Arnold v. MSPB ( 2023 )


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  • Case: 23-1649    Document: 31    Page: 1   Filed: 12/13/2023
    NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    KEITH L. ARNOLD,
    Petitioner
    v.
    MERIT SYSTEMS PROTECTION BOARD,
    Respondent
    ______________________
    2023-1649
    ______________________
    Petition for review of the Merit Systems Protection
    Board in No. CB-1216-16-0017-T-1.
    ______________________
    Decided: December 13, 2023
    ______________________
    KEITH L. ARNOLD, Auburn, WA, pro se.
    KATHERINE MICHELLE SMITH, Office of General Coun-
    sel, United States Merit Systems Protection Board, Wash-
    ington, DC, for respondent. Also represented by ALLISON
    JANE BOYLE.
    ______________________
    Before MOORE, Chief Judge, HUGHES and STARK, Circuit
    Judges.
    Case: 23-1649     Document: 31      Page: 2    Filed: 12/13/2023
    2                                              ARNOLD v. MSPB
    PER CURIAM.
    Keith L. Arnold appeals a final decision of the Merit
    Systems Protection Board that removed him from his posi-
    tion at the National Oceanic and Atmospheric Administra-
    tion because of his alleged violations of the Hatch Act in
    2014 and 2016. S.A. 7. 1 We affirm.
    I
    Mr. Arnold was employed at the National Oceanic and
    Atmospheric Administration (NOAA) from March 2010 un-
    til the Merit Systems Protection Board (Board) ordered his
    removal in January 2023. S.A. 2, 7. During that time, he
    unsuccessfully ran to be a U.S. Representative for the 8th
    Congressional District in Washington state a number of
    times. S.A. 2; S.A. 19 (¶ 13). 2 During his candidacy, Mr. Ar-
    nold identified himself as a “[p]roud [f]ederal [e]mployee”
    of NOAA. S.A. 35–36. Mr. Arnold also explained that he
    was “told federal employees are mostly prohibited from
    running for Congress by a ‘law’ called the Hatch Act,” but
    continued to run for office to “fight[] for fairness.” S.A. 77–
    78 (Voters’ Guide); S.A. 35–36 (Board discussing Mr. Ar-
    nold’s campaign website); S.A. 58–59 (¶¶ 16–17). 3
    In 2012 and 2013, Mr. Arnold was repeatedly warned
    that running for a seat in the House of Representatives
    1 Citations to “S.A.” refer to the Supplemental Appen-
    dix accompanying the Respondent’s Informal Brief, ECF
    No. 19.
    2 There is record evidence that Mr. Arnold also ran for
    this same office in 2006, 2008, 2010, 2012, 2018, and 2020.
    S.A. 19 (¶ 13); S.A. 6.
    3 Mr. Arnold has not challenged most of the facts in the
    OSC’s amended complaint. See S.A. 62–73 (Pet. Answer to
    Amended Compl.); S.A. 79–81 (Pet. Admissions). There-
    fore, we cite the amended complaint throughout this opin-
    ion for additional background information.
    Case: 23-1649     Document: 31       Page: 3    Filed: 12/13/2023
    ARNOLD v. MSPB                                                3
    would violate the Hatch Act. S.A. 18 (¶¶ 3–4). In 2014, in
    response to an email educating federal employees about
    the Hatch Act, Mr. Arnold asked the Department of Com-
    merce’s (DOC) ethics office if his candidacy would violate
    the Act, but applied to be a candidate prior to receiving a
    response. S.A. 18 (¶ 5); S.A. 57–58 (¶¶ 10, 11, 13). The
    DOC’s ethics office responded to Mr. Arnold’s inquiry and
    informed him that the Hatch Act barred his campaign. S.A.
    19 (¶ 6); see also S.A. 58 (¶ 14). Thereafter, the Office of
    Special Counsel (OSC) notified Mr. Arnold his candidacy
    violated the Hatch Act and instructed him to either resign
    from his job or officially withdraw his candidacy. S.A. 19
    (¶ 9); see also S.A. 59 (¶¶ 19, 20). Mr. Arnold did neither.
    S.A. 19 (¶ 12).
    On March 8, 2016, the OSC filed a complaint against
    Mr. Arnold, accusing him of violating the Hatch Act (
    5 U.S.C. §§ 7321
    –7326) in 2014, and later amended the com-
    plaint to include his 2016 election bid. S.A. 49–54 (Com-
    plaint); S.A. 55–61 (Amended Complaint). In September
    2016, the administrative law judge granted the OSC’s mo-
    tion for summary adjudication. S.A. 32–40. After a sepa-
    rate evidentiary hearing, the administrative law judge
    analyzed the Douglas factors and determined that removal
    was the appropriate penalty. S.A. 9–31.
    The Board issued a final order in January 2023, affirm-
    ing the administrative law judge’s initial decision and ren-
    dering it the final decision of the Board. S.A. 1–2; see also
    
    5 C.F.R. § 1201.113
    (b). The Board denied Mr. Arnold’s pe-
    tition for review and ordered his removal. S.A. 1–8.
    Mr. Arnold timely appealed, and we have jurisdiction
    under 
    5 U.S.C. § 1295
    (a)(9) and 
    5 U.S.C. § 7703
    (b)(1)(A).
    II
    The Hatch Act prohibits certain federal employees
    from “run[ning] for the nomination or as a candidate for
    election to a partisan political office.” 
    5 U.S.C. § 7323
    (a)(3).
    Case: 23-1649    Document: 31      Page: 4    Filed: 12/13/2023
    4                                            ARNOLD v. MSPB
    A “partisan political office” is defined as “any office for
    which any candidate is nominated or elected as represent-
    ing a party any of whose candidates for Presidential elector
    received votes in the last preceding election at which Pres-
    idential electors were selected, but shall exclude any office
    or position within a political party or affiliated organiza-
    tion.” 
    Id.
     § 7322(2). In McEntee v. MSPB, 
    404 F.3d 1320
    ,
    1329 (Fed. Cir. 2005), we interpreted the “elected as repre-
    senting a party” language to not require any “formal en-
    dorsement or selection by a major political party.”
    By regulation, there are two exceptions to this prohibi-
    tion. First, federal employees who live in certain localities
    (such as the District of Columbia, see 
    5 C.F.R. § 733.107
    )
    may “[r]un as an independent candidate in a partisan elec-
    tion.” 
    Id.
     § 734.207(a). Mr. Arnold does not contend that
    this exception applies. See Pet. Informal Br. 1–3; Pet. In-
    formal Reply Br. 1–2.
    The second exception allows a federal employee, re-
    gardless of locality, to “[r]un as a candidate in a nonparti-
    san election.” 
    5 C.F.R. § 734.207
    (b) (emphasis added). A
    nonpartisan election is defined by regulation as:
    (1) An election in which none of the candi-
    dates is to be nominated or elected as rep-
    resenting a political party any of whose
    candidates for Presidential elector received
    votes in the last preceding election at which
    Presidential electors were selected; or
    (2) [a]n election involving a question or is-
    sue which is not specifically identified with
    a political party, such as a constitutional
    amendment, referendum, approval of a
    municipal ordinance, or any question or is-
    sue of a similar character.
    
    Id.
     § 734.101. Mr. Arnold maintains that because the
    Washington state primary election is nonpartisan, his can-
    didacy in both 2014 and 2016 did not violate the Hatch Act.
    Case: 23-1649     Document: 31      Page: 5   Filed: 12/13/2023
    ARNOLD v. MSPB                                             5
    See, e.g., Pet. Informal Reply Br. 1. Therefore, he seeks re-
    instatement, lost wages and benefits, and any appropriate
    damages. Pet. Informal Br. 3.
    We have upheld the Board’s conclusion that a federal
    employee violates the Hatch Act by running for a position,
    even as an independent, in the U.S. House of Representa-
    tives, because that is partisan political office. Lewis v.
    MSPB, 
    594 F. App’x 974
    , 979–80 (Fed. Cir. 2014) (non-
    precedential) (affirming Special Counsel v. Lewis, 
    2014 M.S.P.B. 33
     (2014)). There, “[t]he record reflect[ed] that,
    during the last Presidential election, the Democratic and
    Republican candidates for Presidential electors received
    votes and both Democratic and Republican candidates ran
    for the seat for which the respondent campaigned during
    the 2012 general election and the 2013 special election.”
    Special Counsel, 
    2014 M.S.P.B. 33
    , ¶ 15.
    III
    We will set aside the Board’s decision only when it is
    “(1) arbitrary, capricious, an abuse of discretion, or other-
    wise not in accordance with law; (2) obtained without pro-
    cedures required by law, rule, or regulation having been
    followed; or (3) unsupported by substantial evidence.” 
    5 U.S.C. § 7703
    (c). We review the Board’s legal conclusions
    de novo. Nordby v. Soc. Sec. Admin., 
    67 F.4th 1170
    , 1172
    (Fed. Cir. 2023).
    IV
    The sole issue on appeal is whether the Board erred in
    concluding that Washington state’s 8th Congressional Dis-
    trict primary elections in 2014 and 2016 were partisan.
    See, e.g., Pet. Informal Reply Br. 2. Because we agree with
    Case: 23-1649      Document: 31      Page: 6     Filed: 12/13/2023
    6                                               ARNOLD v. MSPB
    the Board that the elections Mr. Arnold ran in were parti-
    san, we affirm.
    We note that Mr. Arnold does not dispute that the of-
    fice of U.S. Representative is a partisan political office. 4 See
    Pet. Informal Br. 1–3; Pet. Informal Reply Br. 1–2. Instead,
    Mr. Arnold focuses on the distinction between a partisan
    political office and a partisan election, arguing that the
    Washington state election system is nonpartisan even if
    the office of U.S. Representative is a partisan political of-
    fice. See Pet. Informal Br. 2; Pet. Informal Reply Br. 2.
    Mr. Arnold also highlights the “[t]op 2 [p]rimary election
    system” used in Washington state, which differs from a
    party nominating system because the primary election
    does not “nominate[] a finalist from each major party, but
    rather sends the two most popular candidates forward for
    each office.” S.A. 63–64; see also Wash. Rev. Code
    § 29A.52.112 (2014). Only in the general election do the po-
    litical parties in Washington state elections nominate their
    candidates. See S.A. 38.
    The administrative law judge found that “[i]n the 2014
    and 2016 general elections for Congress from Washington’s
    8th District, both candidates represented a political party
    whose candidates for Presidential elector received votes in
    the last preceding election at which Presidential electors
    were selected.” S.A. 20 (¶ 14). Therefore, the administra-
    tive law judge concluded the general election was partisan.
    S.A. 20 (¶ 14). And while in Washington state “the primary
    elections do not, on their face, determine the names of the
    nominees,” it only mattered that “the general election was
    4 The administrative law judge found that the office of
    U.S. Representative is a partisan political office. S.A. 20
    (¶ 15). This is consistent with the Third Circuit’s holding
    that “[b]y the plain terms of the Hatch Act, the position of
    United States Representative is a partisan political office.”
    Merle v. United States, 
    351 F.3d 92
    , 96 (3d Cir. 2003).
    Case: 23-1649     Document: 31     Page: 7    Filed: 12/13/2023
    ARNOLD v. MSPB                                             7
    eventually contested by named representatives of the two
    major political parties.” S.A. 22. Therefore, the administra-
    tive law judge concluded that the 2014 and 2016 primary
    elections in which Mr. Arnold campaigned were not non-
    partisan elections, but partisan political elections, and
    Mr. Arnold’s candidacy violated the Hatch Act. S.A. 39; see
    also S.A. 22.
    We agree. The Board’s findings are supported by sub-
    stantial evidence. The record establishes that the 2014 and
    2016 Washington state primary elections do not meet the
    requirements for a nonpartisan election, i.e., that “none of
    the candidates is to be nominated or elected as represent-
    ing a political party any of whose candidates for Presiden-
    tial elector received votes in the last preceding election at
    which Presidential electors were selected.” See 
    5 C.F.R. § 734.101
    . And Mr. Arnold admits that in 2014, both the
    Republican and Democratic political parties at least en-
    dorsed their respective nominees. Pet. Informal Br. 2.
    Consider Dave Reichert, the incumbent in the 2014 and
    2016 primary elections who went on to successfully become
    the U.S. Representative for the 8th District. See S.A. 36–
    37 & n.11. Mr. Reichert was endorsed by the Washington
    State Republican Party, which included Mr. Reichert on
    their website, S.A. 98, and promoted Mr. Reichert’s cam-
    paign events on their social media page, S.A. 91. When
    elected in 2014, Mr. Reichert was listed as a “House Repub-
    lican” on a GOP website. S.A. 100. Therefore, despite the
    electoral scheme that exists in Washington state, the
    Board correctly concluded that Mr. Reichert was a candi-
    date that when in office represented “a political party
    whose candidates for Presidential elector received votes in
    the last preceding election at which Presidential electors
    were selected” in the 2014 and 2016 primary and general
    elections. S.A. 37 & n.11. Therefore, the 2014 and 2016 pri-
    mary elections were not nonpartisan.
    Case: 23-1649     Document: 31      Page: 8   Filed: 12/13/2023
    8                                             ARNOLD v. MSPB
    In sum, we agree with the Board that both primary
    elections were not excepted nonpartisan elections, but im-
    permissible political activities under 
    5 U.S.C. § 7323
    (a)(3),
    and Mr. Arnold’s candidacy in those elections violated the
    Hatch Act.
    V
    A federal employee who violates the Hatch Act is sub-
    ject to “(1) disciplinary action consisting of removal, reduc-
    tion in grade, debarment from Federal employment for a
    period not to exceed 5 years, suspension, or reprimand;
    [and/or] (2) an assessment of a civil penalty not to exceed
    $1,000.” 
    5 U.S.C. § 7326
    . For his violations of the Hatch
    Act, the administrative law judge ordered Mr. Arnold’s re-
    moval. S.A. 9–31. Mr. Arnold does not contest that removal
    is an appropriate penalty if we conclude he violated the
    Hatch Act. See Pet. Informal Br. 1–3; Pet. Informal Reply
    Br. 1–2.
    Because the Washington state primary elections in
    2014 and 2016 were partisan elections and Mr. Arnold vio-
    lated the Hatch Act, the decision of the Board is affirmed.
    AFFIRMED
    COSTS
    No costs.
    

Document Info

Docket Number: 23-1649

Filed Date: 12/13/2023

Precedential Status: Non-Precedential

Modified Date: 12/13/2023