County of Nevada v. Super. Ct. ( 2015 )

Filed 4/23/15; pub. order 5/14/15 (see end of opn.)
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Nevada)
----
COUNTY OF NEVADA et al.,
Petitioners, C074504
v. (Super. Ct. Nos. F1100317,
F12000376, F12000450,
THE SUPERIOR COURT OF NEVADA COUNTY, F12000504B, F13000059,
F13000175, M12001105,
Respondent; M12001123, M12001618B,
M12001672A, M12001776,
JACOB MICHAEL SIEGFRIED et al., M130093)
Real Parties in Interest.
The commander at the Wayne Brown Correctional Facility in Nevada County
(the jail) gave notice in early 2013 that lawyers would generally no longer be able to meet
face-to-face with their incarcerated clients in visiting rooms without glass partitions, but
instead would generally be required to meet with their clients in glass-partitioned rooms.
The jail commander cited safety and security concerns. Several inmates, real parties
in interest, moved for the restoration of what they characterized as “contact visits,”
1
face-to-face visits in non-partitioned rooms. The trial court consolidated the motions and
held an evidentiary hearing, ultimately ordering that confidential attorney-client contact
visits (which the trial court defined as visits in a meeting space without physical barriers
between attorney and client) be made available at the jail absent circumstances justifying
suspension of such visits in individual cases.
The County of Nevada (the county) filed a petition for a writ of mandate or
prohibition in this court. We issued a stay and an order to show cause, and subsequently
reviewed the briefs and evidence submitted by the county and real parties in interest,
along with the amicus curiae briefs submitted by the California State Sheriffs’
Association, the California Police Chiefs Association, the California Peace Officers’
Association, California Attorneys for Criminal Justice, and the National Association
of Criminal Defense Lawyers.
We conclude the trial court did not abuse its discretion in ordering that
confidential attorney-client contact visits be made available at the jail absent
circumstances justifying suspension of such visits in individual cases. We will deny
the writ petition and lift the stay.
BACKGROUND
For many years, attorneys representing individuals incarcerated at the jail
routinely had face-to-face visits with their clients in non-partitioned rooms at the jail.
At the evidentiary hearing in this case, a former jail commander said that during his
tenure he allowed attorneys to have such visits unless their clients were particularly
violent or posed a threat.
2
In January 2013, however, the jail commander issued the following notice:
“Effective February 4, 2013, the Wayne Brown Correctional Facility will have
attorney/client visitation take place in the attorney visitation [partitioned] rooms.
This change is being done for the safety and security of the facility, attorneys, and your
clients as well as due to increased jail population and staffing issues. Should you require
paperwork to be delivered to your client, we will be happy to accommodate you and open
the pass through slot in the visitation room. [¶] Any requests for ‘Professional Contact
Visits’ need to be approved by the On Duty Supervisor and are limited to the attorney
of record.”
The jail commander explained the change by noting that the jail’s population had
recently increased and that jail staffing had been reduced. He acknowledged that 50 to 60
new inmates were being housed at the jail pursuant to a contract with the federal
government and that the federal government paid the county for their housing.
Following the notice, nearly all meetings between inmates and lawyers took place
in partitioned rooms. The rooms are divided by a barrier consisting of the following:
glass from the ceiling to about three feet from the floor; a locked metal pass-through slot;
and a wall from the bottom of the slot to the floor. The pass-through slot is less than an
inch high (similar to a residential mail slot) that can be unlocked by jail staff if a request
is made by an attorney. There is a wall-mounted telephone on each side of the barrier.
The telephone is not connected to outside telephone lines; it is “basically a wire
connecting the two boxes together.” There is evidence that it is necessary to speak loudly
when using the telephone system. Attorneys and clients communicate with each other
3
either by using the telephone system or by speaking loudly enough to be heard through
the pass-through slot. The partitioned rooms have a round metal stool on each side of the
partition and a shelf for lawyers, but no tables. An attorney testified that she never uses
the telephone in the partitioned rooms because she has to shout anyway and it is hard to
take notes, show documents to her client, read the file and also hold the telephone in her
hand. Attorneys declared that their communications with clients and their preparation for
trial have been adversely affected by the restrictions on contact with their incarcerated
clients.
The partitions are sound-proofed on the attorney side. The jail commander
testified that he tested the rooms and determined that voices at normal conversation levels
on the attorney side of the wall could not be understood outside the visitation room.
But evidence was presented that the partitions on the inmate side have not been sound
proofed. The wall is cinder block on the inmate side. The jail commander testified that
the inmate side of the partitioned rooms do not have sound deadening material because
in his experience, the material would likely be removed or vandalized by the inmates.
Notwithstanding the efforts to soundproof, there is evidence that an attorney has been
able to hear portions of conversations in an adjacent partitioned room.
The only room regularly available to lawyers for non-partitioned visits is a holding
cell at the courthouse, but use of that holding cell requires transporting the incarcerated
client from the jail to the courthouse, and the holding cell’s configuration and limited
availability makes it difficult to use.
4
A psychologist testified about the negative impact on relationships when there
are restrictions on communication, comprehension and confidentiality. In addition, a
criminal defense attorney with 35 years experience testified that he practiced in many
jurisdictions and more than 90 percent of his visits to other jails included non-partitioned
visits. There was further testimony that non-partitioned jailhouse visits with counsel are
routinely available in other counties and in other states. There was no evidence to the
contrary.
The county asserted at the evidentiary hearing that the jail was merely enforcing
existing policy. No written policy was produced, however, and a retired jail commander
said he was unaware of any such policy. Under the new policy, ministers and teachers
continued to be allowed non-partitioned time with inmates in a multi-purpose room along
the same hallway, but jail personnel refused requests for non-partitioned visits with
defense lawyers in all cases except those requiring the joint review of recordings or
voluminous documents. During the first three months after the notice, special permission
was given for non-partitioned visits on about 12 occasions, or approximately once per
week. In each case an attorney needed to review a video or audio recording, or a large
number of documents, with an inmate.
The superior court recognized that prison and jail authorities are given deference
in developing policies to preserve internal order. But the superior court noted that prison
policies may not unnecessarily abridge a defendant’s meaningful access to his attorney
and the courts. The superior court ordered confidential attorney-client contact visits,
stating, “It is not this court’s intention to direct the sheriff’s office on how to
5
accommodate attorney-client contact visitation. The sheriff’s office and the county jail
staff in particular have a long history of cooperating with the court and other county
departments. They are in the best position to determine whether to revert to the previous
means of providing contact visitation or modify existing facilities and/or procedures to
accommodate attorney-client contact visits.”
We granted the county’s petition to stay the superior court order and we ordered
the parties to show cause why it should not be vacated. The county and the real parties
in interest briefed the legal issues and submitted the records we requested. We also
received and considered briefing from amici curiae on both sides of the issue.
Amici curiae who support the county’s petition assert that if we uphold the
superior court’s order, sheriffs throughout the state will have to elevate arrangements
for non-partitioned visits to the same “must be done” level as providing for inmate food,
medical care, exercise and transportation to and from courts. They contend that any
interest inmates may have had to barrier-free visits, like the general right of intimate
association, is “superseded by the fact of confinement” and is simply “inconsistent with
incarceration.”1 Amici criminal defense lawyers counter that most county jails provide
facilities for non-partitioned attorney visits and that full-contact visits enhance trial
preparation and allow “greater compliance with the Constitutional command of effective
representation.”
1 The quoted terms are from Gerber v. Hickman (9th Cir. 2002) 291 F.3d 617, 621,
which, in turn, quoted a Missouri case for the proposition that marital relationships are
necessarily altered by incarceration.
6
Additional facts are included in the discussion post.
DISCUSSION
The county contends the superior court abused its discretion in ordering contact
visits between attorneys and incarcerated clients at the jail. As we will explain, jail
inmates have a constitutional right to (A) confidentially confer with counsel, and (B)
have contact visits with counsel as part of their right to meaningful access to the courts.
The county’s generalized concern in this case that safety will be improved if inmates are
separated from their lawyers by partitions is not sufficient to meet the county’s burden.
Substantial evidence supports the superior court’s determination that the county’s
restriction is an exaggerated response to the county’s safety concerns. The superior court
did not abuse its discretion.
A
The right to effective assistance of counsel includes the right to confer in absolute
privacy. (Small v. Superior Court (2000) 79 Cal. App. 4th 1000, 1010.) California’s
constitutional protection of the right to counsel has been recognized as the source of a
prisoner’s right to consult privately with counsel in preparation for trial since at least
1920. (In re Rider (1920) 50 Cal. App. 797, 799.) The right to counsel under both state
and federal constitutions guarantees a person accused of a crime not just the opportunity
to hear his lawyer’s advice but also to privately confide facts that may incriminate or
embarrass him. (Barber v. Municipal Court (1979) 24 Cal. 3d 742, 751.) When others
can overhear attorney-client communications, there is an impermissible chilling effect on
the constitutional right to counsel. (People v. Torres (1990) 218 Cal. App. 3d 700, 708.)
7
The county acknowledges the right to confidentiality and privacy, but argues the
partitioned rooms do not violate that right. The county points to the sound-proofing on
the attorney’s side of the room and notes that the telephone handsets are not monitored
by jail authorities. The jail commander said he ordered sound-proofing on the attorney
side of the partition to keep a “normal conversation” from carrying into the adjoining
room. Other witnesses testified, however, that attorneys and clients could not hear each
other using a “normal” level of conversation; they had to speak loudly, and inmate voices
carried through the cinder block walls to the adjacent rooms and hallway. There is
substantial evidence that the partitioned rooms, as currently configured, limit or prevent
an inmate from privately confiding facts that may incriminate or embarrass the inmate
and create an impermissible chilling effect on the constitutional right to counsel.
B
Penal institutions also have an obligation under the 14th Amendment to assure all
prisoners meaningful access to the courts. (Bounds v. Smith (1977) 430 U.S. 817, 818,
824 [52 L. Ed. 2d 72, 76, 80-81].) Meaningful access to the courts includes the right to
contact visits with counsel. (Ching v. Lewis (9th Cir. 1990) 895 F.2d 608, 610 (Ching).)
Institutions may consider economic factors in choosing how to provide access
to counsel and the courts, but the cost of protecting constitutional rights cannot justify
a blanket denial of the right. (Bounds v. Smith, supra, 430 U.S. at p. 825 [52 L.Ed.2d at
p. 81].) And, despite great deference to the security judgment of those who operate penal
institutions, “the courts cannot abdicate their responsibility to protect inmates’ rights to
adequate contact with their attorneys and to disapprove of visitation requirements that
8
place a chilling effect on attorney visitation, especially when the security risk in a given
case is ephemeral.” (In re Roark (1996) 48 Cal. App. 4th 1946, 1956-1957.) Policies and
practices that unjustifiably obstruct the right to assistance of counsel are invalid.
(Procunier v. Martinez (1974) 416 U.S. 396, 419 [40 L. Ed. 2d 224, 243], overruled in part
by Thornburgh v. Abbott (1989) 490 U.S. 401, 413 [104 L. Ed. 2d 459, 473].) Unjustified
restrictions on contact visits implicate due process and are a proper subject of concern for
the courts.
As the county points out, however, there is no constitutional right to “unrestricted
contact visits with counsel.” (Mann v. Reynolds (10th Cir. 1995) 46 F.3d 1055, 1060 [the
Sixth Amendment “does not require in all instances full and unfettered contact between
an inmate and counsel”]; Small v. Superior Court, supra, 79 Cal.App.4th at p. 1013 [there
is no “absolute right” to contact visits].) The Sixth Amendment does not guarantee an
absolute right to a “meaningful relationship” between an accused and his counsel (Morris
v. Slappy (1983) 461 U.S. 1, 14 [75 L. Ed. 2d 610, 621]), and physical touch between a
lawyer and an inmate is not guaranteed. (See King v. Superior Court (2003) 107
Cal. App. 4th 929, 943-944 [limiting contact visits for inmate who had physically attacked
his lawyer and noting that, in extreme cases, the right to counsel may even be forfeited
entirely].) Contact visits may be restricted if there is a legitimate penal justification.
(Ching, supra, 895 F.2d at p. 610; Lopez v. Brewer (9th Cir. 2012) 680 F.3d 1068, 1081;
Barnett v. Centoni (9th Cir. 1994) 31 F.3d 813, 816.)
In determining whether jail restrictions on attorney contact visits are reasonable,
the relevant factors include (1) whether there is a valid, rational connection between
9
the jail restriction and the legitimate governmental interest put forward to justify it;
(2) whether there are alternative means of exercising the right; (3) how the
accommodation of the asserted right will impact guards, other inmates and the allocation
of jail resources; and (4) whether the restriction is an exaggerated response to jail
concerns. (See Small v. Superior Court, supra, 79 Cal.App.4th at p. 1011, citing Turner
v. Safley (1987) 482 U.S. 78, 89-90 [96 L. Ed. 2d 64, 79-80] (Turner).)2
2 The superior court applied the test described in In re Arias (1986) 42 Cal. 3d 667, but
Arias was abrogated in 1994 by an amendment to Penal Code section 2600 designed to
conform California law to the decision in Turner. (Thompson v. Department of
Corrections (2001) 25 Cal. 4th 117, 130.) Before 1994, Penal Code section 2600
provided that a prisoner could be deprived only of those rights “ ‘necessary in order to
provide for the reasonable security of the institution in which he is confined and for the
reasonable protection of the public’ ” but, in consideration of Turner, the legislature
amended the statute to allow deprivation of rights “ ‘reasonably related to legitimate
penological interests.’ ” (Ibid., italics omitted [quoting Pen. Code § 2600].) Penal Code
section 2600 is binding on jails as well as prisons. (In re Grimes (1989) 208 Cal. App. 3d
1175, 1181.)
Under Arias, courts evaluated the extent to which a deprivation of inmate rights
was necessary to satisfy reasonable security interests, but under Turner, courts uphold a
prison regulation if it is reasonably related to legitimate penological interests. (Thompson
v. Department of Corrections, supra, 25 Cal.4th at pp. 129 -131.) The difference in these
standards is significant; by way of example, monitoring and recording of unprivileged
communications between inmates and their visitors was prohibited under Arias but
permitted under Turner. (People v. Loyd (2002) 27 Cal. 4th 997, 1010.) Both before and
after Turner, however, California courts have upheld reasonable regulations restricting
attorney contact visits. (See, e.g., King v. Superior Court, supra, 107 Cal.App.4th
at p. 943 [inmate hit and threatened his attorneys], Small v. Superior Court, supra,
79 Cal.App.4th at p. 1012 [inmate repeatedly hid contraband, manufactured weapons and
assaulted other inmates]; People v. Torres (1990) 218 Cal. App. 3d 700, 703 [inmate
planned escape with help of his lawyer] and Dept. of Corrections v. Superior Court
(1982) 131 Cal. App. 3d 245, 248 [inmate repeatedly obtained contraband and assaulted
others in prison].)
10
Addressing the first factor -- whether there is a valid, rational connection between
the jail restriction and the legitimate governmental interest put forward to justify it -- the
jail commander’s notice cited “the safety and security of the facility, attorneys, and
[inmates] as well as . . . increased jail population and staffing issues.” The jail
commander explained that he intended to enforce existing policy, but no written policy
was produced. The jail had allowed non-partitioned visits between inmates and their
lawyers in the jail for some 20 years before the change was announced. There was
apparently an assault on an attorney by a psychotic inmate at the jail in 2005, but that
incident was not offered as justification for the 2013 rule change.
The change in lawyer contact visitation was based in part on a concern that
inmates who should be kept apart could be traversing the hallway at the same time.
Hallway traffic is monitored by a central command post but rooms where attorney
contact visits took place were not controlled by central command. The jail commander
also said he wanted to limit the number of people who could access the secure portion of
the facility. He explained that professionals (lawyers and psychologists) had always been
given keys to access the non-partitioned visitation rooms, raising a concern that an inmate
who had contact with an attorney could obtain a key, leave without permission and attack
a correctional officer or another inmate. He said there were alarms but no cameras in the
non-partitioned rooms.
The jail commander said community members, teachers and religious leaders
routinely conduct classes and meetings in partition-free rooms in the jail but, although
those community members were “about the same” security risk as lawyers, they were
11
allowed physical contact with inmates because they had been trained regarding jail
security, their meeting rooms were monitored by camera, and the door locks were
controlled by the jail’s central command.
On balance, we conclude that, as to the first factor, jail authorities have identified
a legitimate concern for safety and security in the jail. There is a rational connection
between that concern and the jail restrictions. The concern identified by jail authorities is
primarily based on a lack of monitoring and control. But as we explain in discussing the
fourth factor, there is evidence that reasonable measures are available to address the
concern.
Turning to the second factor -- whether there are alternative means of exercising
the right -- substantial evidence shows that at least one alternative is available. Contact
visits are available at the courthouse, although the evidence indicates this alternative is
not optimal.
Regarding the third factor -- how the accommodation of the asserted right will
impact guards, other inmates and the allocation of prison resources -- the county contends
the new restriction results in substantial savings and reduces the risk of inmate violence.
Amici curiae operating other jails insist that if counties have to move attorney contact
visits to their “must do” list, the courts will “usurp the authority of the Sheriff to
determine how best to provide for the safety and security of a jail” and cause a
diminution of other programs, procedures and benefits.
There are certainly institutional costs associated with jail visitation, but jails must
have written policies and procedures to allow “as many [inmate] visits and visitors as
12
facility schedules, space, and number of personnel will allow.” (15 Cal. Code Regs.
§ 1062.) The evidence indicates that non-partitioned attorney visits are common in most
institutions, both in this state and elsewhere. There is no evidence that the costs of non-
partitioned attorney visits at the jail had been or would be extraordinary, and in any
event, the superior court ordered that the sheriff could choose the time, place and manner
of non-partitioned contact visits and prohibit them entirely where warranted. We
conclude this factor favors contact visits.
As for the fourth factor -- whether the restriction is an exaggerated response to
county concerns -- we have already noted that non-partitioned visits had been allowed for
some 20 years before the change, and although there was an assault in 2005, that incident
was not cited as a reason for the change. There is also evidence that additional locks,
cameras and training could address the county’s security concerns. The county’s expert
agreed that, although it is impossible to eliminate all security risks, such measures would
help. The record shows that with existing locks, cameras and training, the jail allows
ministers and teachers to meet with inmates in a non-partitioned room. This evidence
indicates that the jail restriction is an exaggerated response to the county’s legitimate
security concern. (See Turner, supra, 482 U.S. at pp. 90-91 [96 L.Ed.2d at p. 80]
[obvious and easy alternatives to examined regulation suggest an exaggerated response
by institution].)
Based on the four factors, we conclude the superior court did not abuse its
discretion in ordering contact visits.
13
Addressing amici curiae’s concern about the impact of our decision, we do not
hold that institution-wide restrictions on attorney contact visits can never be justified,
only that there is substantial evidence in this case to support a determination that the
restriction here is an exaggerated response. As we noted in another case involving jail
visitation restrictions, our opinions on this subject are not “carved in stone” due to the
shifting landscape involving jails and prisons. (See In re Gallego (1982) 133 Cal. App. 3d
75, 85-86.)
Unless and until the superior court’s order is modified based on new evidence,
barrier-free meetings between inmates and their lawyers shall be available unless jail
authorities or lawyers determine the meetings would create an unreasonable security risk
in a given case.
DISPOSITION
The writ petition is denied. The stay is lifted. Real parties in interest shall recover
their costs on appeal.
MAURO , J.
We concur:
NICHOLSON , Acting P. J.
ROBIE , J.
14
Filed 5/14/15
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Nevada)
----
COUNTY OF NEVADA et al., C074504
Petitioners, (Super. Ct. Nos. F1100317,
F12000376, F12000450,
v. F12000504B, F13000059,
F13000175, M12001105,
THE SUPERIOR COURT OF NEVADA COUNTY, M12001123, M12001618B,
M12001672A, M12001776,
Respondent; M130093)
JACOB MICHAEL SIEGFRIED et al., ORDER CERTIFYING
OPINION FOR
Real Parties in Interest. PUBLICATION
ORIGINAL PROCEEDING: Petition for Writ of Mandate or Prohibition. Writ
petition denied.
Jones & Mayer, James R. Touchstone for Petitioners.
No appearance for Respondent.
Munkelt Law Office, Stephen A. Munkelt for Real Party in Interest Jacob Michael
Siegfried.
1
THE COURT:
The opinion in the above-entitled matter filed on April 23, 2015, was not certified
for publication in the Official Reports. For good cause it now appears that the opinion
should be published in the Official Reports and it is so ordered.
BY THE COURT:
NICHOLSON , Acting P. J.
ROBIE , J.
MAURO , J.
2