Crawford v. JPMorgan Chase Bank, N.A. ( 2016 )

Filed 1/4/16 (unmodified opn. attached)
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION SIX
DOUGLAS J. CRAWFORD, 2d Civil No. B257412
(Super. Ct. No. 56-2012-426563-
Plaintiff and Appellant, CU-BC-VTA)
(Ventura County)
v.
ORDER MODIFYING OPINION
JPMORGAN CHASE BANK, N.A. et al., AND DENYING REHEARING
[NO CHANGE IN JUDGMENT]
Defendants and Respondents.
THE COURT:
It is ordered that the opinion filed herein on December 9, 2015, be modified as
follows:
1. On page 2, in the second, third and fourth full paragraphs under the heading
FACTS, the name "Ninion" is deleted and the name "Ninon" is to be inserted in its
place. In footnote 1, the name "Ninion" is deleted and the name "Ninon" is to be
inserted in its place.
2. On page 2, in the third full paragraph under the heading FACTS, the sentence
that reads, "Ninion was 79 years old at the time" is deleted, and the following
sentence is inserted in its place, "Ninon was 76 years old at the time."
There is no change in the judgment.
Appellant's petition for rehearing is denied.
Filed 12/9/15 (unmodified version)
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION SIX
DOUGLAS J. CRAWFORD, 2d Civil No. B257412
(Super. Ct. No. 56-2012-426563-
Plaintiff and Appellant, CU-BC-VTA)
(Ventura County)
v.
JPMORGAN CHASE BANK, N.A., et al.,
Defendants and Respondents.
The practice of law can be abundantly rewarding, but also stressful.
The absence of civility displayed by some practitioners heightens stress and debases
the legal profession. Those attorneys who allow their personal animosity for an
opposing counsel or an opposing party to infect a case damage their reputations and
blemish the dignity of the profession they have taken an oath to uphold.
In Green v. GTE California, Inc. (1994) 29 Cal. App. 4th 407, 408, we
said counsel's comments and actions at a deposition made the term "civil procedure"
an oxymoron. In comparison to what occurred in this case, one could almost say
the offending counsel in Green conducted himself with decorum.
Here the practice of law became more than stressful; it was
dangerous. An attorney representing himself threatened defendants' counsel with
pepper spray and a stun gun at a deposition. When defendants moved for
terminating sanctions, plaintiff filed an opposition that was openly contemptuous of
the trial court. Such conduct can have consequences. (See In re Koven (2005) 134
Cal. App. 4th 262.) The trial court granted defendants' motion for terminating
sanctions. Plaintiff appeals the ensuing judgment. We affirm.
FACTS
Complaint
In his first amended complaint, Douglas J. Crawford (Crawford)
alleged causes of action for breach of contract, breach of fiduciary duty, negligence
and elder abuse, as follows:
On September 2, 2008, Crawford accompanied his mother, Ninion
Crawford (Ninion),1 to a branch of JPMorgan Chase Bank, N.A. (Chase) to
withdraw money from Ninion's account. While there, Ninion instructed Chase to
place a note on her bank accounts not to withdraw or transfer more than $5,000
without first contacting Crawford. A Chase employee agreed to comply.
In April 2011, Shruti Kohli was employed by Chase as an investment
advisor. Kohli advised Ninion to invest in a 29-year annuity. Ninion was 79 years
old at the time. Kohli prepared a slip to withdraw $200,000 from Ninion's account.
The money was transferred without first contacting Crawford.
Ninion is now deceased. Her estate has assigned the causes of action
alleged in the complaint to Crawford. Crawford named Chase, Kohli and the Chase
branch president, Melissa Griffin, as defendants.2 Chase rescinded the annuity, but
Crawford complains that Chase failed to reimburse him $2,000 in lost interest.
1
Because appellant and Ninion Crawford share the same last name, we refer to
Ninion Crawford by her first name and intend no disrespect.
2
Except where the context indicates otherwise, defendants are collectively referred
to as "Chase" herein.
2
Small Claims Actions
Crawford served notices of depositions and deposition subpoenas for
the three defendants and Chase's in-house counsel. The depositions were noticed to
take place at Crawford's personal residence.
Chase objected to holding the depositions at Crawford's private
residence because the deponents and their counsel feared for their safety. Crawford
had filed an appeal in another case he had brought against Chase in San Diego. In
the instant case, Chase attached Crawford's petition for rehearing in the San Diego
case as an exhibit to support its objection to holding the deposition at Crawford's
residence.
Crawford's petition referenced the Oklahoma City and Boston
bombings. The petition stated in part: "The more simple truism or reality of life is
that the victims of government abuse, bias or even unequal application of the law do
not, actually, detonate a bomb in retaliation to those abuses, but, generally, go home
and kick the dog to death for barking or beat the crap out of some random person
for cutting them off in traffic or shoot up the workplace for getting passed over for a
promotion or burn their children with scalding hot water for spilling . . . a glass of
milk, or, in other words, translate their frustrations of helplessness into committing
a heinous act in apparent disproportion to the harm that befell upon them. The
ripple effect of injustices committed by government agents [like the justices who
ruled against him] herein, just roll downhill onto and into the lives of other truly
innocent, unconnected individuals and makes this . . . just a crappier place to live."
The deponents did not appear for their depositions. Instead of filing a
discovery motion in the underlying case, Crawford filed individual small claims
court actions against each of the Chase defendants and Chase's counsel. The actions
were based on the deponents' failure to appear in response to deposition subpoenas.
3
Crawford requested damages, including $500, and actual damages for failure to
obey a subpoena as provided by Code of Civil Procedure section 1992.3
Chase moved ex parte to quash the small claims court actions. The
trial court denied the motion to quash, but ordered the cases transferred and
consolidated with the instant action.
Deposition of Matthew Crawford
Matthew Crawford (Matthew) is Crawford's brother. Matthew was
the sole beneficiary of the annuity. Chase contended Crawford's true objection to
the annuity was not that it was unsuitable for his mother, but that his mother
excluded him. Thus Chase believed that Matthew was a material witness.
Chase served a deposition subpoena and a notice of deposition for
Matthew in San Francisco where he resided. The subpoena did not state that the
deposition would be videotaped, but the notice did.
On February 14, 2014, Matthew appeared for his deposition with
Crawford as his attorney. Matthew and Crawford walked out claiming they were
afraid for their personal safety.
The question of Matthew's deposition was raised at a February 20,
2014, hearing. The trial judge suggested that Chase use the judge's name to request
a conference room at the San Francisco Superior Court for the deposition. That
should alleviate any concern that Crawford might have for his personal safety.
Chase emailed Crawford on March 7, 2014, stating that it could not
obtain the use of a superior court conference room. Chase said it was willing to
take Matthew's deposition at a court reporter's office of Crawford's selection. Chase
proposed March 17, 2014, as the deposition date.
3
All statutory references are to the Code of Civil Procedure unless otherwise stated.
4
Crawford replied that he would not respond to the deposition request
until Chase responded to his request for a camera in the courtroom for trial and a
continuance of the trial date.
On March 14, 2014, Chase emailed Crawford asking whether
Matthew would appear for the March 17 deposition. Crawford replied that
discovery closed two weeks prior. In reply, Chase pointed out that Matthew had
been served with a deposition subpoena, appeared for the deposition, but left
immediately after being sworn. Chase asked again if Matthew would appear for his
deposition on March 17. Crawford did not reply. On March 17, Chase appeared for
Matthew's deposition, but neither Matthew nor Crawford appeared.
On April 2, 2014, the court held a hearing on Crawford's motion for
relief from a jury waiver. Crawford inquired of the court what the sanction would
be if Matthew did not appear for his deposition. The court refused to commit to any
particular sanction. At the hearing, Crawford did not mention the close of
discovery issue. In fact, Crawford wanted to reopen discovery to depose one of
Chase's witnesses.
Chase agreed to the deposition of its witness and suggested several
dates for Matthew's deposition. Crawford suggested April 18, 2014, but stated
Matthew's deposition would not be videotaped absent a court order.
After further emails, Chase moved to compel Matthew's deposition.
Chase's counsel stated there was good reason for videotaping because Crawford had
falsely accused him of irrational, intimidating or violent behavior. Chase pointed
out that section 2023.030 allows a party to give notice of its intention to videotape
at least three days prior to the deposition.
The trial court ruled that Crawford had more notice than is required,
and that the discovery cut-off date does not apply because Matthew walked out of
the first deposition. The court ordered Matthew to appear for a videotaped
5
deposition on April 21, 2014. The court imposed a $1,600 sanction against
Crawford.
Matthew and Crawford appeared on April 21. Immediately after
Matthew was sworn, Crawford pointed a can of pepper spray at counsel's face from
a distance of approximately three feet. Crawford said, "Mr. Traver [Chase's
counsel], if things get out of hand, I brought what is legally pepper spray, and I will
pepper spray you if you get out of hand." Crawford then produced a stun gun,
pointed it at Traver's head, and said, "If that doesn't quell you, this is a flashlight
that turns into a stun gun." Crawford discharged the stun gun close to Traver's face.
Traver terminated the deposition.
Motion for Terminating Sanctions
Chase moved for terminating sanctions based on its unsuccessful
attempts to depose Matthew and Crawford's threats of physical violence.
The first paragraph of Crawford's written opposition to the motion
states: "Present Plaintiff and future train passenger, Douglas J. Crawford, submits
this humble 'opposition' paperwork in response to Defendant J.P. Morgan Chase
Bank, N.A., aka 'Heavenly Father' (sometimes herein referred to as 'Def. Chase' or
where appropriate, 'Heavenly Father'), ex parte discovery motion for termination
and monetary sanctions based on allegations of misconduct that occurred an illegal
video-taped deposition held after the close of discovery pursuant to a Proposed
Order of the Court. Plaintiff submits to 'former' D.A. [the trial judge], currently
masquerading as a Superior Court Judge, that the requested 'sanction' by our
Heavenly Father does not go far enough and requests this Court to sentence Plaintiff
to death pursuant to Cal. Penal Code Section 190.2 and the imposition of sanctions
against Plaintiff of not less [than] $265 million dollars for the 'alleged' assault that
occurred on April 21, 2014 by Plaintiff against our Heavenly Father's only begotten
6
son, Walter Johannes Robert Traver. Plaintiff has submitted a 'Proposed' Order
stating as much for [the trial judge's] rubber stamping." (Fns. omitted.)
Throughout the opposition papers, Crawford refers to the trial judge
as Traver's pet dog and employs phrases, such as, "the sick and demented [trial
judge]."
In his opposition papers, Crawford appears to argue that the order
requiring Matthew's deposition is invalid because the time for discovery had passed.
Motion to Disqualify the Trial Judge
Concurrently with filing opposition to Chase's motion for terminating
sanctions, Crawford filed a statement of disqualification against the trial judge. The
statement was filed under section 170.1, subdivision (a).
Crawford alleged that the trial judge's prior rulings against him show
bias; that the trial judge was a volunteer at the Ventura County mock trial
competition in 1991, and that Matthew won the competition; that the trial judge
keeps a picture of Robert E. Lee in his chambers, and Crawford is a relative of Lee;
that the trial judge keeps a picture of his daughter in his chambers, which "portends"
the question whether Matthew and his daughter were ever romantically linked; that
the trial judge and another judge worked in the Attorney General's office at the
same time and that Crawford ran against the other judge in a judicial election; and
that the trial judge and the judge that Crawford challenged in a judicial election
shared membership in the California District Attorneys Association.
The trial judge struck the statement of disqualification because it was
untimely and on its face disclosed no grounds for disqualification.
Granting Terminating Sanctions
The trial court granted Chase's motion for terminating sanctions. The
court cited Crawford's failure to pay sanctions, harassing behavior, highly
contemptuous statements made to the court, brandishing pepper spray and use of a
7
stun gun. The court described these acts as "the most outrageous behavior that I
have ever heard of in my life by an attorney."
DISCUSSION
I.
Courts have the inherent authority to dismiss a case as a sanction.
(Del Junco v. Hufnagel (2007) 150 Cal. App. 4th 789, 799.) The authority should be
exercised only in extreme situations, such as where the conduct was clear and
deliberate and no lesser sanction would remedy the situation. (Ibid.)
If ever a case required a terminating sanction, this is it. Crawford
threatened to use pepper spray and a taser on opposing counsel and was openly
contemptuous of the trial court. He made it impossible to continue with the
litigation. Far from the trial court abusing its discretion, it would have been an
abuse of discretion not to impose a terminating sanction.
Crawford argues, "Absent the Court granting Respondent's motion to
compel the deposition of Matthew Crawford, which was an abuse of discretion, the
Court would have no legal or factual basis for imposing termination sanctions."
The argument misses the point. If Crawford believed the trial court erred in issuing
a discovery order, his remedy was to seek review on appeal of the final judgment or
petition this court for a writ. (See Sav-On Drugs, Inc. v. Superior Court (1975) 15
Cal. 3d 1, 5.) His remedy was not to threaten opposing counsel with violence and
file a contemptuous opposition to Chase's motion for sanctions.
II.
Crawford argues the trial court had no jurisdiction to grant Chase's
motion for terminating sanctions because the question of the court's disqualification
was never determined.
The trial court struck Crawford's statement of disqualification because
it was not timely and on its face disclosed no legal grounds for disqualification.
8
(§ 170.4, subd. (b).) Crawford does not argue the trial court erred in concluding the
statement was untimely or stated no legal grounds for disqualification.
Crawford points out, however, that the trial judge also filed an
affidavit containing substantive denials of the allegations in the statement of
disqualification. Crawford argues that by submitting a substantive response, the
trial judge put the question of his qualification to preside at issue. Crawford claims
that until the question of the trial judge's qualification is determined independently
by another judge, the trial judge was powerless to act. (Citing, § 170.3, subd.
(c)(6).)
But once the trial judge properly struck Crawford's statement of
disqualification, the trial judge's substantive affidavit became irrelevant. There was
nothing for an independent judge to review.
III.
Crawford contends the trial court had no jurisdiction to transfer and
consolidate with this case the small claims court actions.
The trial court ordered the small claims court cases transferred and
consolidated because they were seeking penalties and damages for allegedly
violating deposition subpoenas issued in the instant case.
Discovery in the instant case is governed by the Civil Discovery Act.
(§ 2016.010 et seq.) Nothing in the Civil Discovery Act allows small claims court
actions as a remedy for alleged discovery violations. When a case has been
assigned to one department of the superior court, no other department of the court
has the jurisdiction to interfere with the exercise of the assigned court's power.
(Williams v. Superior Court (1939) 14 Cal. 2d 656, 662.) The small claims court is
a department of the superior court in which the instant case was pending.
(§ 116.210.) But the case was not assigned to the small claims court. Thus the
small claims court has no jurisdiction over discovery matters arising in this case.
9
Crawford's reliance on Acuna v. Gunderson Chevrolet, Inc. (1993) 19
Cal. App. 4th 1467, is misplaced. There, Acuna obtained a judgment against
Gunderson for $3,500 in small claims court. Gunderson appealed and a date for a
trial de novo was set. Two days before the trial de novo, Acuna filed an action
against Gunderson for rescission of contract and damages. Acuna requested that the
small claims trial de novo be transferred and consolidated with the superior court
action. The trial court denied the motion for lack of jurisdiction. The Court of
Appeal affirmed.
Acuna stands for nothing more than that a different department of the
superior court has no jurisdiction over a case originally brought in small claims
court. Just as here, the small claims court has no jurisdiction to decide matters
arising in the instant superior court action. If anything, Acuna supports Chase.
Crawford's reliance on New York Times Co. v. Superior Court (1990)
51 Cal. 3d 453, is also misplaced. There the question was whether the newsperson's
shield law (Cal. Const., art. I, § 2, subd. (b); Evid. Code, § 1070) provides a
newspaper publisher with a privilege or only immunity from contempt for refusal to
comply with a civil subpoena for unpublished information. The court concluded the
shield law provided only immunity from contempt and not a privilege that would
shield the newspaper publisher from all sanctions. The court expressly rejected the
publisher's contention that the shield law protects it against sanctions of $500 plus
damages for failure to obey a subpoena as provided in section 1992. The plain
language of the shield law protects only against contempt. The court stated:
"Moreover, the News-Press's objection to section 1992 is largely academic. As we
noted in Mitchell [v. Superior Court (1984)] 37 Cal. 3d 268, 274, 'contempt is
generally the only effective remedy against a nonparty witness.' The monetary
sanctions under section 1992 are not effective as a practical matter. The maximum
sanction is a $500 forfeiture plus actual damages, and the party aggrieved by the
10
failure to make discovery can recover the sanctions only by bringing an independent
civil action. It would likely be a rare case in which a civil litigant would impose on
himself the additional burden of a separate suit to recover a mere $500. The simple
economics of modern litigation essentially preclude such an action." (New York
Times Co., at p. 464.)
Crawford points out that his small claims court actions seek damages
pursuant to section 1992. He relies on the trial court's statement that a "party
aggrieved by the failure to make discovery can recover the sanctions only by
bringing an independent civil action." (New York Times Co. v. Superior Court,
supra, 51 Cal.3d at p. 464.) But the court was speaking in the context of a
newspaper publisher shielded by law from contempt. That context does not apply
here. There is no reason why the parties who allegedly failed to obey Crawford's
subpoenas could not have been subject to contempt proceedings in the instant
action. The sanctions provided in section 1992, if warranted, could have been
imposed there. The usual rule that the department to which the case has been
assigned has jurisdiction applies here.
IV.
Crawford contends the trial court had no jurisdiction to sanction him
$4,850 for discovery abuses.
Crawford relies on section 2023.010, subdivision (i). That
subdivision provides that misuses of the discovery process include: "Failing to
confer in person, by telephone, or by letter with an opposing party or attorney in a
reasonable and good faith attempt to resolve informally any dispute concerning
discovery, if the section governing a particular discovery motion requires the filing
of a declaration stating facts showing that an attempt at informal resolution has been
made." (Ibid.)
11
Crawford claims Chase failed to file meet and confer declarations.
But Crawford does not point to that place in the record where he raised an objection
in the trial court. Crawford has the duty to support points raised on appeal by
citation to the record. (Cal. Rules of Court, rule 8.204(a)(1)(C).) Matters not raised
in the trial court will not be considered for the first time on appeal. (Degnan v.
Morrow (1969) 2 Cal. App. 3d 358, 366.)
Crawford threatened opposing counsel with physical harm. Yet he
complains about the lack of opposing counsel's attempt at informal resolution. The
irony is not lost on us. Crawford conclusively demonstrated that attempting an
informal resolution of disputes with him is futile, if not dangerous. The law does
not require a futile act. (Sutherland v. Barclays American/Mortgage Corp. (1997)
53 Cal. App. 4th 299, 313.)
The judgment is affirmed. Costs are awarded to respondents.
CERTIFIED FOR PUBLICATION.
GILBERT, P. J.
We concur:
YEGAN, J.
PERREN, J.
12
Vincent J. O'Neill, Jr., Judge
Superior Court County of Ventura
______________________________
Law Office of Douglas J. Crawford, Douglas J. Crawford, in pro. per., for
Plaintiff and Appellant.
Musick, Peeler & Garrett, LLP, Barry D. Hovis, Walter J. R. Traver,
Cheryl Orr for Defendants and Respondents.