People v. Sipes CA5 ( 2022 )

Filed 2/4/22 P. v. Sipes CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F081591
Plaintiff and Respondent,
(Super. Ct. No. F17902405)
v.
JEFFREY TODD SIPES, OPINION
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Fresno County. Gary D. Hoff,
Judge.
Patricia L. Brisbois, under appointment by the Court of Appeal, for Defendant and
Appellant.
Matthew Rodriquez, Acting Attorney General, Lance E. Winters, Chief Assistant
Attorney General, Michael P. Farrell, Assistant Attorney General, Carlos A. Martinez and
Catherine Tennant Nieto, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
INTRODUCTION
Defendant Jeffrey Todd Sipes appeals his convictions for various child
molestation offenses against Jane Doe in the years between 1991 and 1997, and seeks
review of issues pertaining to two counts of child pornography possession to which he
pleaded no contest prior to trial.
Following a bench trial, defendant was convicted of nonforcible lewd or lascivious
acts against a child under the age of 14 years (Pen. Code, § 288, subd. (a) (section 288(a)
or § 288(a)); count 4);1 forcible lewd or lascivious acts against a child under the age of 14
years (§ 288, subd. (b); count 3); forcible rape (§ 261, subd. (a)(2); count 5); and sexual
penetration of a minor 14 years of age or older (§ 289, subd. (a); count 9). Prior to the
trial, defendant pleaded no contest to possession of child pornography (§ 311.11,
subd. (a) (section 311.11(a) or § 311.11(a)); count 1), and to possession of child
pornography with aggravating circumstances (§ 311.11, subd. (c)(1) (section 311.11(c)(1)
or § 311.11(c)(1)); count 2). 2
At sentencing, the trial court imposed fully consecutive six-year middle terms for
each conviction under counts 3, 4, 5 and 9 (§§ 261, subd. (a)(2), 264, 288(a) & (b), 289,
subd. (a), 667.6, subd. (d)); a consecutive eight months (one-third of the two-year middle
term) for count 2 (§ 311.11(c)(1)); and a concurrent term of two years for count 1
(§ 311.11(a)). Thus, the aggregate term imposed was 24 years 8 months.3
1 All further statutory offenses are to the Penal Code unless otherwise indicated.
2 Counts 6, 7 and 8 were dismissed during the trial.
3 The sentencing triads under section 288, subdivision (b), and section 289, subdivision (a),
were amended after the offenses were committed. (See Stats. 2010 (Assem. Bill No. 1844)
ch. 219, § 7 [increasing § 288, subd. (b), triad to “5, 8 or 10 years”], § 9 [amending § 289,
subd. (a), to include subparagraph (C) and providing for a sentencing triad of “6, 8, or
10 years”].) At the time the offenses were committed, the applicable version of these statutes
provided for a middle term of six years.
2.
On appeal, defendant argues the independent evidence purportedly corroborating
Jane Doe’s allegations was not substantial evidence, the statute of limitations for the
molestation offenses should not have been tolled, and those counts (counts 3, 4, 5 and 9)
must be reversed. For the reasons discussed below, we conclude the independent
evidence the trial court found corroborated Jane Doe’s allegations clearly and
convincingly constituted substantial evidence to support the corroboration requirement
under section 803, subdivision (f)(2)(C) (section 803(f)(2)(C) or § 803(f)(2)(C)).
With respect to counts 1 and 2 to which he pled no contest, defendant contends
separate convictions under section 311.11(a) and (c)(1) are legally impermissible because
section 311.11(c)(1) does not state a substantive offense—it is an alternate penalty
provision. As such, defendant argues he should not have been charged or convicted of a
separate, substantive offense under section 311.11(c)(1). We conclude defendant’s
failure to obtain a certificate of probable cause under section 1237.5 precludes assertion
of this claim on appeal because it implicates the validity of his no contest plea to count 2
under section 311.11(c)(1). For the same reason, defendant’s alternative and related
ineffective assistance of counsel claim is also not cognizable on appeal.
For the reasons discussed below, the judgment is affirmed.
BACKGROUND
Upon receiving a tip from Google, processed through the National Center for
Missing and Exploited Children, law enforcement officers with the Central California
Internet Crimes Against Children (ICAC) task force linked defendant to potential
possession of child pornography. The task force, which included, among others, Fresno
Police Officer David Wilkin and Fresno County Sherriff’s Deputy Kenneth Kalar,
executed a search warrant at defendant’s residence on April 17, 2017.
Discovered among defendant’s various electronic devices in his home were 298
images depicting child pornography, 32 videos containing child pornography, and over
3.
400 photographs of young female children taken either from defendant’s residence or in
and around a Walmart store.
Officer Wilkin and a second detective interviewed defendant during the search of
his residence, after which defendant was arrested. During the interview, defendant
admitted to officers he had a sexual interest in viewing the child pornography. After the
interview, Wilkin made attempts to contact defendant’s daughter, who was a minor, to
determine whether defendant had committed any contact sex offenses against her. In
doing so, Wilkin telephoned defendant’s former wife, Karen, whom Wilkin thought was
the mother of defendant’s minor child.
Karen explained to Wilkin that her daughter, Jane Doe, was not defendant’s child;
she was not defendant’s ex-wife with whom defendant shared a child. Jane Doe was born
in 1981 and had lived with Karen and defendant while they were a couple. Through
Karen, Wilkin was put in touch with Jane Doe, and he interviewed Jane Doe in April
2017. Jane told Wilkin she remembered several instances when defendant had molested
her as a child.
Defendant was ultimately charged with two counts of child pornography
possession under section 311.11(a) and (c)(1), and seven additional sex offenses. Prior to
trial, defendant pleaded no contest to the two child pornography possession counts, and
the remaining sex offense charges were tried without a jury.
Details about the child pornography offenses were admitted at trial under
Evidence Code section 1108 as evidence of defendant’s propensity to commit the earlier
sex offenses against Jane and to corroborate Jane’s allegations of abuse under
section 803, subdivision (f) (section 803(f)). The trial exhibits included 12 of the 298
images depicting child pornography; 12 of the 32 videos depicting child pornography; six
images of small female children photographed from a school bus, 21 images of child
“erotica” that appeared to be taken at a retail store, and various images taken from inside
defendant’s residence of children outside the residence. The child pornography images
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and video exclusively portrayed minor, female subjects most of whom were
prepubescent. The ages of female children on the video exhibits ranged from
approximately six years old to 10 years old, and several videos depicted the vaginal
penetration of the victims by an adult male penis and showed the victims orally
copulating a male penis.
According to Jane Doe, she lived with her mother and defendant from the time she
was four or five years old until she was 16 years old, at which time her mother and
defendant separated and subsequently divorced. While the three of them lived together,
no one else lived with them; but they moved frequently. Jane Doe described several
times when defendant was physically abusive. When she was eight or nine years old, he
hit her in the face; he would often spank her with wire or plastic hangers or a belt. The
belt left marks on the back of her legs, and she remembered welts and bruises. She
remembered being very scared of defendant during her childhood, and she saw him hit
her mom on at least two occasions that she could remember.
When she was four or five years old, defendant came into her bedroom and began
touching her leg and her butt. Her next memories of sexual abuse related to when she
was in the fourth grade and about 10 or 11 years old; they were living at an apartment on
Villa Avenue. During one occasion, she was asleep in her room at night when defendant
woke her up by pulling down the pajama pants Jane was wearing. He touched her vagina
for a bit, and then he left her room. This happened several times when she was in fourth
grade through seventh grade, and it seemed like more abuse occurred each time—at first,
he would just touch her vagina, but on subsequent occasions he inserted his fingers. She
remembered a separate incident while living at that apartment when defendant checked
her head for lice while he was standing naked in front of her.
When she was about 13 years old, defendant started putting his mouth on her
vagina after the family moved from the Villa Avenue apartment to a house. This
occurred while she was sleeping, and she was awakened by him placing his mouth on
5.
her. On these occasions, she had been sleeping on her side and her pajama bottoms had
been pulled down. When she was 15 years old, she remembered an episode where he put
his penis on her vagina and then partially inserted it. That too began while she was
sleeping, and she awoke to find defendant touching her vagina. He penetrated her vagina
with his penis on more than one occasion, but not more than five times. She also recalled
him putting his fingers inside her vagina when she was 15 years old, but she could not
recall if this was separate from the time when he inserted his penis partially into her
vagina. She could not recall how many times defendant came into her room while she
was sleeping and sexually assaulted her—it was more than 10 times—but she specifically
recalled four instances.
Jane never told her mother what defendant was doing. She remembered a
disturbance between her mother and defendant at one point in her childhood, but she did
not recall her mother ever kicking defendant out of the home or that defendant had ever
come into her room naked. She could not recall whether defendant was naked when he
molested her.
According to Karen, Jane’s mother, Karen and defendant started dating in 1982 or
1983, they were married in 1988, and their divorce became final in 1999. Defendant was
physically abusive with Karen and her daughter during the time they all lived together.
She recalled him hitting Jane on the legs and butt with a belt.
Defendant would frequently stay up late after Karen and Jane had gone to bed.
During one night when Jane was about 11 or 12 years old, from her bedroom Karen heard
defendant in the bathroom, she thought he was “getting stoned,” and then she saw him
peeking into Jane’s room—defendant was naked. She saw him walk into Jane’s room, so
she got up and followed him. Jane appeared to be asleep, but defendant was touching
Jane’s arm and saying something Karen could not hear. When Karen started asking
defendant what he was doing, he jerked around and said Jane was having a bad dream.
Karen accused defendant of touching Jane, they got into a huge fight, and she kicked
6.
defendant out of the house. Someone in the apartment complex called the police—it was
not Karen—and two police officers came to the apartment. She told the officers she and
defendant had had a fight and defendant had left, but she did not tell them anything about
seeing defendant naked in Jane’s bedroom—she was too embarrassed. He was probably
gone from the apartment for about two weeks. Defendant convinced her that he had done
nothing wrong; she had no money, so she continued the relationship with defendant.
Karen and Jane’s paternal grandmother were involved in a custody dispute
regarding Jane when Jane was young. Jane’s grandmother had some weekend custody,
and Karen could recall being accused by the grandmother of abuse, and Child Protective
Services would show up at Karen’s house frequently. Karen remembered telling Wilkin
about prior allegations of sex abuse made against family members. She told Wilkin that
defendant had accused someone of placing a foreign object in Jane Doe’s vagina—he
was blaming Jane’s grandmother or her cousin. She never heard Jane complain about
being molested by her grandmother or her grandmother’s boyfriend, Carl.
Jane herself could not recall abuse by Carl, nor could she remember talking to her
paternal grandmother about anything related to abuse. 4
Defendant’s biological daughter testified on his behalf. She had regularly stayed
with defendant two or three weekends per month until he was arrested in 2017; he had a
reputation for honesty, and he was never physically violent or abusive. Defendant’s
mother and sister also testified on his behalf.
Defense expert Dr. Richard Blak met with defendant and evaluated his mental
state related to the sexual offenses alleged; he reviewed case-specific material, including
4 After Jane Doe’s trial testimony, the prosecutor moved to dismiss counts 6, 7, and 8
based on insufficiency of evidence, which the court granted. The prosecutor also moved to
amend the second amended information as follows: on count 3, the prosecutor requested to
amend the date range alleged from “January 20, 1991[,] through January 19, 1992” to read
“January 20[,] 1991, through January 19, 1994”; on count 5, the prosecutor sought to delete the
words “for the first time” alleged at the very end of the count. Over defense counsel’s objection,
the court granted these amendments.
7.
defendant’s police interview. He opined defendant has a “pedophilia orientation or a
tendency to engage in pedophilic behavior.”
Defendant testified on his own behalf. He confirmed he had started dating Jane’s
mother in 1983 when Jane was about two years old. He took on the role of her father,
and was involved in her upbringing until she was 14 or 15 years old. He and Karen
stopped dating before Jane graduated from high school. Karen invited defendant to
Jane’s high school graduation, which he attended.
He recalled Karen was involved in custody disputes with Jane’s grandmother, and
the grandmother obtained visiting rights every other weekend. He testified Karen told
him on one occasion that Jane’s grandmother used a shampoo bottle on Jane’s private
parts, and he advised her to report it to the police, which she did. Jane told police that her
grandmother’s boyfriend, Carl, had placed his finger in her vagina. The visitation with
the grandmother stopped for a while, but then resumed.
Defendant denied ever being nude in Jane’s room. He acknowledged he had
disciplined Jane at times, but he never instigated any corporal punishment. He and Karen
broke up and separated several times. He denied ever abusing Karen or Jane physically,
although he acknowledged name-calling and instances of pushing and shoving occurred.
Defendant explained he was a school bus driver from approximately 1998 until
2017, when he was arrested. He had taken photos of young girls on a number of
occasions when the children would go on field trips and the kids would pose for pictures.
He also took pictures from the inside of his home, but some photos were also taken by his
daughter or her friends. He admitted taking some of the photos in public, perhaps in a
grocery store.
While he acknowledged there were a lot of pictures of young girls engaged in sex
acts on his computers, he never masturbated to the images. He believed he developed a
sickness as it relates to viewing and watching those images, but he denied having a sexual
interest in children. Although he had accessed the pornography on his computer since
8.
about 2012 or 2013, he reiterated he had no sexual attraction to children—he could not
explain why he looked at the pornography. He was not being truthful with Officer
Wilkin during the interview—he did not get aroused while viewing child pornography.
After the close of evidence and counsel’s closing arguments, the court found
defendant guilty of the remaining sex offense counts 3 (§ 288, subd. (b)), 4 (§ 288(a)),
5 (§ 261, subd. (a)(2)), and 9 (§ 289, subd. (a)). Defendant was sentenced to an aggregate
term of 24 years 8 months.
DISCUSSION
I. Corroborating Evidence Was Sufficient to Support Tolling
Pursuant to section 800, the applicable statute of limitations for each of the sex
offenses alleged in counts 3, 4, 5 and 9 was six years. 5 Counts 3, 4, 5, and 9 were alleged
to have occurred between 1991 and 1997, but the original felony complaint was not filed
until April 21, 2017.
A. Background
The prosecution alleged the statute of limitations period was tolled under
section 803(f). The second amended information alleged Jane was under the age of
18 years at the time of the offenses, she reported the offenses on April 18, 2017 (after she
was 21 years old), and the criminal complaint was filed within one year of that date. The
information also alleged independent evidence corroborated Jane’s allegations:
(1) Jane’s mother witnessed defendant in the vicinity of Jane’s room completely naked;
and (2) defendant possessed child pornography in violation of section 311.11.
Prior to trial, defendant pleaded no contest to the two child pornography offenses
under section 311.11. Details about those convictions, including the nature and amount
5 Pursuant to section 800, “[e]xcept as provided in Section 799, prosecution for an offense
punishable by imprisonment in the state prison for eight years or more or by imprisonment
pursuant to subdivision (h) of Section 1170 for eight years or more shall be commenced within
six years after the commission of the offense.”
9.
of that pornography, were admitted under Evidence Code section 1108 as evidence of
defendant’s propensity to commit the earlier sex offenses and as evidence relevant to
corroborate Jane’s allegations under section 803(f)(2)(C). 6
Following the bench trial, the court made the following findings: (1) Jane Doe
was under the age of 18 years as it relates to counts 3, 4, 5, and 9; (2) Jane Doe first
reported those sexual assault allegations to law enforcement on April 18, 2017; (3) a
criminal complaint regarding those allegations was filed within one year of that report;
and (4) each of the acts described in counts 3, 4, 5 and 9 involved substantial sexual
conduct as defined in section 1203.066, subdivision (b).
As for the corroborating evidence requirement under section 803(f)(2)(C), the
court found the prosecution satisfied its burden of proof. Specifically, the court
concluded there was clear and convincing independent corroboration of Jane’s
allegations. The court found Karen’s testimony about defendant being naked in Jane’s
bedroom on one occasion corroborated Jane’s allegations of molestation; and defendant’s
subsequent possession of child pornography corroborated Jane’s allegations in that it
established defendant’s later interest in prepubescent female children, and the acts
depicted in that pornography corresponded to the acts alleged by Jane.
6 Pursuant to Evidence Code section 1108, subdivision (a), “[i]n a criminal action in which
the defendant is accused of a sexual offense, evidence of the defendant’s commission of another
sexual offense or offenses is not made inadmissible by [Evidence Code] Section 1101, if the
evidence is not inadmissible pursuant to [Evidence Code] Section 352.” A sexual offense within
the meaning of Evidence Code section 1108, subdivision (a), includes any conduct proscribed by
Penal Code section 311.11, among other statutes. Notably, the plain language of Evidence Code
section 1108 “does not limit evidence of uncharged sexual offenses to those committed prior to
the charged offense.” (People v. Medina (2003) 114 Cal.App.4th 897, 902.) Because Evidence
Code section 1108 broadly refers to the “commission of another sexual offense,” this “strongly
suggests that evidence of an uncharged sexual offense committed after the charged offense is
within the scope of [Evidence Code] section 1108.” (People v. Medina, supra, at p. 902; see
People v. Cordova (2015) 62 Cal.4th 104, 133 [“evidence of subsequent crimes may bear on a
defendant’s character at the time of the charged offense”].)
10.
On appeal, defendant argues Karen’s testimony and the subsequent child
pornography possession evidence was insufficient to clearly and convincingly
corroborate Jane’s allegations; the statute of limitations, therefore, could not be tolled
under section 803(f), and counts 3, 4, 5 and 9 must be reversed as time barred.
B. Corroboration Requirement Supported by Substantial Evidence
1. Section 803
If a pleading is barred by the applicable statute of limitations, the prosecution must
allege facts that toll the limitation period. (People v. Crosby (1962) 58 Cal.2d 713, 724.)
Pursuant to section 803(f), an expired statute of limitations period may be tolled under
particular circumstances. A criminal complaint may be filed within one year of a police
report for certain sexual offenses, such as violations of section 288, 261, and 289, which
are at issue here, that were committed against victims when they were less than 18 years
old. (§ 803, subd. (f)(1).) For tolling to apply under these circumstances, the following
criteria must be established: (1) the limitations period specified in sections 800, 801, or
801.1, whichever is later, has expired (§ 803, subd. (f)(2)(A)); (2) the crime involved
substantial sexual conduct as described in section 1203.066, subdivision (b), excluding
masturbation that is not mutual (§ 803, subd. (f)(2)(B)); and (3) there is independent
evidence that corroborates the victim’s allegations (§ 803(f)(2)(C)).
If the victim is 21 years of age or older at the time of the report,
section 803(f)(2)(C) states that “the independent evidence shall clearly and convincingly
corroborate the victim’s allegation.” Further, “[e]vidence shall not be used to corroborate
the victim’s allegation if that evidence would otherwise be inadmissible during trial”
(§ 803, subd. (f)(3)), and “[i]ndependent evidence excludes the opinions of mental health
professionals” (ibid.).
11.
2. Standard of Review
“When a defendant argues on appeal that there was no independent evidence
clearly and convincingly corroborating the victim’s allegation, [the reviewing court’s]
task is to determine whether there is substantial evidence corroborating the allegations.
[Citation.] ‘[T]he corroboration does not have to corroborate each allegation in the
criminal pleading, only the “victim’s allegation.” (§ 803, subd. [(f)](2)(B).) … Further,
the corroboration does not have to be sufficient to support a conviction.’” (People v.
Smith (2011) 198 Cal.App.4th 415, 427–428, citing & quoting People v. Ruiloba (2005)
131 Cal.App.4th 674, 681, 683 (Ruiloba).)
To determine whether the record shows substantial evidence, “we apply the
normal substantial evidence standard of review, regardless of the burden of proof in the
trial court.” (Ruiloba, supra, 131 Cal.App.4th at p. 682.) Under this standard, the
evidence must be viewed in the light most favorable to the factfinder’s findings. (Ibid.)
3. Analysis
Defendant argues that, even crediting Karen’s testimony that she found him naked
in Jane’s room on a single occasion, that fact is not sufficient to corroborate Jane’s
allegations because there was no evidence defendant harbored any lewd intent during that
episode. Defendant contends the fact that he was naked, by itself does not support such
an inference, and there was no evidence he had an erection or was touching Jane in a
sexual manner. Rather, defendant maintains, the incident described by Karen is
“completely consistent” with the normal concern a parent would have upon hearing a
child and checking whether that child needed comforting.
Karen’s testimony about defendant’s naked appearance in Jane’s bedroom when
Jane was 10 or 11 years old significantly corresponds to Jane’s allegations about how
defendant abused her. Jane testified that when defendant sexually assaulted her, he
would come into her room at night, and she would be awoken by him touching her. Jane
had specific recollections of this occurring when she was 10 or 11 years old, while the
12.
family was living in the Villa Avenue apartment building. That Karen saw defendant,
while they were living in the Villa Avenue apartment building, naked inside Jane’s room
in the middle of the night touching Jane’s arm was fully consistent with how, where, and
when Jane described defendant’s abuse occurring.
Moreover, defendant’s nudity on that occasion permitted a reasonable inference he
harbored a lewd intent—particularly given Jane’s age and the circumstances. Defendant
was not merely walking around his home naked at night, as he suggests; rather, he was
naked inside the bedroom of his pre-teen stepdaughter. A trier of fact could reasonably
infer that, absent some dire emergency that precluded the opportunity to don any kind of
clothing (of which there was no evidence), there would be no reason for defendant to be
inside Jane’s bedroom naked and touching her arm other than for a lewd intent.
The evidence of defendant’s child pornography possession only strengthened the
inference of lewd intent in the bedroom incident Karen witnessed, and it further
corroborated Jane’s allegations. Evidence of sexual misconduct admissible under
Evidence Code section 1108 may be used to corroborate a victim’s allegation and thereby
satisfy section 803(f). (Ruiloba, supra, 131 Cal.App.4th at p. 682.) “‘[T]he precise
probative value to be accorded this evidence will depend on various considerations, such
as the frequency of the [other] acts and their similarity and temporal proximity to the
charged acts.’” (Ibid, quoting People v. Yovanov (1999) 69 Cal.App.4th 392, 404.)
Corroboration of the “victim’s allegation” under section 803(f) to toll the statute of
limitations “can, and often does, consist of a description of multiple instances of abuse,
often spread over years of time in the case of resident child molesters .… To the extent
an uncharged act shows a defendant’s propensity to commit sexual offenses against a
child, that can corroborate all of the charged offenses even if it does not particularly
corroborate any specific offense.” (Ruiloba, supra, 131 Cal.App.4th at p. 683.)
“Evidence of a person’s propensity to do what the victim has alleged corroborates the
victim’s allegation.” (Ibid., citing People v. Mabini (2001) 92 Cal.App.4th 654, 659.)
13.
Defendant claims the child pornography possession offenses are too temporally
attenuated and substantively different from the molestation offenses to constitute clear
and convincing independent corroboration. Defendant points out the sex offenses
occurred more than 20 years before the child pornography offenses, and he argues child
pornography possession is not sufficiently similar to the child molestation offenses to
show any type of propensity or corroborative link.
Child pornography is defined broadly under section 311.11(a) as any type of
information, data or image that depicts a person under the age of 18 years old engaging in
or simulating “sexual conduct” as that term is defined in section 311.4, subdivision (d).
(§ 311.11(a).) Material covered under that umbrella would include images or video of
two 17-year-old teenagers engaged in intercourse to toddlers engaged in sexual
intercourse with adults. All child pornography uniformly victimizes the minor or minors
involved—and often does so repeatedly, given vast proliferation of such materials via the
internet. Yet, not all child pornography encompassed by section 311.11(a)’s definition
involves an adult male lewdly and sexually touching, penetrating and orally copulating
(or being copulated by) a female child under the age of 15 years—which is much of the
child pornography defendant possessed. It was not just the fact of defendant’s conviction
for child pornography possession the factfinder had available to consider as corroborating
evidence–there was significant evidence of the amount and nature of the child
pornography defendant possessed.
The child pornography defendant possessed mirrored the types of offenses Jane
alleged defendant committed against her. Defendant possessed child pornography that
exclusively depicted female children under the age of 15 years, and many of the admitted
images and videos depicted female children ages six to nine years old, either being
vaginally penetrated by an adult male penis or the female child was orally copulating an
adult male penis. Jane described instances of defendant placing his fingers inside her
vagina, rubbing his penis on her vagina and inserting it, and orally copulating her, all
14.
when she was between the ages of 10 and 15 years old. The child pornography defendant
possessed was highly consistent with the sex offenses against Jane in terms of the age and
gender of the victims, the age (adult) and gender of the perpetrators (male), and the types
of acts committed—vaginal penetration and oral copulation.
Due to these significant parallels, the child pornography possession offenses had
strong corroborative value with respect to Jane’s allegations. Defendant’s reliance on
People v. Earle (2009) 172 Cal.App.4th 372 does not persuade us differently. There, the
court concluded a misdemeanor indecent exposure charge could not rationally support an
inference the defendant had a propensity to commit a subsequent sexual assault. (Id. at
pp. 396–400.) The court reasoned the two sex acts were different, and the “propensity to
commit one kind of act cannot be supposed, without further evidentiary foundation, to
demonstrate a propensity to commit a different act.” (Id. at p. 399.)
Unlike the differences between indecent exposure and sexual assault at issue in
People v. Earle, there is a recognized nexus between pedophilia and child pornography.
(See People v. Memro (1995) 11 Cal.4th 786, 864–865 [possession of child pornography
evidence of the defendant’s intent to molest young boys], overruled on a different ground
in People v. Gaines (2009) 46 Cal.4th 172, 181, fn. 2; see also United States v. Brand (2d
Cir. 2006) 467 F.3d 179, 201 [“Both Congress and at least one other court have
concluded that possession of child pornography signals the abnormal sexual attraction to
children underlying a person’s motivation to commit sexual crimes against children.”],
abrogated on another ground by United States v. Cabrera (2021) 13 F.4th 140, 147.)
Beyond defendant’s admission to police officers, the child pornography affirmed
defendant’s sexual interest in children. (See, e.g., United States v. Bentley (N.D.Iowa
2007) 475 F.Supp.2d 852, 858 [difference between prior sexual assaults of children and
current prosecution for possessing child pornography “are not as great as they might
seem at first glance” because “[t]he child pornographer, like the child rapist, displays a
sexual interest in children”].) That fact is relevant to the allegation that he sexually
15.
abused a child. Moreover, the pornography established defendant had sexual interest in
watching adult men sexually abuse young female children in the same way Jane alleged
defendant abused her. Defendant’s sexual interest in those particular acts with victims of
that particular age and gender is relevant to showing a propensity to have engaged in
those acts with Jane when she was a child, and is substantial evidence corroborating
Jane’s allegations.
Defendant argues that while courts have found a nexus between the possession of
child pornography and child molestation, such as in People v. Memro, supra, 11 Cal.4th
at pages 864 to 865, that conclusion was reached in the context of those offenses
occurring simultaneously or in close temporal proximity—which is not the case here. We
acknowledge there was a significant time gap between the date of the sex offenses against
Jane occurring between 1991 and 1997 and the child pornography offenses in 2017, but
this does not vitiate the corroborating value of the child pornography possession offense
evidence in this case.
As the People point out, section 803(f) places no time limits on the independent
evidence to corroborate a victim’s allegation for purposes of tolling. In the context of
propensity evidence under Evidence Code section 1108, courts have frequently
concluded any temporal remoteness of the propensity evidence does not obviate its
relevance. (See People v. Frazier (2001) 89 Cal.App.4th 30, 41 [uncharged offenses 15
to 16 years earlier did not make those offenses irrelevant]; see also People v. Cordova,
supra, 62 Cal.4th at p. 133 [affirming admissibility of subsequent sex offense convictions
under Evid. Code, §§ 352 and 1108, and reasoning “[t]he fact that [the] defendant
committed two sex offenses against young children after the crime in this case permits
the logical conclusion that [the] defendant had a propensity to commit sex offenses
against young children earlier in his life, even if years separated the crimes” (italics
added)].) Defendant acknowledges courts have observed that significant similarities
between past and current offenses may balance out or offset any temporal remoteness
16.
when considering admissibility under Evidence Code sections 352 and 1108. (See
People v. Branch (2001) 91 Cal.App.4th 274, 285.) Likewise, the significant similarity
between the nature of the child pornography defendant possessed and Jane’s allegations
had strong corroborative value and ameliorated the time gap between Jane’s molestation
allegations and the possession offenses.
Finally, the child pornography defendant possessed included 32 videos and nearly
300 photo images. He had been accessing and viewing child pornography for about five
years before his arrest. The amount of pornography possessed and the years he accessed
it support a reasonable inference defendant’s sexual interest in young female children,
which extended to sexual intercourse and penetration of young girls by adult men, was
significant and long-standing. Under these collective circumstances, the child
pornography offenses constitute substantial evidence that is relevant, probative and
corroborative of Jane’s allegations.
Viewing the evidence in the light most favorable to the judgment, as we are
required to do (Ruiloba, supra, 131 Cal.App.4th at p. 682), Karen’s testimony and the
child pornography possession evidence together constituted substantial evidence to
corroborate Jane’s allegations. A rational trier of fact could conclude the prosecution met
its burden of presenting substantial evidence that “clearly and convincingly” corroborated
Jane’s allegations (§ 803(f)(2)(C)).
II. Child Pornography Possession Offenses Under Section 311.11
A. Background
As noted, defendant pleaded no contest to counts 1 and 2 for possession of child
pornography under section 311.11(a) and (c)(1), respectively. The record suggests this
was not a negotiated disposition, but rather an open plea. The plea form indicates
defendant was advised and acknowledged the maximum sentence that could be imposed
for the two offenses was a prison term of five years, which the trial court reiterated
during the plea colloquy.
17.
Following trial, the court sentenced defendant on the convictions arising from trial
and the two counts of child pornography possession to which defendant had pleaded no
contest. Thereafter, defendant filed a notice of appeal, but he did not seek or obtain a
certificate of probable cause regarding his no contest plea to counts 1 and 2.
Defendant argues section 311.11(c)(1), for which he was convicted under count 2,
is an alternate penalty provision, not a substantive offense. He maintains only one
conviction for child pornography was lawful, and he should have been sentenced under
the alternate penalty provision for the single conviction.
B. Certificate of Probable Cause
“The right to appeal is statutory only, and a party may not appeal a trial court’s
judgment, order or ruling unless such is expressly made appealable by statute.” (People
v. Loper (2015) 60 Cal.4th 1155, 1159; accord, People v. Arriaga (2014) 58 Cal.4th 950,
958; People v. Totari (2002) 28 Cal.4th 876, 881.) “In general, [however,] a defendant
may appeal from a final judgment of conviction, unless otherwise limited by
sections 1237.1 and 1237.5.” (People v. Maultsby (2012) 53 Cal.4th 296, 298–299, citing
§ 1237 & Cal. Rules of Court, rule 8.304(b) (Maultsby).)
“Section 1237.5, which is at issue here, provides in full: ‘No appeal shall be taken
by the defendant from a judgment of conviction upon a plea of guilty or nolo contendere,
or a revocation of probation following an admission of violation, except where both of
the following are met: [¶] (a) The defendant has filed with the trial court a written
statement, executed under oath or penalty of perjury showing reasonable constitutional,
jurisdictional, or other grounds going to the legality of the proceedings. [¶] (b) The trial
court has executed and filed a certificate of probable cause for such appeal with the clerk
of the court.’ (Italics added.) The purpose of section 1237.5 is ‘to weed out frivolous
and vexatious appeals from pleas of guilty or no contest, before clerical and judicial
resources are wasted.’” (Maultsby, supra, 53 Cal.4th at p. 299, fn. omitted, quoting
18.
People v. Buttram (2003) 30 Cal.4th 773, 790; accord, People v. Panizzon (1996) 13
Cal.4th 68, 75–76 (Panizzon).)
Even if an appeal goes forward without a certificate of probable cause based upon
claims that do not require one, the defendant may not raise additional claims that do
require a certificate. (People v. Mendez (1999) 19 Cal.4th 1084, 1104.) Nevertheless,
there are two types of issues that may be raised on appeal following a guilty or nolo
contendere plea without the need for a certificate: issues relating to the validity of a
search and seizure, for which an appeal is provided under section 1538.5,
subdivision (m), and issues regarding proceedings held subsequent to the plea for the
purpose of determining the degree of the crime and the penalty to be imposed. (People v.
Shelton (2006) 37 Cal.4th 759, 766; People v. Buttram, supra, 30 Cal.4th at p. 780.)
C. Analysis
Despite his no contest plea, defendant claims he was improperly convicted on
count 2 for child pornography possession under section 311.11(c)(1) because that
subdivision does not state a substantive offense but is, rather, an alternate penalty
provision. The People assert defendant’s failure to obtain a certificate of probable cause
under section 1237.5 precludes him from presenting this argument on appeal.
The certificate requirements of section 1237.5 are to “be applied in a strict
manner.” (People v. Mendez, supra, 19 Cal.4th at p. 1098.) To determine whether an
appeal challenging a post-no contest plea sentence requires examining the substance of
the claim on appeal: “the crucial issue is what the defendant is challenging, not the time
or manner in which the challenge is made.” (People v. Ribero (1971) 4 Cal.3d 55, 63,
superseded by statute on other grounds as stated in In re Chavez (2003) 30 Cal.4th 643,
656.) In other words, the question “is whether a challenge to the sentence is in substance
a challenge to the validity of the plea, thus rendering the appeal subject to the
requirements of section 1237.5.” (Panizzon, supra, 13 Cal.4th at p. 76.)
19.
In Panizzon, the defendant pleaded no contest as part of a plea agreement for a
sentence of life with the possibility of parole, plus 12 years. (Panizzon, supra, 13 Cal.4th
at pp. 73–74.) The defendant appealed without obtaining a certificate of probable cause,
arguing that his sentence was disproportionate to what a codefendant received and was,
thus, unconstitutional. While on its face the claim did not challenge the validity of the
plea, “by contesting the constitutionality of the very sentence he negotiated as part of the
plea bargain, [the] defendant is, in substance, attacking the validity of the plea.” (Id. at
p. 78.) The “sentence [the] defendant received was part and parcel of the plea agreement
he negotiated with the People,” and thus fell “squarely within the parameters of a
challenge to the plea.” (Ibid.)
In analyzing the substance of defendant’s challenge here, which does not appear to
involve a negotiated plea or sentence, People v. Jones (1995) 33 Cal.App.4th 1087(Jones) is illustrative and persuasive. In Jones, the defendant entered an open no contest
plea to all charged counts, including two counts for receiving and taking stolen property
under section 496. (Jones, supra, at p. 1090.) While both counts under section 496
related to the same property, they were alleged separately because the property recovered
belonged to two different victims. (Jones, supra, at p. 1090.) On appeal, the defendant
argued her conviction had to be vacated because she could not be convicted of receiving
the same property she had stolen during the burglary. (Id. at pp. 1090–1091.) The court
concluded the defendant’s claim that one of her section 496 convictions was unlawful
was necessarily a challenge involving the validity of the plea and to challenge it on
appeal required a certificate of probable cause under section 1237.5. (Jones, supra, at
p. 1094.) The same is true here, as the People assert. At its core, defendant’s argument is
that his no contest plea on count 2 is invalid because he could not be lawfully convicted
under section 311.11(c)(1).
Defendant argues Jones is distinguishable because it involved two substantive
offenses unlike section 311.11(c)(1), which defendant argues is not a substantive offense
20.
at all—it is an alternate penalty provision. However, defendant does not explain how that
distinction alters the analysis or the result. Although for different reasons, the issue
presented by defendant here is fundamentally the same as that in Jones–both involve
claims of an assertedly unlawful conviction arising from a no contest plea. Just as in
Jones, to assert the conviction under section 311.11(c)(1) is improper is necessarily a
challenge to the validity of the plea on that count and requires a certificate of probable
cause to pursue the claim on appeal.
Defendant compares his no contest plea under section 311.11(c) to the admission
of an enhancement and cites Maultsby to argue such a challenge is cognizable without
obtaining a certificate of probable cause. (Maultsby, supra, 53 Cal.4th 296.) In
Maultsby, however, there was no plea of guilt or no contest at all. (Id. at p. 298.) The
defendant was convicted by jury of a petty theft offense and admitted a prior felony
conviction. (Ibid.) On appeal, the only issue the defendant raised related to his
admission of the prior conviction allegation. (Ibid.) The Court of Appeal dismissed the
appeal on the ground that section 1237.5 applied to an enhancement allegation admission
and a certificate of probable cause was required. (Maultsby, supra, at p. 298.) The
California Supreme Court granted review and reversed. (Id. at p. 305.) The high court
explained section 1237.5 does not apply where a defendant does not plead guilty or nolo
contendere, and an admission to a prior conviction allegation, by itself, is not analogous.
(Maultsby, supra, at pp. 302–303 [admission of enhancement allegation, by itself, does
not implicate § 1237.5].) Because the defendant had appealed from a judgment of
conviction following a plea of not guilty on the underlying substantive charge,
section 1237.5 was not implicated, and section 1237, subdivision (a), applied. (Maultsby,
supra, at p. 300.) As section 1237, subdivision (a), does not impose any limitations on
the subject matter of claims raised on appeal, the defendant’s argument about his prior
felony conviction enhancement was cognizable without a certificate of probable cause.
(Maultsby, supra, at p. 300.)
21.
Unlike Maultsby, the issue defendant raises involves a judgment of conviction
arising from a no contest plea, and defendant’s argument on appeal goes directly to the
validity of that plea and conviction. Inasmuch as an admission of a prior conviction
allegation (without any guilty or no contest plea on the underlying substantive charge) is
not a procedural analogue of a guilty or no contest plea as explained in Maultsby, a no
contest plea resulting in a conviction cannot be analytically recast as an admission to an
enhancement/penalty provision allegation. Even if such an analogy were appropriate, it
would require reaching the merits of defendant’s claim—i.e., that section 311.11,
subdivision (c), is, in fact, an alternate penalty provision. And, assuming defendant is
correct on the merits, it would result in vacating the existing conviction under section
311.11(c)(1), which necessarily implicates the validity of the plea thereto.
Defendant also suggests a section 1237.5 certificate of probable cause is
unnecessary when the issue on appeal is solely one of law. The cases defendant cites,
however, do not involve section 1237.5; instead, both People v. Hines (1997) 15 Cal.4th
997 and Hale v. Morgan (1978) 22 Cal.3d 388 address the issue of waiver, noting a pure
issue of law may be addressed on appeal even if the argument was not presented below.
The application of section 1237.5 does not turn on the legal or factual nature of the
appellate claim, but whether substantively the claim implicates the validity of the plea.
(See People v. Cuevas (2008) 44 Cal.4th 374, 383–384 [certificate of probable cause
required to present a purely legal challenge to the negotiated maximum sentence imposed
as part of the plea bargain, implicating the validity of the plea itself].)
III. Ineffective Assistance of Counsel Claim
With respect to the two convictions under section 311.11(a) and (c)(1), defendant
argues his counsel’s failure to identify the alternate penalty provision issue and move to
consolidate the two offenses into a single offense prior to advising defendant to enter no
contest pleas to both counts constitute ineffective assistance of counsel.
22.
We have concluded defendant is precluded from disputing the validity of his
conviction under section 311.11(c)(1) because he pleaded no contest to that charge and
failed to obtain a certificate of probable cause under section 1237.5. Thus, we can
address his claim of ineffective assistance of counsel only if that claim relates to
“proceedings held subsequent to the plea for the purpose of determining the degree of the
crime and the penalty to be imposed.” (Panizzon, supra, 13 Cal.4th at p. 74.) Because
his claim relates to his attorney’s failure to consolidate the child pornography offenses
before defendant entered a no contest plea, we cannot address it. (People v. Richardson
(2007) 156 Cal.App.4th 574, 596 [“we are without power to address [the] defendant’s
ineffective assistance of counsel claim in the absence of a certificate of probable cause,
and [the] defendant must pursue any such claim through a petition for writ of habeas
corpus”].) This claim must be pursued by any rights defendant may have to relief
through a petition for writ of habeas corpus.
DISPOSITION
The judgment is affirmed.
MEEHAN, J.
WE CONCUR:
LEVY, Acting P. J.
POOCHIGIAN, J.
23.