Hutcheson v. Superior Court ( 2022 )


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  • Filed 2/7/22
    CERTIFIED FOR PUBLICATION
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    FIRST APPELLATE DISTRICT
    DIVISION TWO
    ANDREW HUTCHESON,
    Petitioner,
    v.
    THE SUPERIOR COURT OF                        A159861
    ALAMEDA COUNTY,
    (Alameda County
    Respondent;
    Super. Ct. No. RG18894787)
    UBS FINANCIAL SERVICES, INC.,
    Real Party in Interest.
    The Legislature enacted the Private Attorneys General Act of 2004
    (Lab. Code, 1 § 2698 et seq., (PAGA)) for the “sole purpose” of increasing the
    limited capability of the State of California to enforce violations of the Labor
    Code. (Kim v. Reins International California, Inc. (2020) 
    9 Cal.5th 73
    , 86
    (Kim).) The statute authorizes “aggrieved employees” to file lawsuits on
    behalf of the state seeking civil penalties for violations of the Labor Code, and
    allocates 75 percent of the civil penalties recovered to the California Labor
    and Workforce Development Agency (LWDA) and the remaining 25 percent to
    all employees affected by the violation. (§ 2699, subd. (i); Moorer v. Noble
    L.A. Events, Inc. (2019) 
    32 Cal.App.5th 736
    , 742.) PAGA requires that before
    All further statutory references are to the Labor Code unless
    1
    otherwise specified.
    1
    filing suit, the so-called PAGA plaintiff must submit notice of the alleged
    violations to the LWDA and to the employer. (§ 2699.3, subd. (a).)
    This case raises a narrow legal issue at the intersection of PAGA and
    the judicially created doctrine of relation back, a doctrine which, in certain
    circumstances, deems the claims in an amended complaint to have been filed
    on the date of the initial complaint for purposes of the statute of limitations.
    In this appeal, an aggrieved employee (the first employee) submitted notice of
    alleged Labor Code violations by his employer to the LWDA in compliance
    with PAGA and subsequently filed a complaint in superior court alleging a
    PAGA claim. The first employee later sought to amend his complaint to
    substitute in as the named plaintiff a different aggrieved employee (the
    second employee) who had worked for the same employer. The issue before
    us is whether the amended PAGA complaint (with the second employee as
    the named plaintiff) can relate back to the original PAGA complaint where
    the second employee submitted his PAGA notice after the original complaint
    was filed. At stake is the length of time for which the employer may be liable
    for statutory civil penalties if the alleged violations of the Labor Code are
    proven to be true.
    This issue was presented below in a motion for summary adjudication
    brought by the employer on stipulated facts. The trial court granted the
    motion, concluding that the doctrine of relation back does not apply to PAGA
    claims in these circumstances. Because we conclude that the doctrine of
    relation back may apply, we reverse.
    FACTUAL AND PROCEDURAL BACKGROUND
    A.    Stipulated Facts
    The parties stipulated to the following facts:
    2
    Larry Van Steenhuyse (the first employee) worked for UBS Financial
    Services, Inc. (UBS) as a financial advisor. On December 22, 2017, he gave
    notice to the LWDA and UBS that he intended to seek penalties under PAGA
    on behalf of himself and all aggrieved UBS financial advisors in California for
    alleged Labor Code violations by UBS. He alleged that he and other financial
    advisors routinely incurred reasonable and necessary business expenses for
    travel, mileage, education, entertainment, and marketing, but were not
    reimbursed by UBS, in violation of section 2802. He also alleged that UBS
    failed to timely pay commissions to him and other financial advisors, in
    violation of section 204.
    Van Steenhuyse did not receive any response from the LWDA within
    the statutorily required 65 days, and on the 66th day, February 26, 2018, as
    permitted by statute (§ 2699.3, subd. (a)(2)), he filed suit in Alameda County
    Superior Court against UBS alleging a single cause of action for penalties
    under PAGA. The complaint, like the notice that Van Steenhuyse had
    submitted to the LWDA and UBS, alleged that UBS violated section 2802, by
    failing to indemnify financial advisors for business expenses, and violated
    section 204 with respect to the timely payment of commissions.
    Andrew Hutcheson (the second employee) also worked for UBS as a
    financial advisor until he resigned his employment in December 2017. Like
    Van Steenhuyse, he gave notice to the LWDA and UBS of his intent to seek
    penalties under PAGA on behalf of himself and all aggrieved UBS financial
    advisors in California for UBS’s alleged failure to reimburse business
    expenses and timely pay commissions. Hutcheson submitted his notice on
    April 18, 2018, and did not receive any response from the LWDA within 65
    days, but he waited several months—until February 2019—to file his suit
    against UBS. Like Van Steenhuyse, Hutcheson filed suit in Alameda County
    3
    alleging a single cause of action seeking penalties under PAGA for alleged
    violations of sections 2802 and 204.
    Van Steenhuyse’s and Hutcheson’s notices and complaints are worded
    almost identically, and they make the same allegations of facts and theories
    concerning UBS’s purported violations of sections 2802 and 204.
    B.    Proceedings in the Trial Court
    In March 2019, Hutcheson filed a motion to intervene in Van
    Steenhuyse’s lawsuit and replace Van Steenhuyse as the named plaintiff. 2
    The parties stipulated to the filing of an amended complaint that added
    Hutcheson as the named plaintiff and removed Van Steenhuyse. The parties
    also stipulated to the dismissal of Van Steenhuyse’s PAGA claim with
    prejudice and the dismissal of Hutcheson’s separate lawsuit without
    prejudice. What the parties could not agree upon was whether the doctrine of
    relation back could apply.
    The amended complaint alleged that under the doctrine of relation back
    the statute of limitations for Hutcheson’s claim as substitute plaintiff
    extended back to December 22, 2016, which was one year before Van
    Steenhuyse submitted his notice of intent. UBS disputed that the doctrine of
    relation back applied, and the parties agreed to submit the issue for
    resolution by the trial court in a motion for summary adjudication to be filed
    by UBS based on stipulated facts. 3
    2 According to the motion, Van Steenhuyse was “no longer able to bear
    the financial burden and risk associated with serving as the named plaintiff
    in the litigation,” but was concerned that dismissal of the complaint “would
    operate as res judicata with respect to all claims for civil penalties” under
    PAGA based on the violations alleged in his complaint. Hutcheson was
    “ready, willing and able to take over prosecution” of the action.
    3The motion for summary adjudication was filed under section 437c,
    subdivision (t), of the Code of Civil Procedure, which authorizes a party to
    4
    In its motion, UBS argued that Hutcheson was barred from recovering
    PAGA penalties for any alleged Labor Code violations that occurred before
    December 19, 2017, one year and 65 days before Hutcheson had filed his own
    suit. UBS argued that the amended complaint did not meet the general
    requirements for relation back, and even if it did, the doctrine could not apply
    because Hutcheson had not submitted his PAGA notice until after Van
    Steenhuyse filed suit. UBS contended that Hutcheson was attempting to
    circumvent the PAGA notice requirement by benefiting from a complaint that
    was filed before he submitted his notice.
    The trial court granted the motion. The court presumed, without
    deciding, that the general requirements for relation back had been met, and
    ruled that even so, the doctrine did not apply because allowing relation back
    would frustrate the Legislature’s intent of requiring notice under section
    2699.3, subdivision (a), as a precondition to filing a PAGA action. Hutcheson
    filed a petition for writ of mandate, which raises the narrow issue whether
    relation back can apply in the circumstances here, where a proposed
    substitute plaintiff submitted PAGA notice after the filing of the original
    complaint. 4
    move for summary adjudication “of a legal issue . . . that does not completely
    dispose of a cause of action.”
    4We summarily denied Hutcheson’s petition after preliminary briefing.
    Hutcheson then filed a petition for review in our Supreme Court, which was
    granted. The matter was transferred back to us with instructions to direct
    the superior court to show cause, which we have done. The matter has now
    been fully briefed, and we have had the benefit of oral argument.
    5
    DISCUSSION
    A.    Applicable Law and Standard of Review
    1.     PAGA
    The purpose of PAGA is to increase the LWDA’s limited enforcement
    capability by authorizing aggrieved employees to enforce Labor Code
    provisions on the agency’s behalf. (Kim, supra, 9 Cal.5th at p. 86.) An
    aggrieved employee who files a suit under PAGA acts as the LWDA’s proxy,
    and represents the “same legal right and interest as [the LWDA] in a
    proceeding that is designed to protect the public,” rather than to benefit the
    plaintiff or other private parties. (Amalgamated Transit Union, Local 1765,
    AFL-CIO v. Superior Court (2009) 
    46 Cal.4th 993
    , 1003 (Amalgamated).) A
    representative action under PAGA is “a type of qui tam action,” and the
    LWDA, as the government entity on whose behalf the plaintiff has filed suit
    “is always the real party in interest.” (Iskanian v. CLS Transportation Los
    Angeles, LLC (2014) 
    59 Cal.4th 348
    , 382.)
    The civil penalties imposed under PAGA “ ‘ “are intended to punish the
    wrongdoer and to deter future misconduct.” ’ ” (Kim, supra, 9 Cal.5th at p.
    86.) The portion of the civil penalties paid to the LWDA supplement the
    agency’s funding for enforcing labor laws and for educating “employers and
    employees about their rights and responsibilities” under the Labor Code.
    (§ 2699, subd. (i).)
    The provisions of PAGA that pertain to the issue before us concern the
    prerequisites for standing, the requirement of notice, and the statute of
    limitations. We describe them briefly.
    First, standing. The Labor Code establishes two criteria for standing
    as an “aggrieved employee” who can represent the state as a PAGA plaintiff
    and sue “on behalf of himself or herself and other current or former
    6
    employees.” (§ 2699, subd. (a).) An aggrieved employee is “someone ‘who was
    employed by the alleged violator’ and ‘against whom one or more of the
    alleged violations was committed.’ ” (Kim, supra, 9 Cal 5th at pp. 83-84,
    quoting § 2699, subd. (c)); see also Williams v. Superior Court (2017) 
    3 Cal.5th 531
    , 546 [standing provision in PAGA allows suit to be “brought by
    any ‘aggrieved employee’ ”].)
    Second, notice. An employee who meets the standing requirements in
    section 2699, subdivision (c) and who seeks PAGA penalties must notify the
    LWDA and the employer of the specific Labor Code provisions that the
    employer allegedly violated, as well as the facts and theories supporting the
    claim. (§ 2699.3, subd. (a)(1)(A).) Then, “[i]f the [A]gency does not
    investigate, does not issue a citation, or fails to respond to the notice within
    65 days, the employee may sue. (§ 2699.3, subd. (a)(2).)” (Kim, supra, 9
    Cal.5th at p. 81.) Providing the required notice “is a mandatory precondition
    to bringing a PAGA claim.” (Esparza v. Safeway, Inc. (2019) 
    36 Cal.App.5th 42
    , 59 (Esparza).)
    Finally, a PAGA action is subject to a one-year statute of limitations.
    (Brown v. Ralphs Grocery Co. (2018) 
    28 Cal.App.5th 824
     (Brown), citing Code
    Civ. Proc. § 340, subd. (a).) The 65-day period following notice to the LWDA
    and employer is “not counted as part of the time limited for the
    commencement of the civil action to recover penalties” under PAGA.
    (§ 2699.3, subd. (d).)
    2.     Relation Back
    Under the doctrine of relation back, a court deems an amended
    complaint to have been filed at the time of an earlier complaint. The doctrine
    requires that the amended complaint rest on the same general set of facts,
    7
    involve the same injury, and involve the same “instrumentality” or cause of
    injury. (Norgart v. Upjohn Co. (1999) 
    21 Cal.4th 383
    , 408-409.)
    Relation back may apply to amendments that substitute a plaintiff.
    (Branick v. Downey Savings & Loan Assn. (2006) 
    39 Cal.4th 235
    , 243.) For
    example, if a plaintiff is determined to have lacked standing, or if a plaintiff
    loses standing after the complaint is filed, the plaintiff may amend the
    complaint to substitute a new plaintiff with standing. (Ibid.)
    Relation back may apply to amended complaints. An amended
    complaint relates back to the original complaint even if the plaintiff alleges a
    new legal theory or cause of action, so long as the amended complaint is
    based on the same general set of facts. (Pointe San Diego Residential
    Community, L.P. v. Procopio, Cory, Hargreaves & Savitch, LLP (2011) 
    195 Cal.App.4th 265
    , 277.) To determine whether an amended complaint rests on
    the same general set of facts for purposes of the statute of limitations, the
    most important consideration is whether the original pleading gave the
    defendant adequate notice of the claim. (Ibid.) “ ‘The policy behind statutes
    of limitations is to put defendants on notice of the need to defend against a
    claim in time to prepare a fair defense on the merits. This policy is satisfied
    when recovery under an amended complaint is sought on the same basic set
    of facts as the original pleading.’ ” (Ibid.)
    3.     Standard of Review
    We review an order granting summary adjudication de novo. (Tucker
    Ellis LLP v. Superior Court (2017) 
    12 Cal.App.5th 1233
    , 1240.)
    B.    Analysis
    Hutcheson argues that the amended complaint alleges the same
    general set of facts as Van Steenhuyse’s original complaint (UBS’s failure to
    reimburse financial advisors for necessary business expenditures and its
    8
    failure to timely pay commissions), alleges the same injury (the deprivation of
    Labor Code rights under sections 2802 and 204, giving rise to PAGA civil
    penalties), and refers to the same instrumentality (that is, the cause of injury
    was UBS’s unlawful reimbursement and compensation policies). Hutcheson
    and Van Steenhuyse met the notice requirement for PAGA plaintiffs: each
    provided notice of the pertinent facts and theories to the LWDA and to UBS,
    though Hutcheson provided his notice about four months after Van
    Steenhuyse. Hutcheson argues that because he and Van Steenhuyse pleaded
    their claims on behalf of the LWDA, which was the real party in interest, the
    substitution of Hutcheson as plaintiff did not prejudice UBS, which had been
    on notice of the claims since Van Steenhuyse alleged them in his December
    2017 PAGA notice almost two years before UBS stipulated to the filing of the
    amended complaint. Hutcheson contends this is enough for relation back.
    Like the trial court, we presume without deciding that the three
    criteria for relation back are met. But unlike the trial court, we conclude that
    PAGA does not bar the application of the doctrine in this case.
    At the time Van Steenhuyse filed his original complaint, in February
    2018, Hutcheson met the standing requirements for an aggrieved employee
    under section 2699, subdivision (c). That is because Hutcheson was a former
    employee of UBS, and the alleged violations had also been committed against
    him. (Kim, supra, 9 Cal.5th at pp. 83-84.) Although the LWDA was the real
    party in interest in Van Steenhuyse’s case, Hutcheson, like Van Steenhuyse,
    was an aggrieved employee for purposes of Van Steenhuyse’s case: he stood
    to recover civil penalties if Van Steenhuyse’s case were proved. Hutcheson
    could not himself have filed suit in February 2018, because he had not
    submitted the required notice under section 2699.3, but he fulfilled the notice
    requirement shortly thereafter. Indeed, by the time he substituted in for Van
    9
    Steenhuyse as plaintiff in this case, he had filed his own suit. 5 The
    substitution of Hutcheson for Van Steenhuyse does not expand the scope of
    the original complaint filed by Van Steenhuyse. The LWDA remains the real
    party in interest, and UBS has had notice since December 2017 of the facts
    and theories underlying the claims.
    UBS correctly points out that nothing in the statutory language of
    PAGA explicitly permits Hutcheson to take over Van Steenhuyse’s action.
    But nothing in the statute prohibits it, either. The submission of notice to
    the LWDA and the employer is a mandatory precondition for acting as
    plaintiff in a PAGA suit, and Hutcheson met that requirement before he
    became a plaintiff in his own suit, and before he became a plaintiff in the suit
    that Van Steenhuyse had filed. We see no bar to Van Steenhuyse, who acts
    as the proxy of the LWDA, substituting a qualified plaintiff to take his place
    as the LWDA’s proxy.
    Further, to conclude otherwise would create a “hurdle[ ] that impede[s]
    the effective prosecution of representative PAGA actions,” thereby
    “undermin[ing] the Legislature’s objectives.” (Kim, supra, 9 Cal.5th at p. 87.)
    Our Supreme Court has made clear that “allow[ing] employers to reduce their
    liability for civil penalties, without state oversight” by curtailing a plaintiff’s
    ability to pursue PAGA claims is “contrary to PAGA’s goal of strengthening
    Labor Code enforcement.” (Id. at p. 88.) Thus, in Kim, the Supreme Court
    held that plaintiffs do not lose standing to bring PAGA representative claims
    even when they settle their individual claims for relief. (Id. at p. 90.)
    5 There is apparently no dispute that Hutcheson gave timely notice
    under PAGA and that his separately-filed lawsuit was timely filed. The
    parties disagree as to the time period covered by his suit, but we need not
    address that issue.
    10
    We are not persuaded by UBS’s arguments that relation back could not
    apply here. UBS’s arguments appear to rest on the contention that the sole
    effect of the LWDA’s lack of response to Hutcheson’s notice was that
    Hutcheson was deputized to bring a particular action on the LWDA’s behalf
    covering a particular period that was defined by Hutcheson’s notice. We take
    a broader view of the potential role of an aggrieved employee who has
    provided PAGA notice, just as other courts have done in recent decisions. For
    example, in Amaro v. Anaheim Arena Management, LLC (2021) 
    69 Cal.App.5th 521
     (Amaro), the Court of Appeal held that a PAGA plaintiff may
    release PAGA claims outside the limitations period of her own PAGA claim
    by means of a court-approved settlement. (Id. at p. 543.) Although the
    settling plaintiff in Amaro did not submit her PAGA notice until February
    2017 (id. at p. 541), the settlement could properly release similar PAGA
    claims that were covered by complaints that had been filed earlier by other
    plaintiffs, including one filed in December 2014. (Id. at pp. 529-530.) In so
    ruling, the court rejected the suggestion that a plaintiff’s notice under PAGA
    “established the temporal scope” of the plaintiff’s authority to act on behalf of
    the LWDA, such that plaintiffs are authorized only to pursue or settle PAGA
    claims that arise within the year before notice was submitted. (Id. at p. 543.)
    The Court of Appeal observed that nothing in the statute prohibited the
    settling plaintiff from releasing PAGA claims beyond the limitations period of
    her claim, and concluded that allowing her to do so was consistent with
    PAGA’s purposes. (Id. at p. 541.)
    In Moniz v. Adecco USA, Inc. (2021) 
    72 Cal.App.5th 56
     our colleagues
    in Division Four likewise took an expansive view of the role of a PAGA
    plaintiff as a proxy of the state. The court held that, given the premise that
    PAGA allows concurrent separate lawsuits, it follows that where two PAGA
    11
    actions involve overlapping claims and settlement is proposed in one of them,
    the representative plaintiff in the other action “may seek to become a party to
    the settling action and appeal the fairness of the settlement as part of his or
    her role as an effective advocate for the state.” (Id. at p. 73.)
    UBS argues that in light of what it takes to be the limited scope of
    Hutcheson’s deputization, allowing Hutcheson to “take over Van
    Steenhuyse’s claim” by means of relation back would “reflect an
    impermissible assignment” by Van Steenhuyse to Hutcheson of a claim in
    which Van Steenhuyse had no assignable interest. UBS relies on
    Amalgamated, in which our Supreme Court rejected the argument of labor
    unions who sought to sue under PAGA as the assignees of more than 150
    aggrieved employees. (Amalgamated, supra, 46 Cal.4th at pp. 998-999,
    1003.) Our Supreme Court ruled that these purported assignments were
    invalid because the employees had no assignable interests. (Id. at p. 1003.)
    Recognizing that that under Civil Code section 954, a cause of action is
    assignable “if it arises out of a legal obligation or a violation of a property
    right,” our high court held that PAGA “does not create property rights or any
    other substantive rights” and that because aggrieved employees have no
    property rights in their PAGA claims, they cannot assign them to others.
    (Ibid. [noting that the court had previously held that “the right to recover a
    statutory penalty may not be assigned”].) Further, the union could not sue on
    behalf of its members under the doctrine of associational standing because
    the union was not an “aggrieved employee” as defined by PAGA and could not
    satisfy the requirements for PAGA standing. (Id. at pp. 1004-1005.)
    But Amalgamated is unlike this case, where there is no issue of
    assignment. Van Steenhuyse does not purport to assign his PAGA claim to
    Hutcheson or anyone else. Van Steenhuyse and Hutcheson each have
    12
    standing as aggrieved employees and the LWDA remains the real party in
    interest in this lawsuit regardless of the identity of the named plaintiff.
    UBS also argues that application of the relation back doctrine would
    frustrate the Legislature’s intent to require compliance with administrative
    procedures (that is, the notice requirement of section 2699.3, subdivision (a),
    as a condition to filing suit). We disagree. Notice serves two purposes: it
    allows the LWDA “to decide whether to allocate scarce resources to an
    investigation,” and it allows the employer to submit a response to the LWDA
    which can inform the agency’s decision. (Williams, supra, 3 Cal.5th at p. 546,
    citing § 2699.3, subd. (a)(1)(B).) Those purposes have been met here: the
    LWDA and UBS have had notice of the alleged violations at issue in this case
    since Van Steenhuyse submitted his notice in December 2017.
    UBS relies on Brown, supra, 
    28 Cal.App.5th 824
    , a case that lends it
    little support. In Brown, the Court of Appeal concluded that later-noticed
    PAGA claims could relate back to the adequately noticed and alleged claim in
    an earlier complaint, even if the later-noticed claims alleged violations of
    different sections of the Labor Code. (Id. at pp. 841-842.) The matter was
    remanded for the trial court to consider whether the later-noticed claims
    rested on the same set of facts, involved the same injury, and referred to the
    same instrumentality as the original claim. (Ibid.)
    UBS also relies on Esparza, supra, 36 Cal.App.5th at page 61, which is
    nothing like the case before us. In Esparza, a plaintiff asserted a PAGA
    claim for the first time in a second amended complaint, filed two years after
    the original complaint. The Court of Appeal concluded that the PAGA claim
    had properly been struck by the trial court as untimely. (Id. at p. 47.) The
    LWDA had received no notice before the original complaint was filed, and the
    notice that was eventually provided to the LWDA was untimely because it
    13
    was submitted more than a year after the allegedly illegal practice had
    ended. (Id. at p. 60.) Here, in contrast, the LWDA and UBS received notice
    of the alleged violation before the original complaint was filed, and while the
    practices at issue were still in force.
    In arguing that relation back would frustrate the PAGA notice
    requirement, UBS complains that allowing relation back grants Hutcheson
    “more time to recover civil penalties than the LWDA itself would have.” It is
    true that if the amendment relates back, then Hutcheson and the LWDA can
    potentially recover penalties over a longer period than they could under
    Hutcheson’s separate complaint, which was filed in February 2019. But
    relation back would not grant the LWDA or Hutcheson or any other
    aggrieved employees the potential for any more than they had under Van
    Steenhuyse’s original complaint, which was filed in February 2018. And if
    relation back does not apply, UBS avoids exposure to potential liability for
    civil penalties over some period of time, simply because Van Steenhuyse
    relinquished his role as a representative plaintiff. The result would be a
    weakening of the punitive and deterrent force of PAGA. To bar the
    application of relation back would therefore be “contrary to PAGA’s goal of
    strengthening Labor Code enforcement.” (Kim, supra, 9 Cal.5th at p. 88.) 6
    6UBS refers to several PAGA decisions issued by federal courts. These
    opinions are not binding on this court. Moreover, they are all distinguishable
    from this case. For example, UBS cites cases in which courts did not permit a
    PAGA claim to relate back to a civil complaint that was filed before the
    LWDA or employer had received statutory notice as required by PAGA.
    Here, however, the LWDA and UBS were on notice of the claims from Van
    Steenhuyse’s original notice. (See, e.g., Culley v. Lincare Inc. (E.D.Cal. 2017)
    
    236 F.Supp.3d 1184
    , 1192 [a plaintiff’s PAGA claims cannot relate back to a
    complaint that the plaintiff filed before the LWDA or employer had notice of
    the PAGA claims]; Mazzei v. Regal Entertainment Group (C.D.Cal. 2013)
    
    2013 WL 6633079
    , *4-5 [new plaintiff’s PAGA claims cannot relate back to a
    14
    In sum, we conclude that if the trial court finds that the claims in the
    amended PAGA complaint here rest on the same general set of facts, involve
    the same injury, and refer to the same instrumentality as the claims in the
    original complaint filed by Van Steenhuyse (which the trial court presumed
    to be the case, and which UBS does not contest in connection with this writ
    proceeding), then the relation back doctrine applies, and Hutcheson can
    assert claims on behalf of the LWDA for violations going back to December
    22, 2016. In other words, the mere fact that Hutcheson’s PAGA notice was
    submitted after Van Steenhuyse’s does not bar the application of the doctrine
    complaint filed by a different plaintiff who had not timely submitted PAGA
    notice]; Harris v. Vector Marketing Corp. (N.D.Cal. 2010) 
    2010 WL 56179
    , *2-
    3 [no relation back of amended complaint where plaintiff (1) alleged a PAGA
    claim in original complaint but had not satisfied the notice requirement, (2)
    later submits notice—but only after the limitations period has expired, and
    (3) amends complaint and seeks to have the amended complaint relate back
    to the original]; Moreno v. Autozone, Inc. (N.D.Cal. 2007) 
    2007 WL 1650942
    ,
    *4 [similar to Harris].)
    UBS also cites cases in which federal courts disallow the substitution of
    a plaintiff in a PAGA case, but in those cases the proposed substitute plaintiff
    did not provide PAGA notice until more than one year after the termination
    of employment, which was after the expiration of the statute of limitations.
    (Bush v. Vaco Technology Services, LLC (N.D.Cal. 2018) 
    2018 WL 2047807
    ,
    *13; Estate of Harrington v. Marten Transport Ltd. (C.D.Cal. 2017) 
    2017 WL 5513635
    , *4.) That is not the case here, where Hutcheson submitted his
    notice only a few months after he left his employment, well within the statute
    of limitations.
    Another case on which UBS relies, Wong v. AT & T Mobility Services
    LLC (C.D.Cal. 2012) 
    2012 WL 8527485
    , is distinguishable because it arose
    where the original plaintiff (unlike Van Steenhuyse) failed to provide
    effective notice under PAGA and sought to substitute in “a new, unidentified
    aggrieved employee” who had not yet begun the PAGA notice process. (Id. at
    *3.)
    15
    of relation back to an amended complaint that seeks to substitute Hutcheson
    as the representative plaintiff in this action.
    DISPOSITION
    The petition for writ of mandate is granted. Let a peremptory writ of
    mandate issue, directing respondent court to vacate its order of February 21,
    2020 granting real party in interest’s motion for summary adjudication, and
    to enter a new order denying the motion. Costs are awarded to petitioner.
    16
    _________________________
    Miller, J.
    WE CONCUR:
    _________________________
    Richman, Acting P.J.
    _________________________
    Stewart, J.
    A159861, Hutcheson v. Superior Court
    17
    Court: Alameda County Superior Court
    Trial Judge: Hon. Winifred Y. Smith
    Clapp and Lauinger LLP, James F. Clapp, Marita M. Lauinger; Wynne Law
    Firm, Edward J. Wynne; Altshuler Berzon LLP, Michael Rubin, Amanda
    Lynch, for Petitioner
    Gibson, Dunn & Crutcher LLP, Michele L. Maryott, Bradley J. Hamburger,
    for Real Party in Interest
    A159861, Hutcheson v. Superior Court
    18