People v. Hernandez CA4/1 ( 2015 )

Filed 7/8/15 P. v. Hernandez CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D065743
Plaintiff and Respondent,
v. (Super. Ct. No. SCN302754)
ABEL HERNANDEZ,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Robert J.
Kearney, Judge. Affirmed.
Law Offices of Siri Shetty and Siri Shetty, under appointment by the Court of
Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Julie L. Garland, Assistant Attorney General,
Peter Quon, Jr., and Anthony Da Silva, Deputy Attorneys General, for Plaintiff and
Respondent.
I.
INTRODUCTION
A jury found Abel Hernandez guilty of 12 counts of lewd and lascivious acts upon
a child under 14 years of age (Pen. Code, § 288, subd. (a))1 (counts 1-12). The jury also
found that Hernandez engaged in substantial sexual conduct with the victim with respect
to counts 1 through 6 (§ 1203.066, subd. (a)(8)). The trial court denied probation and
sentenced Hernandez to an aggregate term of 30 years in prison. The court imposed the
upper term of eight years on count 1 (§ 288, subd. (a)), and consecutive (§ 669) two-year
terms on counts 2 through 12. The terms on counts 2 through 12 were each comprised of
one-third of the mid-term of six years (§ 288, subd. (a)), pursuant to section 1170.1,
subdivision (a).
On appeal, Hernandez claims that his sentence must be vacated and the matter
remanded for resentencing because the trial court: (1) committed an ex post facto
violation by relying on the 2006 version of section 1203.066 (Stats. 2005, ch. 477, § 5) to
conclude that he was ineligible for probation with respect to three counts (counts 1, 3,
and 5), because the People failed to establish the offenses occurred after January 1, 2006,
the effective date of that statute; and (2) erred in concluding that he was "absolutely
ineligible for probation" with respect to counts 7 through 12. Although Hernandez
1 Unless otherwise specified, all subsequent statutory references are to the Penal
Code.
2
concedes that a "prison sentence was mandatory on counts 2, 4, and 6," he maintains that
the trial court retained discretion to impose a "hybrid sentence" in which the court would
impose a term of imprisonment on counts 2, 4, and 6 and grant probation on the
remaining counts, to be served consecutively to the prison term.
We need not consider whether the court improperly determined that Hernandez's
convictions on counts 1, 3, 5 and 7 through 12 rendered him ineligible for probation
because his convictions on counts 2, 4, and 6 undisputedly rendered him ineligible for
probation, and a trial court lacks authority to impose the hybrid sentence that Hernandez
seeks. (See People v. Cramer (1983) 149 Cal.App.3d 1135, 1139 (Cramer) [concluding
trial court lacks authority to "order a probationary sentence to run consecutively to a state
prison sentence"].) Therefore, even assuming that the trial court erred in concluding that
Hernandez's convictions on counts 1, 3, 5, and 7 through 12 rendered him ineligible for
probation, we conclude that any error was harmless because the trial court was required
to deny Hernandez probation in light of his convictions on counts 2, 4, and 6.
Accordingly, we affirm the judgment.
II.
FACTUAL AND PROCEDURAL BACKGROUND
A. Factual background
1. The People's evidence
The victim, K.P., was born in 1998. In 2003, Hernandez began dating K.P.'s
mother, and married her in 2004. Hernandez moved in with K.P. and her family in 2003
3
or 2004 and lived with K.P. and her family until 2008, except for a year during which
K.P. and her mother moved to Guatemala.2
K.P. testified that Hernandez sexually abused her on more than 100 occasions
during the time they lived together. K.P. estimated that Hernandez touched her vagina
with his hand about 80 times, placed his penis to or in her anus about 10 or 15 times,
licked her vagina about 10 times, had K.P. touch his penis approximately10 or 11 times,
and placed his penis near or in her vagina three or four times. In addition, K.P. stated that
Hernandez sucked her breasts approximately 100 times, and kissed her mouth and neck
inappropriately approximately 95 times.
Much of this conduct occurred after 2005. For example, K.P. testified that
Hernandez touched and licked her vagina in 2008. She also testified that
Hernandez placed his penis in her vagina when she was eight years old (i.e., in
2006).
K.P.'s mother participated in a recorded controlled telephone conversation with
Hernandez in 2012. During this conversation, Hernandez admitted having touched
K.P.'s vagina with his hand and mouth on approximately five to 10 occasions, and asked
K.P.'s mother to forgive him.
2 The record is unclear as to exactly when K.P. lived in Guatemala. At one point in
her testimony, K.P.'s mother suggested that it was in 2005 or 2006, and at another point
she testified that it was when K.P. was nine years old (i.e., in 2007 or 2008). K.P.
testified that she moved to Guatemala in 2007.
4
During a police interview, Hernandez admitting having touched and licked
K.P.'s vagina on numerous occasions at various times after 2005. He also admitted
that, on approximately 10 occasions, he masturbated while rubbing his penis against
K.P.'s vagina, to the point of ejaculation.
2. The defense
Hernandez testified that he never engaged in any sexual conduct with K.P. and
claimed that he had falsely confessed to engaging in such sexual conduct in the recorded
telephone conversation and to the police. Several family members and friends attested to
Hernandez's reputation for good character and honesty and stated their belief that he was
incapable of committing the charged offenses.
B. Procedural background
The People filed a third amended information charging Hernandez with 12 counts
of lewd and lascivious acts upon a child under 14 years of age (§ 288, subd. (a)) (counts
1-12). With respect to each count, the information alleged that the conduct occurred
between July 17, 2003 and July 16, 2010, and described the nature of the sexual activity
alleged. The information described six different types of sexual activity and specified
whether the charged offense constituted the "[first] occasion" of the conduct or the "last
occasion." For example, count 1 stated the alleged offense involved, "[Hernandez's]
penis to victim's vaginal area—[first] occasion." Count 2 stated that the alleged offense
involved, "[Hernandez's] penis to victim's vaginal area —last occasion." The information
5
also alleged that Hernandez engaged in substantial sexual conduct with the victim with
respect to counts 1 through 6 within the meaning of section 1203.066, subdivision (a)(8).
The jury found Hernandez guilty as charged with respect to all 12 counts. The
jury also found that Hernandez engaged in substantial sexual conduct as alleged in counts
1 through 6.
Prior to sentencing, the prosecutor filed a sentencing brief that stated in relevant
part, "[Hernandez] is ineligible for probation because [Hernandez] was convicted of
[section] 1203.066[, subdivision] (a)(8) under Counts 1-6."
The probation officer submitted a report that stated in relevant part:
"[Hernandez] is absolutely ineligible for probation pursuant to [section]
1203.066[, subdivision] (a)(8) in that his behavior consisted of Substantial
Sexual Conduct with a minor under 14 years of age and therefore the
circumstances surrounding a grant of probation are moot and need not be
discussed."
At sentencing, the trial court stated: "Well, [Hernandez] is absolutely ineligible for
probation, pursuant to Penal Code section 1203.066, subdivision (a)(8)," and, "[s]o
probation will be denied." The court then sentenced Hernandez to an aggregate term of
30 years in prison as described in part I, ante.
6
III.
DISCUSSION
Any error with respect to whether Hernandez's convictions on counts 1, 3, 5, and 7
through 12 rendered him ineligible for probation was harmless because Hernandez's
convictions on counts 2, 4, and 6 rendered him ineligible for probation, and the trial
court was not authorized to impose a prison sentence on some counts and grant a
consecutive period of probation on others
Hernandez claims that his sentence must be vacated and the matter remanded to
the trial court with directions to hold a new sentencing hearing at which the court would
impose a prison sentence on counts 2, 4, and 6 and consider whether to grant him
probation on counts 1, 3, 5, and 7 through 12, with the probation term to be served
consecutively to the prison term.3
A. Hernandez's contentions and his proposed remedy
With respect to counts 1, 3, and 5, Hernandez maintains that the trial court
violated the ex post facto clauses of the federal and state constitutions (U.S. Const., art. I,
§ 10; Cal. Const., art. I, § 9) in relying on the 2006 version of section 1203.066 in
concluding that he was ineligible for probation, because the prosecution failed to
establish that his commission of the offenses charged in counts 1, 3, and 5 occurred after
the effective date of the statute. Hernandez notes the 2006 version of section 1203.066
provided that a defendant convicted of a violation of section 288 who had substantial
3 Hernandez states that he "does not contend that the court . . . should order a term
of probation and imprisonment to be served concurrently."
7
sexual contact with a victim under the age of 14 years of age is absolutely ineligible for
probation, while prior to 2006, such defendants remained eligible for probation where a
trial court made the findings outlined in former section 1203.066, subdivision (c).4
With respect to counts 7 though 12, Hernandez claims that the trial court erred in
declaring him "absolutely ineligible for probation" pursuant to section 1203.066,
subdivision (a)(8), because the jury did not find that he engaged in "substantial sexual
contact" with respect to those counts. (Ibid.) With respect to counts 7, 9, and 11,
4 Former section 1203.066, subdivision (c) (Stats. 1997, ch. 817, § 13) provided:
"(c) Paragraphs (7), (8), and (9) of subdivision (a) shall not apply when the court
makes all of the following findings:
"(1) The defendant is the victim's natural parent, adoptive parent, stepparent,
relative, or is a member of the victim's household who has lived in the victim's
household.
"(2) A grant of probation to the defendant is in the best interest of the child.
"(3) Rehabilitation of the defendant is feasible, the defendant is amenable to
undergoing treatment, and the defendant is placed in a recognized treatment program
designed to deal with child molestation immediately after the grant of probation or the
suspension of execution or imposition of sentence.
"(4) The defendant is removed from the household of the victim until the court
determines that the best interests of the victim would be served by returning the
defendant to the household of the victim. While removed from the household, the court
shall prohibit contact by the defendant with the victim, except the court may permit the
supervised contact, upon the request of the director of the court ordered supervised
treatment program, and with the agreement of the victim and the victim's parent or legal
guardian, other than the defendant. As used in this paragraph, 'contact with the victim'
includes all physical contact, being in the presence of the victim, communication by any
means, any communication by a third party acting on behalf of the defendant, and any
gifts.
"(5) There is no threat of physical harm to the child victim if probation is granted.
The court upon making its findings pursuant to this subdivision is not precluded from
sentencing the defendant to jail or prison, but retains the discretion not to do so. The
court shall state its reasons on the record for whatever sentence it imposes on the
defendant."
8
Hernandez additionally claims that the trial court committed a second ex post facto
violation in relying on the 2006 version of section 1203.066 in concluding that he was
ineligible for probation, because the prosecution failed to establish that his commission of
the offenses charged in these counts occurred after the effective date of the statute.
Hernandez concedes that the trial court "lacked authority to impose probation on
counts 2, 4, and 6" and that "a prison sentence was mandatory on counts 2, 4, and 6."
However, he claims that the trial court had authority to impose a term of imprisonment on
counts 2, 4, and 6 and to grant probation "on the remaining counts consecutive to any
term of imprisonment." He contends that the matter should be remanded to the trial court
for a new sentencing hearing at which the trial court may determine whether to impose
such a "hybrid sentence."
B. California law does not permit a trial court to impose a term of imprisonment on
some counts and grant probation on other counts, to be served consecutively to the
prison term
In Cramer, supra, 149 Cal.App.3d 1135, the Court of Appeal held "that a court
may not order a probationary sentence to run consecutively to a state prison
sentence . . . ." (Id. at p. 1139.) In concluding that a trial court "lack[s] the authority" (id.
at p. 1137) to impose such a sentence, the Cramer court reasoned in part:
"We are . . . unaware of any statutory or case law which permits a
court to use its authority to stay execution of a judgment for the
purpose of providing that a probationary sentence be served
consecutively to a state prison sentence.
"Such a procedure would appear to run counter to the underlying
spirit and purpose of probation and the determinate sentence law.
9
Probation is presumed to be a rehabilitative device which normally
would be attempted prior to sentencing a defendant to state prison."
(Id. at p. 1138.)
Although the opinion in Cramer is sparse in its reasoning,5 we agree with the
result. There is nothing in the statutes pertaining to probation that authorizes a trial court
to impose a "hybrid sentence" comprised of a term of imprisonment on some counts, to
be followed by a period of probation on others.
On the contrary, statutory language supports the conclusion that a trial court lacks
the authority impose a prison sentence on some counts and issue an order granting
probation on others in the same case. Section 1203, subdivision (b)(3) provides that a
trial court shall determine the "the suitability of probation in the particular case" (italics
added), and makes no reference to a court determining the suitability of a defendant with
respect to individual counts in a case. In addition, section 1203, subdivision (b)(3) refers
5 The Cramer court also reasoned that such a sentence was impermissible because,
upon being released from prison, a prisoner must be placed on parole and it "would be
incongruous for [the parolee] to be then simultaneously placed under probationary
supervision." (Cramer, supra, 149 Cal.App.3d at p. 1138.) However, in People v.
Williams (1991) 226 Cal.App.3d 1314 (Williams), the court observed that a defendant
may be on both parole and probation under certain circumstances. The Williams court
noted that such a circumstance could occur where a probationer while on probation,
receives a state prison sentence in another criminal proceeding. If such a probationer
were to fail to invoke his right under section 1203.2a to "to request that probation be
revoked and sentence imposed," the probationer could be on parole from the second case
and at the same time, on probation from the first case upon being released from prison.
(Williams, supra, at p. 1317 [explaining that "[s]ection 1203.2a serves to prevent a
defendant from being denied the benefit of section 669, which requires a concurrent
sentence unless the court exercises its discretion and orders a sentence to be served
consecutively to a prior sentence"].) Thus, we do not rely on the Cramer court's
reasoning in this regard.
10
to a binary choice—a trial court shall either "place the person on probation" or determine
that "probation is [to be] denied." (See, e.g., § 1203, subd. (b)(3) ["If the court
determines that there are circumstances in mitigation of the punishment prescribed by law
or that the ends of justice would be served by granting probation to the person, it may
place the person on probation. If probation is denied, the clerk of the court shall
immediately send a copy of the report to the Department of Corrections and
Rehabilitation at the prison or other institution to which the person is delivered."].) The
text of section 1203, subdivision (b)(3) thus supports the conclusion that the Legislature
intended for probation eligibility to be determined with respect to a "particular case"
rather than on a count by count basis.
The text of section 1203.1 also supports this conclusion. The statute provides that
the court may issue an "order granting probation," and contains no language permitting a
court to impose a sentence of imprisonment on some counts and issue an order granting
probation on others (id., subd. (a) ["The court, or judge thereof, in the order granting
probation, may suspend the imposing or the execution of the sentence and may direct that
the suspension may continue for a period of time not exceeding the maximum possible
term of the sentence, except as hereinafter set forth, and upon those terms and conditions
as it shall determine"].)
In addition, numerous statutes provide that probation shall not be granted to
certain persons convicted of particular crimes. (See, e.g., § 1203, subd. (e) ["probation
shall not be granted to any of the following persons: (1) . . . any person who has been
11
convicted of arson" (italics added); § 1203.066, subd. (a) ["probation shall not be granted
to . . . any of the following persons: (1) A person who is convicted of violating Section
288 or 288.5 when the act is committed by the use of force" (italics added)].) By
rendering certain persons ineligible for probation based on a qualifying conviction, the
Legislature evinced its understanding that probation is determined with respect to a
particular defendant, rather than with respect to a particular conviction. Had the
Legislature intended for probation to be granted with respect to certain counts and a
prison term imposed on other counts within a single sentence, it would not have stated
that certain persons were ineligible for probation based on a qualifying conviction.
Rather, it would have specified that probation could not be granted for certain
convictions.
In sum, Hernandez does not cite, and we are not aware of, any statutory or
decisional authority supporting the proposition that a trial court has the authority to
impose a sentence containing a term of imprisonment on some counts and to issue an
order granting a period of probation of other counts to be served consecutively to the
prison sentence.
C. Hernandez's convictions on counts 2, 4, and 6 rendered him ineligible for
probation; any error that the trial court may have committed in determining that
his convictions on the remaining counts also rendered him ineligible for
probation was thus harmless
As noted above, Hernandez concedes that he was "ineligible for probation on
12
counts 2, 4, and 6 under the version of section 1203.066 applicable to those offenses."6
He further acknowledges that "a prison sentence was mandatory on counts 2, 4, and 6,
because the Information alleged and the jury found that those crimes involved substantial
sexual conduct. (See § 1203.066, subds. (a)(8) & (c)(1)."7
In light of Hernandez's concessions and our conclusion in part III.B., ante, that a
trial court lacks the authority to impose a term of imprisonment on some counts and grant
probation on other counts to be served consecutively to the prison term in a single case,
any error that the trial court committed in determining that Hernandez's convictions on
6 Although not expressly stated in his brief, Hernandez's concession appears to be
based on the fact that the evidence presented at trial established that the crimes charged in
counts 2, 4, and 6 occurred after January 1, 2006, the effective date of the 2006 version of
section 1203.066. Count 2 alleged,"[Hernandez's] penis to [K.P.'s] vaginal area—last
occasion." Count 4 alleged, "[Hernandez's] hand to [K.P.'s] vaginal area—last
occasion." Count 6, alleged, "[Hernandez's] mouth to [K.P.'s] vaginal area . . . —last
occasion." As noted in part II, ante, K.P. testified at trial that Hernandez engaged in
each of these acts after 2005.
7 The 2006 version of section 1203.066 (Stats. 2005, ch. 477, § 5) provides in
relevant part:
"(a) Notwithstanding Section 1203 or any other law, probation shall not be granted
to, nor shall the execution or imposition of sentence be suspended for, nor shall a finding
bringing the defendant within the provisions of this section be stricken pursuant to
Section 1385 for, any of the following persons: [¶] . . . [¶]
"(8) A person who, in violating Section 288 or 288.5, has substantial sexual
conduct with a victim who is under 14 years of age. [¶] . . . [¶]
"(c)(1) Except for a violation of subdivision (b) of Section 288, this section shall
only apply if the existence of any fact required in subdivision (a) is alleged in the
accusatory pleading and is either admitted by the defendant in open court, or found to be
true by the trier of fact."
13
the remaining counts also rendered him ineligible for probation was harmless because the
trial court lacked authority to grant Hernandez any period of probation.8
IV.
DISPOSITION
The judgment is affirmed.
AARON, J.
WE CONCUR:
NARES, Acting P. J.
HALLER, J.
8 Hernandez also claims that defense counsel provided ineffective assistance in
failing to argue to the trial court that it "had authority to impose a . . . prison sentence
followed by a probationary term." In light of our rejection of Hernandez's contention that
the trial court had the authority to impose such a sentence, we reject this claim. (See
People v. Torrez (1995) 31 Cal.App.4th 1084, 1091 ["[C]ounsel is not required to make
futile motions or to indulge in idle acts to appear competent"].)
14