People v. Sallee ( 2023 )

Filed 2/15/23
CERTIFIED FOR PARTIAL PUBLICATION*
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F083728
Plaintiff and Respondent,
(Super. Ct. No. 19CR-05532)
v.
WILLIAM FLOYD SALLEE, OPINION
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Merced County. Carol K.
Ash, Judge.
Allan E. Junker, under appointment by the Court of Appeal, for Defendant and
Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Julie A. Hokans and Jessica C.
Leal, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
*Pursuant to California Rules of Court, rules 8.1105(b) and 8.1110, this opinion is
certified for publication with the exception of the Factual Summary and part II. of the
Discussion.
INTRODUCTION
Defendant William Floyd Sallee entered into a plea agreement with the People that
specified the punishment to be imposed. He pled no contest to first degree residential
burglary and admitted a prior felony “strike” conviction within the meaning of the “Three
Strikes” law. He also entered a waiver pursuant to People v. Cruz (1988) 44 Cal.3d 1247(Cruz), whereby he was permitted to remain free of custody until his sentencing and, if he
obeyed all laws and appeared for sentencing, the trial court would impose a sentence of
eight years in prison, but if he failed to do so the trial court would impose a sentence of
12 years in prison. Defendant failed to appear for sentencing. After defendant was taken
into custody, the trial court sentenced defendant to 12 years in prison. Defendant
appealed, arguing the record did not support a finding that his failure to appear was
willful. In our prior opinion, we concluded the trial court had not made the required
finding and remanded for the trial court to determine whether defendant’s failure to
appear was willful. (People v. Sallee (May 13, 2021, F080805) [nonpub. opn.] (Sallee).)
On remand, the trial court held a resentencing hearing, concluded that defendant’s
failure to appear had been willful, and reimposed the 12-year sentence. Defendant again
appeals, contending the sentence must be vacated because the record does not support a
finding that his failure to appear was willful. The People disagree.
We ordered the parties to submit supplemental briefing regarding the impact of
Senate Bill No. 567’s (2021–2022 Reg. Sess.) (Senate Bill No. 567) amendments to
Penal Code section 1170, subdivision (b).1 Defendant contends his sentence must be
vacated and his case remanded for resentencing in light of these amendments. The
People disagree, arguing the amendments do not apply to this case because defendant
entered a plea agreement with a stipulated term of imprisonment.
1 All further undesignated statutory references are to the Penal Code.
2.
In the published portion of our opinion, we hold section 1170, subdivision (b), as
amended by Senate Bill No. 567, does not apply when a defendant enters a plea
agreement with a stipulated term of imprisonment. In the unpublished portion of our
opinion, we hold substantial evidence supports the trial court’s finding that defendant’s
failure to appear was willful.
Accordingly, we affirm.
PROCEDURAL SUMMARY
On October 1, 2019, the Merced County District Attorney charged defendant with
felony residential burglary (§ 459; count 1) and dissuading a witness (§ 136.1,
subd. (b)(1); count 2). The complaint further alleged defendant had suffered two prior
felony “strike” convictions within the meaning of the Three Strikes law (§§ 667,
subds. (b)–(j), 1170.12), which also qualified as prior serious felony convictions (§ 667,
subd. (a)(1)), and had served a prior prison term (§ 667.5, former subd. (b)).
On December 9, 2019, the trial court struck the older of defendant’s two prior
strike convictions pursuant to People v. Superior Court (Romero) (1996) 13 Cal.4th 497.
On the same date, pursuant to an agreement with the People, defendant pled no
contest to count 1 and admitted having suffered a prior strike conviction with the
understanding he would receive eight years in state prison (the middle term of four years,
doubled because of the prior strike conviction) contingent upon his appearance at the
sentencing hearing on January 9, 2020. If he failed to appear at that hearing, he would
receive a sentence of 12 years (the upper term of six years, doubled because of the prior
strike conviction). In exchange for the plea, count 2 and the remaining enhancements
would be dismissed. The court accepted the plea.
Defendant did not appear at the January 9, 2020 sentencing hearing.
On January 22, 2020, the trial court sentenced defendant to a term of 12 years (the
upper term of six years, doubled because of the prior strike conviction) and imposed
various fees and fines.
3.
On May 13, 2021, this court issued an opinion on defendant’s prior appeal,
vacating the sentence and remanding the matter for the trial court to determine whether
defendant’s failure to appear for sentencing was willful. (Sallee, supra, F080805.)
On December 14, 2021, the trial court held a hearing on the willfulness of
defendant’s failure to appear at the January 9, 2020 sentencing hearing. The trial court
concluded that defendant’s failure to appear was willful without taking any additional
evidence.
On January 3, 2022, defendant filed a notice of appeal.
FACTUAL SUMMARY*, 2
January 22, 2020 Sentencing Hearing
“Prior to imposition of sentence on January 22, 2020, defendant’s
counsel made an offer of proof. He represented that, while defendant was
on release after his guilty plea, his ‘father was very ill. [His father] had two
heart attacks while [defendant] was out on his Cruz waiver and was in and
out of the hospital, so he was trying to help with his father, who is very ill;
as well as his mother, who is elderly and was trying to deal with everything
with his father, so that is why he was not able to come to court [for the
January 9, 2020 hearing]. [¶] He did call his parole agent shortly after he
did miss court and turned himself in.’
“Defendant’s mother testified at the sentencing hearing that
defendant’s ‘father did have two heart attacks and was in three different
hospitals from January 28th . . . to January 7th—I mean the 8th, and his
father is very seriously ill.’ She further testified that on the morning of
January 9, 2020, defendant ‘overslept, and [when] he woke up, he said,
“I’ve got to call my parole officer[.]” [However,] she was out sick with
bronchitis for three days . . . .’
“The trial court did not explicitly find that defendant’s failure to
appear at the January 9, 2020 hearing was willful. It concluded that
defendant ‘had entered a plea and was supposed to come back on January
* See footnote, ante, page 1.
2Because defendant raises only sentencing issues, the facts underlying the
offenses are not relevant and are omitted from this opinion.
4.
9th, and he didn’t come back.’ It further stated that it had ‘ma[d]e it clear
[to defendant that] when you do a Cruz waiver that you need to come
back.’ The trial court then imposed a 12-year term of imprisonment.”
(Sallee, supra, F080805.)
The trial court did not discuss any aggravating or mitigating circumstances before
imposing the sentence.
After the trial court imposed the sentence, the following exchange occurred in the
context of calculating custody credits:
“[DEFENDANT’S COUNSEL]: I believe he got picked up by his
parole agent on January 10th. I don’t know if he’s been in our jail since
January 10th. I think he may have actually been picked up in Stanislaus
County.
“THE DEFENDANT: I went to Stanislaus County. Remember, I
mentioned that I might have that warrant?
“THE COURT: I don’t recall it now, but I’m not doubting what
you’re saying.
“THE DEFENDANT: While I was out on the Cruz waiver, they
picked me up. I spent a week in jail until they got – took care of the
paperwork on the warrant.”
“THE COURT: Okay. Well, that would be a separate case than
this. Our jail shows you came into custody here on [January] 15[,
2020] . . . .” (Italics added.)
Proceedings on Remand
On October 15, 2021, defendant filed a document entitled “motion for
modification of sentence.” (Capitalization & boldface omitted.) The People filed an
opposition to that motion, attached to which was a document reflecting that defendant
was arrested on January 10, 2020, at 10:10 a.m., and released from custody on
January 15, 2020. On December 14, 2021, defendant elected to withdraw the motion and
submitted the matter on the record before the court. The People submitted the matter on
the record, prior arguments, and comments in their opposition.
5.
At the December 14, 2021 hearing, the trial court indicated that it “reviewed the
transcript [from the January 22, 2020 sentencing hearing] and it refreshed [its] memory
regarding the events.” The trial court noted that it “did not state [at the January 22, 2020
hearing] that [it] found [defendant’s] failure to appear to be willful. But based upon [its]
review of the transcript prior to the hearing . . . , [it] reached the same conclusion”—that
defendant’s failure to appear was willful. The trial court summarized its finding and the
basis for its finding:
“[Defendant] said [he] had slept in. . . . [He said his] father had had
two heart attacks. [Defendant] had overslept and [he] had turned [him]self
in that, [he] believe[d], the following day. And then [defendant’s] mother
also testified that [defendant’s] father had been very ill. But between the
two statements there were differing interpretations of what actually
happened. [Defendant’s] attorney said [defendant] believe[d] [he had]
turned [him]self in the same day. Then [defendant’s] mother said
something about [defendant] had tried to call [his] parole agent for three
days and she was out sick. And then [defendant] made a statement about
[how] [he] had been picked up on a warrant from Stanislaus County.
“So I found those conflicting statements didn’t support the finding
that [defendant’s failure to appear] wasn’t willful. To me, it was willful
because I had no idea what really actually happened. And I still have that
same opinion today [on December 14, 2021].
“[Defendant’s] original date for sentencing, . . . was January 9[,
2020]. The next day would have been January 10[, 2020]. And [defendant
was not] before the Court until Wednesday, January 22[, 2020]. [¶] . . . [¶]
“. . . So given – I’m not arguing with you, [defendant]. Given that
lapse in time and, to me, the conflicting statements between [defendant]
and [his] mother, I am finding it was a willful failure to appear. And to be
honest with you, just oversleeping, to me, is also willful. I have to get up
and go to work every day. I set my alarm. I’m not oversleeping.
“THE DEFENDANT: Well, we had – my dad was in the hospital all
that night. We came to court. We did set an alarm to go to court. We
missed it and here we are now, you know. But if you look on my arrest
record, right, when did the parole officers come pick me up? The next day.
6.
“THE COURT: See that’s it, [defendant]. I have no evidence that
any of that is true.
“THE DEFENDANT: All you have to do is notify Stanislaus
County.
“THE COURT: And it’s not supported by – it’s not supported by
the facts, [defendant], that I have in front of me. In front of me I show two
conflicting explanations for what happened. No support. And it was – you
didn’t appear ‘til 11 days after your sentencing date. You weren’t in
court –
“THE DEFENDANT: But Modesto –
“THE COURT: I’m not arguing with you, [defendant]. That’s the
finding I’m making. . . . [¶] . . . [¶] . . . There were two conflicting stories
between what [defendant] said and [defendant’s mother] said . . . . So
that’s why, to me, it was willful. So that’s what I’m finding.”
DISCUSSION
I. Senate Bill No. 567
Defendant contends his sentence must be vacated and his case remanded for
resentencing in light of Senate Bill No. 567’s amendments to section 1170, subdivision
(b). The People argue the amendments do not apply to this case because defendant
entered a plea agreement with a stipulated term of imprisonment.3 For reasons we
explain, we agree with the People.
3 It is undisputed that Senate Bill No. 567 is retroactive to cases not yet final on
appeal pursuant to In re Estrada (1965) 63 Cal.2d 740. (See People v. Flores (2022) 73
Cal.App.5th 1032, 1039 [holding that another ameliorative amendment to § 1170 by Sen.
Bill No. 567 applies retroactively to cases not yet final on appeal].) The parties also
agree defendant’s sentence is not yet final on appeal. Accordingly, the issue before us is
not whether Senate Bill No. 567 applies retroactively, but rather whether it applies at all
in the context of a stipulated plea. (See People v. Stamps (2020) 9 Cal.5th 685, 700
(Stamps) [“The Estrada rule only answers the question of whether an amended statute
should be applied retroactively. It does not answer the question of how that statute
should be applied.”].)
7.
A. Principles of Statutory Interpretation
“The proper interpretation of a statute is a question of law we review de novo.
[Citations.] ‘ “ ‘ “As in any case involving statutory interpretation, our fundamental task
here is to determine the Legislature’s intent so as to effectuate the law’s purpose.
[Citation.] We begin by examining the statute’s words, giving them a plain and
commonsense meaning.” ’ ” ’ [Citation.] ‘ “[W]e look to ‘the entire substance of the
statute . . . in order to determine the scope and purpose of the provision . . . . [Citation.]’
[Citation.] That is, we construe the words in question ‘ “in context, keeping in mind the
nature and obvious purpose of the statute . . . .” [Citation.]’ [Citation.] We must
harmonize ‘the various parts of a statutory enactment . . . by considering the particular
clause or section in the context of the statutory framework as a whole.’ ” ’ ” (People v.
Lewis (2021) 11 Cal.5th 952, 961 (Lewis).) “If there is no ambiguity in the language, we
presume the Legislature meant what it said and the plain meaning of the statute governs.”
(People v. Snook (1997) 16 Cal.4th 1210, 1215.)
“When statutory language is susceptible to more than one reasonable
interpretation, courts must (1) select the construction that comports most closely with the
apparent intent of the Legislature, with a view to promoting rather than defeating the
general purpose of the statute and (2) avoid an interpretation that would lead to absurd
consequences. [Citation.] The apparent intent of the Legislature is determined by
reading the ambiguous language in light of the statutory scheme rather than reading it in
isolation.” (Merced Irrigation Dist. v. Superior Court (2017) 7 Cal.App.5th 916, 925.)
A court also “may resort to other interpretive aids, including the statute’s legislative
history and ‘ “ ‘the wider historical circumstances of its enactment.’ ” ’ [Citation.]
Courts may also consider the purpose of the statute, the evils to be remedied, and the
public policy sought to be achieved.” (Weiss v. City of Del Mar (2019) 39 Cal.App.5th
609, 618.)
8.
B. Language and History of Section 1170, Subdivision (b)
Section 1170, subdivision (b) governs imposition of a judgment of imprisonment
when a statute specifies three possible terms. Prior to 2007, section 1170, subdivision (b)
set the middle term as the presumptive term, but authorized the trial court to impose the
upper term if it found circumstances in aggravation. (§ 1170, former subd. (b).) The trial
court was required to set forth on the record the facts supporting imposition of the upper
term, and those facts were required to be established by a preponderance of the evidence.
(Ibid.; Cal. Rules of Court, former rule 4.420(b).) However, in 2007, the United States
Supreme Court determined this sentencing scheme was unconstitutional because, “under
the Sixth Amendment, any fact [other than a prior conviction] that exposes a defendant to
a greater potential sentence must be found by a jury, not a judge, and established beyond
a reasonable doubt, not merely by a preponderance of the evidence.” (Cunningham v.
California (2007) 549 U.S. 270, 281; see id. at pp. 288-289.)
In response to Cunningham, the California Legislature amended section 1170,
subdivision (b) to eliminate the presumption for the middle term and to instead provide
that “the choice of the appropriate term shall rest within the sound discretion of the
court.” (Stats. 2007, ch. 3, § 2, eff. Mar. 30, 2007, as urgency legislation.) The intent of
this urgency legislation was to “maintain stability in California’s criminal justice system
while the criminal justice and sentencing structures in California sentencing [were] being
reviewed.” (Stats. 2007, ch. 3, § 1.) This statutory language providing trial courts broad
discretion to choose within the sentencing triad remained intact until January 1, 2022.
(See Stats. 2007, ch. 3, § 2; see also Stats. 2020, ch. 29, § 15.)
Effective January 1, 2022, Senate Bill No. 567 amended section 1170,
subdivision (b), to provide: “When a judgment of imprisonment is to be imposed and the
statute specifies three possible terms, the court shall, in its sound discretion, order
imposition of a sentence not to exceed the middle term, except as otherwise provided in
paragraph (2).” (Id., subd. (b)(1).) Subdivision (b)(2) in turn provides, “The court may
9.
impose a sentence exceeding the middle term only when there are circumstances in
aggravation of the crime that justify the imposition of a term of imprisonment exceeding
the middle term, and the facts underlying those circumstances have been stipulated to by
the defendant, or have been found true beyond a reasonable doubt at trial by the jury or
by the judge in a court trial. . . .” Subdivision (b)(3) creates an exception to this
requirement: “Notwithstanding paragraphs (1) and (2), the court may consider the
defendant’s prior convictions in determining sentencing based on a certified record of
conviction without submitting the prior convictions to a jury.”
C. Analysis
Defendant contends the matter must be remanded for resentencing pursuant to
Senate Bill No. 567 because the court imposed the upper term without relying on
defendant’s prior convictions or any aggravating factors stipulated to by defendant or
found true beyond a reasonable doubt by a jury, or by a judge in a court trial. We
conclude the trial court did not exercise discretion with regard to the sentencing triad
when it imposed the stipulated sentence set out in the negotiated plea agreement, and thus
the amendments to section 1170 brought about by Senate Bill No. 567 are inapplicable
under the plain language of the statute.
“ ‘ “ ‘A plea agreement is, in essence, a contract between the defendant and the
prosecutor to which the court consents to be bound.’ ” ’ ” (Stamps, supra, 9 Cal.5th at
p. 701.) While the plea bargain does not divest the trial court of its inherent sentencing
discretion, “ ‘ “a judge who has accepted a plea bargain is bound to impose a sentence
within the limits of that bargain.” ’ ” (Ibid.; see § 1192.5, subdivision (b) [when a “plea
is accepted by the prosecuting attorney in open court and is approved by the court, . . . the
court may not proceed as to the plea other than as specified in the plea”].) Thus, when
the defendant and the prosecutor agree that a specified sentence will be imposed, the
court does not exercise discretion within a range of otherwise permissible sentences, but
10.
rather imposes the agreed-upon sentence. (See People v. French (2008) 43 Cal.4th 36,
49.)
“It is settled that a court may evaluate the fairness of a proposed sentence in
determining whether to approve the bargain.” (Stamps, supra, 9 Cal.5th at p. 709.)
“ ‘ “Should the court consider the plea bargain to be unacceptable, its remedy is to reject
it, not to violate it, directly or indirectly.” ’ ” (Id. at p. 701.) The trial court maintains
“ ‘near-plenary’ ” authority to withdraw its prior approval of a plea agreement. (Id. at
p. 708.) However, the court may not “effectively withdraw its approval [of the plea
agreement] by later modifying the terms of the agreement it had approved.” (People v.
Segura (2008) 44 Cal.4th 921, 932 (Segura); see id. at pp. 931-932.)
In the instant case, the court imposed a stipulated sentence pursuant to a negotiated
plea agreement. In so doing, the court’s discretion was limited to approving or rejecting
the bargain. The court did not exercise discretion to select between the lower, middle, or
upper term based on any aggravating or mitigating circumstances. Indeed, the court was
not authorized to modify the terms of the agreement by exercising discretion as to the
sentencing triad, while leaving the plea agreement otherwise intact. (Segura, supra, 44
Cal.4th at p. 931.) Thus, section 1170, subdivision (b), which governs the court’s
exercise of discretion with regard to a sentencing triad, does not apply. (See § 1170,
subd. (b)(1), (2); accord, People v. Mitchell (2022) 83 Cal.App.5th 1051,1057-1058, rev.
granted Dec. 14, 2022 (S277314); see Mitchell, at p. 1059 [holding “[t]he trial court . . .
did not exercise any discretion under former section 1170, subdivision (b) in selecting the
lower, middle, or upper term,” where the court sentenced the defendant pursuant to an
agreed-upon term pursuant to a stipulated plea].)
We find support for our conclusion in People v. Brooks (2020) 58 Cal.App.5th
1099. There, the defendant had entered a plea of no contest to several counts in exchange
for a stipulated prison term. (Id. at p. 1102.) Subsequently, the Legislature enacted
section 1170.91, which specifies that trauma resulting from military service is a
11.
mitigating factor to be considered when a court exercises discretion as to a determinate
sentencing triad. (§ 1170.91, subd. (a).) Section 1170.91 contains a retroactivity clause
and a procedure for resentencing under which the defendant in Brooks sought relief.
(§ 1170.91, subd. (b); see Brooks, at pp. 1104, 1106.) However, the appellate court
determined this procedure did not extend to “final convictions by plea agreement
specifying a stipulated imprisonment term.” (Brooks, at p. 1106.) The court noted that
any relief available pursuant to section 1170.91 would “occur through the mechanisms of
the determinate sentencing triad.” (Brooks, at p. 1107.) However, the sentencing judge
in the defendant’s case “never had any occasion to employ” triad discretion because the
defendant had agreed to a specific term of years in his plea bargain. (Id. at p. 1108.)
Because section 1170.91 merely “allow[s] a court to take certain mitigating factors into
account, and only insofar as the court is otherwise permitted to exercise discretion in the
selection of a low, middle, or high term from within the applicable sentencing triad,” it
was inapplicable to the defendant’s sentence. (Brooks, at p. 1107.)
Likewise, People v. King (2020) 52 Cal.App.5th 783, 791, concluded relief is
unavailable under section 1170.91 to a defendant sentenced to a stipulated term. The
King court explained: “A petitioner who meets the requirements set forth in section
1170.91, subdivision (b) obtains the remedy of ‘resentencing pursuant to subdivision (a).’
(§ 1170.91, subd. (b)(1).) Subdivision (a) provides that the trial court shall take into
account the defendant’s mental health and substance abuse problems ‘when imposing a
term under subdivision (b) of Section 1170.’ (§ 1170.91, subd. (a)[], italics added.) A
trial court that sentences under subdivision (b) of section 1170, exercises its discretion to
choose an upper, middle or lower determinate term based on its consideration of factors
in mitigation and aggravation. However, when a trial court sentences a defendant who
has agreed to a stipulated sentence for a term of years, the trial court exercises no
discretion to decide between an upper, middle and lower term and may not consider
factors in mitigation and aggravation. Therefore, the trial court is not ‘imposing a term
12.
under subdivision (b) of Section 1170.’ (§ 1170.91, subd. (a).) As a result, a petitioner
. . . who agreed to a stipulated sentence for a specific prison term cannot obtain the relief
afforded under section 1170.91, subdivision (b)(1), as that petitioner cannot be
resentenced under subdivision (b) of Section 1170 to an upper, middle or lower term
based on factors in mitigation and aggravation.” (King, at p. 791.)
The same reasoning applies here. Defendant agreed to a stipulated sentence
pursuant to a negotiated plea agreement, and the trial court approved the agreement and
imposed the agreed-upon sentence. The trial court did not exercise discretion to choose
an upper, middle, or lower determinate term based on factors in mitigation and
aggravation. Nor could the court exercise discretion to choose an alternative term based
on factors in mitigation and aggravation without effectively withdrawing its approval of
the plea. The trial court therefore did not, and could not, exercise discretion under
section 1170, subdivision (b). Under the plain language of the statute, the limitations on
the court’s sentencing discretion set forth in section 1170, subdivision (b), are
inapplicable in this context.
We further note that a contrary holding would create absurd consequences that do
not further or promote the general purpose of the statute. A defendant would be
permitted to enter a plea and agree to a stipulated upper-term sentence, while nonetheless
asserting a statutory right under section 1170, subdivision (b)(2), to a jury trial on
aggravating factors supporting the agreed-upon upper term. In practice, this would
effectively eliminate the contractual obligations attendant to plea agreements involving
stipulated terms of imprisonment. Meanwhile, nothing in the plain language or
legislative history of Senate Bill No. 567 suggests the Legislature intended this result.
The author of Senate Bill No. 567 identified two purposes behind the amendment to
section 1170, subdivision (b): (1) to require “that aggravating facts are presented to the
jury before a judge imposes a maximum sentence as decided in Cunningham,” and (2) to
ensure that “individuals facing time have the ample ability to dispute information in the
13.
record that might not be true.” (Assem. Com. on Public Safety, analysis of Sen. Bill
No. 567, as amended May 20, 2021, pp. 3-4.) These concerns are not implicated in a plea
involving a stipulated sentence, where the defendant has waived his or her constitutional
right to trial and the sentence is not based on any aggravating or mitigating facts that may
be in dispute.4
In sum, the trial court did not exercise triad discretion when it imposed the
stipulated sentence set out in the negotiated plea agreement. Both the plain language of
the statute and its legislative history confirm the amendments to section 1170 brought
about by Senate Bill No. 567 are inapplicable in this context.
II. Willfulness of Defendant’s Failure to Appear*
Defendant argues the trial court erred in finding that he willfully failed to appear
on January 9, 2020. The People disagree, arguing that the trial court’s finding that
defendant’s failure to appear was willful was based upon substantial evidence.
Specifically, the People argue, among other things, that defendant’s failure to appear at
any time on January 9, 2020, or on January 10, 2020, prior to his 10:10 a.m. arrest, was
sufficient for the trial court to have disbelieved defendant’s proffered explanation and
conclude that defendant’s failure to appear had been willful. We agree with the People.
The record contains substantial evidence that defendant willfully failed to appear.
4 Furthermore, we note that stipulated sentences have long been recognized as an
exception to the requirements of section 1170, subdivision (b). (See, e.g., People v.
Villanueva (1991) 230 Cal.App.3d 1157, 1162 [when sentencing the defendant to a
stipulated term, the court was not required to state any reasons for the term imposed, as
otherwise required under § 1170, former subd. (b)]; People v. Childress (1987) 189
Cal.App.3d 1220, 1222 [same]; see also Cal. Rules of Court, rule 4.412(a) [“It is an
adequate reason for a sentence or other disposition that the defendant, personally and by
counsel, has expressed agreement that it be imposed and the prosecuting attorney has not
expressed an objection to it.”].)
* See footnote, ante, page 1.
14.
Cruz held that a defendant may waive the right to withdraw his or her guilty plea if
he or she is “fully advised” of that right. (Cruz, supra, 44 Cal.3d at p. 1254, fn. 5.) A
defendant may expressly agree to a greater sentence as a sanction for engaging in certain
behavior as long as his or her waiver is contained in the plea bargain itself. (People v.
Masloski (2001) 25 Cal.4th 1212, 1221–1222; People v. Vargas (1990) 223 Cal.App.3d
1107, 1113.) Therefore, if a defendant agrees to a Cruz waiver and willfully fails to
comply with the terms of the agreement (for instance, by failing to appear at the
sentencing hearing) the trial court may impose a term of imprisonment greater than the
bargained-for term without permitting the defendant to withdraw his or her plea. (Cruz,
supra, 44 Cal.3d at p. 1254, fn. 5; Vargas, supra, 223 Cal.App.3d at pp. 1112–1113 [a
defendant may agree to imposition of a specific greater term in the event of his or her
nonappearance]; see Masloski, supra, 25 Cal.4th at pp. 1219–1223; People v. Puente
(2008) 165 Cal.App.4th 1143, 1146, fn. 3.) A defendant acts “willfully” if he or she
knows what he or she is doing and intends to do it. (§ 7, subd. 1; People v. Atkins (2001)
25 Cal.4th 76, 85–86.)
A trial court must find that a defendant’s failure to appear was willful by a
preponderance of the evidence. (People v. Rabanales (2008) 168 Cal.App.4th 494, 505;
People v. Vargas (2007) 148 Cal.App.4th 644, 652.) We review the trial court’s
determination for substantial evidence. (Rabanales, supra, at p. 509.) In doing so, “[w]e
resolve all factual conflicts and questions of credibility in favor of the prevailing party
and indulge all reasonable inferences to support the trial court’s order.” (Horsford v.
Board of Trustees of California State University (2005) 132 Cal.App.4th 359, 390.)
Defendant contends that substantial evidence did not support a finding that his
failure to appear was willful because “[t]he only fact supporting the trial court’s finding
that [defendant] failed to appear is that [defendant] did not appear.” He relies on this
court’s decision in People v. Zaring (1992) 8 Cal.App.4th 362 for the proposition that his
family issues—here, his father’s poor health—can render a defendant’s failure to appear
15.
not willful. In Zaring, the defendant was 22 minutes late to court due to an unforeseen
problem with childcare. (Id. at pp. 376, 379.) The trial court revoked probation. (Id. at
p. 379.) This court held the failure to report was not “the result of irresponsibility,
contumacious behavior or disrespect for the orders and expectations of the court,” nor
would such conduct constitute a willful violation of a probationary condition, assuming
such condition was ordered. (Ibid.)
Here, defendant did not appear at all on the date of his sentencing hearing.
Defendant’s explanation for missing the hearing was that he overslept. However, the trial
court could reasonably have concluded that if defendant had merely overslept due to a
family emergency, he would have come to court to explain the error as soon as he
realized it. Instead, defendant appears to have made no attempt to appear before the
Merced County Superior Court on the date of his sentencing or the following morning
before he was arrested in Stanislaus County. The trial court was in the best position to
determine the credibility of the claim that defendant failed to appear because he
overslept. (See People v. Coffman and Marlow (2004) 34 Cal.4th 1, 78 [because the trial
court can observe the demeanor of a witness, it is in the best position to assess
credibility].) Based on the record before us, the trial court could reasonably have
concluded by a preponderance of the evidence that defendant’s failure to appear was
willful. Substantial evidence supported the trial court’s conclusion.5
5 We do not agree with the trial court’s comment that oversleeping after a night in
the hospital with a family member, standing alone, necessarily constitutes a willful
violation of a Cruz waiver. We again emphasize that this is not a case where defendant
overslept but then proceeded to the courthouse immediately after recognizing his mistake.
16.
DISPOSITION
The judgment is affirmed.
DETJEN, J.
WE CONCUR:
HILL, P. J.
SNAUFFER, J.
17.