People v. Sifuentes ( 2022 )

Filed 9/12/22 (see concurring opinion)
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION FOUR
THE PEOPLE,
Plaintiff and Respondent,
A162225
v.
MIGUEL GALINDO SIFUENTES, (Alameda County
Super. Ct. No. H27160B)
Defendant and Appellant.
In 2003, a jury convicted petitioner Miguel Galindo Sifuentes of first
degree murder under a felony-murder theory after petitioner’s co-felon killed
Deputy Sheriff John Monego during a robbery of an Outback Steakhouse
restaurant. The jury found not true the felony-murder special-circumstance
allegations against petitioner (Penal Code 1, § 190.2, subd. (a)(17)(A), (G)).
In 2019, after the Legislature amended the felony-murder law,
petitioner filed a petition for resentencing under former section 1170.95 2, and
the trial court issued an order to show cause. (Former § 1170.95, subd. (c).)
The parties agreed petitioner could not be convicted of felony murder under
current section 189, subdivision (e). The question before the trial court was
whether the peace officer exception in section 189, subdivision (f) applied.
All further statutory references are to the Penal Code unless
1
otherwise stated.
2Section 1170.95 (former section 1170.95) has been amended and
renumbered as section 1172.6. (Stats. 2022, ch. 58, § 10, eff. June 30, 2022;
see also Stats. 2021, ch. 551, § 2, eff. Jan. 1, 2022.)
1
The trial court found that it did and denied the petition because the People
had established beyond a reasonable doubt that Monego was a peace officer
who was killed while in the course of his duties, and petitioner knew or
reasonably should have known that Monego, the victim, was a peace officer
engaged in the performance of his duties. (§ 189, subd. (f).)
On appeal, petitioner contends that the trial court erred as follows:
(1) the court used the wrong legal standard to assess whether he knew or
reasonably should have known that Monego was a peace officer engaged in
the performance of his duties; (2) substantial evidence does not support the
court’s finding that petitioner had the requisite knowledge; (3) the jury’s not
true findings on the felony-murder special-circumstance allegations required
the court to grant the petition after petitioner established a prima facie case,
regardless of section 189, subdivision (f); and (4) the court prejudicially erred
by admitting victim impact testimony before ruling on his petition. Finding
no error, we affirm.
FACTUAL AND PROCEDURAL BACKGROUND
On December 11, 1998, at about 10:15 p.m., Jeffrey DeRespini was
working as a security guard at the Monarch Hotel, which was located
adjacent to the Outback Steakhouse restaurant. The two businesses shared a
parking lot. Two guests approached DeRespini and told him they had seen a
suspicious vehicle in the parking area in the back of the hotel. The car was a
newer white vehicle with no front license plate, but they could see the word
“Livermore” where the license plate should have been. When they came into
the parking lot and their headlights shined on the car, they saw the
occupants bend down and act suspiciously. One guest showed DeRespini
where the car had been parked, but it was gone. DeRespini walked around
the parking lot but did not find the white car.
2
The Outback Steakhouse was to close at 11:00 p.m. Petitioner arrived
shortly before closing time and told the host that he had a group of people
meeting him later. Petitioner asked if, given that the restaurant closed at
11:00 p.m., his friends would be let in if they arrived after 11:00 p.m. This
server asked the manager, Jim McGinnis, whether petitioner could be seated.
McGinnis told the server that petitioner could be seated, but ten or fifteen
minutes later, the server inquired of McGinnis how much more time to grant
petitioner’s guests who had yet to arrive. The server also told McGinnis that
petitioner was acting in a peculiar manner. In response, McGinnis walked
through the dining room to get a look at petitioner. McGinnis walked by
petitioner and noted that he was sitting in a booth with his back to the
corner. He also saw that petitioner wore a baseball style hat that was pulled
down so low that it concealed his eyes. As he got nearer, petitioner looked up
and briefly made eye contact, but he immediately looked down to avoid
further eye contact. As McGinnis got nearer, petitioner put his head further
down and hunched down in the seat, causing McGinnis’s view of him to
disappear. Nevertheless, McGinnis did not see enough to cause him alarm,
so he told the server he would give the rest of petitioner’s party probably ten
or fifteen more minutes to arrive, but after that, they had to close. McGinnis
went back to his duties, but about five minutes later, the server returned to
the office, which was located in the kitchen area, and alerted him that the
restaurant was being robbed. The server then pressed a panic button that
automatically dialed the police.
At this point, McGinnis came out of his office and saw numerous
people, both customers and employees, running towards him in a state of
panic. He heard a gunshot in the kitchen and the sound of the bullet hitting
the deep fryer. At this point, Vasquez, one of petitioner’s co-felons, demanded
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to know who the manager was. McGinnis identified himself. Vasquez
ordered him to the office and demanded the day’s cash receipts.
While Vasquez and McGinnis were in the office the telephone rang;
McGinnis testified, “I wasn’t going to pay any attention to it, and very quietly
he kind of put the gun sideways against my back, kind of nudged me towards
the phone and said, ‘That’s the fucking police. That’s the fucking police.
Answer the phone. You better be calm or I’m going to kill you.’ ” Vasquez
moved the gun so that it was touching the back of McGinnis’s head as he
picked up the phone to answer. McGinnis told 911 dispatch that everything
was all right. Vasquez responded to McGinnis “ ‘that was a smart fucking
move because he didn’t want to have to hurt anybody.’ ”
Vasquez, petitioner, and another co-felon, Le, then herded the gathered
employees and customers into the walk-in refrigerator. Petitioner stood by
the door to the refrigerator waving a gun around and ordering the people into
the cooler. Once all were in, Vasquez told the people in the refrigerator to
stay inside for three minutes and that, after three minutes, they could come
out and call the police. None of the three robbers shot, hit, or violently
attacked any of the civilian victims at any time during this event.
When Deputy Schwab arrived at the restaurant in a marked Dublin
Police vehicle, she was dressed in full police uniform with a police radio and
other police gear, including her service weapon and an expandable baton. As
she was driving up to the restaurant, Schwab radioed to dispatch that she
had arrived. Schwab made this transmission while she was on the driveway
leading into the parking area, and about 10 seconds later, she parked her
vehicle. She parked about 100 feet to the front and left of the restaurant, in
plain view of its entrance. She arrived at 11:57 p.m. Schwab then walked to
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the restaurant. She estimated that the walk from her vehicle to the front
doors of the restaurant took about 30 to 45 seconds.
The restaurant entrance had a set of double doors that opened out and
led into a foyer, where there was another set of double doors that opened out
and led from the foyer into the restaurant. There were windows in both sets
of double doors, and the whole north front of the restaurant was covered with
windows. As Schwab approached the entrance, she could see four people
inside who appeared to be laughing and talking. While she walked up to the
east outside entrance door, Schwab looked through the windows immediately
east of the restaurant’s foyer. Three of the individuals she saw were younger,
and one was an older African-American gentleman in a sports jacket. In
questioning Schwab at trial, defense counsel referred to the older gentleman
as Mr. Lewis. Schwab thought the four people were the manager and three
workers. The robbers saw Schwab before she entered the restaurant, because
when she entered, she was surprised by Vasquez, who was crouched down by
the west interior door leading from the foyer into the restaurant pointing a
gun at her waist.
While pointing his gun at her midsection, Vasquez repeatedly yelled at
Schwab to give him her gun and get down. Schwab pleaded with Vasquez not
to shoot her, and eventually dropped to the ground in the foyer. Vasquez
kept demanding Schwab’s gun and hit her in the face with a closed fist at
least once. At this point, Schwab complied with the demands, unholstered
her gun, and Vasquez grabbed her gun. Vasquez demanded Schwab stand
up, but she was unable to do so because her legs were weak, so she scooted
through a set of doors into the restaurant where she encountered Le and
petitioner, along with the African-American gentleman.
5
Le pointed a gun at Schwab and told her to get up; when she complied,
he put his gun into the small of her back. Le was about a foot and a half from
Schwab, and petitioner stood right next to Le. Le and petitioner began
walking Schwab east toward the back of the restaurant, with Le walking
right behind Schwab and petitioner walking along Le’s right side. Schwab
lost sight of Vasquez and the African-American gentleman as she had her
back to them. Vasquez never passed by Schwab. While walking, Schwab
attempted to activate the emergency button on her radio, but Le told her not
to mess with her radio. Schwab then heard at least five gunshots. She
testified that she heard the first gunshot after walking about 20 feet. Schwab
started to turn her head, but she thought better of it. When she first heard
the gunshots, Schwab could only say that she was aware of Le because his
weapon remained at her back. She believed that she walked another 15 feet
thereafter during the course of the sound of the shots. Schwab stated that
the gunshots went on for a period of time.
After the last gunshot, from the periphery of her vision, Schwab saw
petitioner grab or tap Le’s left shoulder, petitioner said to Le, “Go,” or “Let’s
go,” and the two men ran out the east exit door. Schwab immediately ran
into the men’s bathroom, closed the door, and radioed, “Shots fired, they have
my gun.” Thereafter, Schwab left the bathroom and walked outside through
the foyer and observed Monego laying on the ground on the sidewalk outside
the doors. Monego’s service weapon was holstered with the cover snapped
into place.
Schwab estimated that from the time she radioed dispatch of her
arrival prior to parking her vehicle to when she radioed while hiding in the
restroom was about two minutes. However, radio traffic demonstrated that
the time between the two transmissions was one minute and 14 seconds.
6
Schwab testified that she did not hear anything to indicate that another
officer or person had arrived prior to hearing the gunshots. She initially
believed that Vasquez had shot the African-American gentleman because she
knew he was behind her and she thought Vasquez did not want a witness.
Meanwhile, the hotel security guard DeRespini was in front of the hotel
having a cigarette with another employee and her boyfriend when he saw
Schwab arrive, park her marked police car, and walk up to the entrance to
the restaurant. Schwab parked partly in a parking space and partly in the
lane of traffic a few yards from the restaurant. She parked her patrol car in
front of and to the left of the front entrance of the restaurant. DeRespini
could see her police car and the front entrance of the restaurant from where
he was standing in front of the hotel, and he saw her go into the restaurant.
DeRespini told the two he was talking with that it was probably a false
alarm. He expected another police cover unit to arrive to follow Schwab into
the restaurant. Within a couple of minutes, he saw Monego arrive in a
marked patrol car and park just in front of Schwab’s marked car. Monego’s
marked car was also parked in front of and to the left of the entrance to the
restaurant. He watched as Monego, who was dressed in full police uniform,
got out of his car and approached the restaurant. Monego first went to the
restaurant window and peered in for a few seconds; he then went to the
entrance of the restaurant and opened the left side door and began to enter.
Before his full body passed through the door, DeRespini heard shots and saw
Monego fly backwards out of the entrance and land on the sidewalk.
DeRespini then watched as the shooter came out, took aim at Monego on the
ground as he stood over him, and fired another volley of shots into him from a
distance of about six feet.
7
DeRespini went into the hotel lobby and yelled for someone to call
“911.” Within ten seconds, he returned to his vantage point at the front of
the hotel. He saw two men walking from the restaurant to a white car and
saw them get into the front seats of the car. The white car was backed into
its parking spot, with the front of the car facing the exit path from the
parking lot. The car had no license plates, only a “Livermore” placard on the
front. He recognized that this was the same car that the hotel guests had
reported to him earlier that night. He watched as the car pulled out and
drove away past the front of the hotel where he was standing. As the car
drove by, he saw that there were two people in the front seat and one in the
back seat. DeRespini watched as the car drove away from the area at a
normal speed, even as more police cars arrived.
In 2003, a jury found petitioner guilty of first degree murder. The jury
found not true the felony-murder special-circumstance allegations (§ 190.2,
subd. (a)(17)(A), (G)). Petitioner was sentenced to 26 years to life, and the
judgment was affirmed on appeal. (People v. Vasquez (Jan. 31, 2006,
A102559) [nonpub. opn.].)
The Resentencing Petition
The parties filed several rounds of briefing on whether the peace officer
exception applied. Pursuant to the parties’ agreement, the trial court issued
an order to show cause at the commencement of the evidentiary hearing on
the petition. After the hearing, the trial court took the matter under
submission.
The trial court denied the petition in a written order because it found
that the peace officer exception applied. The court found from “strong,
credible, and persuasive circumstantial evidence” that, at the time of
Monego’s murder, petitioner “knew, or at the very least reasonably should
8
have known that the victim was a peace officer engaged in the performance of
his duties.” We summarize and quote from the trial court’s explanation for
its ruling as follows:
The evidence established a planned, armed takeover robbery of the
restaurant, and the robbers considered and prepared for the response of law
enforcement. Vasquez, for example, knew police were calling when he was in
the manager’s office. Upon seeing Schwab arrive in uniform and in a marked
car, the robbers lulled her into a “false sense of security” by posing and
laughing, whereafter Vasquez ambushed her at gunpoint and forced her to
surrender her gun. Petitioner was present and a full participant in this
surprise attack. Additionally, petitioner and Le walked Schwab towards the
rear of the restaurant and Le prevented her from using her radio, showing
they were keenly aware of the potential arrival of additional law enforcement
officers. “The robbers expected the police to call, they expected the police to
arrive, they expected the police to enter the restaurant, and they expected the
captured officer to seek help. These facts lead to the inescapable conclusion
that they expected more police to follow. Such evidence in conjunction with
other facts in this case prove beyond a reasonable doubt that Petitioners
actually knew, or at the very least should reasonably have known that the
shooting victim in this case was a police officer engaged in the performance of
his duties.”
“Additional facts presented support this conclusion. The robbery
occurred late at night after the restaurant closed, and the robbers surveilled
the area outside the restaurant for a lengthy period before sending
[petitioner] in to watch the interior of the restaurant for an additional
extensive period of time. This demonstrates that the robbers waited until
this late hour, well after the restaurant closed for the day, to commit this
9
takeover robbery without the interference of customers arriving through the
front door. . . .” “[W]hen one takes a police officer at gunpoint, and cuts off
her communication with her dispatcher, the only reasonable expectation is
that another officer will follow. In this context, this evidence proves beyond a
reasonable doubt that upon hearing a barrage of gunfire, Petitioners knew or
reasonably should have known that the following law enforcement officer was
the target.”
“Petitioners’ immediate flight thereafter further demonstrates this
knowledge. Upon hearing the volley of gunshots coming from the entrance to
the restaurant, Sifuentes immediately tapped Le on the shoulder and
directed him to flee. Petitioners immediately lost interest in controlling
Deputy Schwab, locking her up with the other hostages or preventing her
from calling for help. . . . They no longer tried to prevent a call for more police
because they knew from the gunfire that additional police had arrived. These
actions by Petitioners, on hearing the gunfire, constitute compelling
circumstantial evidence that they actually knew the gunfire was directed at a
police officer engaged in the performance of his duties at the entrance to the
restaurant.”
“Additionally, the markedly disparate treatment of Deputy Schwab as
compared to the customers and employees is noteworthy. . . . Petitioners and
Vasquez did not inflict any physical violence on any of the employees or any
of the customers. In contrast to this treatment of the non-police hostages, the
uniformed Deputy Schwab was greeted with immediate physical violence.
Further, while Vasquez did fire a shot into the fryer during the robbery, no
evidence in this case supports any actual or reasonable belief by Petitioners
that Vasquez would fire seven shots in rapid succession at the unlikely late-
arriving diner.”
10
The court then summarized what petitioner knew up to the moment of
the gunfire: the restaurant had been closed for an hour; the robbers had
taken over a large restaurant; a loud gunshot had been fired to gain
compliance from the robbery victims; the robbers had at least fifteen people
detained in the walk-in refrigerator; a uniformed police officer in a marked
patrol car had responded; “moments” before “the eruption of gunfire at the
foyer,” Vasquez assaulted and disarmed Schwab; and the robbers kidnapped
Schwab and prevented her from using her radio. “These circumstances prove
beyond a reasonable doubt that Petitioners knew or reasonably should have
known that the target of Vasquez’s volley of shots was a peace officer engaged
in the performance of his duties.” The court acknowledged that neither Le
nor petitioner “confessed to personally observing Vasquez shooting Deputy
Monego and that they were aware Deputy Monego was a peace office engaged
in the performance of his duties.” But such confession was not required given
the “abundance of circumstantial evidence . . . compel[ing] the Court to
conclude beyond a reasonable doubt that Petitioners knew or reasonably
should have known that the victim was a peace officer engaged in the
performance of his duties.”
DISCUSSION
I. Felony-Murder Law
Section 189 describes a number of unlawful killings that are statutorily
defined as “murder of the first degree,” including those “committed in the
perpetration of, or attempt to perpetrate, [certain listed felonies, including
robbery].” (§ 189, subd. (a).) Prior to the enactment of Senate Bill No. 1437,
this form of first degree murder, known as first degree felony murder, did not
require malice. (See People v. Dillon (1983) 34 Cal.3d 441, 475 [only criminal
11
intent required for felony murder is specific intent to commit the particular
felony].)
Effective January 1, 2019, Senate Bill No. 1437 amended the felony-
murder rule to provide: “A participant in the perpetration or attempted
perpetration of a felony listed in subdivision (a) in which a death occurs is
liable for murder only if one of the following is proven: [¶] (1) The person was
the actual killer. [¶] (2) The person was not the actual killer, but, with the
intent to kill, aided, abetted, counseled, commanded, induced, solicited,
requested, or assisted the actual killer in the commission of murder in the
first degree. [¶] (3) The person was a major participant in the underlying
felony and acted with reckless indifference to human life, as described in
subdivision (d) of [s]ection 190.2.” (§ 189, subd. (e).) The new law was
designed “to ensure that murder liability is not imposed on a person who is
not the actual killer, did not act with the intent to kill, or was not a major
participant in the underlying felony who acted with reckless indifference to
human life.” (Stats. 2018, ch. 1015, § 1, subd. (f).)
But the Legislature made an exception where the victim was a peace
officer engaged in the performance of his or her duties. “Subdivision (e) does
not apply to a defendant when the victim is a peace officer who was killed
while in the course of the peace officer’s duties, where the defendant knew or
reasonably should have known that the victim was a peace officer engaged in
the performance of the peace officer’s duties.” (§ 189, subd. (f).) If section
189, subdivision (f) applies, “a defendant who participates ‘in the perpetration
or attempted perpetration of a felony listed in [section 189] subdivision (a) in
which a death occurs is liable for murder.’ ” (People v. Hernandez (2021)
60 Cal.App.5th 94, 108.)
12
The Legislature also added former section 1170.95, which created a
procedure for offenders previously convicted under a felony-murder theory to
obtain the benefits of these changes retrospectively. Under the statute
operative at the time of petitioner’s request for resentencing, convicts could
petition for relief in the court where they were sentenced if (1) the complaint
or information filed against them “allowed the prosecution to proceed under a
theory of felony murder . . . [,]”(2) they were convicted of murder following a
trial, and (3) they could not be convicted of murder “because of changes to
Section 188 or 189.” (Former § 1170.95, subd. (a).) In most cases where the
petitioner made a prima facie showing that he or she was entitled to relief,
the judge had to issue an order to show cause and hold “a hearing to
determine whether to vacate the murder conviction and to recall the sentence
and resentence the petitioner. . . .” 3 (Former § 1170.95, subds. (c) & (d)(1);
People v. Flint (2022) 75 Cal.App.5th 607, 613 (Flint).) At the hearing to
determine whether the petitioner was entitled to relief, the burden was on
the prosecution to prove, beyond a reasonable doubt, that the petitioner is
ineligible for resentencing. (Former § 1170.95, subd. (d)(3).)
II. The Legal Standard
Petitioner first contends that the trial court applied the wrong legal
standard in assessing his petition. Specifically, he argues that the trial court
asked only whether it was foreseeable that a police officer would arrive at the
scene of the robbery, rather than whether petitioner “knew or reasonably
3 Under former section 1170.95, subdivision (d)(2) (now section 1172.6,
subdivision (d)(2)), the hearing could be avoided if the parties waived the
hearing and stipulated to the petitioner’s eligibility or “[i]f there was a prior
finding by a court or jury that the petitioner did not act with reckless
indifference to human life or was not a major participant in the felony . . . .”
We address this provision, and petitioner’s argument that it required the
court to grant his petition without an evidentiary hearing, post.
13
should have known” the victim was a peace officer engaged in the
performances of his duties. (§ 189, subd. (f).) As explained below, we
disagree.
Petitioner is correct that the Legislature did not create a strict liability
offense with the peace officer exception. “Consistent with this policy [of
supporting and protecting peace officers engaged in the performance of their
duties] and the applicable principles of statutory interpretation, section 189,
subdivision (f), excuses the prosecution from proving . . . the defendant acted
with malice when the victim of a murder committed in the course of a felony
listed in section 189, subdivision (a), is a peace officer engaged in the
performance of the officer’s duties and the defendant has the requisite
knowledge.” (People v. Hernandez, supra, 60 Cal.App.5th at pp. 107–108,
italics added.) The “requisite knowledge” referred to in Hernandez and at
issue here is that “the defendant knew or reasonably should have known that
the victim was a peace officer engaged in the performance of the peace
officer’s duties.” 4 (§ 189, subd. (f).)
While the meaning of “knew or reasonably should have known” in
section 189, subdivision (f) has not been subject to interpretation, courts have
interpreted similar statutory language. Where a provision of the Penal Code
requires “knowledge” of a fact, “a subjective appreciation of that fact is an
element of the offense.” (In re A.L. (2019) 38 Cal.App.5th 15, 22, citing § 7,
subd. (5) [“the word ‘knowingly’ imports only a knowledge that the facts exist
which bring the act or omission within the provisions of this code”].)
“Knowledge” has been defined as “[a]n awareness or understanding of a fact
4The traditional felony-murder rule requires that the defendant have
the specific intent to commit the felony at issue. (People v. Lewis (2001)
25 Cal.4th 610, 642.) That petitioner had the mens rea required to commit
the underlying felony is not in question.
14
or circumstance; a state of mind in which a person has no substantial doubt
about the existence of a fact.” (Black’s Law Dictionary (11th ed. 2019)
p. 1043, col. 1.)
The term “reasonably should have known,” on the other hand,
implicates an objective criminal negligence standard. (In re A.L., supra,
38 Cal.App.5th at p. 24; People v. Linwood (2003) 105 Cal.App.4th 59, 71; In
re Jorge M. (2000) 23 Cal.4th 866, 887, fn. 11.) If a reasonable person in the
defendant’s position would have been aware of the facts at issue, the
defendant is presumed to have such knowledge. (See People v. Linwood, at
p. 71.) As one court has observed, knowledge is a higher standard than
criminal negligence, but both standards may be proven in much the same
way: “Circumstantial evidence tending to show that a reasonable person
would have known an officer was engaged in the performance of duty will
likewise tend to show that a particular defendant was aware of that fact. The
only difference when actual knowledge is required is that if a defendant
denies knowing the relevant facts, the trier of fact must judge the credibility
of that statement.” (In re A.L., at p. 25.)
Before turning to the merits, we briefly emphasize that the parties here
agree, as do we, that the legal standard to be applied in this appeal is
whether the requisite knowledge was acquired before or concurrently with
the acts that caused the peace officer-victim’s death. Petitioner argued below
that the court had to find he had the requisite knowledge “at or before the
time of the killing.” The joinder of act and intent is a foundational principle
of criminal law (§ 20; see, e.g., People v. Hughes (2001) 27 Cal.4th 287, 357–
358 [a defendant convicted of robbery must have formed requisite intent to
steal “prior to or during the application of force or fear” against the victim]),
and the traditional felony-murder rule also required the requisite felonious
15
intent be formed “either before or during the commission of the acts that
caused the victim’s death.” (People v. Lewis, supra, 25 Cal.4th at p. 642.)
Below, the prosecution argued that the requisite knowledge existed at or
before the time of the killing, and also alternatively argued that petitioner
could obtain the required knowledge during the escape from a felony murder
after the acts that caused the peace officer’s death. The trial court did not
reach the prosecution’s alternative theory, and, at oral argument, the
Attorney General agreed that the pertinent time by which knowledge had to
be acquired in this case was when the multiple shots at issue were fired. The
standard we apply is whether petitioner acquired the requisite knowledge
before or concurrently with the acts that caused the peace officer’s death.
Contrary to petitioner’s assertions, the trial court’s order does not
reflect that it used an incorrect legal standard to assess the requisite
knowledge. (See People v. Mack (1986) 178 Cal.App.3d 1026, 1032 [trial court
is presumed to have known and applied correct statutory and case law in
exercise of its official duties].) Petitioner acknowledges the court had to find
that, “at or before the time of the killing,” “defendant ‘knew or reasonably
should have known that the victim was a peace officer engaged in the
performance of the peace officer’s duties.’ ” The trial court stated in its
order—no less than nine times—that it had found, beyond a reasonable
doubt, that petitioner knew, or reasonably should have known, that the
victim was a police officer engaged in the performance of his duties. The trial
court did make a number of statements indicating that petitioner and his co-
felons expected police involvement, but it used this expectation, along with
other facts, including that petitioner heard the barrage of gunshots, to
conclude that when he heard the shots, he knew or reasonably should have
known another officer was present. The court did not decide the case
16
pursuant to the wrong legal standard. 5 The question nonetheless remains
whether the evidence supports the trial court’s ruling, and we now turn to
that question.
III. Sufficiency of the Evidence
Petitioner argues that the evidence introduced below did not prove
beyond a reasonable doubt that he had the requisite knowledge. We first
address the applicable standard of review and then turn to the merits.
A. Standard of Review
Relying on People v. Vivar (2021) 11 Cal.5th 510 (Vivar), petitioner
argues that, because the court’s inquiry was limited to a cold record,
deference to the trial court’s factual findings is inappropriate. We disagree
that de novo review is appropriate under the circumstances of this case.
In People v. Perez (2018) 4 Cal.5th 1055 (Perez), our Supreme Court
rejected an argument similar to petitioner’s, in the context of a Proposition 36
petition for recall of a sentence. The People argued that de novo review was
“more appropriate because trial courts do not have an advantage over
appellate courts in determining eligibility based on the record of conviction.”
(Id. at p. 1066.) The Supreme Court disagreed, concluding that “even if the
trial court is bound by and relies solely on the record of conviction to
determine eligibility, [where] the question . . . remains a question of
Petitioner also makes the conditional argument that, if the test under
5
section 189, subdivision (f) is merely whether he foresaw police involvement,
then subdivision (f) should also be interpreted to require proof that he
expected Monego’s death. He adds that the jury’s rejection of the felony-
murder special-circumstance allegations precluded a finding that he expected
Monego’s death. Because we have rejected petitioner’s contention that the
trial court assessed only whether he foresaw police involvement, we need not
dwell on petitioner’s conditional argument.
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fact . . . we see no reason to withhold the deference generally afforded to such
factual findings.” (Ibid.)
Vivar, supra, 11 Cal.5th 510, is distinguishable. There, our Supreme
Court endorsed the independent standard of review when evaluating a trial
court’s decision under section 1473.7 regarding whether to vacate a
conviction due to negative immigration consequences stemming from the
conviction. (Id. at pp. 524–527.) “A successful section 1473.7 motion requires
a showing, by a preponderance of the evidence, of a prejudicial error that
affected the defendant’s ability to meaningfully understand the actual or
potential immigration consequences of a plea.” (Vivar, at p. 517, italics
omitted.) In choosing independent review in this context, the court reasoned
that analogous prejudice determinations in ineffective assistance of counsel
claims were reviewed independently as predominantly legal questions; the
interests at stake supported independent review where the determination
was likely to be made from a cold record; prior appellate decisions had
reviewed section 1473.7 prejudice determinations independently, and the
Legislature, aware of this standard, did not alter when it amended the
statute. (Id. at pp. 524–527.) Here, by contrast, the question whether a
defendant could be liable for murder as stated in the new law presents
predominantly factual questions. Moreover, Vivar expressly limited
application of independent review to proceedings pursuant to section 1473.7.
(Id. at p. 528, fn. 7.)
Thus, we join our colleagues in the Fourth District in recognizing that
Perez, rather than Vivar, is the more persuasive authority in answering the
question of what standard of review applies in this case. 6 (People v. Clements
6Petitioner also cites In re Cudjo (1999) 20 Cal.4th 673. That case
involved a proceeding on a habeas corpus petition in which our Supreme
18
(2022) 75 Cal.App.5th 276, 302.) The question of whether petitioner knew or
reasonably should have known that Monego was a peace officer engaged in
the performance of his duties is predominantly a question of fact. (See id. at
p. 302.) Under such circumstances, “we see no reason to withhold the
deference generally afforded to such factual findings.” (Perez, supra,
4 Cal.5th at p. 1066.) The substantial evidence standard of review applies.
B. Substantial Evidence Supports the Trial Court’s Ruling
“To assess the evidence’s sufficiency, we review the whole record to
determine whether any rational trier of fact could have found the essential
elements of the crime . . . beyond a reasonable doubt . . . . In applying this
test, we review the evidence in the light most favorable to the prosecution
and presume in support of the judgment the existence of every fact the [trier
of fact] could reasonably have deduced from the evidence. [Citation.]
‘Conflicts and even testimony [that] is subject to justifiable suspicion do not
justify the reversal of a judgment, for it is the exclusive province of the trial
judge or jury to determine the credibility of a witness and the truth or falsity
of the facts upon which a determination depends . . . .’ ” (People v. Zamudio
(2008) 43 Cal.4th 327, 357.)
“The same standard governs in cases where the prosecution relies
primarily on circumstantial evidence.” (People v. Zamudio, supra, 43 Cal.4th
Court found deference to the referee’s factual findings “arguably
inappropriate” where the findings were based solely on documentary
evidence. (Id. at pp. 687–688.) But because habeas corpus bears little
resemblance to appellate review of a lower court’s judgment, as the People
note, In re Cudjo is not controlling. (See Durdines v. Superior Court (1999)
76 Cal.App.4th 247, 250, fn. 5 [“[B]ecause habeas corpus is a collateral
attack, a court considering such a petition is not genuinely ‘reviewing’ an
earlier judgment. Thus, a petition for writ of habeas corpus is classified as an
‘original proceeding’ no matter what court it is filed in”].)
19
at p. 357.) We must accept all logical inferences that the trier of fact may
have drawn from circumstantial evidence. (People v. Maury (2003) 30 Cal.4th
342, 396.) “If the circumstances reasonably justify the findings made by the
trier of fact, reversal of the judgment is not warranted simply because the
circumstances might also reasonably be reconciled with a contrary finding.”
(People v. Kaufman (2017) 17 Cal.App.5th 370, 381.) It is well-settled that “
‘[a] reversal for insufficient evidence “is unwarranted unless it appears ‘that
upon no hypothesis whatever is there sufficient substantial evidence to
support’ ” the jury’s verdict.’ ” (People v. Penunuri (2018) 5 Cal.5th 126, 142;
see also People v. Zamudio, p. 357.)
Here, although a close case was presented to the trial court, our sole
inquiry is whether there was sufficient evidence for a reasonable trier of fact
to conclude beyond a reasonable doubt that petitioner knew or should have
known, before or during the shooting, that a peace officer engaged in the
performance of his duties was the target of the shots that caused the peace
officer’s death. (People v. Romero (2008) 44 Cal.4th 386, 399 [“The pertinent
inquiry is ‘whether, after viewing the evidence in the light most favorable to
the prosecution, any rational trier of fact could have found the essential
elements of the crime beyond a reasonable doubt’ ”].) As set forth below, the
evidence regarding the circumstances surrounding the shooting support the
trial court’s determination.
First, it was near midnight when the gunfire began. Schwab heard the
gunshots while Le and petitioner walked her east, so the trial court
reasonably inferred that petitioner heard the gunshots as well. And the
evidence established a sequence of gunfire that continued over a period of
time long enough for Vasquez to shoot at Monego from inside the restaurant
and then walk to the door that opened to the outside and fire another “volley”
20
of shots at Monego as he lay on the sidewalk. A trier of fact could reasonably
infer that petitioner, or a reasonable person in his position, who heard the
barrage of gunfire in these circumstances knew or would know that Vasquez
(whom petitioner knew to be armed) was shooting at another person.
Next, the gunshots were undisputedly fired at the entrance of the
restaurant. The shots started just “moments” after petitioner, Le, and
Schwab left Vasquez armed near this entrance with Lewis when petitioner,
Le, and Schwab were only about twenty feet away. Given this evidence, it is
reasonable to infer that petitioner, or a reasonable person in his position,
discerned or would discern that the shots came from the entrance of the
restaurant.
Based on the following evidence, a reasonable trier of fact could also
conclude that petitioner, or a reasonable person in his position, knew or
should have known that a police officer had arrived and was the victim of the
series of shots. Petitioner and his co-felons embarked upon a highly
choreographed, armed takeover robbery, and they waited to do so until close
to midnight when the restaurant was closed. Before the shooting, they had
secured patrons and employees in the walk-in refrigerator. And the robbers
clearly knew, or reasonably should have known, that the police had been
alerted and had been dispatched given Schwab’s arrival in full uniform just
moments before the shooting at the entrance of the restaurant. Petitioner
also knew the robbers had cut off Schwab’s contact with dispatch by
preventing her from using her radio. Furthermore, while Lewis was near the
restaurant entrance prior to the shooting, Schwab testified that Lewis was
not being threatening or aggressive towards the robbers. The evidence that
the parties submitted to the trial court in litigating the section resentencing
petition additionally showed the robbers had not physically harmed the
21
patrons and employees, whereas Vasquez acted violently towards Schwab
immediately upon her arrival.
Finally, immediately after the shooting stopped, petitioner tapped Le’s
shoulder and directed him to flee. The two fled, abandoning any effort to
contain Schwab and prevent her from calling for help, which suggests that
the robbers were aware that another officer had already arrived and it would
be futile to prevent Schwab from further communication with dispatch. 7 The
trial court could reasonably infer from this evidence that petitioner knew or
reasonably should have known during the commission of the shots that
caused Monego’s death, that another officer had arrived and was the victim of
Vasquez’s barrage of shots.
As petitioner acknowledged at oral argument, there is no statutory
requirement that the prosecution establish the requisite knowledge only
through evidence that defendant saw the victim, heard the victim, or directly
interacted with the victim. We have no doubt that this type of circumstantial
evidence will be the evidence most often relied upon to show a defendant
knew or reasonably should have known that the victim was a peace officer
engaged in the performance of his or her duties. But whether the defendant
had knowledge of a fact is a question the trier of fact may answer with
reference to all the circumstances. (See People v. Green (1991)
227 Cal.App.3d 692, 702 [knowledge means awareness of facts proscribed,
and it is a jury question whether “gossip” or “braggadocio” are sufficient to
establish knowledge], rev’d on other grounds by People v. Castenada (2000)
23 Cal.4th 743, 752; see also People v. Boyden (1953) 116 Cal.App.2d 278,
7 Whether this flight could also be consistent with a belief that the
victim was a civilian, and that officers would subsequently be responding due
to the audible sequence of gunfire, is irrelevant on substantial evidence
review. (People v. Kaufman, supra, 17 Cal.App.5th at p. 381.)
22
287–288 [defendant’s knowledge that property was stolen in crime of
receiving stolen property “ ‘need not be that actual and positive knowledge
which is acquired from personal observation of the fact’ ”].) On substantial
evidence review, we do not substitute our assessment of the facts for the trial
court’s. We find that there was sufficient circumstantial evidence to support
the trial court’s conclusion.
We also decline petitioner’s invitation to reverse the trial court’s order
because he believes it was more reasonable to conclude that Vasquez shot
nothing or Lewis. Petitioner argues that a reasonable person would have
thought what Schwab thought—that Vasquez shot Lewis. But the focus is on
what a reasonable person in the defendant’s position would have known.
(See In re A.L., supra, 38 Cal.App.5th at p. 21, citing Williams v. Garcetti
(1993) 5 Cal.4th 561, 574; People v. Linwood, supra, 105 Cal.App.4th at
p. 71.) Unlike petitioner or the hypothetical reasonable person in his
position, Schwab was being held at gunpoint, and she testified she was in
shock. Schwab said that she thought Vasquez shot Lewis because he did not
want a witness, but the record suggests that Schwab was unaware of the
multiple unharmed witnesses in the walk-in refrigerator—again, unlike
petitioner or a reasonable person in his position. Moreover, the question
before us is not whether the circumstances might also reasonably be
reconciled with a finding contrary to that made by the trier of fact. (People v.
Kaufman, supra, 17 Cal.App.5th at p. 381.)
Finally, we emphasize that a general awareness that police may
respond to the commission of a crime is not sufficient, and we do not construe
the trial court’s ruling to have rested on a mere general awareness that police
may arrive at the scene of any crime. Instead, the determination required
under section 189 subdivision (f) must be made on a case-by-case basis, after
23
carefully sifting through the facts. To reverse the trial court’s decision here,
we would have to conclude that no rational trier of fact could have found
beyond a reasonable doubt that petitioner knew, or reasonably should have
known, that a peace officer performing his or her duties had arrived and was
the target of Vasquez’s series of shots where: it was near midnight and
petitioner was in the middle of executing a planned robbery of a closed
restaurant; petitioner knew unharmed witnesses were secured in the walk-in
refrigerator; he knew Vasquez was armed near the entrance; he knew that
someone was shooting a barrage of shots from near the restaurant entrance;
he knew that bystander Lewis, who was near Vasquez, had not acted
aggressively or threateningly; he knew the police had been dispatched to the
scene of the crime because Vasquez had assaulted and disarmed the arriving
officer, Schwab; he had taken Schwab hostage; and he knew the shooting
occurred “just moments” after Schwab had arrived and been prevented from
using her radio. Because we cannot conclude that no rational trier of fact
could have found as the trial court did based on this evidence, we must affirm
the ruling below. (People v. Romero, supra, 44 Cal.4th at p. 399.)
IV. Section 1172.6, subdivision (d)(2) (Former Section 1170.95,
subdivision (d)(2))
Petitioner’s next argument is that the trial court should never have
held an evidentiary hearing. He contends that, after he established a prima
facie case, the trial court should have immediately resentenced him pursuant
to section 1172.6, subdivision (d)(2), given that his jury rejected the People’s
felony-murder special-circumstance allegations. The People disagree,
arguing that petitioner was not entitled to immediate relief under that
provision because the prosecution was entitled to an evidentiary hearing to
show the peace officer exception under section 189, subdivision (f) applied.
24
Joining our colleagues in the Second District who recently addressed this
exact issue, we agree with People. (Flint, supra, 75 Cal.App.5th at pp. 616–
617.)
After the court has issued an order to show cause, section 1172.6,
subdivision (d)(2) provides a mechanism for avoiding an evidentiary hearing
where both sides waive the hearing and stipulate that the petitioner is
eligible, or “[i]f there was a prior finding by a court or jury that the petitioner
did not act with reckless indifference to human life or was not a major
participant in the felony.” (§ 1172.6, subd. (d)(2).) In the latter instance, “the
court shall vacate the petitioner’s conviction and resentence the petitioner.”
(Ibid.) Nonetheless, in enacting Senate Bill No. 1437, the Legislature also
“created an exception [under section 189, subdivision (f)] to the new
requirements for felony murder, providing that they do ‘not apply to a
defendant when the victim is a peace officer who was killed while in the
course of the peace officer’s duties, where the defendant knew or reasonably
should have known that the victim was a peace officer engaged in the
performance of the peace officer’s duties.’ [Citation.] When this exception
applies, a defendant may be convicted of felony murder even if he was not a
major participant in the felony who acted with reckless indifference to human
life. [Citation.] But section 117[2.6], subdivision (d)(2) makes no provision
for the peace officer exemption.” (People v. Flint, supra, 75 Cal.App.5th at
p. 616.)
As in Flint, we reject the argument that the absence of any reference to
the peace officer exception in section 1172.6, subdivision (d)(2)
unambiguously means a trial court cannot hold an evidentiary hearing to
discern whether the peace officer exception applies when the petitioner’s jury
rejected a felony-murder special-circumstances allegation. (People v. Flint,
25
supra, 75 Cal.App.5th at p. 617.) While we generally defer to the plain
language of a statute, a statute should not be given a literal meaning if doing
so would result in absurd consequences. (Ibid.) The Legislature intended to
maintain broader liability for felony murder in cases where the victim was a
peace officer. (Ibid.) Section 1172.6 provides retroactive relief where a
petitioner “could not presently be convicted of murder or attempted murder
because of changes to Section 188 or 189 made effective January 1, 2019.”
(§ 1172.6, subd. (a)(3).) Petitioner’s interpretation would make section
1172.6, subdivision (d)(2) “into a backdoor to guarantee resentencing for
certain defendants who are not eligible, rather than a mechanism to
‘streamline the process’ of resentencing [citation] in cases where it is clear
that the defendant is eligible. This is an absurd result, which we will not
infer the Legislature intended.” (People v. Flint, at p. 617.)
V. Victim Impact Statements
Petitioner’s final argument is that the court committed reversible error
by hearing victim impact statements before ruling on his petition.
A few days before the hearing on the petition, petitioner’s counsel
emailed the court regarding victim impact testimony, stating, “I have
previously cited to court and counsel People v. Lamoureux (2019)
42 Cal.App.5th 241, 265–266, which speaks to the role of the victim’s
family/friends/supporters at a [former] 1170.95 hearing. To be clear, I want
Deputy Monego’s family/friends/supporters to have every opportunity to be
heard and I will of course defer to the court’s judgment as to how to best
accomplish this logistically. In light of my reading of Lamoureux, my request
is that the litigants present their legal arguments and the court makes its
legal ruling on petition, and then the speakers be afforded their opportunity
to speak. But again, however the court thinks best to handle this will be
26
fine.” 8 (Italics added.) The trial court responded that it expected to take the
matter under submission, so it would hear all speakers at the hearing. At
the hearing, after the prosecution presented speakers, petitioner’s counsel
thanked the court for the opportunity to present speakers, “for the record”
cited Lamoureux, and said he knew “the Court [would] abide by that case.”
The court interrupted him at that point, stating the parties had submitted
legal arguments and counsel could submit something additional if he desired,
but now was the time for the speakers. Counsel thanked the court and
presented his speakers.
On this record, we reject petitioner’s contention that the trial court
committed reversible error by admitting victim impact testimony before it
ruled on the petition. First, petitioner forfeited his argument because he
acquiesced in the trial court’s decision to hear victim impact statements when
it did. The “objections” to which petitioner points this court demonstrate that
his counsel told the trial court that petitioner would abide by the court’s
preferred method for handling victim impact statements, and counsel merely
cited People v. Lamoureux at the hearing, stating that “he kn[e]w the Court
[would] abide by that case.” Second, even if petitioner’s claim were
cognizable and even if the court erred, he shows no prejudice. The trial court
cited People v. Lamoureux in its order, and petitioner presents no basis to
8 People v. Lamoureaux observed that the safety of the victim and the
public are not pertinent to whether a court may vacate a petitioner’s murder
conviction under former section 1170.95 (current section 1172.6). (People v.
Lamoureaux, supra, 42 Cal.App.5th at p. 265.) The determination turns
instead on whether the original charging document permitted the prosecution
to proceed under the felony-murder rule or murder under the natural and
probable consequences doctrine, the petitioner was convicted or accepted a
plea offer of murder, and the petitioner could not be liable for murder as a
result of the legislative amendments to sections 188 and 189. (Ibid.)
27
discount the trial court’s express confirmation that it based its decision on
the evidence presented, not on the victim impact statements. (Cf. Solomon v.
Superior Court (1981) 122 Cal.App.3d 532, 537 [“Appellate courts ordinarily
presume that a judge is capable of weighing the admissible evidence without
being prejudiced by extraneous matters”].)
DISPOSITION
The order is affirmed.
BROWN, J.
I CONCUR:
NADLER, J. ∗
People v. Sifuentes (A162225)
Judge of the Superior Court of California, County of Sonoma, assigned
∗
by the Chief Justice pursuant to article VI, section 6 of the California
Constitution.
28
POLLAK, P.J., Concurring.
This is an extremely close case. Defendant was not in the immediate
presence of either the shooter or the victim when the killing occurred. And, as
the majority opinion makes clear, what defendant knew or reasonably should
have known must be determined as of no later than the point at which the
shots were fired. Moreover, as the majority also states, a generalized
awareness that police are likely to respond to a crime is not sufficient to
establish that a coparticipant in a felony should reasonably know that anyone
killed in the course of the offense would be a police officer. Yet, based on the
particular and somewhat unusual circumstances that preceded the killing in
this case, which the trial court carefully considered and the majority opinion
correctly recites, I cannot say that the record lacks sufficient evidence to
support the trial court’s finding. Whether this finding is consistent with the
reasoning that led to the adoption of Penal Code section 189, subdivision (f)
in its current form is problematic, however, and may justify further
consideration by the Legislature and by the Parole Board when defendant’s
application comes before it.
POLLAK, P. J.
1
Trial Court: Alameda County Superior Court
Trial Judge: Hon. Morris D. Jacobson
Counsel:
Keker, Van Nest & Peters LLP, Nicholas D. Marais, Andrew S. Bruns, Tara
M. Rangchi [, under appointment by the Court of Appeal,] for Defendant and
Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Jeffrey M. Laurence,
Assistant Attorneys General, Seth K. Schalt, Bridget Billeter, Deputy
Attorneys General for Plaintiff and Respondent.