People v. Gomez CA3 ( 2016 )

Filed 2/3/16 P. v. Gomez CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
----
THE PEOPLE,
Plaintiff and Respondent, C072915
v. (Super. Ct. No. 11F04617)
JOSE GOMEZ,
Defendant and Appellant.
A jury convicted defendant Jose Victor Gomez on eight counts of committing a
lewd and lascivious act upon a child under the age of 14, two counts of sexual intercourse
with a child 10 years of age or younger, and two counts of oral copulation with a child 10
years of age or younger. The jury found the allegation that defendant committed the
charged offenses against two or more minors to be true. The trial court sentenced
defendant to an aggregate prison term of 200 years to life.
Defendant now contends (1) the trial court abused its discretion in admitting
evidence of uncharged sexual conduct; (2) regarding the charges in counts three and four
(lewd and lascivious acts) and counts seven and eight (sexual intercourse), the trial court
failed in its sua sponte duty to instruct the jury on the lesser included offense of battery;
1
(3) the count eleven conviction for a lewd and lascivious act must be reversed because
count eleven of the information and the verdict form for that count do not state a public
offense; and (4) the count ten conviction for a lewd and lascivious act must be reversed
because there is no substantial evidence that defendant used a sex toy more than once on
one of the minors.
We conclude (1) the trial court did not abuse its discretion in admitting uncharged
sexual conduct evidence; (2) even if battery is a lesser and necessarily included offense of
the charged crimes, the trial court had no sua sponte duty to instruct the jury on battery
because there was no substantial evidence upon which the jury could have concluded the
offenses committed were battery but not the charged crimes; (3) reversal of the count
eleven conviction is not warranted because defendant has not demonstrated prejudice;
and (4) the count ten conviction must be reversed because there is no substantial evidence
from which a reasonable trier of fact could have found beyond a reasonable doubt that
defendant committed a lewd or lascivious act with a sex toy on one of the minors more
than once.
We will modify the judgment to reverse the count ten conviction for a lewd and
lascivious act, vacate the sentence imposed on that count, and otherwise affirm the
judgment. We will direct the trial court to amend the abstract of judgment to reflect the
judgment as modified and specify the aggregate prison term, information that is missing
from the current abstract of judgment.
BACKGROUND
Defendant and a woman named Kristy had two daughters.1 E. was 13 years old
and K. was 10 years old at the time of the trial in 2012.
1 We refer to various individuals by first name or initial to protect privacy.
2
E. disclosed to Kristy on June 30, 2011, that defendant had sexual intercourse with
her. That was the first time E. told Kristy about any sexual misconduct by defendant.
Kristy reported the misconduct to police that day. The police interviewed E., but did not
have E. submit to a sexual assault examination in part because the last reported act of
sexual assault occurred two or three years prior to E.’s disclosure.
Kristy made a pretext call to defendant at the request of the police. Defendant
admitted to Kristy that E. put on dresses and danced provocatively for him. He admitted
apologizing to E. because she said he groped her. Defendant said he promised E. he
would not do anything like that again. Defendant denied having sexual intercourse with
E. or having E. lick jelly off his penis. He denied doing the other things E. reported, but
said he did not remember what happened because he was doing a lot of drugs and was not
sober “back in the day.” The People played an audio recording of the pretext call during
the trial.
Police arrested defendant after the pretext call. They found pornographic
magazines and movies during a search of defendant’s home. No pornographic images
involving children were found on defendant’s home computer or cell phone.
Defendant agreed to speak with detectives after he was advised of his Miranda
rights. (Miranda v. Arizona (1966) 384 U.S. 436 [16 L. Ed. 2d 694].) Detective Anthony
Saika opined defendant did not exhibit any signs of being under the influence of alcohol
or drugs at the time of his arrest or during his interrogation.
Defendant made a number of admissions during the interrogation. He admitted
the following: E. orally copulated him multiple times. E. sucked his penis after jelly was
applied to his penis. E. “rode” or “dry humped” him a few times, and he ejaculated
probably twice. There was skin to skin contact between his penis and E.’s vagina when
he had E. “ride the horse,” although his penis did not go in E.’s vagina. E. dressed up in
costumes and danced for defendant. Defendant slapped E.’s butt. Defendant made
promises to E., like promising to take her to the park, in exchange for sexual acts.
3
Defendant apologized to E. for the things he did to her, and he promised not to do those
things anymore after E. had panic attacks. Defendant denied using dildos with E. or
showing her pornographic movies. Defendant said he was ashamed. He told the
interrogating officers, “I pretty much screwed myself telling you everything.”
A videotape of the statement defendant gave police was played at the trial.
Defendant called Kristy from jail. He told Kristy he was not mad at Kristy or E.,
and he was glad E. said something because he wanted to tell Kristy and felt guilty. The
People played an audio recording of that telephone call at the trial.
A forensic interview specialist interviewed E. and K. K. did not disclose any
sexual conduct by defendant during her initial interview. But K. was re-interviewed after
she disclosed to E. that defendant had touched her in a bad way. K. disclosed at her
second interview that when she was eight years old, defendant rolled a massager over her
private part and instructed her to roll the massager on his penis. A videotape of K.’s
second interview was played at the trial.
E. testified at the trial. She described numerous sexual acts with defendant,
recounting the following:
When E. was in preschool or kindergarten, defendant put grape or strawberry jelly
on his penis and had E. lick the jelly off his penis. E. saw white liquid come out of
defendant’s penis. The liquid went into a washrag or sock. Afterward, defendant praised
E. and gave her a kiss on her head. That sexual act occurred more than three times.
On one occasion, defendant got on top of E., instructed her to wrap her legs
around him, and defendant inserted his penis inside E. E. kept trying to get up because it
felt very uncomfortable for her, but defendant pulled her back down. E. felt pain. E. was
in preschool or kindergarten at the time.
Defendant had E. do something defendant called “ride the pony” on more than 10
occasions. Defendant put his penis inside E.’s vagina during a “ride the pony” incident
when E. was seven or eight years old. E. also recalled a position defendant called
4
“something about a dog” where E. was on her hands and knees and defendant inserted his
penis inside her from behind, causing E. pain.
When E. was less than nine years old, defendant put a clear liquid on his penis and
inserted his penis inside E.’s vagina while defendant was behind E. Defendant put his
penis inside E. multiple times, going in and out, until white stuff came out. E. felt
discomfort and some pain.
On one occasion in 2008 or 2009, defendant got into E.’s bed after Kristy had left
for work. Defendant put his penis inside E. from behind.
On more than five occasions, defendant made E. dress up in outfits and dance for
him. Defendant masturbated on his bed while E. danced. Defendant also showed E.
pornographic movies.
E. also testified about sex toys. She said defendant put a pink vibrator inside or
near her vagina. E. could not remember if there was more than one incident involving the
pink vibrator. E. remembered a red dildo, but at trial she did not remember how
defendant used the red dildo.
Defendant promised to take E. swimming or to the park or to give E. money in
exchange for some of the sexual acts she performed. Defendant told E. something to the
effect that he deserved it and he had been a good dad all week.
E. told a friend she was being touched inappropriately when she was in
kindergarten. When grown-ups questioned her, however, E. lied and denied anything
happened.
The sexual conduct with defendant stopped when E. was in fourth or fifth grade.
At that time E. was stressed and kept vomiting. E. did not tell Kristy what was going on
because E. was afraid. Instead, E. talked to defendant, and defendant promised he would
stop. Although the sexual acts stopped, defendant grabbed or smacked E.’s butt
whenever he passed her.
5
K. also testified at the trial. She said defendant used a massager to rub her private
part, then instructed K. to use the massager on his penis and K. complied. K. was eight
when the incident occurred.
In 2010, defendant’s niece S. accused defendant of sexual misconduct against her
when she was three to five years old. S. is the daughter of defendant’s brother. S. was 17
years old when she testified at the trial as follows: She lived in the same house as
defendant when she was three or four years old. Defendant had S. perform oral sex on
him more than once when she was between three and five years old and he babysat her.
Defendant placed something that tasted like cherries on his penis on those occasions.
Defendant did not ejaculate in S.’s mouth. After S. performed oral sex on defendant,
defendant praised S. and gave her a dollar bill that was folded into a ring. S. stopped
living with defendant when she was five years old. She did not tell anyone about what
happened until 2010, when she was 15 years old and had panic attacks. Her aunt Alma
asked her if anything had ever happened to her. S. reluctantly told her aunt about what
defendant had done to her.
Defendant testified at the trial. He said he used methamphetamine and marijuana
and had been drinking alcohol on the day of his arrest. He said he felt sick during his
interrogation. He claimed he told the interrogating officers what they wanted to hear
because he wanted the questioning to stop. Defendant testified that the admissions he
made during his interrogation were false.
Defendant said the allegations made against him by E. and K. were lies. He
denied the sexual acts E. and K. described. He said he lied during the pretext call when
he admitted groping E. and when he said he saw E. playing with a red dildo. He said E.
had panic attacks when he and Kristy separated. He denied ever talking to E. about not
touching E. anymore. He suggested K. made up what she reported because she received
gas during a dental procedure and was “a little spacey” afterwards. Defendant also
denied any sexual contact with S.
6
Defendant presented Dr. James Crawford-Jakubiak as an expert on child sexual
assault. The doctor said that while a sexual assault examination may show prior injury to
the hymen, the majority of injuries to the vagina heal in a matter of days to weeks and
leave no trace of injury. The doctor agreed that sometimes no injury results even when
penetration of the labia majora and labia minora occurred. He opined that the vast
majority of children who disclose sexual abuse in the past had normal or nonspecific
exams when they were evaluated. He also opined it was not uncommon for child victims
to delay in disclosing sexual abuse or to not disclose everything that happened all at once.
Defendant also called Dr. John Shields, a forensic psychologist. Dr. Shields
opined, based on the result of tests he administered on defendant, that defendant was
significantly more suggestible than most people. The doctor opined that defendant was
very vulnerable to suggestion in the course of an interview. He added that people who
score high on the type of suggestibility test he administered were more likely to give an
unreliable admission.
The jury found defendant guilty on eight counts of committing a lewd and
lascivious act upon a child under the age of 14 years (Pen. Code, § 288, subd. (a)),2 two
counts of sexual intercourse with a child 10 years of age or younger (§ 288.7, subd. (a)),
and two counts of oral copulation with a child 10 years of age or younger (§ 288.7,
subd. (b)). The jury found the allegation that defendant committed the charged offenses
against two or more victims to be true.
The trial court sentenced defendant to a consecutive prison term of 15 years to life
on each conviction for lewd and lascivious acts. The trial court also imposed a
consecutive 15-year-to-life term for each oral copulation conviction and a consecutive
2 Undesignated statutory references are to the Penal Code.
7
25-year-to-life term for each sexual intercourse conviction. Defendant received an
aggregate prison term of 200 years to life.
DISCUSSION
I
Defendant claims the trial court abused its discretion in admitting evidence of
uncharged sexual conduct.
A
The People moved to admit evidence that defendant committed sexual offenses
against S. under Evidence Code section 1108 to show defendant had a propensity to
engage in the sexual offenses charged in this case and defendant committed the charged
offenses. The People also sought to admit the evidence relating to S. under Evidence
Code section 1101, subdivision (b) to show intent, method of operation, and absence of
mistake.
The parties presented the following facts to the trial court. S. was defendant’s
niece. Defendant and S. lived in the same house at the time of the alleged misconduct.
Defendant allegedly had S. orally copulate him when she was between two and five years
old. Defendant put a substance that tasted like cherries on his penis. He allegedly told S.
she had done a good job after she orally copulated him. And he gave her a dollar bill
fashioned into a ring to thank her. S. reported the alleged acts to police in July 2010,
when she was 14 or 15 years old. Defendant was not prosecuted based on S.’s
accusation.
E. was defendant’s biological daughter. She alleged defendant molested her on
multiple occasions starting when E. was in preschool and ending when E. was in third or
fourth grade. Among other things, defendant allegedly had E. lick strawberry or grape
jelly off defendant’s penis on multiple occasions. The alleged sexual acts occurred in
defendant and E.’s home. E. reported the misconduct on June 30, 2011, when she was 12
years old.
8
The trial court admitted the evidence relating to S. under Evidence Code
section 1101, subdivision (b), to show defendant’s intent and the absence of mistake.
The trial court also admitted the evidence under Evidence Code section 1108 to show
defendant’s propensity to commit the charged crimes. Regarding Evidence Code
section 352, the trial court concluded the probative value of the evidence relating to S.
was not substantially outweighed by the probability that its admission would necessitate
undue consumption of time or create a substantial danger of undue prejudice, confusing
the issues, or misleading the jury. The trial court ruled the charged and uncharged
offenses were similar in that S. and E. were similar in age at the time of the alleged
misconduct; S. and E. were related to the defendant; the alleged acts occurred in the girls’
homes where defendant had access to them; and defendant placed a flavored substance on
his penis before S. and E. orally copulated him. The trial court said the uncharged acts
were probative on the issues of intent, absence of mistake, and refuting defendant’s claim
that he did not know what he was doing during the incidents. As for prejudice, the trial
court concluded the uncharged acts were not more inflammatory than the charged acts
because the uncharged acts were less in number and did not involve a biological child;
the evidence was not remote in relation to the charged acts; and admission of the
evidence would not cause an undue consumption of time at the trial because the People
would call only two witnesses: S., who was not expected to recant, and possibly the
witness who took S.’s statement. The trial court said it considered the fact that the
uncharged acts did not result in a conviction, but giving the CALCRIM No. 375
instruction would minimize the risk of confusion or that the jury would be tempted to
punish defendant for the uncharged offenses.
B
In general, evidence of a defendant’s uncharged conduct is not admissible to prove
that the defendant has a criminal disposition or propensity. (Evid. Code, § 1101,
subd. (a); People v. Kipp (1998) 18 Cal. 4th 349, 369.) But Evidence Code section 1108
9
provides that when the defendant is charged with a sexual offense, evidence of the
defendant’s other sexual offenses is not made inadmissible by Evidence Code
section 1101 if the evidence is not inadmissible under Evidence Code section 352.
In enacting Evidence Code section 1108, the Legislature recognized that “ ‘sex
crimes are usually committed in seclusion without third party witnesses or substantial
corroborating evidence. The ensuing trial[, thus,] often presents conflicting versions of
the event and requires the trier of fact to make difficult credibility determinations.’ ”
(People v. Villatoro (2012) 54 Cal. 4th 1152, 1160, 1164 (Villatoro); People v. Falsetta
(1999) 21 Cal. 4th 903, 911 (Falsetta).) Evidence Code section 1108 allows the trier of
fact to consider uncharged sexual offense evidence as evidence of the defendant’s
propensity to commit sexual offenses in evaluating the defendant’s and the victim’s
credibility and in deciding whether the defendant committed the charged sexual offense.
(Villatoro, supra, 54 Cal.4th at pp. 1160, 1164, 1166-1167; Falsetta, supra, 21 Cal.4th at
pp. 911-912, 922.)
However, uncharged sexual conduct evidence is inadmissible if the probative
value of the evidence is substantially outweighed by the probability that its admission
will necessitate undue consumption of time or create substantial danger of undue
prejudice, of confusing the issues, or of misleading the jury. (Evid. Code, §§ 352, 1108,
subd. (a).) The probative value of uncharged sexual conduct evidence is increased by the
relative similarity between the charged and uncharged offenses, the close proximity
between the uncharged and charged acts, and the independent sources of evidence in each
offense. (Falsetta, supra, 21 Cal.4th at p. 917.) The prejudicial impact of uncharged
sexual conduct evidence is reduced if the uncharged act resulted in a criminal conviction
and a substantial prison term, ensuring that the jury would not be tempted to convict the
defendant simply to punish him for the uncharged act, and that the jury’s attention would
not be diverted by having to determine whether defendant committed the uncharged act.
10
(Ibid.) We review a trial court’s Evidence Code section 352 determination under the
deferential abuse of discretion standard. (People v. Avila (2014) 59 Cal. 4th 496, 515.)
As defendant acknowledges, the charged and uncharged offenses in this case are
similar. Similarity between the charged and uncharged offenses is a factor for a trial
court to consider in weighing the probative value and prejudicial impact of the uncharged
conduct evidence pursuant to Evidence Code section 352. (Falsetta, supra, 21 Cal.4th at
p. 917; People v. Robertson (2012) 208 Cal. App. 4th 965, 991 (Robertson).) E. and S.
were about the same age when defendant had them orally copulate him. Defendant lived
in the same household with each girl at the time of the sexual acts, and defendant was
related to the girls by blood. The charged and uncharged offenses involve the same
sexual act. Defendant had both girls orally copulate him on multiple occasions. He
applied a fruit-flavored jelly to his penis and had the girls lick off the jelly. The sexual
acts occurred in the home defendant shared with each girl when defendant was watching
the child. Defendant concedes that the similarities between the charged and uncharged
offenses give the uncharged conduct evidence probative value on the issues of
defendant’s propensity to commit the charged sexual offenses, intent, and common plan
or scheme.
Evidence of the uncharged offenses is also probative because defendant denied
engaging in any sexual acts with E. or K. At trial defendant’s counsel attacked the
credibility of E. and K. and suggested their allegations of sexual misconduct were
concocted. As defense counsel pointed out to the jury, there was no physical evidence
defendant had sexual intercourse with E. Uncharged sexual offense evidence is highly
probative where the defendant denies the charged offense occurred and there is no
forensic evidence proving the charged offense occurred. (Robertson, supra,
208 Cal.App.4th at p. 993; People v. Hollie (2010) 180 Cal. App. 4th 1262, 1275
[evidence of prior sexual offense was probative where the defendant claimed the victim’s
report of a forcible sexual assault was concocted]; People v. Waples (2000)
11
79 Cal. App. 4th 1389, 1395 (Waples) [propensity evidence was highly relevant where the
defense attempted to paint the complainant as a liar or mistaken in her report].)
Defendant argues the probative value of the uncharged conduct evidence is
reduced because S. and E. are related and thus are not independent witnesses. “The term
‘independent’ ordinarily means ‘[f]ree from the influence, guidance, or control of another
or others’ or ‘[n]ot determined or influenced by someone or something else.’ ” (Estate of
Winans (2010) 183 Cal. App. 4th 102, 120; People v. Ewoldt (1994) 7 Cal. 4th 380, 404
(Ewoldt).) Nothing in the record shows S. influenced E.’s allegations against defendant
or E. influenced S.’s allegations. There is no evidence E. was aware of the details of S.’s
accusations regarding oral copulation when E. disclosed to Kristy. S.’s trial testimony
supports our conclusion. S. testified she was not close to E., and never told E. or K.
about what happened between her and defendant. E. similarly testified she did not know
the details of what defendant did to S. S. reported defendant’s conduct against her in
2010, before E. disclosed that defendant had sexually abused her. The independent
sources of the evidence supporting the charged and uncharged sexual conduct enhanced
the probative value of the evidence relating to S.
Defendant further claims the three- to nine-year gap between the charged and
uncharged conduct and the fact that defendant was a juvenile when the uncharged sexual
acts occurred reduced the probative value of the uncharged conduct evidence.
There is no bright line rule regarding whether a prior act is too remote to be
admissible under Evidence Code section 352. (Ewoldt, supra, 7 Cal.4th at p. 405
[uncharged act occurred 12 years prior to trial]; People v. Branch (2001) 91 Cal. App. 4th
274, 278, 281, 284 [uncharged sexual acts committed over 30 years before the charged
offenses occurred were properly admitted under Evidence Code sections 1101 and 1108];
Waples, supra, 79 Cal.App.4th at pp. 1392-1393, 1395 [uncharged sexual acts that
occurred 18 to 25 years before the charged offenses were not too remote for purposes of
Evidence Code section 352]; People v. Soto (1998) 64 Cal. App. 4th 966, 977-978, 990-
12
992 [uncharged sexual conduct that occurred 20 to 30 years before the trial were properly
admitted under Evidence Code sections 1108 and 352].) The facts before the trial court
were that the uncharged acts occurred from 1997 to 2000, and the sexual acts with E.
started in 2003 or 2004. A three- or four-year gap between the end of the uncharged
conduct and the beginning of the charged conduct is not so significant as to reduce the
probative value of the uncharged conduct evidence. Additionally, the significant
similarities between the prior and the charged offenses balanced out any remoteness
between the charged and uncharged conduct. (Branch, supra, 91 Cal.App.4th at p. 285.)
With regard to defendant’s contention that his youth at the time of the uncharged
offenses reduced the probative value of the evidence relating to S., defendant did not
assert such claim in the trial court. There is also nothing in the record to indicate the
uncharged sexual conduct occurred during “a period of aberrant behavior in youth,”
as defendant claims. We do not consider those claims. (People v. Hendrix (2013)
214 Cal. App. 4th 216, 243 [we review the correctness of the trial court’s ruling at the time
it was made, not by reference to evidence produced at a later date]; Robertson, supra, 208
Cal.App.4th at p. 991.)
Defendant further attacks the probative value of the evidence relating to S. by
pointing out that S. delayed in disclosing the uncharged sexual conduct and that she was
going to testify about events that occurred 12 to 15 years before the trial. Those facts
affected the weight of S.’s proposed testimony. But defendant had an opportunity to test
S.’s memory about what defendant allegedly did to her and to challenge S.’s credibility.
And the jury could assess S.’s credibility. Further, the trial court instructed the jury
pursuant to CALCRIM No. 226 that it may consider factors, including how well the
witness was able to remember and describe what happened, in evaluating the witness’s
testimony. (Evid. Code, § 780; People v. Rincon-Pineda (1975) 14 Cal. 3d 864, 883-884.)
The instruction helped assure jury consideration of any remoteness of the uncharged
conduct evidence.
13
With regard to the factors pertinent to an assessment of the prejudicial effect of the
uncharged sexual conduct evidence, defendant argues admission of the uncharged
conduct evidence was prejudicial because it was more inflammatory than the charged
offenses and its admission created a risk the jury would convict defendant to punish him
for his prior offenses.
S.’s proposed testimony did not describe acts that were more inflammatory than
the anticipated testimony concerning the charged offenses. The charged offenses alleged
a greater variety of sexual acts and more serious offenses than the uncharged offenses,
including sexual intercourse with a child. (§§ 288, subd. (a) [punishment for lewd or
lascivious acts upon a child who is under the age of 14 years is three, six, or eight years
in prison]; 288.7, subd. (a) [punishment for sexual intercourse with a child who is 10
years of age or younger is 25 years to life in prison].)
The trial court considered the risk that the jury would be tempted to punish
defendant for the uncharged sexual offenses because defendant was not prosecuted for
those alleged acts. It determined that giving the CALCRIM No. 375 instruction would
minimize any risk the jury would be tempted to punish defendant for the uncharged
offenses. The trial court in fact instructed the jury on the limited use of uncharged
conduct evidence. The trial court also instructed the jury on the elements of each charged
offense, and said the People must prove each charge beyond a reasonable doubt and the
uncharged conduct evidence does not, by itself, prove defendant was guilty of the
charged offenses. As instructed, the jury was not permitted to convict defendant of the
current charges simply because he previously committed sexual offenses. The
instructions counterbalanced any risk the jury might punish defendant for his uncharged
acts. (Falsetta, supra, 21 Cal.4th at p. 920; People v. Frazier (2001) 89 Cal. App. 4th 30,
42.) Defendant fails to demonstrate the trial court’s assessment was an abuse of its
discretion.
14
Moreover, the record indicates the uncharged conduct evidence did not result in
prejudice. The jury questions during deliberations suggest the jury did not refer to
defendant’s uncharged acts. We see nothing in the record to suggest the jury convicted
defendant because it wanted to punish him for his conduct against S.
Defendant also argues admission of the uncharged conduct evidence was
prejudicial because it painted defendant as a serial child molester. But the prosecutor did
not label defendant a serial child molester. (People v. Rogers (2013) 57 Cal. 4th 296,
331.) While admission of other sexual offense evidence could create a risk the jury
would perceive the defendant as a serial sexual offender, the Legislature nonetheless
authorized the admission of such propensity evidence. (Evid. Code, § 1108.) The
admission of uncharged sexual offense evidence under Evidence Code section 1108 is not
treated as per se unduly prejudicial. (Villatoro, supra, 54 Cal.4th at pp. 1160, 1164;
Falsetta, supra, 21 Cal.4th at pp. 911, 916-917.) And the California Supreme Court
recognized additional instances of similar misconduct can increase the probative value of
uncharged conduct evidence. (Ewoldt, supra, 7 Cal.4th at pp. 404-405.) Here, the
uncharged conduct evidence was not unduly prejudicial.
We conclude the trial court did not abuse its discretion in admitting the uncharged
sexual conduct evidence.
II
Defendant next contends that with regard to the charges in counts three and four
(lewd and lascivious acts) and counts seven and eight (sexual intercourse), the trial court
failed in its sua sponte duty to instruct the jury on the lesser included offense of battery.
“An uncharged offense is included in a greater charged offense if either (1) the
greater offense, as defined by statute, cannot be committed without also committing the
lesser (the elements test), or (2) the language of the accusatory pleading encompasses all
the elements of the lesser offense (the accusatory pleading test).” (People v. Parson
(2008) 44 Cal. 4th 332, 349, italics omitted; see People v. Shockley (2013) 58 Cal. 4th 400,
15
404 (Shockley).) “Under the elements test, a court determines whether, as a matter of
law, the statutory definition of the greater offense necessarily includes the lesser offense.”
(Parson, supra, 44 Cal.4th at p. 349.) “Under the accusatory pleading test, a court
reviews the accusatory pleading to determine whether the facts actually alleged include
all of the elements of the uncharged lesser offense; if it does, then the latter is necessarily
included in the former.” (Ibid.)
The elements of the lewd or lascivious act offenses include the following: (1) the
willful commission of a lewd or lascivious act, that is, an act which is lustful, immoral,
seductive, or degrading; (2) upon or with the body, or any part thereof, of a child under
14 years of age; (3) with the intent of arousing, appealing to, or gratifying the lust,
passions or sexual desires of the defendant or the child. (§ 288, subd. (a); People v.
Memro (1985) 38 Cal. 3d 658, 697, overruled on another ground by People v. Gaines
(2009) 46 Cal. 4th 172, 181, fn. 2; People v. Webb (1958) 158 Cal. App. 2d 537, 542.)
Any touching of a child under the age of 14 violates section 288, subdivision (a), even if
the touching is outwardly innocuous and inoffensive, if the touching is accompanied by
the requisite intent. (Shockley, supra, 58 Cal.4th at p. 404.)
A battery is any willful and unlawful use of force or violence upon the person of
another. (§ 242.) “Willful” means intentional. (People v. Wright (2002)
100 Cal. App. 4th 703, 721, fn. 21.) Any harmful or offensive touching constitutes an
unlawful use of force or violence. (Shockley, supra, 58 Cal.4th at pp. 404-405.)
The California Supreme Court recently held that, under the elements test, battery
is not a lesser and necessarily included offense of committing a lewd or lascivious act
upon a child under the age of 14 years. (Shockley, supra, 58 Cal.4th at p. 406.) In
accordance with Shockley, supra, 58 Cal. 4th 400, we reject defendant’s sua sponte
instruction claim with regard to counts three and four under the elements test.
The convictions on counts three and four were based on defendant putting his
penis in E.’s vagina. Assuming that battery is a lesser and necessarily included offense
16
under the pleading test for counts three and four, and that battery is also a lesser and
necessarily included offense for the convictions on counts seven and eight (sexual
intercourse),3 we nevertheless conclude the trial court had no sua sponte duty to instruct
on battery because there was no substantial evidence upon which the jury could have
concluded that defendant committed a battery but not the charged offenses.
A trial court has a sua sponte duty to instruct on a lesser included offense only if
there is substantial evidence from which a reasonable jury could conclude that the
defendant committed the lesser, but not the greater, offense. (Shockley, supra, 58 Cal.4th
at p. 403; People v. Souza (2012) 54 Cal. 4th 90, 116.) The purpose of the rule is “ ‘to
assure, in the interest of justice, the most accurate possible verdict encompassed by the
charge and supported by the evidence. [Citation.]’ In light of this purpose, the court
need instruct the jury on a lesser included offense only ‘[w]hen there is substantial
evidence that an element of the charged offense is missing, but that the accused is guilty
of’ the lesser offense.” (Shockley, supra, 58 Cal.4th at pp. 403-404.)
At trial defendant denied E.’s allegations. Defendant said he did not have sex with
E. Defendant did not admit he touched E. in any harmful or offensive manner.
Defendant also denied putting his penis inside E. during the pretext call. When detectives
said, during the interrogation, that they knew defendant put his penis in E.’s vagina,
defendant was equivocal. But then he said his penis “never went in.” While defendant
admitted to some sexual contact with E. during the interrogation, at trial he disavowed
any admission he made during the interrogation. Defendant said he lied to the
3 The elements for sexual intercourse with a child under the age of 10 include the
following: (1) the defendant engaged in sexual intercourse; (2) with a child who is 10
years of age or younger; and (3) at the time of the act, the defendant was 18 years of age
or older. (§ 288.7, subd. (a).) “Sexual intercourse” does not require penetration of the
victim’s vagina; penetration of the victim’s labia majora suffices. (People v. Dunn
(2012) 205 Cal. App. 4th 1086, 1097.)
17
interrogating officers. Consistent with defendant’s denials, defendant’s trial counsel said
there were no lesser included offenses on which the trial court must instruct the jury.
E., on the other hand, testified about multiple occasions when defendant put his
penis inside her vagina, causing E. to feel discomfort and pain. E. had consistently
reported that defendant’s penis went inside her vagina. E. testified at trial that a
suggestion by a therapist she had been seeing recently caused her to question whether she
accurately remembered what had happened. But E. remembered defendant applied a
liquid on his penis and placed his penis inside her vagina. She then felt discomfort and
pain. She said defendant’s penis went in and out, and after that white stuff came out. E.
recalled another occasion when defendant put his penis in her vagina from behind, while
E. was on her hands and knees. E. said it hurt when defendant put his penis inside her.
After describing the various sexual acts she and defendant had engaged in, E. confirmed
defendant had actually done the things she remembered and testified about at the trial. E.
testified she was being accurate when she told detectives defendant’s penis went inside
her body. As the prosecutor said, the jury will either believe defendant or E.
On this record, no substantial evidence supported a finding that defendant was
guilty of battery, but not sexual intercourse or a lewd or lascivious act with a child based
on the act of putting his penis in E.’s vagina. Accordingly, the trial court had no duty to
sua sponte instruct on battery. (People v. King (2010) 183 Cal. App. 4th 1281, 1319 [“ ‘A
trial court need not . . . instruct on lesser included offenses when the evidence shows that
the defendant is either guilty of the crime charged or not guilty of any crime . . .’ ”].)
III
Defendant further argues his count eleven conviction for a lewd and lascivious act
must be reversed because count eleven of the information and the verdict form for that
count do not state a public offense.
An accusatory pleading must contain a statement of the public offense or offenses
charged therein. (§ 950.) The statement of the offense may be in the words of the statute
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or in any words sufficient to give the accused notice of the offense of which he is
accused. (§ 952.) The purpose of the pleading is to provide the defendant with notice of
the offense charged so the defendant may have a reasonable opportunity to prepare a
defense and is not taken by surprise by the evidence offered at trial. (People v. Stone
(2009) 46 Cal. 4th 131, 141; People v. Fitzgerald (1997) 59 Cal. App. 4th 932, 936.) A
defective pleading will not result in a reversal of the judgment unless a substantial right
of the defendant is adversely affected. (§ 1404 [“Neither a departure from the form or
mode prescribed by this Code in respect to any pleading or proceeding, nor an error or
mistake therein, renders it invalid, unless it has actually prejudiced the defendant, or
tended to his prejudice, in respect to a substantial right.”]; People v. Paul (1978)
78 Cal. App. 3d 32, 44 (Paul); People v. Massey (1957) 151 Cal. App. 2d 623, 649; People
v. Schoeller (1950) 96 Cal. App. 2d 61, 64.) A defendant may raise the claim that the
information does not state a public offense on appeal even though he did not raise the
claim in the trial court. (Paul, supra, 78 Cal.App.3d at p. 42; Schoeller, supra,
96 Cal.App.2d at p. 62.)
Count eleven charged defendant with violating section 288, subdivision (a), in that
defendant “did willfully, unlawfully, and lewdly commit a lewd and lascivious act, to wit:
defendant asking victim to use massager on his groin area, upon and with the body and
certain parts and members thereof of [K.], a child under the age of fourteen years, with
the intent of arousing, appealing to, and gratifying the lust, passions, and sexual desires of
the said defendant and the said child.” Defendant says count eleven does not allege a
violation of section 288, subdivision (a) because it does not allege a touching, which is a
required element of a section 288, subdivision (a); instead, count eleven charges
defendant with “asking” K. to perform a lewd act.
The record shows, however, that defendant was aware of the basis for count
eleven. (Paul, supra, 78 Cal.App.3d at pp. 42-44 [the People’s failure to allege an overt
act in the information, as required by statute, did not warrant reversal of the conviction
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where the defendant was aware of the evidence against him and of the overt acts upon
which the charge was based].) Defendant’s pretrial briefs state K. reported that defendant
made K. touch defendant’s genitals with a massager. At trial defendant did not object on
the ground of surprise or relevancy when K. testified she rolled a massager on
defendant’s penis upon defendant’s instruction.
Additionally, the trial court instructed the jury, pursuant to CALCRIM No. 252
and 1110, that a touching is required in order to violate section 288, subdivision (a). K.’s
testimony supported the verdict on count eleven by showing that defendant willfully
caused a child to touch defendant’s body. (People v. Lopez (2010) 185 Cal. App. 4th
1220, 1229; see e.g., People v. Babcock (1993) 14 Cal. App. 4th 383, 385 [the defendant
was convicted of committing lewd or lascivious acts upon a child under the age of 14
years by use of force where he took the child’s hand and placed it on
his crotch]; People v. Pitmon (1985) 170 Cal. App. 3d 38, 48, disapproved on another
point in People v. Soto (2011) 51 Cal. 4th 229, 248, fn. 12 [forcing minor to rub
defendant’s genitals is a lewd act].) We presume the jury followed the trial court’s
instruction when it found defendant guilty on count eleven. (People v. Lauman (1921)
187 Cal. 214, 219.)
Defendant’s trial counsel asked K., during cross-examination, whether she had
gone to the dentist on the day of the alleged misconduct and whether the dentist gave her
a gas which made her feel numb and dizzy. Defendant’s trial counsel argued to the jury
that K. was “out of it” as a result of her dental procedure. He argued K.’s description of
what happened did not make sense. Defense counsel also argued K. made up a story
about the massager because she saw E. getting more attention, and K. “wants to be
included.” Defendant does not show how the manner in which count eleven was charged
misled him in the preparation of his defense or otherwise resulted in prejudice to him.
We will not reverse the judgment in the absence of a showing of prejudicial error. (Cal.
Const., art. VI, § 13 [“No judgment shall be set aside . . . in any cause . . . for any error as
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to any matter of pleading . . . unless, after an examination of the entire cause, including
the evidence, the court shall be of the opinion that the error complained of has resulted in
a miscarriage of justice.”]; People v. Codina (1947) 30 Cal. 2d 356, 360 [even if pleading
was defective, reversal of the judgment was not warranted where the trial proceeded as if
the omitted allegation was in the information; defendant did not notice the omission; and
the trial court properly instructed the jury as to the elements of the offense]; Paul, supra,
78 Cal.App.3d at p. 44.)
IV
Defendant also contends the count ten conviction for a lewd and lascivious act
must be reversed because there is no substantial evidence that defendant used a sex toy
more than once on one of the minors. We agree.
“An appellate court called upon to review the sufficiency of the evidence
supporting a judgment of conviction of a criminal offense must, after a review of the
whole record, determine whether the evidence is such that a reasonable trier of fact could
have found the defendant guilty beyond a reasonable doubt.” (People v. Bean (1988)
46 Cal. 3d 919, 932.) The reviewing court does not determine the facts. (People v.
Nelson (2011) 51 Cal. 4th 198, 210.) Rather, it examines “ ‘ “the whole record in the light
most favorable to the judgment to determine whether it discloses substantial evidence --
evidence that is reasonable, credible and of solid value -- such that a reasonable trier of
fact could find the defendant guilty beyond a reasonable doubt.” ’ ” (Ibid.) The appellate
court presumes in support of the judgment the existence of every fact the trier could
reasonably deduce from the evidence. (Ibid.) The appellate court does not reweigh
evidence or reevaluate a witness’s credibility. (Ibid.) “Although it is the duty of the jury
to acquit a defendant if it finds that circumstantial evidence is susceptible of two
interpretations, one of which suggests guilt and the other innocence [citations], it is the
jury, not the appellate court which must be convinced of the defendant's guilt beyond a
reasonable doubt. ‘ “If the circumstances reasonably justify the trier of fact’s findings,
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the opinion of the reviewing court that the circumstances might also be reasonably
reconciled with a contrary finding does not warrant a reversal of the judgment.” ’ ”
(Bean, supra, 46 Cal.3d at pp. 932-933.)
Count nine alleges defendant violated section 288, subdivision (a) in that he
used a sex toy on E. the “first time.” Count ten alleges a violation of section 288,
subdivision (a) based on defendant using a sex toy on E. the “last time.”
E. testified defendant put a pink vibrator inside or near her vagina. E. felt the
vibrator poking her and she jumped from pain. E. could not remember if defendant used
the pink vibrator on her more than once.
E. also remembered a red dildo, but at trial she could not remember how defendant
used the red dildo. E. said she had no memory associated with the red dildo. She just
remembered the item. E. did not remember reporting to the authorities that defendant
placed a red dildo in her vagina. E. said she knew something happened involving the red
dildo because she got a bad feeling, the same feeling she associated with the pink
vibrator, when she saw the red dildo. Police recovered a red dildo from Kristy.
Defendant told Kristy, during the pretext call, that he caught E. playing with Kristy’s red
dildo. During his interrogation defendant said he caught E. playing with Kristy’s dildos,
not specifying which dildos he saw. Defendant did not admit he participated in any act
involving a red dildo. We have not found, and the parties do not cite, any other evidence
relating to an act with a red dildo. There was no evidence of other sex toys.
On this record, there is no substantial evidence from which a reasonable trier of
fact could have found beyond a reasonable doubt that defendant committed a lewd or
lascivious act with a sex toy on E. on more than one occasion. Consequently, the
conviction on count ten must be reversed and the sentence on that count must be vacated.
DISPOSITION
The judgment is modified to reverse defendant’s count ten conviction for a lewd
and lascivious act and to vacate the sentence imposed on that count. The judgment is
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otherwise affirmed. The trial court shall prepare an amended abstract of judgment
reflecting the judgment as modified and specifying the aggregate prison term, and shall
forward a certified copy of the amended abstract of judgment to the Department of
Corrections and Rehabilitation.
/S/
Mauro, J.
We concur:
/S/
Nicholson, Acting P. J.
/S/
Robie, J.
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