People v. Broderick CA4/2 ( 2015 )

Filed 1/30/15 P. v. Broderick CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E060006
v. (Super.Ct.No. INF1301472)
ROBERT JAMES BRODERICK, OPINION
Defendant and Appellant.
APPEAL from the Superior Court of Riverside County. Robert A. Erwood, Judge.
Affirmed as modified.
Corona & Peabody and Jennifer Peabody, under appointment by the Court of
Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Julie L. Garland, Senior Assistant Attorney
General, A. Natasha Cortina, Kristen Chenelia, and Minh U. Le, Deputy Attorneys
General, for Plaintiff and Respondent.
1
Defendant Robert James Broderick entered a Del Taco restaurant in Cathedral
City wearing a motorcycle helmet and carrying a loaded firearm. He pointed the gun at
the cashier and demanded money. Once he received money from the cashier, he ran into
a nearby mobile home park where his get-away driver, Anthony David Dongey, was
waiting on a motorcycle. Defendant secreted his clothes and the loaded firearm in the
bushes. As he and Dongey were exiting the mobile home park on the motorcycle, they
were stopped by police and arrested. Despite invoking his right to counsel pursuant to
Miranda v. Arizona (1966) 384 U.S. 436 (Miranda), defendant was questioned regarding
the location of the firearm and he disclosed where it was hidden.
Defendant was found guilty of robbery, being a felon in possession of a firearm,
and second degree burglary. Defendant makes the following claims on appeal:
1. The admission of his statement about the location of the firearm violated
his Fifth and Fourteenth Amendment rights since it was obtained in violation of Miranda
and Edwards v. Arizona (1981) 451 U.S. 477 (Edwards).
2. The evidence was insufficient to support the trial court’s findings that his
two prior first degree burglary convictions qualified as violent priors pursuant to Penal
Code section 667.5, subdivision (a).1
3. The trial court erred by sentencing him on one of the section 667.5,
subdivision (b) prior convictions.
1 All further statutory references are to the Penal Code unless otherwise
indicated.
2
We find merit in defendant’s argument that the People failed to prove that the two
prior convictions for first degree burglary qualified as violent felonies pursuant to section
667.5, subdivision (a). Additionally, we agree that he was improperly sentenced to a
consecutive one-year term for one of the 667.5, subdivision (b) prior convictions. We
will modify the sentenced accordingly. Otherwise, we affirm the judgment.
I
PROCEDURAL BACKGROUND
Defendant was found guilty by a Riverside County Superior Court jury of robbery
(§ 211) and the jury found true the allegations for this count that he personally used a
deadly and dangerous weapon, to wit, a firearm (§§ 12022, subd. (a), 12022.53, subd.
(b).) The jury also found defendant guilty of being a felon in possession of a firearm (§
29800, subd. (a)(1)) and second degree burglary (§ 459).
After waiving his right to a jury trial, and in a bifurcated court trial, the trial court
found that defendant had suffered three prior serious or violent felony convictions within
the meaning of section 667, subdivisions (c) and (e)(1). In addition, the trial court found
true the allegations that he had served five prior prison terms, three of which were for
committing violent felonies, within the meaning of section 667.5, subdivisions (a) and
(b).
The trial court sentenced defendant to 25 years to life for the robbery, plus 10
years for the personal use of a firearm for that count. In addition, for the prior prison
terms, he was sentenced to an additional 11 years on all five prior prison term
3
enhancements. He received a total determinate sentence of 21 years, plus 25 years to life
in state prison. Defendant’s remaining sentence was stayed pursuant to section 654.
II
FACTUAL BACKGROUND2
On June 10, 2013, around 7:30 p.m., Jessie Macias was working as a cashier at the
Del Taco in Cathedral City. A man, whom she later identified as defendant, approached
the counter. He was wearing a motorcycle helmet. The visor of the helmet was down but
Macias could see his eyes and nose. Defendant pointed a gun at her and demanded
money. He asked for “twenties.” Macias opened the register and gave him money which
she estimated was about $100. Defendant exited the Del Taco, walked past the drive thru
and toward a wall that separated the Del Taco from an adjacent mobile home park.
Macias called the police once defendant left.
Cathedral City Police Officer Brian Barkley responded to the Del Taco within two
to three minutes. As he approached the Del Taco, he observed two persons on a
motorcycle exiting the mobile home park. Since Officer Barkley was aware that the
person who robbed the Del Taco had been wearing a motorcycle helmet, he advised
another responding officer, Officer Mark Robles, to pursue the motorcycle.
Officer Robles stopped the motorcycle. Anthony Dongey was driving the
motorcycle and defendant was on the back. Defendant was wearing a pair of Nike shoes.
2 The parties stipulated that defendant had suffered a prior felony conviction
for purposes of the felon in possession of a firearm charge.
4
Defendant did not have the firearm in his possession. Officer Barkley and several
other officers searched the mobile home park for the firearm for over one hour but it
could not be found. Dongey told Officer Barkley the location of the gun and clothes that
defendant had been wearing during the robbery. The officers found the clothes in some
bushes near a fence in the mobile home park but they could not find the gun. Officer
Barkley asked defendant where the gun was located. Defendant told them that the gun,
his shirt, and pants were all in the same location. Another officer went back to look for
the gun. The firearm was found at around 2:00 a.m. where the clothes had been found.
Shoe imprints were taken from the dirt near the wall separating the Del Taco and
the mobile home park. The imprints matched the soles of defendant’s Nike shoes.
Dongey was interviewed after he was arrested. Dongey told the officers that
defendant suggested they go to the Del Taco because he wanted to rob it. Dongey
claimed he did not want to do it but defendant told him he had to drive the motorcycle.
They drove into the mobile home park and defendant walked off with a gun in his
waistband. When he came back, defendant discarded the firearm and his clothes.3
Defendant presented no evidence on his behalf.
3 Dongey testified at trial but answered most of the questions posed to him
that he did not want to respond. He was in custody at the time he testified having pleaded
guilty to charges from his involvement in the instant robbery.
5
III
THE PUBLIC SAFETY EXCEPTION TO MIRANDA
Defendant contends his statement to Officer Barkley revealing where the firearm
had been hidden was erroneously admitted by the trial court because he had invoked his
Miranda rights prior to being questioned. The admission of the statement violated his
Fourteenth and Fifth Amendment rights.
A. Additional Factual Background
The People filed a pretrial brief seeking to admit defendant’s statement to Officer
Barkley as to the location of the discarded firearm. The People argued that the statement
made by defendant as to the location of the firearm he had used during the robbery and
that he had secreted in the bushes after invoking his Miranda right to speak with counsel,
was not barred because of the “public safety exception.”
At the hearing, the People argued that the statement was admissible because the
question by the officer to defendant was specifically for public safety reasons. The
officer was worried that a child or someone could pick up the gun. The People argued
under New York v. Quarles (1984) 467 U.S. 649 (Quarles) that if there is a public safety
need, it outweighs the prophylactic Miranda rule. The People sought to admit only one
statement that the officer asked where the firearm was located and defendant’s response.
Defendant’s counsel noted that the police report provided that defendant was
given his Miranda warnings and that he asked for an attorney. Defendant’s counsel
argued this was not a school or a park. It was a mobile home park and it was dark. The
area where the gun was located was in an obscure area. Furthermore, Dongey had
6
already told them where it was located, which was a remote area. There was no public
safety concern.
The People responded that a mobile home park could have children present.
Moreover, just because the firearm was hidden in the bushes, it did not mean it could not
be found by someone. The trial court allowed the statement.
B. Analysis
“Under Miranda and the long line of cases following it, a suspect cannot be
subjected to custodial interrogation unless there has been a knowing and intelligent
waiver of the rights to remain silent, to the presence of an attorney, and, if indigent, to the
appointment of counsel; and ‘police interrogation must cease once the defendant, by
words or conduct, demonstrates a desire to invoke his right to remain silent, or to consult
with an attorney.’ [Citations.]” (People v. Davis (2009) 46 Cal. 4th 539, 585 (Davis)).
“On review of a trial court’s decision on a Miranda issue, we accept the trial court’s
determination of disputed facts if supported by substantial evidence, but we
independently decide whether the challenged statements were obtained in violation of
Miranda. [Citations.].” (Davis, at p. 586.)
“Generally, statements elicited in violation of these Miranda principles may not be
used against the defendant at trial [citation] . . .” (People v. Andreasen (2013) 214
Cal. App. 4th 70, 86.) There is no dispute in this case that defendant was properly
Mirandized and that he invoked his right to counsel. After invoking his right to counsel,
Officer Barkley questioned him as to the location of the firearm.
7
The high court in Quarles, supra, 467 U.S. 649, carved out a “public safety
exception” to the requisite Miranda warnings. In Quarles, the victim approached police
officers on patrol, told them she had just been raped, described the assailant, and said he
was in a nearby store with a gun. An officer entered the store, saw the defendant, and
arrested him. Defendant was wearing a gun holster but it was empty. The officer asked
the defendant where the gun was, and the defendant told him its location. After
retrieving the gun, the officers advised the defendant of his constitutional rights under
Miranda. (Quarles, at pp. 651-652.)
The high court held that the officer’s initial question to the defendant did not
violate Miranda because of the public safety exception to the requirement that Miranda
warnings be given before a suspect’s answers may be admitted into evidence. (Quarles,
467 U.S. at pp. 655-656.) As stated by the high court, “[T]he need for answers to
questions in a situation posing a threat to the public safety outweighs the need for the
prophylactic rule protecting the Fifth Amendment’s privilege against self-incrimination.”
(Quarles, supra, at p. 657.)
Here, Officer Barkley’s question to defendant concerning the location of the
discarded firearm was reasonably driven by a concern for public safety. It was clear that
defendant had used a firearm in the robbery at the Del Taco and it was no longer in his
possession. Dongey advised the officers that defendant hid the firearm with his clothes.
When the firearm could not be located with the clothes, defendant was asked where the
firearm was located. Until the firearm could be located it posed a threat to public safety.
It was not beyond reason that children or other persons could find the firearm despite
8
being hidden in the bushes. Officer Barkley was justified in asking defendant the
location of the firearm despite him invoking his right to counsel.
Defendant claims that the United States Supreme Court has not decided the issue
of whether the public safety exception is applicable when a defendant actually invokes
his Miranda rights. He cites to the decision in Edwards, supra, 451 U.S. 477, which has
stated that at any point during custodial interrogation a suspect requests counsel, “‘the
interrogation must cease until an attorney is present.’” (Id. at p. 482.) Defendant
recognizes that the California Supreme Court has found otherwise but raises the argument
in order to preserve his federal claim should the United States Supreme Court decide
otherwise.
In Davis, supra, 46 Cal. 4th 539, the defendant was investigated for the
disappearance of Polly Klaas. Defendant was arrested and given his Miranda warnings.
He invoked his right to counsel. Several days later, the police tried to persuade him to
disclose Polly’s whereabouts without counsel present. Defendant told the officer that
Polly was dead. (Davis, at pp. 590-591.) The trial court admitted the statement. Relying
on Edwards, the defendant argued on appeal that he could not be questioned without
counsel and that his statements could not be admitted against him. (Id. at pp. 590-591.)
The Davis court found the statements were admissible under the “rescue doctrine,”
despite the defendant invoking his right to counsel. The court also noted that the rescue
doctrine is analogous to the public safety exception. (Davis, at pp. 593-596.)
Based on the foregoing, the California Supreme Court has found that even if a
defendant has been Mirandized and invokes his right to counsel, the rescue doctrine is
9
still applicable. It follows that the public safety exception is still applicable as the danger
continues to exist. We are bound by this precedent. (Auto Equity Sales, Inc. v. Superior
Court (1962) 57 Cal. 2d 450, 455.)
Even if the statements made by defendant violated the principles of Miranda,
supra, 384 U.S. 436 or Edwards, supra, 451 U.S. 477, the error was harmless beyond a
reasonable doubt. (Chapman v. California (1967) 386 U.S. 18, 24; see also Davis, supra,
46 Cal.4th at p. 598.) Without defendant’s statement, the physical evidence still
established that defendant robbed the Del Taco while using a loaded firearm. Macias was
able to see part of defendant’s face and could identify him at the show up as the person
who robbed her at gunpoint. Further, defendant’s shoes matched the imprints in the dirt
between the Del Taco and the mobile home park. Finally, Dongey told the officers that
they went to the mobile home park so defendant could rob the Del Taco and that
defendant changed his clothes and secreted the gun in the mobile home park. The
evidence overwhelmingly pointed to defendant’s guilt and even if the statement had been
excluded, the result would be the same.
IV
SUFFICIENT EVIDENCE OF VIOLENT FELONY CONVICTIONS PURSUANT TO
SECTION 667.5, SUBDIVISION (a)
Defendant contends that the People failed to prove that two of the prior prison
term allegations found true against him pursuant to section 667.5, subdivision (a) were
violent felonies as required by the section.
10
A. Additional Factual Background
Defendant waived his right to a jury trial on the prior convictions. At the court
trial, the People introduced a section 969b packet showing the chronology of his prison
terms. The People also introduced exhibit 48 which was the certified prior record in
Riverside County Superior Court case Number ICR25361. This was to prove the offense
of first degree burglary under section 667.5, subdivision (a) and sections 667,
subdivisions (c) and (e)(1) and 1170.12, subdivision (c)(1). The People also introduced
exhibit 49 which was additional information as to the subsequent prison term served.
This included minute orders from defendant’s guilty plea to the charge of first degree
burglary and the felony complaint.
In addition, the People submitted exhibit 51 which was the certified record of Los
Angeles County Superior Court case Number A814976 for a second first degree burglary
offense under section 667.5, subdivision (a) and sections 667, subdivisions (c) and (e)(1)
and 1170.12, subdivision (c)(1).4 The record included the felony complaint, his guilty
plea to the charge on the felony complaint, and the abstract of judgment.
After reviewing the records, the trial court found three priors under sections 667,
subdivisions (c) and (e)(1) and 1170.12, subdivision (c)(1) true. The trial court then
stated, without discussion, “With respect to the three prior offenses alleged under 667.5,
subdivision (a), that are indicated as the first prior offense, second prior offense, and third
4 At the hearing, the People introduced other certified records, including
records for a third prior offense under section 667.5, subdivision (a) for robbery which
are not pertinent to this argument. Defendant’s counsel presented no argument or
evidence.
11
prior offense, I find those true beyond a reasonable doubt.” Defendant was sentenced to
three consecutive three year terms on the section 667.5, subdivision (a) prior prison term
convictions.
B. Analysis
“The state has the burden ‘to prove beyond a reasonable doubt those alleged prior
convictions challenged by a defendant.’ [Citation.] In reviewing the sufficiency of the
evidence of the prior convictions, we determine ‘“. . . whether a reasonable trier of fact
could have found that the prosecution sustained its burden of proof beyond a reasonable
doubt. In making this determination, [we] must consider the evidence in a light most
favorable to the judgment and presume the existence of every fact the trier could
reasonably deduce from the evidence in support of the judgment. The test is whether
substantial evidence supports the [conclusion of the [trier of fact]], not whether the
evidence proves guilt beyond a reasonable doubt.”’ [Citations.]” (People. v. Jones
(1995) 37 Cal. App. 4th 1312, 1315; see also People v. Tenner (1993) 6 Cal. 4th 559, 566-
567.)
Section 667.5, subdivision (a) provides for an additional three-year prison term to
be served by a defendant for each prior prison term served where the prior offense was
one of various enumerated offenses. Those offenses include: “Any burglary of the first
degree, as defined in subdivision (a) of Section 460, wherein it is charged and proved that
another person, other than an accomplice, was present in the residence during the
commission of the burglary.” (§ 667.5, subd. (c)(21).) Accordingly, a first degree
12
burglary qualifies as a violent felony only if it is charged and proved that another person
was present in the residence during the commission of the burglary. (Ibid.)
“[I]n determining the nature of a prior conviction, the court may look to the entire
record of the conviction, ‘but no further.’ [Citation.]” (People v. Trujillo (2006) 40
Cal. 4th 165, 180.) “The ‘record of conviction’ includes the charging document and court
records reflecting defendant’s admission, no contest plea, or guilty plea.” (People v.
Gonzales (2005) 131 Cal. App. 4th 767, 773.) The evidence used to prove the nature of a
prior conviction must be both part of the record of conviction and admissible under the
rules of evidence or other statutory limitations. (People v. Lewis (1996) 44 Cal. App. 4th
845, 850-851.)
Respondent concedes that the People did not plead or prove that in case Number
ICR25361 defendant committed a first degree burglary while another person was present
as required by section 667.5, subdivision (a). On August 6, 1996, in case Number
ICR25361, defendant entered a plea of guilty to one felony count of first degree burglary
as alleged in the felony complaint. The record of conviction for case Number ICR25361
shows in the felony complaint that the first degree burglary was charged as follows:
“That the above named defendant committed a violation of Section 459 of the Penal
Code, a felony, in that on or about July 20, 1996, in the County of Riverside, State of
California, he did willfully and unlawfully enter a certain building, to wit, an inhabited
dwelling house, located at 32-505 Candlewood Dr., #115, Cathedral City, California,
with intent to commit theft and a felony.” Defendant pleaded guilty to the charge. There
is no indication from the plea or the charging document that a person was present. As
13
such, the section 667.5, subdivision (a) finding was not supported by the evidence and
must be reversed.
As for the prior first degree burglary offense for case Number A814976,
Respondent argues that it was pled and proven that a person was present during the
robbery. According to the submitted documentation, the felony complaint alleged as
follows: “On or between October 16, 1986 and October 17, 1986, in the County of Los
Angeles, the crime of RESIDENTIAL BURGLARY, in violation of PENAL CODE
SECTION 459, a Felony, was committed by ROBERT JAMES BRODERICK, who did
willfully and unlawfully enter an inhabited dwelling house, and trailer coach and
inhabited portion of a building, the residence of and occupied by Eric Tracy, with the
intent to commit larceny and any felony. It is further alleged that the above offense is a
serious felony within the meaning of Penal Code Section 1192.7(c)(18).” Defendant
entered a guilty plea to this count as it appeared in the complaint. The abstract of
judgment lists the crime as “Burg first degree.”
Respondent argues that the language “occupied by Eric Tracy” confirms that
Tracy was present during the burglary. We may well have agreed with Respondent’s
position had it not been for the fact that the information alleged the burglary was a
“serious,” not a violent, felony within the meaning of section 1192.7.5 Based on this
language, we cannot conclude that defendant pleaded to a violent felony under section
5 Section 1192.7, subdivision (c)(18) provides that “any burglary of the first
degree” is a serious felony.
14
667.5, subdivision (a). As such, the evidence that this prior conviction was a violent
felony under section 667.5, subdivision (a) was not supported by the evidence.
We will order that the two prior conviction enhancements for his prior first degree
burglary convictions found true pursuant to section 667.5, subdivision (a) be reversed.
V
ONE YEAR PRIOR UNDER SECTION 667.5, SUBDIVISION (b)
Defendant argues, and Respondent concedes, that this court should strike the one-
year sentence imposed for the section 667.5, subdivision (b) prior conviction
enhancement for Riverside County Superior Court case Number ICR18915 because he
did not serve a “separate prison term” in that case.
In the information for this case, defendant was charged with having suffered a
prior prison term for a violent offense, robbery, within the meaning of section 667.5,
subd. (a), on November 11, 1994 in Riverside County Superior Court case Number
ICR19813. He was also charged with having suffered a prior prison term for committing
grand theft within the meaning of section 667.5, subdivision (b) on November 22, 1994,
in Riverside County Superior Court case Number ICR18915.
At the trial on the prior conviction, the People admitted exhibit 50 which was a
certified record of the conviction in case Number ICR19813, which was the robbery prior
offense. According to the record of conviction, defendant was arraigned on a charge of
robbery on November 2, 1994. On November 22, 1994, he pleaded guilty to one count of
robbery. Defendant was sentenced to two years and the minute order included language
that “LOW TERM STIP CONCURRENT W/ICR18915.”
15
In addition, the People introduced the record of conviction (exhibit 55) for case
Number ICR18915 which was the conviction for grand theft. According to the minute
order, he was arraigned on November 2, 1994. On November 22, 1994, he pleaded guilty
and was sentenced to two years.
He was sentenced to an additional one year on the section 667.5, subdivision (b)
prior for case Number ICR18915 and three years for the section 667.5, subdivision (a)
prior for case Number ICR19813.
Both subdivisions (a) and (b) of Section 667.5 require that the prior offense
involve a “separate prison term” be served for a felony in order to qualify under those
subdivisions. Based on this language that a “separate” prison term must be served, when
only one prison term is served for two convictions, only one enhancement may be
imposed as a prior prison term under section 667.5. (People v. Torres (2011) 198
Cal. App. 4th 1131, 1151.)
Defendant could only be sentenced on the section 667.5, subdivision (a)
enhancement for case Number ICR19813. We will modify the sentence by striking the
section 667.5, subdivision (b) enhancement for case Number ICR18915.
VI
DISPOSITION
We modify the sentence to strike the two enhancements imposed pursuant to
section 667.5, subdivision (a) for the prior offenses in case Numbers A814976 and
ICR25361. This will reduce his determinate sentence by six years. In addition, we strike
the enhancement imposed pursuant to section 667.5, subdivision (b) for case Number
16
ICR18915. This will reduce his determinate sentence by one year. The trial court is
directed to prepare an amended abstract of judgment reflecting this modification and
forward it to the Department of Corrections and Rehabilitation. In all other respects, the
judgment is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
McKINSTER
J.
We concur:
RAMIREZ
P. J.
MILLER
J.
17