Seagate Technology v. eSys Distribution CA4/1 ( 2021 )


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  • Filed 9/20/21 Seagate Technology v. eSys Distribution CA4/1
    NOT TO BE PUBLISHED IN OFFICIAL REPORTS
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or
    ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for
    purposes of rule 8.1115.
    COURT OF APPEAL, FOURTH APPELLATE DISTRICT
    DIVISION ONE
    STATE OF CALIFORNIA
    SEAGATE TECHNOLOGY LLC,                                                      D078823
    Plaintiff and Appellant,
    v.                                                                (Super. Ct. No. CV160181)
    ESYS DISTRIBUTION, INC.,
    Defendant and Respondent.
    APPEAL from an order of the Superior Court of Santa Cruz, Paul P.
    Burdick, Judge. Affirmed.
    McManis Faulkner, James McManis, Matthew Schechter, Elizabeth
    Pipkin, Christine Peek and Christopher Rosario for Plaintiff and Appellant.
    Wegstaffe, von Loewenfeldt, Busch & Radwick, Michael von
    Loewenfeldt and Frank Busch for Defendant and Respondent.
    I
    INTRODUCTION
    Seagate Technology LLC (Seagate) obtained a stipulated judgment
    against eSys Distribution, Inc. (eSys Distribution) in a lawsuit arising out of
    a commercial dispute. Years later, Seagate moved to amend the judgment to
    add eSys Distribution’s former president, Vikas Goel, as an alter ego
    judgment debtor. Seagate purported to serve its motion on Goel by mailing a
    copy of the motion to him at an address in India. The trial court granted
    Seagate’s motion, added Goel as an alter ego judgment debtor, and renewed
    the judgment as to him.
    Thereafter, Goel specially appeared and moved to set aside the
    judgment against him under Code of Civil Procedure section 473,
    subdivision (d),1 and to vacate renewal of the judgment, on grounds that
    Seagate never effected service of process on him. Additionally, he argued
    Seagate’s purported service of its motion was invalid because he never
    consented to service by mail and India did not allow service by mail under the
    Convention on the Service Abroad of Judicial and Extrajudicial Documents in
    Civil or Commercial Matters, November 15, 1965, 20 U.S.T. 361, T.I.A.S. No.
    6638 (Hague Service Convention). The trial court accepted Goel’s arguments,
    set aside the judgment as to Goel, and vacated renewal of the judgment as to
    him.
    On appeal, Seagate contends it did not need to effect separate service of
    process on Goel because he was the alter ego of the original judgment debtor,
    eSys Distribution. We disagree. The trial court could not properly assess
    whether Goel was the alter ego of eSys Distribution unless and until it had
    jurisdiction over Goel—either through service of process, a waiver of service
    of process, or a general appearance by Goel. It did not have jurisdiction over
    Goel through any of these means. Therefore, the trial court correctly set
    aside the judgment and vacated the renewal of the judgment as to Goel, and
    1    Further undesignated statutory references are to the Code of Civil
    Procedure.
    2
    we affirm the challenged order on that basis. Because we affirm the order on
    this basis, it is unnecessary for us to assess whether Seagate properly served
    Goel with its motion to amend the judgment.
    II
    BACKGROUND
    A
    Seagate is a California company that designs and manufactures
    computer hard disk drives. Prior to 2006, Seagate had agreements with a
    Singapore company called eSys Technologies Pte. Ltd. (eSys Singapore) for
    the distribution of Seagate’s products. The business relationship between
    Seagate and eSys Singapore deteriorated, spawning numerous lawsuits and
    arbitrations among Seagate, eSys Singapore, and entities associated with
    both companies. The present action is one of those lawsuits.
    In May 2008, Seagate filed this case against eSys Distribution, an
    entity related to eSys Singapore, in the Superior Court for the County of
    Santa Cruz. Seagate alleged eSys Distribution breached a contract
    guaranteeing the payment of any indebtedness owed by eSys Singapore to
    Seagate and its affiliates. eSys Distribution cross-complained against
    Seagate for breach of contract and various business torts.
    In June 2009, Seagate, eSys Singapore, eSys Distribution, Goel, and
    several other entities executed a settlement agreement to resolve all pending
    and threatened actions, including the present lawsuit. The settlement
    required eSys Singapore to issue a $15 million promissory note to a Seagate
    affiliate, payable in five years. It also required Seagate and eSys
    Distribution to file a stipulated judgment in the present action: (1) requiring
    eSys Distribution to pay $86.9 million to Seagate; and (2) dismissing eSys
    Distribution’s cross-complaint against Seagate. Seagate agreed not to
    3
    execute on the stipulated judgment unless eSys Singapore failed to make
    timely payments under the promissory note. The parties filed the stipulated
    judgment, which the trial court entered.
    Ultimately, eSys Singapore did not satisfy its debt obligations under
    the promissory note. It is not apparent from the record whether Seagate ever
    executed, or attempted to execute, on the stipulated judgment against eSys
    Distribution.
    B
    On December 12, 2014, Seagate filed a motion under section 187 to
    amend the judgment to add Goel as an alter ego judgment debtor.2
    According to Seagate, Goel was eSys Distribution’s alter ego because he
    previously served as the company’s president and he once owned 99.9 percent
    of the shares of its parent company, among other reasons.
    Seagate served its motion on eSys Distribution by mailing a copy of the
    motion to eSys Distribution’s legal counsel. It purported to serve its motion
    on Goel by mailing a copy of the motion to him at an address in India.
    Seagate obtained the India address from a notice provision contained in the
    parties’ settlement agreement. The notice provision stated in relevant part
    as follows: “Any notice or demand required or permitted to be given herein
    shall be made in writing[ ] to the addresses listed below ….” It then
    designated an address for each signatory to the settlement agreement,
    including the India address for Goel.
    2      Section 187 states: “When jurisdiction is, by the Constitution or this
    Code, or by any other statute, conferred on a Court or judicial officer, all the
    means necessary to carry it into effect are also given; and in the exercise of
    this jurisdiction, if the course of proceeding be not specifically pointed out by
    this Code or the statute, any suitable process or mode of proceeding may be
    adopted which may appear most conformable to the spirit of this Code.”
    4
    Goel did not oppose Seagate’s motion or otherwise appear in the action.
    On March 13, 2015, the court granted Seagate’s motion and amended
    the judgment to add Goel as an alter ego judgment debtor. Seagate mailed a
    notice of entry of the order granting its motion to the India address.
    C
    On April 5, 2019, Goel specially appeared and moved to set aside the
    judgment as void under section 473, subdivision (d). He argued the judgment
    was void because Seagate never effected valid service of process on him.
    According to Goel, the only litigation filings Seagate purported to serve on
    him were the briefs pertaining to Seagate’s motion to amend the judgment
    and the notice of entry of the order granting that motion—not the complaint
    or a summons.
    Even as to the motion to amend the judgment and the notice of entry,
    Goel asserted Seagate’s service efforts were ineffectual because he never
    consented to service by mail. As Goel explained, the settlement agreement
    allowed service by mail only for actions pending before two courts (the
    Superior Court for the County of Santa Clara and the U.S. District Court for
    the Northern District of California (together, the Selected Courts)), not for
    5
    actions pending in the Superior Court for the County of Santa Cruz.3
    Further, Goel argued India did not permit service by mail under the Hague
    Service Convention.4
    Seagate opposed Goel’s motion to set aside the judgment. It argued:
    (1) it had no obligation to serve a complaint or summons on Goel because he
    was the alter ego of eSys Distribution, which had appeared in the case; (2) it
    properly served Goel with the motion to amend the judgment and the notice
    of entry by mailing the filings to Goel in India and to eSys Distribution’s legal
    3      The settlement agreement stated: “The Parties agree that either of the
    following courts (the ‘Selected Courts’) may properly and nonexclusively serve
    as the venue for any dispute arising as to the enforcement of the Settlement
    Documents: (a) the Superior Court of the State of California for the County
    of Santa Clara, or (b) the United States District Court for the Northern
    District of California …. The parties consent to the personal jurisdiction of
    the Selected Courts for the sole and limited purpose of adjudicating any
    dispute arising as to the enforcement of the Settlement Documents. The
    Parties agree to service of process by U.S. mail for any action in the Selected
    Courts to enforce the Settlement Documents at the addresses set forth for
    Notice …. Except for this limited consent, nothing in this clause specifically
    or in the Settlement Documents generally shall be understood as constituting
    a waiver of any objection by any Party to the exercise of personal jurisdiction
    over that Party by any court, including the Selected Courts.”
    4     In the alternative, Goel moved to quash service of summons on grounds
    that he lacked minimum contacts with California and, therefore, the court
    lacked personal jurisdiction over him. Because the court granted Goel’s
    motion to set aside the judgment without addressing his minimum contacts
    argument, and the parties do not address the minimum contacts issue in
    their appellate briefs, we do not discuss the issue further.
    6
    counsel, which “virtually represented” Goel in the litigation; and (3) Goel’s
    motion was untimely.5
    After briefing was complete on Goel’s motion to set aside the judgment,
    but before the court ruled on the motion, Seagate applied to renew the
    judgment under section 683.120. The court clerk granted the application,
    thus extending the judgment’s enforceability. Goel then moved to vacate
    renewal of the judgment, and Seagate opposed Goel’s motion, based on the
    same arguments they made in connection with Goel’s motion to set aside the
    judgment.
    On September 11, 2019, the trial court granted Goel’s motion to set
    aside the judgment as void and his motion to vacate renewal of the judgment.
    In its order, the court cited case law for the proposition that an alleged alter
    ego defendant must be served with a copy of the complaint and summons. It
    also found service of the motion to amend the judgment and the notice of
    entry of order granting the motion were ineffectual because Goel did not
    consent to service by mail and Goel was not served in accordance with the
    requirements of the Hague Service Convention.
    III
    DISCUSSION
    A
    Legal Standards
    Goel moved to vacate the judgment under section 473, subdivision (d).
    That statute states in relevant part as follows: “The court … may, on motion
    of either party after notice to the other party, set aside any void judgment or
    5     Seagate did not respond to Goel’s argument that the consent to service
    by mail provision in the settlement agreement was limited solely to actions
    pending in the Selected Courts. Seagate also did not respond on the merits to
    Goel’s arguments concerning the Hague Service Convention.
    7
    order.” (§ 473, subd. (d).) Its use of the word “ ‘may’ … makes it clear that a
    trial court retains discretion to grant or deny a motion to set aside a void
    judgment [or order].” (Cruz v. Fagor America, Inc. (2007) 
    146 Cal.App.4th 488
    , 495.) Thus, a reviewing court “ ‘generally faces two separate
    determinations when considering an appeal based on section 473,
    subdivision (d): whether the order or judgment is void and, if so, whether the
    trial court properly exercised its discretion in setting it aside.’ [Citation.]
    The trial court’s determination whether [a judgment] is void is reviewed de
    novo; its decision whether to set aside a void order is reviewed for abuse of
    discretion.” (Pittman v. Beck Park Apartments Ltd. (2018) 
    20 Cal.App.5th 1009
    , 1020.) Here, Seagate challenges only the trial court’s determination
    that the judgment as to Goel was void; therefore, the de novo standard
    applies.
    Goel moved to vacate renewal of the judgment under section 683.170,
    which states as follows: “The renewal of a judgment … may be vacated on
    any ground that would be a defense to an action on the judgment[.]”
    (§ 683.170, subd. (a).) “ ‘The judgment debtor bears the burden of proving, by
    a preponderance of the evidence, that he or she is entitled to relief under …
    section 683.170. [Citations.] On appeal, we examine the evidence in a light
    most favorable to the order under review and the trial court’s ruling for an
    abuse of discretion.’ [Citation.] Nevertheless, ‘the abuse of discretion
    standard does not allow trial courts to apply an incorrect rule of law.
    [Citation.] Consequently, a trial court’s resolution of a question of law is
    subject to independent (i.e., de novo) review on appeal.’ ” (Rubin v. Ross
    (2021) 
    65 Cal.App.5th 153
    , 161–162.)
    8
    B
    The Trial Court Lacked Jurisdiction Over Goel
    This appeal requires us to determine whether a court can obtain
    jurisdiction over an alleged alter ego judgment debtor who has never been
    served with the complaint or a summons, has not waived service of process,
    and has not made a general appearance. As we will explain, jurisdiction does
    not attach under these circumstances. Thus, any judgment rendered against
    the alleged alter ego judgment debtor may be set aside as void.
    1
    “Courts generally refer to jurisdiction over the parties and subject
    matter in any action as ‘fundamental jurisdiction,’ and where this is lacking
    there is an entire absence of power to hear or determine the case. [Citation.]
    Under such circumstances, ‘an ensuing judgment is void, and “thus
    vulnerable to direct or collateral attack at any time.” ’ ” (County of San Diego
    v. Gorham (2010) 
    186 Cal.App.4th 1215
    , 1225 (Gorham); see Strathvale
    Holdings v. E.B.H. (2005) 
    126 Cal.App.4th 1241
    , 1249 [“ ‘When a court lacks
    jurisdiction in a fundamental sense, an ensuing judgment is void, and “thus
    vulnerable to direct or collateral attack at any time.” ’ ”].)
    “Personal jurisdiction over a nonresident defendant depends upon the
    existence of essentially two criteria: first, a basis for jurisdiction must exist
    due to defendant’s minimum contacts with the forum state; second, given
    that basis for jurisdiction, jurisdiction must be acquired by service of process
    in strict compliance with the requirements of our service statutes.”6 (Ziller
    Electronics Lab GmbH v. Superior Court (1988) 
    206 Cal.App.3d 1222
    , 1229;
    see Thomson v. Anderson (2003) 
    113 Cal.App.4th 258
    , 269 [the “power to
    6     “ ‘Process’ signifies a writ or summons issued in the course of a judicial
    proceeding.” (§ 17, subd. (b)(7).)
    9
    exercise jurisdiction over a nonresident—the basis for personal jurisdiction—
    is governed by … section 410.10,” while “[t]he means for obtaining
    jurisdiction, once the basis is established, is valid service of process”].) This
    appeal presents issues relating to the second of these two criteria—i.e., the
    acquisition or assertion of jurisdiction over a nonresident defendant.
    “ ‘ “Service of process is the means by which a court having jurisdiction
    over the subject matter asserts its jurisdiction over the party and brings
    home to him reasonable notice of the action.” ’ [Citations.] [¶] Thus, formal
    service of process performs two important functions. From the court’s
    perspective, service of process asserts jurisdiction over the person. ‘Unless a
    named defendant agrees to waive service, the summons continues to function
    as the sine qua non directing an individual or entity to participate in a civil
    action or forgo procedural or substantive rights.’ [Citation.] ‘The consistent
    constitutional rule has been that a court has no power to adjudicate a
    personal claim or obligation unless it has jurisdiction over the person of the
    defendant.’ [Citation.] From the defendant’s perspective, ‘[d]ue notice to the
    defendant is essential to the jurisdiction of all courts, as sufficiently appears
    from the well-known legal maxim, that no one shall be condemned in his
    person or property without notice, and an opportunity to be heard in his
    defence.’ [Citation.] Service of process thus protects a defendant’s due
    process right to defend against an action by providing constitutionally
    adequate notice of the court proceeding.” (Rockefeller Tech. Investments
    (Asia) VII v. Changzhou SinoType Tech. Co., Ltd. (2020) 
    9 Cal.5th 125
    , 139
    (RTI).)
    California’s service of process requirements are set forth in section
    413.10, et seq. In the case of service of process abroad, service may be made
    by any method authorized for service within California, as directed by the
    10
    trial court, or by any method prescribed by the law of the foreign country in
    which service is made so long as the service is reasonably calculated to give
    actual notice. (§ 413.10, subd. (c).) Service abroad must also comport with
    the requirements of the Hague Service Convention, “ ‘a multilateral treaty
    that was formulated in 1964 by the Tenth Session of the Hague Conference of
    Private International Law ... [and] was intended to provide a simpler way to
    serve process abroad, to assure that defendants sued in foreign jurisdictions
    would receive actual and timely notice of suit, and to facilitate proof of service
    abroad.’ ” (RTI, supra, 9 Cal.5th at p. 135.)
    2
    It is uncontested that Seagate has never served Goel with a copy of the
    complaint or a summons. Further, Goel has never waived service of process
    or generally appeared in the litigation. Given these undisputed facts, the
    legal authorities discussed above compel us to conclude the judgment against
    Goel was void and the trial court properly set aside the judgment as to him.
    Seagate argues service of process on Goel was unnecessary because he
    was the alter ego of eSys Distribution and the court indisputably had
    jurisdiction over eSys Distribution. We cannot accept Seagate’s alter ego
    argument, which rests on circular and unsupportable reasoning. Without an
    initial assertion of jurisdiction over Goel—which could be established only
    through service of process, a waiver of service of process, or an appearance—
    due process principles precluded the trial court from deciding whether Goel
    was eSys Distribution’s alter ego. In other words, jurisdiction needed to
    attach over Goel before the court could decide his alter ego status.
    The case law supports our conclusion. For instance, in Milrot v.
    Stamper Medical Corp. (1996) 
    44 Cal.App.4th 182
     (Milrot), the plaintiffs sued
    their employer, Stamper Medical Corporation, and obtained a judgment that
    11
    identified the judgment debtor as “Stamper Medical Corporation ‘et al.’ ” (Id.
    at p. 184.) A notice of appeal was filed on behalf of “ ‘Stamper Medical
    Corporation, doing business as Lindora Medical Clinic, and Marshall
    Stamper, M.D.’ ” (Ibid.) Thereafter, the plaintiffs moved to “clarify” the
    judgment to specifically identify two judgment debtors—Stamper Medical
    Corporation and Dr. Stamper. (Ibid.) The trial court declined the plaintiffs’
    request to add Dr. Stamper as a judgment debtor, but it nonetheless
    amended the judgment to identify two separate judgment debtors—Stamper
    Medical Corporation and Lindora Medical Clinic, Inc. (Lindora). (Ibid.)
    On appeal, the Milrot court concluded the judgment against Lindora
    was void and reversed the order amending the judgment. (Milrot, supra, 44
    Cal.App.4th at p. 188.) It reasoned that “[i]n order for the judgment against
    [Lindora] to be valid, the [trial] court must have had jurisdiction over
    [Lindora]. Normally jurisdiction is acquired by service. Here, [Lindora] was
    never served” with the complaint. (Id. at p. 186; see id. at p. 185 [“[Lindora]
    was never named as a defendant in any pleading and was never served in
    this action with either a complaint or the motion to amend the judgment.”];
    id. at p. 187 [“[Lindora] simply was not a party, was never served, was not a
    target of the postjudgment motion, was not served with the postjudgment
    motion”].) As the Milrot court explained, a void judgment cannot “stand in
    the absence of jurisdiction simply on the suspicion that an alter ego … claim
    might be warranted.” (Id. at p. 188.)
    Hennessey’s Tavern, Inc. v. American Air Filter Co. (1988) 
    204 Cal.App.3d 1351
     (Hennessey’s Tavern) supports our conclusion as well.
    There, the plaintiff sued defendants Air Filter and Elliott Air. (Id. at
    pp. 1354–1355.) Five years later, the plaintiff filed an amended complaint
    adding new causes of action and two new defendants—Allan Elliot and Air
    12
    Temperature Systems—who were alleged to be Elliott Air’s alter egos. (Id. at
    p. 1355.) The new defendants were served with a summons and the amended
    complaint soon after it was filed. (Ibid.) However, the trial court granted the
    new defendants’ motion to dismiss the amended complaint as time-barred
    under section 583.210, on grounds that they were not served within three
    years of the filing of the original complaint.7 (Id. at pp. 1355–1356.)
    The Court of Appeal reversed. (Hennessey’s Tavern, supra, 204
    Cal.App.3d at p. 1361.) It reasoned that “[w]hen a defendant is first named
    in an amended complaint, and is alleged to be the alter ego of a defendant
    named in the original complaint, he is brought into the action as a new
    defendant and the action is commenced as to him at the time the amended
    complaint naming him is filed.” (Id. at p. 1359.) According to the court, “[i]t
    is necessary that the new defendant be named in the amended complaint and
    summons issued thereon, and that they be served upon him, in order for the
    court to acquire jurisdiction over him and he be afforded his due process
    rights to notice and the opportunity to be heard. This is true even though the
    alter ego defendant is considered to be identical with, i.e., the ‘other self’ of,
    the defendant named in the original complaint.” (Id. at pp. 1359–1360.)
    Applying these principles, the court concluded “an alter ego defendant added
    as a new defendant in an amended complaint must be served with the
    amended complaint and summons thereon within three years after the filing
    of the amended complaint first naming such defendant.” (Id. at p. 1360.)
    As we read them, Milrot and Hennessey’s Tavern stand for the
    proposition that, absent an appearance or a waiver of service of process, a
    7     Section 583.210, subdivision (a) stated in pertinent part as follows:
    “The summons and complaint shall be served upon a defendant within three
    years after the action is commenced against the defendant. ... [A]n action is
    commenced at the time the complaint is filed.”
    13
    court may exercise jurisdiction over an alter ego defendant only if he or she
    has been served with process in accordance with the statutory scheme
    governing service of process. (See also Ahart, Cal. Practice Guide: Enforcing
    Judgments & Debts (The Rutter Group 2021) ¶ 6:1575.1 [“The court must
    have jurisdiction over the judgment debtor’s alter ego in order to enter a valid
    judgment against the alter ego. This is normally accomplished by service of
    process.”].) We agree with this proposition. In our view, it is the only rule
    that is consistent with due process principles requiring an assertion of
    jurisdiction over a person prior to an adjudication of his or her rights.
    Seagate’s authorities do not suggest otherwise. Seagate relies
    primarily on four decisions—Virtualmagic Asia, Inc. v. Fil-Cartoons, Inc.
    (2002) 
    99 Cal.App.4th 228
    , Sonora Diamond Corp. v. Superior Court (2000)
    
    83 Cal.App.4th 523
    , Sheard v. Superior Court (1974) 
    40 Cal.App.3d 207
    , and
    Flynt Distributing Co. v. Harvey (9th Cir. 1984) 
    734 F.2d 1389
    —to support its
    assertion that the court had jurisdiction over Goel based on his alleged status
    as an alter ego. These decisions are inapposite. As Goel correctly notes, the
    decisions addressed an issue not presented here—that is, whether alter egos’
    contacts with a forum state can be attributed to one another to assess
    whether a basis for jurisdiction exists. None of the decisions concern whether
    a court may assert jurisdiction over an alleged alter ego defendant that has
    never been formally served with process.
    Seagate’s other arguments also do not compel reversal. Seagate argues
    the court obtained jurisdiction over Goel because his alter ego relationship
    with eSys Distribution was “undisputed.” But there is a logical explanation
    why Goel did not appear in court to dispute his alter ego status: Seagate
    never served him with the process necessary to ensure he had adequate
    notice and an opportunity to be heard in his defense. Surely, Goel was not
    14
    required to litigate his alter ego status in a proceeding in which he was not a
    party and for which he never received service of process. (See Brue v.
    Shabaab (2020) 
    54 Cal.App.5th 578
    , 586 [“a defendant’s failure to appear
    does not forfeit an objection the court has no personal jurisdiction over it”].)
    Further, Seagate does not argue, and we do not discern from Goel’s appellate
    brief or the appellate record, that Goel has ever conceded he was the alter ego
    of eSys Distribution. Given these facts, Seagate’s characterization of Goel’s
    alter ego status as undisputed is misleading. Goel has not admitted he was
    an alter ego of eSys Distribution or waived his right to dispute the allegation.
    Next, Seagate contends jurisdiction attached over Goel because he was
    aware of the present action and yet chose not to participate in it. However,
    “[k]nowledge by a defendant of a plaintiff’s action does not satisfy the
    requirement of adequate service of a summons and complaint.” (Renoir v.
    Redstar Corp. (2004) 
    123 Cal.App.4th 1145
    , 1152; Gorham, supra, 186
    Cal.App.4th at p. 1229 [“where it is shown that there has been a complete
    failure of service of process upon a defendant, he generally has no duty to
    take affirmative action to preserve his right to challenge the judgment or
    order even if he later obtains actual knowledge of it because ‘[w]hat is
    initially void is ever void and life may not be breathed into it by lapse of
    time’ ”].) Thus, whatever knowledge Goel had about the case did not dispense
    with Seagate’s obligation to effect service of process on him.
    Finally, Seagate argues that even if service of process is required when
    a plaintiff amends a complaint to add an alter ego defendant, or files a
    separate action against an alter ego defendant, it is unnecessary when a
    plaintiff moves to add an alter ego defendant as a judgment debtor under
    section 187. We disagree. The issue of alter ego status may be raised at
    many stages in a case, including in the pleadings, at trial, at a hearing to
    15
    determine a judgment debtor’s identity, or in separate action against an alter
    ego. (Hennessey’s Tavern, supra, 204 Cal.App.3d at p. 1358.) As this case
    illustrates, it can also be raised when a party seeks to amend the judgment
    and add an alter ego judgment debtor under section 187. (Greenspan v.
    LADT, LLC (2010) 
    191 Cal.App.4th 486
    , 508.)
    But section 187 is simply a “procedural mechanism.” (McClellan v.
    Northridge Park Townhome Owners Ass’n, Inc. (2001) 
    89 Cal.App.4th 746
    ,
    754.) It does not supplant the basic due process principle that a court must
    obtain jurisdiction over a person before it may render a binding judgment
    against that person. (See Gorham, supra, 186 Cal.App.4th at p. 1226 [“ ‘[a]
    judgment is void for lack of jurisdiction of the person where there is no proper
    service of process on or appearance by a party to the proceedings’ ”]; Yu v.
    Signet Bank/Virginia (1999) 
    69 Cal.App.4th 1377
    , 1385 [“A judgment of a
    court lacking personal jurisdiction is a violation of due process, and it is null
    and void everywhere”].) Seagate offers no legal authority, and no persuasive
    argument, suggesting otherwise. Therefore, we reject Seagate’s contention
    that it was excused from effecting service of process based on the particular
    procedural device it used to raise the issue of Goel’s alleged alter ego status.
    C
    Goel has not waived service of process, generally appeared in the
    litigation, or been served with the complaint or a summons. Given these
    facts, we conclude the trial court properly found the judgment against Goel
    was void for lack of jurisdiction, set aside the judgment as to Goel, and
    vacated renewal of the judgment as to Goel. In light of our conclusion, it is
    16
    unnecessary for us to assess the remaining issues presented in the parties’
    appellate briefs.
    IV
    DISPOSITION
    The order is affirmed. Goel is entitled to his costs on appeal.
    McCONNELL, P. J.
    WE CONCUR:
    GUERRERO, J.
    DO, J.
    17
    

Document Info

Docket Number: D078823

Filed Date: 9/20/2021

Precedential Status: Non-Precedential

Modified Date: 9/20/2021