People v. Flores ( 2021 )


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  • Filed 5/18/21 (unmodified opn. attached)
    CERTIFIED FOR PUBLICATION
    COURT OF APPEAL -- STATE OF CALIFORNIA
    FOURTH DISTRICT
    DIVISION TWO
    THE PEOPLE,                                                E072843
    Plaintiff and Respondent,
    v.                                               (Super.Ct.No. RIF1402333)
    CARL RAY FLORES, JR.,                                      ORDER MODIFYING OPINION
    Defendant and Appellant.
    [NO CHANGE IN JUDGMENT]
    _______________________________________
    THE COURT
    The Court ORDERS the opinion modified by replacing the language in footnote 4 with
    the following language instead:
    Section 1170 is inapplicable because its relevant subdivisions address determinate
    sentencing, and attempted murder receives an indeterminate sentence. (§ 1170, subds.
    (a)-(c).) Section 190 is inapplicable because it provides the punishment for murder.
    (Miranda, supra, 192 Cal.App.4th at p. 415.)
    Except for this modification, which does not affect the judgment, the opinion is
    unchanged.
    CERTIFIED FOR PUBLICATION
    SLOUGH
    J.
    We concur:
    MILLER
    Acting P. J.
    RAPHAEL
    J.
    1
    Filed 4/22/21 (unmodified opinion)
    CERTIFIED FOR PUBLICATION
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    FOURTH APPELLATE DISTRICT
    DIVISION TWO
    THE PEOPLE,
    Plaintiff and Respondent,                  E072843
    v.                                                 (Super.Ct.No. RIF1402333)
    CARL RAY FLORES, JR.,                              OPINION
    Defendant and Appellant.
    APPEAL from the Superior Court of Riverside County. Thomas Kelly, Judge.
    Affirmed with directions.
    Christine Vento, under appointment by the Court of Appeal, for Defendant and
    Appellant.
    Xavier Becerra, Attorney General, Lance E. Winters, Chief Assistant Attorney
    General, Julie L. Garland, Assistant Attorney General, Arlene A. Sevidal and Eric A.
    Swenson, Deputy Attorneys General, for Plaintiff and Respondent.
    1
    After hearing evidence that defendant Carl Ray Flores shot a man in the neck at
    close range, a jury convicted him of attempted premeditated murder with a 25-year-to-life
    gun enhancement. After trial, Flores admitted a prior serious felony, a prior prison term,
    and two prior strike offenses, which made him a third strike offender and exposed him to
    a life sentence under the “Three Strikes” law. (Pen. Code, §§ 667, subds. (c), (e)(2)(A),
    unlabeled statutory citations refer to this code.) At sentencing, the judge struck the prison
    prior and prior serious felony enhancements but nevertheless added them to the minimum
    term of Flores’s life sentence, to reach a total indeterminate term of 69 years.
    On appeal, Flores raises two routine sentencing issues and one new question about
    the role of enhancements in third strike sentencing. If a trial court exercises its discretion
    to strike an enhancement under section 1385 “in furtherance of justice,” may the
    enhancement still be used to increase the minimum term of the defendant’s life sentence
    under what is commonly called “Option 3” of third strike sentencing? (§ 667, subd.
    (e)(2)(A)(iii).) We conclude the answer is no.
    In cases involving Option 3, “the Three Strikes law uses enhancements in two
    distinct ways: to calculate the minimum term of the indeterminate life sentence and to
    add an additional, determinate term to be served before the indeterminate life sentence.”
    (People v. Williams (2004) 
    34 Cal.4th 397
    , 403 (Williams).) Once a court exercises its
    discretion to strike an enhancement under section 1385 for sentencing purposes, the
    enhancement may no longer be used to increase punishment, whether as a separate
    determinate term to be served before the life sentence or as a means of lengthening the
    2
    minimum term of the life sentence. As we’ll discuss, the judge in this case made the
    additional error of adding the enhancements twice to the minimum term of Flores’s life
    sentence.
    The two other arguments Flores raises on appeal—that the judge erred by refusing
    to strike or reduce the gun enhancement and treat his two prior strike convictions as a
    single strike under People v. Vargas (2014) 
    59 Cal.4th 635
     (Vargas)—lack merit. We
    therefore remand for resentencing but affirm in all other respects.
    I
    FACTS
    Flores is a member of the Moreno Valley Locos gang and goes by the name
    Loquito. On May 31, 2014, the victim, Manley G. went to his friend Heather’s home to
    collect a drug debt from a man named Moe. But before Manley could get the money,
    another man, Frank, arrived to drive Moe someplace else. Angry that Frank was saving
    Moe from paying up, Manley bashed in Frank’s front windshield and drove off. Manley’s
    outburst brought the police to Heather’s, which did not sit well with Flores because her
    home was a common hangout for his gang.
    Later in the day, Manley was at another friend’s house when he received a call
    from Heather. As he was on the phone with her, Flores pulled up and approached
    Manley, armed with a .380-caliber handgun. Manley suspected Flores was angry with
    him over the windshield incident. As he tried to explain his side of the story, Flores shot
    him in the neck at point blank range and drove off.
    3
    Manley spent three days in the hospital and survived the shooting. The bullet
    entered the left side of his neck and exited through his back. Shrapnel fragments from the
    bullet were found in the soft tissue in his neck, as well as near his ribs and arteries. He
    suffered loss of hearing in his left ear and numbness in both arms.
    The jury convicted Flores of attempted premeditated murder (§§ 664(a), 187, 189)
    and found he personally and intentionally discharged a firearm causing great bodily
    injury (§ 12022.53, subd. (d)). Before sentencing, Flores admitted three prior felony
    convictions: carjacking and attempted murder in 1999 and manufacturing a weapon in
    prison in 2007. Both the carjacking and attempted murder convictions qualified as prior
    strike offenses (§ 667, subds. (c) & (e)(2)(A)), but because they were tried in the same
    proceeding, they supported only one prior serious felony conviction for purposes of the
    five-year enhancement (§ 667, subd. (a)). Flores also admitted he served a prior prison
    term (§ 667.5, subd. (b)) for the carjacking and attempted murder convictions.
    1
    Flores filed a Romero motion before sentencing, asking the judge to treat his
    carjacking and attempted murder convictions as a single strike offense under Vargas
    because they arose from the same incident and involved the same victim. The judge
    denied the motion, concluding the two offenses arose from distinct acts with different
    criminal objectives. The judge also declined Flores’s request to strike or reduce the gun
    enhancement because of the violent and callous nature of the shooting. The judge
    1   People v. Superior Court (Romero) (1996) 
    13 Cal.4th 497
    .
    4
    sentenced him to a total of 69 years to life under Option 3 of the Three Strikes law. (§
    667, subd. (e)(2)(A)(iii).)
    II
    ANALYSIS
    A.     The Gun Enhancement
    Section 12022.53 provides three different sentence enhancements for the personal
    use of a firearm in the commission of certain offenses: a 10-year enhancement for
    personal use (§ 12022.53, subd. (b)); a 20-year enhancement for personal and intentional
    discharge (§ 12022.53, subd. (c)); and a 25-year-to-life enhancement for personal and
    intentional discharge causing great bodily injury or death (§ 12022.53, subd. (d)), which
    is the one at issue here.
    Section 12022.53 enhancements used to be mandatory, but as of January 1, 2018,
    trial judges have discretion to strike or dismiss them “in the interest of justice” under
    section 1385. (§ 12022.53, subd. (h); see also People v. Pearson (2019) 
    38 Cal.App.5th 112
    , 116 (Pearson) [“Senate Bill No. 620 . . ., which added section 12022.53, subdivision
    (h), gave the trial court discretion . . . ‘[to] strike or dismiss an enhancement otherwise
    required to be imposed by this section”’].) Flores argues the judge abused his discretion
    by refusing to strike his gun enhancement or reduce it to a lesser enhancement in section
    12022.53.2 We disagree.
    2 Although the judge accepted defense counsel’s argument that if he did not think
    it appropriate to strike the 25-year-to-life enhancement entirely, he could reduce it to a
    lesser section 12022.53 enhancement, we note there is a split of authority on this issue.
    [footnote continued on next page]
    5
    We review the denial of a motion to dismiss an enhancement for abuse of
    discretion and will not reverse the ruling unless it “‘is so irrational or arbitrary that no
    reasonable person could agree with it.’” (Pearson, supra, 38 Cal.App.5th at p. 116;
    People v. Carmony (2004) 
    33 Cal.4th 367
    , 375, 377.)
    Here, when ruling on Flores’s motion, the judge explained, “I don’t feel that I
    should exercise discretion to [strike or] lessen that 25 to life [enhancement] because this
    was a shot right through the neck, and I can’t imagine anything more serious. If it had
    been just a couple centimeters one way or the other, this would have been a homicide.”
    The judge also noted that Flores had been on parole for only about a month before
    reoffending.
    Flores argues the judge’s decision was irrational because he placed too much
    weight on the seriousness of the injury and failed to recognize that even defendants who
    kill their victims are eligible to have their firearm enhancements stricken under Senate
    Bill No. 620. According to Flores, “Logically, one would be more lenient toward a
    defendant who does not kill his victim, but here the court took the opposite and irrational
    position, blaming appellant because he almost killed the victim.” This argument boils
    (See, e.g., People v. Morrison (2019) 
    34 Cal.App.5th 217
     [trial court may reduce gun
    enhancement]; People v. Tirado (2019) 
    38 Cal.App.5th 637
    , review granted Nov. 13,
    2019, S257658 [trial court may not reduce enhancement].) In People v. Yanez (2020) 
    44 Cal.App.5th 452
    , our court agreed with Tirado and concluded judges lack discretion
    under sections 1385 or 12022.53 to impose a lesser enhancement. (Yanez, at pp. 556-
    557.) In any event, because we conclude the judge did not abuse his discretion in
    imposing the enhancement, declining to reduce the enhancement would not be error even
    under the Morrison view.
    6
    down to a claim that defendants who don’t kill their victims should be treated with more
    leniency than those who do.
    But the law doesn’t reward sheer luck. The factors a trial court must consider
    when determining whether to strike a gun enhancement “are the same . . . the trial court
    must consider when handing down a sentence in the first instance.” (Pearson, supra, 38
    Cal.App.5th at p. 117, citing Cal. Rules of Court, rules 4.410, 4.421 & 4.423.) Among
    those factors are whether “‘[t]he crime involved great violence, . . . threat of great bodily
    harm, or other acts disclosing a high degree of cruelty, viciousness, or callousness’” and
    whether ‘“[t]he defendant has engaged in violent conduct that indicates a serious danger
    to society.”’ (Pearson, at p. 117, italics added.)
    Contrary to Flores’s argument, none of these factors places any import on whether
    the victim died from the defendant’s use of a gun. The focus, rightly so, is on the threat
    of violence or injury and the degree of danger the defendant poses to the public. As such,
    the trial judge acted well within his discretion when he focused on the seriousness of the
    injury Flores inflicted and the high degree of callousness it takes to shoot someone in the
    neck at close range over a minor transgression. And, given that Flores tried to kill the
    victim after only recently having been released from prison for the very same offense, the
    judge could reasonably conclude he posed a serious danger to the public. We uphold the
    decision to impose the enhancement rather than dismiss or reduce it.
    7
    B.        The Prior Strikes
    Next, Flores argues the judge erred by denying his motion to treat his carjacking
    and attempted murder convictions as a single strike under Vargas, which held that
    multiple convictions “arising out of a single act against a single victim” count as only one
    strike. (Vargas, supra, 59 Cal.4th at p. 637.) As we’ll explain, the judge properly
    determined Vargas does not apply because Flores’s offenses were based on separate
    criminal acts.
    1.    Facts
    Because Flores pled guilty to the carjacking and attempted murder charges, the
    following facts come from the victim’s preliminary hearing testimony in that case.
    Around 3:30 a.m. on March 28, 1998, Flores and codefendant Joseph Marruffo asked the
    victim to drive them to a minimart in San Jacinto so they could use the payphone. When
    the victim reached the intersection where he planned to turn, Flores, who was in the front
    passenger seat, told him to keep driving straight. From the backseat, Marruffo pulled out
    a knife and pressed it against the victim’s torso. The victim drove until they came across
    a dark alley next to an empty field, where Flores told him to pull over.
    As Flores got out of the car and walked to the driver’s side, the victim locked his
    door, took his wallet from the glove box, and considered whether to make a run for it. But
    before he could do so, Marruffo grabbed his wallet and ordered him to unlock the door.
    The victim complied, and Flores pulled him out of the car by his belt. As Flores searched
    him for valuables, the victim noticed Flores also had a knife. After the search Marruffo
    8
    told Flores to kill the victim. Flores tried to stab him in the chest, but he twisted away and
    the blade caught his arm instead. The victim fell down and was able to run off as Flores
    got into the driver’s seat and drove away.
    2.     Analysis
    As with the gun enhancement, a court may dismiss a prior strike conviction under
    section 1385 “in furtherance of justice,” and we review a decision not to do so for abuse
    of discretion. (§ 1385, subd. (a); People v. Williams (1998) 
    17 Cal.4th 148
    , 161.)
    Flores argues the judge should have treated the carjacking and attempted murder
    convictions as a single strike under Vargas because the offenses “arose from the same
    case and were part of an indivisible transaction, committed at the same time, against a
    single victim.” Thus, he argues, the crimes were so “closely connected” they constitute a
    single strike. This mischaracterizes Vargas.
    In that case, the defendant had two prior strike convictions—carjacking and
    robbery—that arose from the single act of forcibly taking the victim’s car. When the
    defendant was later convicted of another felony, the trial court treated the convictions as
    two separate strikes under the Three Strikes law. (Vargas, supra, 59 Cal.4th at p. 638.)
    Our Supreme Court reversed the sentence, holding that a “single act against a single
    victim” cannot supply the basis for more than one strike offense. (Id. at p. 637, italics
    added.) The court explained that when a person commits a single act that violates
    multiple provisions of the Penal Code, they do not pose a greater risk to society simply
    9
    because the Legislature has chosen to criminalize the act in different ways. (Vargas, at
    p. 646.)
    Vargas distinguished this “extraordinary” circumstance from the more common
    situation where a defendant commits “multiple criminal acts . . . in a single course of
    conduct.” (Vargas, supra, 59 Cal.4th at p. 648.) That’s what happened in People v.
    Benson (1998) 
    18 Cal.4th 24
    , where the defendant’s two prior strike convictions (for
    burglary and assault) arose from a single incident during which he entered his neighbor’s
    apartment, forced her to the floor, and stabbed her repeatedly. (Id. at p. 27.) The Benson
    court held the burglary and assault convictions could not be treated as a single strike
    because, though there was only one incident, the defendant engaged in multiple criminal
    acts during the incident, and the strike convictions were based on separate acts. (Id. at
    pp. 28-31, 36, fn. 8.)
    Flores is therefore wrong that a “close connection” between the offenses or the
    fact they arose during the same incident against the same defendant triggers Vargas
    treatment. It is the act, not the incident or course of conduct, that must be the same. And
    here, Flores’s carjacking and attempted murder of the victim were clearly based on
    separate acts. Flores completed the carjacking when he pulled the victim out of his car,
    and he committed the attempted murder when he stabbed the victim sometime later, after
    searching him and determining he had nothing else worth stealing. Unarmed and
    outnumbered, the victim posed no danger to Flores or his codefendant. Flores could have
    taken the car without trying to kill him, but he didn’t, and his two crimes posed two
    10
    different dangers to the public. The judge therefore properly declined to treat these
    offenses as a single strike.
    C.     Sentencing Errors
    The parties agree the judge miscalculated Flores’s sentence under the Three
    Strikes law but disagree as to the impact that striking the prior serious felony
    enhancement has on the sentence. As we’ll explain, enhancements may be added only
    once to the minimum indeterminate term under Option 3, and enhancements that are
    stricken may not be used to lengthen any aspect of the sentence.
    We start by setting out the rules for third strike sentencing then turn to Flores’s
    sentence.
    1.      Third strike sentencing
    The Three Strikes law requires all third strike offenders to receive a life sentence
    with the “minimum term” (the amount of time they must serve before becoming eligible
    for parole) as the longest of three options. (§ 667, subd. (e)(2)(A); see also People v.
    Dotson (1997) 
    16 Cal.4th 547
    , 550, 552 (Dotson).) In addition, the term for any
    applicable enhancement is imposed as separate determinate term to be served before the
    life sentence. (Williams, supra, 34 Cal.4th at p. 403.)
    The three options for calculating the minimum term of the life sentence (the
    “minimum indeterminate term” or simply the “minimum term”) are set out in section
    667, subdivision (e)(2)(A). “Option 1” calculates the minimum term by tripling the term
    that would otherwise apply to the offense. (§ 677, subd. (e)(2)(A)(i).) The minimum term
    11
    in “Option 2” is 25 years to life. (§ 677, subd. (e)(2)(A)(ii).) And “Option 3,” sometimes
    referred to as the “traditional sentencing” option, calculates the minimum term using
    normal determinate and indeterminate sentencing procedures, including enhancements.
    Under Option 3, the minimum term is “the term determined by the court pursuant to
    section 1170 for the underlying conviction, including any enhancement applicable under
    Chapter 4.5 (commencing with section 1170) of Title 7 of Part 2, or any period
    prescribed by Section 190 or 3046.” (§ 667(e)(2)(A)(iii).)
    While the minimum terms under Options 1 and 3 will vary from case to case,
    Option 2 “essentially acts as a default to ensure that the defendant’s indeterminate term
    will always be a minimum of 25 years.” (Dotson, 
    supra,
     16 Cal.4th at p. 552.) Option 1
    triples the term for the offense, and doesn’t include enhancements, whereas Option 3
    does include enhancements but doesn’t multiply the base term for the offense by any
    number. (Williams, supra, 34 Cal.4th at p. 403.) As such, Option 1 will usually be the
    greatest “when the current crime is particularly serious, and thus carries a significant
    sentence,” and Option 3 will generally yield the greatest minimum term “when the
    defendant has an extensive criminal recidivist history, and hence there are numerous
    applicable enhancements.” (Dotson, at pp. 552-553.)
    Next, because the Three Strikes law provides that a defendant’s life sentence
    “shall be served consecutive to any other term of imprisonment for which a consecutive
    term may be imposed by law” (§ 667, subd. (e)(2)(B)) and shall be “in addition to any
    other enhancement or punishment provisions which may apply” (§ 667, subd. (e)), the
    12
    court imposes any applicable enhancements as a separate determinate sentence to be
    served before the life sentence. Thus, though it may seem counterintuitive, in cases where
    Option 3 yields the longest minimum indeterminate term, enhancements are used twice—
    “to calculate the minimum term of the indeterminate life sentence and to add an
    additional, determinate term to be served before the indeterminate life sentence.”
    (Williams, supra, 34 Cal.4th at p. 403.) Our Supreme Court has held that this dual use of
    enhancements in Option 3 sentences does not run afoul of section 654’s rule against
    double punishment. (Dotson, 
    supra,
     16 Cal.4th at pp. 557, 560; Williams, at p. 403.)
    People v. Miranda (2011) 
    192 Cal.App.4th 398
     (Miranda) is instructive for cases
    like this that involve Option 3 sentencing on an attempted murder conviction. The
    defendant in Miranda was convicted of attempted premediated murder; he also had a 25-
    3
    year-to-life gun enhancement and a one-year prison prior enhancement. (Id. at p. 417.)
    As we’ve seen, Option 3 directs the trial court to calculate the minimum term by using
    one of three sentencing provisions: (i) section 1170, including “any enhancement
    applicable under Chapter 4.5 (commencing with Section 1170) of Title 7 of Part 2,” (ii)
    section 190, or (iii) section 3046. (§§ 667, subd. (e)(2)(A)(iii).)
    3Although the defendant had two qualifying prior strike convictions, the
    prosecution did not allege any prior serious felony enhancements. (§ 667, subd. (a);
    Miranda, supra, 192 Cal.App.4th at p. 403.)
    13
    4
    For attempted murder, the relevant provision is section 3046. (Miranda, supra,
    192 Cal.App.4th at p. 415.) Under that provision, “an inmate imprisoned under a life
    sentence shall not be paroled until he or she has served the greater of” either a “term of at
    least seven calendar years” or a “term as established pursuant to any other law that
    establishes a minimum term or minimum period of confinement under a life sentence
    before eligibility for parole.” The Miranda court correctly noted that although section
    3046 does not expressly mention enhancements, our Supreme Court has held that the
    provision’s directive to impose a ‘term as established pursuant to any other provisions of
    law,” includes terms for enhancements. (People v. Acosta (2002) 
    29 Cal.4th 105
    , 115
    (Acosta) [when section 3046 is used to calculate the minimum indeterminate term under
    Option 3 of third strike sentencing, that term “includes any applicable enhancement that
    would be used to lengthen the term the defendant would receive absent the Three Strikes
    law”].)
    Thus, Miranda concluded the trial court’s use of the enhancements in both steps of
    the sentence calculation was proper—to lengthen the defendant’s minimum indeterminate
    term and as a separate determinate term. “[T]he trial court correctly determined that
    defendant’s base sentence under Option 3 was 33 years”—that is, 7 years for the
    attempted murder, plus 25 years, plus 1 year. (Miranda, supra, 192 Cal.App.4th at
    4 Section 1170 is inapplicable because it governs determinate sentencing and
    attempted murder receives an indeterminate sentence. Section 190 is inapplicable because
    it provides the punishment for murder.
    14
    p. 417.) “To that base term the trial court properly added 26 years for the enhancements
    . . . to establish the minimum parole eligibility period of 59 years.” (Ibid.)
    To summarize, when Option 3 yields the longest minimum indeterminate term, the
    court uses enhancements twice—once in calculating the minimum term and a second
    time to add an additional term of punishment. We now turn to Flores’s sentence.
    2.     Additional facts
    In their sentencing brief, the People recommended a total sentence of 100 years to
    life, which they reached by improperly adding the terms for Flores’s three enhancements
    to his sentence three times instead of twice. That is, they used the enhancements twice
    when calculating the minimum indeterminate term (to reach a term of 69 years) then
    recommended the judge impose all three enhancements for an additional term of 31
    years.
    At the sentencing hearing, the judge noted he had discretion to strike the prison
    prior and prior serious felony enhancements, and counsel for both sides pointed out he
    also had discretion to strike the gun enhancement under a recent amendment to the Penal
    Code. The judge declined to strike the gun enhancement (as we’ve seen) but concluded
    he would strike the prison prior and prior serious felony enhancements.
    The prosecutor agreed with the judge’s decision to strike the prison prior and prior
    serious felony enhancements but impose the gun enhancement. However, she argued that
    even if the judge struck the enhancements, he was still required to add them to Flores’s
    minimum indeterminate term. Using the incorrect approach from her sentencing brief that
    15
    added enhancements to the minimum term twice, she argued the judge had no discretion
    to reduce Flores’s minimum term below 69 years.
    The judge ultimately accepted the prosecutor’s argument. He imposed a minimum
    indeterminate term of 69 years then stated he was exercising his discretion not to impose
    separate determinate terms for any of the enhancements because the minimum term was
    punishment enough. The judge explained, “you’re absolutely right. That is—option 3 is a
    minimum of 69 to life. I have no discretion to decrease that. But I do have discretion not
    to go higher, and that’s what I’m exercising. [¶] . . . [¶] . . . 69 to life . . . sufficiently
    punishes the defendant for what happened.”
    While this appeal was pending, the Legislature eliminated prison prior
    enhancements except in limited circumstances not present here. (E.g., People v. Jennings
    (2019) 
    42 Cal.App.5th 664
    , 681 [“Effective as of January 1, 2020, Senate Bill No. 136
    . . . amends section 667.5, subdivision (b) to limit its prior prison term enhancement to
    only prior prison terms for sexually violent offenses”].)
    3.      Analysis
    Flores’s sentence is the product of two errors. The first is that the judge added the
    terms for each of the three enhancements to the minimum indeterminate term twice. In
    Option 3 cases, enhancements are used twice in total, but only once in calculating the
    minimum indeterminate term. The second time they are used is to add a separate
    determinate term to the life sentence. (Williams, supra, 34 Cal.4th at p. 403.)
    16
    The judge’s second error was to conclude enhancements may be stricken from one
    aspect of the sentence but not the other. In other words, he determined that even if he
    struck an enhancement, he nevertheless had to include it when calculating Flores’s
    minimum indeterminate term. This is incorrect; if an enhancement or its punishment is
    stricken under section 1385, it cannot be used to increase any aspect of punishment.
    “[S]entencing enhancements ‘derive their vitality from and form a part of the
    crime to which they are attached and alter the consequences the offender may suffer. The
    most direct consequence is additional punishment.’” (People v. Fuentes (2016) 
    1 Cal.5th 218
    , 225 (Fuentes).) Section 1385 authorizes trial judges to strike an enhancement
    altogether or to strike only the “punishment” for the enhancement. If a judge strikes the
    enhancement, it’s as if the fact of the enhancement never existed—it will not remain on
    the defendant’s criminal record nor will it affect them in any potential future sentencing.
    If, however, a judge strikes the punishment only, the fact of the enhancement will remain
    in the defendant’s criminal record, but the enhancement cannot be used to “add any
    punishment” in the current case. (See Fuentes, at pp. 225-226, italics added.)
    Here, it’s undisputed that setting a minimum indeterminate term is a form of
    punishment. The longer that term, the more time a defendant must serve in prison before
    becoming eligible for parole. Thus, the People correctly concede that because Flores’s
    prison prior enhancement is no longer authorized, it must be removed from his sentence
    entirely. That is, it cannot be used to calculate the minimum indeterminate term nor can it
    be imposed as a separate one-year term to be served before the life sentence.
    17
    The People take a different position on the prior serious felony, however. They
    acknowledge the judge struck the enhancement but argue that “once a qualifying prior
    conviction is used as a strike, it must also be used to calculate the [minimum]
    indeterminate term” under Option 3. They argue that because the judge declined to
    dismiss one of Flores’s two strike offenses, the judge was required to add the five years
    associated with the prior serious felony enhancement to the minimum indeterminate term.
    For support, they point to the sentence in Acosta, in which the five years for a prior
    serious felony enhancement was included in the defendant’s minimum indeterminate
    term.
    The problem with the People’s argument is it equates strike convictions with prior
    serious felony enhancements, which are distinct concepts with different sentencing
    consequences. A prior serious felony enhancement functions to add an additional term of
    punishment to a defendant’s sentence. Prior strike convictions, in contrast, trigger
    application of the Three Strikes law, which is not an enhancement but rather an alternate
    penalty provision. “The Three Strikes law is a penalty provision, not an enhancement. It .
    . . does not add an additional term of imprisonment to the base term. Instead, it provides
    for an alternate sentence . . . when it is proven that the defendant has suffered at least two
    prior serious felony convictions.” (People v. Williams (2014) 
    227 Cal.App.4th 733
    , 744.)
    The People’s reliance on the sentence in Acosta is misplaced because prior serious
    felony enhancements were mandatory when that sentence was imposed. As a result, the
    court had no choice but to add the five-year term for the enhancement to the defendant’s
    18
    minimum indeterminate term under Option 3. (Acosta, supra, 29 Cal.4th at p. 115.) Now,
    however, judges have discretion to strike or dismiss a prior serious felony enhancement;
    and they may do so even if they choose not to also dismiss a prior strike conviction.
    A few months before Flores was sentenced, “a new law went into effect permitting
    the trial court to strike a serious felony enhancement in furtherance of justice.” (People v.
    Stamps (2020) 
    9 Cal.5th 685
    , 692-693 [“on September 30, 2018, the governor approved
    Senate Bill No. 1393 . . . allowing a trial court to dismiss a serious felony enhancement”];
    see also Stats. 2018, ch. 1013, §§ 1, 2.) According to the legislative history of the new
    law, making such enhancements mandatory resulted in a “‘rigid and arbitrary system
    [that] has meted out punishments that are disproportionate to the offense, which does not
    serve the interests of justice, public safety, or communities.’” (Stamps, at p. 702, quoting
    Assem. Com. on Public Safety, Analysis of Sen. Bill No. 1393 (2017-2018 Reg. Sess.) as
    amended May 9, 2018, pp. 1-2.) Giving trial courts discretion to strike the enhancement
    brings section 667, subdivision (a) in line with other sentence enhancements while still
    retaining existing penalties for serious crimes and recidivism. (Stamps, at p. 702.)
    This is because, now that the enhancements are discretionary, there is no reason a
    judge could not strike the punishment associated with the enhancement but decline to
    dismiss the underlying strike conviction. In such a case, the strike conviction would
    trigger the alternative punishment mandated under the Three Strikes law (thereby
    punishing the defendant for their recidivism), but the defendant would not receive the
    additional punishment associated with the prior serious felony enhancement. We
    19
    therefore reject the People’s argument that the refusal to strike or dismiss a prior strike
    conviction has any bearing on the impact of the decision to strike a prior serious felony
    enhancement.
    “‘Defendants are entitled to sentencing decisions made in the exercise of the
    “informed discretion” of the sentencing court.’” (People v. Gutierrez (2014) 
    58 Cal.4th 1354
    , 1391.) Where “a court may have been influenced by an erroneous understanding of
    the scope of its sentencing powers,” the proper remedy is remand for resentencing.
    (People v. Belmontes (1983) 
    34 Cal.3d 335
    , 348, fn. 8.) Remand is appropriate here
    because the judge misunderstood the scope of his sentencing discretion under the Three
    Strikes law. Specifically, he mistakenly believed (i) he had no discretion to remove
    stricken enhancements from the minimum indeterminate term and (ii) enhancements are
    included twice in calculating that term.
    On remand, the judge must remove the prison prior enhancement from both
    aspects of the sentence and resentence Flores. However, because the judge misunderstood
    the impact striking an enhancement has on the sentence, he should exercise his informed
    discretion on the remaining enhancements. Stricken enhancements may not be used to
    “add any punishment” to the sentence, whether as an additional determinate term or as a
    means of lengthening the minimum indeterminate term. (Fuentes, supra, 1 Cal.5th at
    p. 226, italics added.)
    20
    III
    DISPOSITION
    We remand for resentencing but in all other respects affirm the judgment.
    CERTIFIED FOR PUBLICATION
    SLOUGH
    J.
    We concur:
    MILLER
    Acting P. J.
    RAPHAEL
    J.
    21
    

Document Info

Docket Number: E072843M

Filed Date: 5/18/2021

Precedential Status: Precedential

Modified Date: 5/19/2021