “[b]arcodes can therefore principally be re-
    garded as a version of binary codes.” J.A. 1157.
    The district court referred to some of those statements.
    Claim Construction Order, at *8. It erred, however, in de-
    termining that, taken together, a relevant artisan would
    still conclude that no bit code could be a barcode. While K-
    fee suggested that a consequence of being “constructed of
    bars having variable widths” would be the existence of
    “more than only two binary symbols,” the reason it gave for
    Jarisch not disclosing a barcode was that Jarisch’s mes-
    sages were not “constructed of bars having variable
    widths.” J.A. 1111. K-fee’s remarks all suggest that K-fee
    understood the relationship between barcodes and bit
    codes to be more complex than simply that bit codes cannot
    be barcodes.
    In its motion to deny the opposition before the EPO, K-
    fee also clearly stated that retail barcodes, known as EAN
    [European Article Number] or UPC [Universal Product
    Code] barcodes, fell within the scope of its claims. J.A.
    1102–03. Indeed, Nespresso does not seem to dispute that
    such codes are within the ordinary meaning of “barcode”
    for this patent. The record indicates that EAN/UPC bar-
    codes (messages) can be broken down into binary “mod-
    ules,” where each module has only two possible states, as
    in a bit code. J.A. 18, 1106, 3347, 3354–55, 3962. The
    Case: 22-2042    Document: 61      Page: 11     Filed: 12/26/2023
    K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.                    11
    modules are then combined into “symbols”—sequences of
    seven modules—that encode the digits from 0 to 9. Id. Nes-
    presso argues that these messages are barcodes—and not
    bit codes—because, despite having binary modules, they
    have more than two symbols, and there is no evidence that
    they are read at the module level, and thus no evidence
    that the unit of the code that is read is binary. Nespresso’s
    Br. at 49–50; Oral Arg. at 25:12–26:11. While it is true that
    no evidence in the record describes how retail barcodes are
    read, the absence of such evidence highlights that Nes-
    presso’s argument is divorced from what K-fee actually rep-
    resented to the EPO when it plainly invoked retail
    barcodes as examples of barcodes. There, K-fee presented
    no evidence to the EPO about how retail barcodes encode
    information or how they are read. See J.A. 1102–03. It did
    not describe retail codes as made up of “symbols” and “mod-
    ules.” The only evidence it did present was that the visual
    presentation of the coded messages is as a series of bars of
    varying widths, independently of how the messages are
    read (one binary module at a time or some other way). Id.
    Instead, retail barcodes are barcodes, and the code used by
    Jarisch is not, because messages of the former contain bars
    of visually varying widths, and messages of the latter do
    not.
    In sum, on the point in dispute, all that is clear from K-
    fee’s submission to the EPO about a relevant artisan’s un-
    derstanding of “barcode” is that barcode messages use bars
    of varying widths—a matter of visual appearance. K-fee
    cited numerous sources before the EPO to support such an
    understanding of “barcode,” ranging from Wikipedia to bar-
    code standards to textbooks. J.A. 1102–09. The sources
    discuss various barcodes for various settings, but all have
    in common an emphasis on “bars” or “stripes” of varying
    widths. J.A. 1102–09. This is consistent with K-fee’s ex-
    plicit representation to the EPO that “the [relevant arti-
    san] at all times defines the term ‘barcode’ as a line code
    constructed of bars having variable widths.” J.A. 1109.
    Case: 22-2042     Document: 61      Page: 12    Filed: 12/26/2023
    12                 K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.
    That understanding of K-fee’s EPO submission is con-
    sistent with K-fee’s bottom-line purpose (which it fulfilled)
    of persuading the EPO that Jarisch did not involve a “bar-
    code.” On its face, Jarisch is easily understood to fall out-
    side a definition of “barcode” that invokes visual
    appearance: It does not clearly reveal any bars of varying
    widths. And the EPO itself concluded that it was “not evi-
    dent” that Jarisch discloses “a barcode having variable
    widths.” J.A. 1209; see also infra p. 14.
    Nespresso objects to a visual-appearance definition of
    “barcode,” but the law asks us to determine the meaning of
    a term “to the [relevant] artisan after reading the entire
    patent.” Phillips, 415 F.3d at 1321. The evidence per-
    suades us that a relevant artisan identifies a barcode by
    appearance and not by other criteria such as a particular
    encoding of data of the sort reflected in the district court’s
    claim construction. We conclude that the relevant artisan
    reading the asserted patents and their prosecution history
    (the latter now accepted by the parties to include the EPO
    opposition submission) would understand “barcode” to re-
    fer to line-code messages, displaying bars, that are charac-
    terized by the varying-width visual appearance of the bars
    in the messages.
    2
    What remains to be considered is the question of sur-
    render by K-fee in the EPO submission. To determine
    whether K-fee disclaimed or otherwise surrendered claim
    scope that comes within the claim language, on all the evi-
    dence of a relevant artisan’s understanding of that lan-
    guage, we consider whether, despite the apparent ordinary
    meaning evident from the intrinsic evidence, K-fee “act[ed]
    with sufficient clarity” before the EPO to “disclaim . . . [the]
    plain meaning or prescribe a special definition.” World
    Class Technology, 
    769 F.3d at 1123
    . This inquiry is related
    to but distinct from the inquiry into what the prosecution
    history shows about a relevant artisan’s understanding of
    Case: 22-2042    Document: 61     Page: 13   Filed: 12/26/2023
    K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.                 13
    the claim language in context. We conclude that K-fee did
    not act with the clarity required either to prescribe a new
    meaning for “barcode” or to disclaim any portion of the ap-
    parent meaning.
    First, Nespresso contends only in passing—and pri-
    marily in a footnote—that K-fee changed the scope of the
    term “barcode” through lexicography. But arguments
    raised only in footnotes are generally forfeited, especially
    where not developed through discussion and application of
    the governing legal standards. CommScope Technologies,
    LLC v. Dali Wireless Inc., 
    10 F.4th 1289
    , 1296 (Fed. Cir.
    2021); SmithKline Beecham Corp. v. Apotex Corp., 
    439 F.3d 1312
    , 1319–20 (Fed. Cir. 2006). Regardless, putting aside
    forfeiture, we see no indication of any attempt at redefini-
    tion by K-fee. “To act as its own lexicographer, a patentee
    must ‘clearly set forth a definition of the disputed claim
    term’ other than its plain and ordinary meaning” and must
    “‘clearly express an intent’ to redefine the term.” Thorner,
    
    669 F.3d at 1365
     (first quoting CCS Fitness, Inc. v. Bruns-
    wick Corp., 
    288 F.3d 1359
    , 1366 (Fed. Cir. 2002); and then
    quoting Helmsderfer v. Bobrick Washroom Equipment,
    Inc., 
    527 F.3d 1379
    , 1381 (Fed. Cir. 2008)). Before the
    EPO, however, K-fee consistently argued that its view of
    barcodes was the ordinary meaning. Further, as discussed
    above, K-fee’s representations to the EPO were far from
    “clear[].” 
    Id.
    Second, Nespresso argues that because K-fee’s state-
    ments were “repeated, unequivocal, and unambiguous,” a
    conclusion of disclaimer is appropriate. Nespresso’s Br. at
    23–24. We disagree that K-fee’s statements to the EPO
    were “unequivocal” or “unambiguous” and hold that they
    were not clear enough to support disclaimer. Disclaimer or
    disavowal of claim scope “must be both clear and unmis-
    takable.” Baxalta Inc. v. Genentech, Inc., 
    972 F.3d 1341
    ,
    1348 (Fed Cir. 2020) (quoting 3M Innovative Properties Co.
    v. Tredegar Corp., 
    725 F.3d 1315
    , 1325 (Fed. Cir. 2013)).
    Further, “[e]ven if an isolated statement appears to
    Case: 22-2042    Document: 61     Page: 14    Filed: 12/26/2023
    14                 K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.
    disclaim subject matter, the prosecution history as a whole
    may demonstrate that the patentee committed no clear and
    unmistakable disclaimer.” Ecolab, Inc. v. FMC Corp., 
    569 F.3d 1335
    , 1342 (Fed. Cir. 2009). As discussed above, the
    statements K-fee made about bit codes were not clear and,
    if anything, were decidedly ambiguous. Taken as a whole,
    the prosecution history certainly demonstrates “that the
    patentee committed no clear and unmistakable dis-
    claimer.” 
    Id.
    The only thing K-fee clearly distinguished before the
    EPO was Jarisch itself, which nowhere declares that its
    messages have bars of variable widths. Nespresso argues
    that Figure 5 of Jarisch shows regions of varying widths;
    that anticipation by Jarisch at the EPO therefore cannot
    have been avoided based on its lack of bars of variable
    widths; and further, that any disavowal of Jarisch is incon-
    sistent with K-fee’s arguments about the ordinary meaning
    of barcode. Nespresso’s arguments about Figure 5—raised
    at summary judgment rather than at claim construction—
    are unpersuasive. As K-fee notes, there is no clear evidence
    in Jarisch that the wider regions of Figure 5 are part of the
    code. K-fee’s Opening Br. at 43; see J.A. 2978–79, 2985.
    The EPO itself noted that “[i]t is also not evident that the
    reflective and/or absorbing/diffracting surfaces [of Jarisch]
    disclose a barcode having variable widths.” J.A. 1209. We
    conclude that Jarisch was distinguished not through any
    clear disavowal of claim scope, but because it was never
    within the scope of the claim.
    Finally, we note that K-fee makes the legal argument
    that a conclusion of disclaimer cannot be premised on
    statements made when defending a related but distinct pa-
    tent against a different legal standard—here the European
    standard for novelty. We do not address that contention
    because we have concluded that K-fee’s statements were
    too unclear to constitute disclaimer.
    Case: 22-2042    Document: 61       Page: 15   Filed: 12/26/2023
    K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.                  15
    B
    Having addressed the individual-message use of “bar-
    code,” we briefly address the coding-system meaning of
    “barcode” the parties have sometimes used before us. For
    that meaning, what is crucial is whether any messages pro-
    duced by the coding system (to be read and decoded),
    though not necessarily all such messages, have non-uni-
    form-width bars—for all the reasons set out in discussing
    the individual-message meaning of “barcode.” No argu-
    ment has been made to us that a coding system, to be a
    “barcode” system, must never produce an individual equal-
    width-bar message, e.g., a message that simply alternates
    same-width bars, among the large set of messages pro-
    duced. In other words, we recognize that there might exist
    one or more messages that have a uniform-bar-width ap-
    pearance (e.g., 0101 represented by alternating same-
    width bars) in a “barcode” coding system that otherwise
    produces messages “constructed of bars having variable
    widths.” J.A. 1109.
    *   *     *
    We agree with K-fee that the full scope of the ordinary
    meaning of “barcode” should apply, and we conclude that
    the ordinary meaning that a relevant artisan would arrive
    at after reading the intrinsic evidence is that a barcode is
    defined by its visual appearance as lined-up bars of varying
    widths. We reverse the district court’s claim construction
    and construe “barcode” to refer to code messages consisting
    of a linearly arranged sequence of bars of visually non-uni-
    form widths (or a coding system producing such messages).
    III
    The district court’s grant of summary judgment of non-
    infringement followed directly from its claim construction.
    Summary Judgment Opinion, at *9. Reversing the district
    court’s claim construction necessitates reversing its grant
    of summary judgment as well, because the infringement
    Case: 22-2042     Document: 61       Page: 16   Filed: 12/26/2023
    16                 K-FEE SYSTEM GMBH v. NESPRESSO USA, INC.
    analysis under the new construction will necessarily differ.
    For example, the similarity between the accused products
    and Jarisch that the district court relied on relates to how
    the messages are read by the reader (uniform-width mod-
    ule by uniform-width module), not to their visual appear-
    ance. Summary Judgment Opinion, at *6. That is not the
    correct analysis under the claim construction we adopt. A
    new analysis is required on remand.
    IV
    We have considered Nespresso’s other arguments, and
    we find them unpersuasive. For the foregoing reasons, we
    reverse the district court’s claim construction of “barcode”
    and its summary-judgment determination. We remand for
    further proceedings consistent with this opinion.
    Costs awarded to K-fee.
    REVERSED AND REMANDED
    

Document Info

Docket Number: 22-2042

Filed Date: 12/26/2023

Precedential Status: Precedential

Modified Date: 12/26/2023