People v. Garcia ( 2018 )


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  • Filed 12/20/18 (unmodified opn. attached)
    CERTIFIED FOR PUBLICATION
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    SECOND APPELLATE DISTRICT
    DIVISION SIX
    THE PEOPLE,                                     2d Crim. B269836
    (Super. Ct. No. SB210974)
    Plaintiff and Respondent,               (Santa Barbara County)
    v.                                            ORDER MODIFYING
    OPINION
    IZICK DAVID GARCIA,                         (No Change in Judgment)
    Defendant and Appellant.
    THE COURT:
    On the court’s own motion, it is ordered that the opinion
    filed herein on December 17, 2018, be modified as follows:
    On page 3, delete the date “1996” in the second sentence of
    the second full paragraph and replace it with “1995,” so that the
    sentence reads: “Briefly, on January 8 or 9, 1995, appellant, who
    was 17 years old, approached Jill N., threw her to the ground and
    choked her.”
    No change in judgment.
    Filed 12/17/18 (unmodified version)
    CERTIFIED FOR PUBLICATION
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    SECOND APPELLATE DISTRICT
    DIVISION SIX
    THE PEOPLE,                                  2d Crim. B269836
    (Super. Ct. No. SB210974)
    Plaintiff and Respondent,            (Santa Barbara County)
    v.
    IZICK DAVID GARCIA,
    Defendant and Appellant.
    In 1996, appellant Izick David Garcia was convicted of
    multiple violent sex offenses and sentenced to a prison term of 94
    years to life. Appellant was 17 at the time he committed the
    crimes. We affirmed the judgment. (People v. Garcia (July 29,
    1997, B104833) [nonpub. opn.] (Garcia I).)
    In 2012, appellant filed a petition for writ of habeas corpus
    challenging the constitutionality of his sentence. He claimed he
    was entitled to resentencing under a new line of cases holding
    that a juvenile’s sentence for a nonhomicide offense violates the
    Eighth Amendment’s prohibition against cruel and unusual
    punishment if it amounts to a de facto life without the possibility
    of parole (LWOP) sentence. (See Miller v. Alabama (2012) 
    567 U.S. 460
     [
    183 L.Ed.2d 407
    ] (Miller); Graham v. Florida (2010)
    
    560 U.S. 48
     [
    176 L.Ed.2d 825
    ] (Graham); People v. Caballero
    (2012) 
    55 Cal.4th 262
     (Caballero).) The trial court granted
    appellant’s petition and resentenced him to 50 years to life in
    state prison. It determined the revised sentence is constitutional
    in that it affords appellant a meaningful opportunity for a parole
    hearing within his natural life expectancy. (See Caballero, at pp.
    268-269.)
    Appellant contends, and the Attorney General concedes,
    that Proposition 57 requires that we vacate the sentence,
    conditionally reverse the convictions, and remand to the trial
    court with directions to refer the case to the juvenile court for a
    transfer hearing to determine the propriety of prosecution of the
    case in adult criminal court. (See Welf. & Inst. Code, § 707, subd.
    (a); People v. Superior Court (Lara) (2018) 
    4 Cal.5th 299
    , 310
    (Lara).)
    If the juvenile court determines it would not have
    transferred appellant to criminal court under current law, the
    juvenile court shall treat appellant’s convictions as juvenile
    adjudications and impose an appropriate disposition. (Lara,
    supra, 4 Cal.5th at p. 310.)
    If the juvenile court decides it would have transferred
    appellant to criminal court, the case shall be transferred to
    criminal court, which shall reinstate appellant’s convictions but
    conduct a resentencing hearing in accordance with People v.
    Contreras (2018) 
    4 Cal.5th 349
    , 383 (Contreras). The Supreme
    Court in that case held that a sentence of 50 years to life
    constitutes a de facto LWOP sentence in violation of the Eighth
    Amendment. (Id. at p. 379.)
    2
    Finally, appellant argues that Penal Code section 30511
    violates the equal protection clause and the Eighth Amendment
    because it excludes him and other juveniles sentenced under the
    One Strike law from a youth offender parole hearing after 25
    years in prison. Contreras considered this argument but declined
    to decide the issue, stating “[i]t suffices to note . . . that the
    current penal scheme for juveniles may warrant additional
    legislative action.” (Contreras, supra, 4 Cal.5th at p. 382.)
    Because the matter must be remanded to the trial court for
    further proceedings, we conclude the issue is not ripe for review.
    FACTUAL AND PROCEDURAL BACKGROUND
    The facts of the underlying crimes are minimally relevant
    to the issues raised on appeal. Briefly, on January 8 or 9, 1996,
    appellant, who was 17 years old, approached Jill N., threw her to
    the ground and choked her. Appellant forced Jill N. at knifepoint
    to orally copulate him. He also raped her. Appellant choked her
    into unconsciousness and when she awoke, appellant was gone,
    along with her belongings. (Garcia I, supra, B104833.)
    On January 28, 1995, appellant raped Jane Doe in her
    hotel room. Appellant also hit her in the face and kicked her in
    the stomach and chest area. She suffered a fractured eye socket,
    ruptured eardrum, massive bruising and loosened teeth. After
    appellant left, she discovered that her wallet and other property
    were missing. (Garcia I, supra, B104833.)
    On February 6, 1995, appellant attacked Hulda I. as she
    was walking on the beach. He grabbed her by the neck, put a
    gun to her side and said he would kill her if she called out.
    1All further statutory references are to the Penal Code
    unless otherwise specified.
    3
    Appellant then choked her and hit her repeatedly in the face.
    After a passerby responded to her screams, appellant ran away.
    (Garcia I, supra, B104833.)
    A jury convicted appellant of crimes against the three
    victims, including forcible oral copulation (count 1; § 288a, subd.
    c)), forcible rape (counts 2 & 7; § 261, subd. (a)(2)), assault by
    means of force likely to produce great bodily injury (counts 3 &
    10; § 245, subd. (a)(1)), robbery (counts 4 & 8, § 211), kidnapping
    for sexual purposes (counts 5 & 12; §§ 207, subd. (a), former 208,
    subd. (d)), forcible penetration by a foreign object (count 6; § 289,
    subd. (a)), first degree burglary (count 9; § 459), and assault with
    intent to commit rape (count 11; § 220). The jury also found true
    allegations that appellant personally used a deadly weapon and
    inflicted great bodily injury on Jill N. (§§ 12022, subd. (b),
    12022.3, 12022.7, 12022.8), and that he inflicted great bodily
    injury on Jane Doe (§§ 12022.7, 12022.8). Further, the jury found
    true the allegation that the crime of forcible penetration by a
    foreign objection (§ 289, subd. (a)) against Jane Doe occurred
    during the commission of a burglary pursuant to section 667.61,
    subdivisions (a) and (d). The jury also found true the allegation
    that appellant personally used a firearm during the commission
    of the offenses against Hulda I. (§ 12022.5, subd. (a).) Appellant
    was sentenced to an aggregate term of 94 years to life in prison.
    (Garcia I, supra, B104833.)
    Miller, Graham and Caballero were decided years after
    appellant was sentenced. Based on these authorities, appellant
    filed a habeas petition challenging the legality of his sentence.
    The trial court issued an order to show cause, observing that
    since appellant “can only earn credit at the rate of 15%, he will be
    approximately 97 years old when he is first eligible for parole.
    4
    [Appellant] turned 30 in 2007. At that time, a 30 year old
    African-American male was expected to live to the age of 72.7
    years. [Citation.] Therefore, [appellant’s] parole eligibility date
    . . . falls outside his natural life expectancy.”
    At the show cause hearing, the prosecution requested a
    sentence that would render appellant eligible for a parole hearing
    date when he is approximately 77 years old. Defense counsel
    asked for a determinate sentence of 45 years, emphasizing
    certain mitigating factors, including appellant’s childhood history
    of foster care and impoverishment and the improvements in his
    attitude and behavior in prison. Appellant testified on his own
    behalf.
    Noting that Miller, Graham and Caballero require that
    juvenile offenders be given “a meaningful opportunity to
    rehabilitate and to demonstrate that [they] should be paroled
    within their natural life expectancy,” the court imposed a
    sentence of 50 years to life. The sentence was comprised of two
    terms of 25 years to life, for counts 2 and 7, pursuant to section
    667.61, known as the One Strike law.2 The court found that this
    sentence would give appellant “an opportunity to prove that [he’s]
    capable of living on the outside at the age of 59. That’s my
    calculation. Maybe it’s 60, maybe it’s 58, but somewhere in that
    ballpark. So, that’s not young, but it’s not 77 either.”
    DISCUSSION
    2The trial court dismissed the enhancements as to counts 2,
    6 and 7 pursuant to section 1385 and stayed sentences as to
    counts 3 through 5, and 8 through 11, pursuant to section 654.
    The sentences in counts 6 and 12 were imposed concurrently to
    the sentences in counts 2 and 7.
    5
    Appellant is Entitled to a Juvenile Court Transfer Hearing
    In supplemental briefing, appellant contends that, due to
    the passage of Proposition 57, he is entitled to a hearing in
    juvenile court regarding whether his case should be transferred
    to adult criminal court. Appellant requests that the judgment be
    conditionally reversed, so that the hearing may take place. The
    Attorney General concedes appellant is entitled to a transfer
    hearing.
    Appellant was charged with the offenses in 1995. Under
    the law at the time, appellant’s case had to be brought in juvenile
    court. (See former Welf. and Inst. Code section 707; Juan G. v.
    Superior Court (2012) 
    209 Cal.App.4th 1480
    , 1489 & fn. 4.) In
    order to try appellant as an adult, the district attorney had to file
    a motion pursuant to former Welfare and Institutions Code
    section 707, subdivision (c) for a judicial determination that
    appellant was not fit to be dealt with under juvenile court law.
    For purposes of the motion, appellant was “presumed to be not a
    fit and proper subject to be dealt with under the juvenile court
    law unless the juvenile court concludes, based upon evidence, . . .
    that the minor would be amenable to the care, treatment, and
    training program available through the facilities of the juvenile
    court,” based on five criteria: “(1) The degree of criminal
    sophistication exhibited by the minor. [¶] (2) Whether the minor
    can be rehabilitated prior to the expiration of the juvenile court’s
    jurisdiction. [¶] (3) The minor’s previous delinquent history. [¶]
    (4) Success of previous attempts by the juvenile court to
    rehabilitate the minor. [¶] (5) The circumstances and gravity of
    the offenses alleged in the petition to have been committed by the
    minor.” (Ibid.) In order to make a finding of fitness, the juvenile
    court had to find “the minor [was] fit and proper under each and
    6
    every one of the above criteria.” (Ibid.) It is apparent that
    appellant was found to be unfit under these criteria.
    “Amendments to former [Welfare and Institutions Code]
    sections 602 and 707 in 1999 and 2000, some by initiative
    [Proposition 21], changed this historical rule. Under the changes,
    in specified circumstances, prosecutors were permitted, and
    sometimes required, to file charges against a juvenile directly in
    criminal court, where the juvenile would be treated as an adult.
    [Citations.] . . . [¶] Proposition 57 changed the procedure again,
    and largely returned California to the historical rule. ‘Among
    other provisions, Proposition 57 amended the Welfare and
    Institutions Code so as to eliminate direct filing by prosecutors.
    Certain categories of minors . . . can still be tried in criminal
    court, but only after a juvenile court judge conducts a transfer
    hearing to consider various factors such as the minor’s maturity,
    degree of criminal sophistication, prior delinquent history, and
    whether the minor can be rehabilitated. [Citation.]’ [Citations.]”
    (Lara, supra, 4 Cal.5th at pp. 305-306.)
    Proposition 57 requires, therefore, that prosecutors
    commence the action against a minor in juvenile court. “If the
    prosecution wishes to try the juvenile as an adult, the juvenile
    court must conduct what [is called] a ‘transfer hearing’ to
    determine whether the matter should remain in juvenile court or
    be transferred to adult court. Only if the juvenile court transfers
    the matter to adult court can the juvenile be tried and sentenced
    as an adult. (See Welf. & Inst. Code, § 707, subd. (a).)” (Lara,
    supra, 4 Cal.5th at p. 303, fn. omitted.)
    Our Supreme Court has held that Proposition 57 applies
    retroactively to cases that are not yet final on appeal. (Lara,
    7
    supra, 4 Cal.5th at pp. 303, 314.) Here, the parties concede
    appellant’s case is not yet final on appeal. (See ibid.)
    In Lara, the court approved the remedy set forth in People
    v. Vela (2017) 
    11 Cal.App.5th 68
     (Vela),3 for juveniles that had
    cases pending in criminal court prior to the passage of
    Proposition 57. (Lara, supra, 4 Cal.5th at pp. 309-313.)
    “Specifically, the Vela court ordered as follows: ‘Here, under
    these circumstances, [the defendant]’s conviction and sentence
    are conditionally reversed and we order the juvenile court to
    conduct a juvenile transfer hearing. ([Welf. & Inst. Code,] § 707.)
    When conducting the transfer hearing, the juvenile court shall, to
    the extent possible, treat the matter as though the prosecutor
    had originally filed a juvenile petition in juvenile court and had
    then moved to transfer [the defendant]’s cause to a court of
    criminal jurisdiction. ([Welf. & Inst. Code,] § 707, subd. (a)(1).)
    If, after conducting the juvenile transfer hearing, the court
    determines that it would have transferred [the defendant] to a
    court of criminal jurisdiction because he is “not a fit and proper
    subject to be dealt with under the juvenile court law,” then [the
    defendant]’s convictions and sentence are to be reinstated.
    ([Welf. & Inst. Code,] § 707.1, subd. (a).) On the other hand, if
    the juvenile court finds that it would not have transferred [the
    defendant] to a court of criminal jurisdiction, then it shall treat
    [the defendant]’s convictions as juvenile adjudications and impose
    3Lara cited the original decision issued in Vela, then on
    review in the Supreme Court. (See Lara, supra, 4 Cal.5th at pp.
    306, 310.) The Supreme Court subsequently vacated the original
    opinion filed in Vela and the Court of Appeal refiled a
    substantially similar decision in People v. Vela (2018) 
    21 Cal.App.5th 1099
    .
    8
    an appropriate “disposition” within its discretion.’ (Vela, supra,
    11 Cal.App.5th at p. 82.)” (Lara, at p. 310, italics omitted.)
    Although the defendant in Lara was charged directly in
    adult criminal court, the court’s reasoning applies equally to
    appellant, who received a fitness hearing under standards
    different than those currently in effect. In other words, the fact
    that appellant received a fitness hearing before his case was
    transferred to adult court does not preclude him from receiving a
    new transfer hearing in accordance with Lara and Vela.
    Specifically, there are key differences between a
    Proposition 57 transfer hearing and the analogous fitness
    hearing under prior law. Most notably, Proposition 57 shifts the
    burden of proof in the hearing. Under prior law, the juvenile
    court was bound by a rebuttable presumption that the defendant
    was not fit for the juvenile court system, whereas under current
    law there is no such presumption. (Welf. & Inst. Code, § 707,
    subd. (a).) In addition, the court at appellant’s fitness hearing
    could not retain jurisdiction unless it found him fit for juvenile
    court under all five criteria. (Former Welf. & Inst. Code, § 707,
    subd. (c).) In a transfer hearing under current law, the court
    must consider all five factors, but has broad discretion in how to
    weigh them. (Welf. & Inst. Code, § 707, subd. (a)(2).)
    In conformance with the Supreme Court’s directive in Lara,
    we conclude appellant is entitled to a transfer hearing in juvenile
    court. We therefore conditionally reverse the judgment to allow
    for such a hearing.
    If the Case is Transferred to Adult Criminal Court,
    Appellant Must be Resentenced
    In Graham, supra, 560 U.S. at pages 81-82, the United
    States Supreme Court held that LWOP sentences for minors
    9
    convicted of nonhomicide offenses are unconstitutional. Two
    years later, Miller, 
    supra,
     567 U.S. at page 479, determined that
    sentencing schemes that make LWOP sentences mandatory for
    juveniles who commit homicide offenses constitute cruel and
    unusual punishment in violation of the Eighth Amendment.
    In Caballero, supra, 55 Cal.4th at page 268, our
    Supreme Court applied Graham to nonhomicide juvenile
    offenders who receive a sentence that is so long it amounts to a
    de facto LWOP sentence. The court held that the sentence must
    provide a “meaningful opportunity [for the juvenile offender] to
    demonstrate [his or her] rehabilitation and fitness to reenter
    society in the future” and must take into consideration all
    mitigating circumstances, including the juvenile’s age, role in the
    crime, and physical and mental development. (Id. at pp. 268-
    269.)
    In response to Caballero, the Legislature enacted section
    3051, which sets mandatory parole eligibility dates for most
    persons convicted of crimes before they turned 25. Relevant here
    is section 3051, subdivision (b)(3), which provides for a parole
    eligibility hearing in the 25th year of incarceration if the
    sentence is a term of 25 years to life. This provision, however,
    does not apply to Three Strikes sentences and One Strike
    sentences for certain felony sex offenses (§ 667.61). (§ 3051, subd.
    (h).) The Legislature determined that juveniles convicted of
    certain serious sex crimes under aggravated circumstances may
    be kept in prison more than 25 years before being given an
    opportunity for parole. Appellant’s sentence includes two terms
    of 25 years to life because, among other things, he committed a
    burglary in order to carry out a rape, thus falling within the One
    Strike sentencing scheme. (§ 667.61, subds. (a), (d).)
    10
    Consequently, appellant is not subject to section 3051’s
    mandatory minimum parole eligibility requirements. (See
    Contreras, supra, 4 Cal.5th at pp. 381-382.)
    Appellant contends his sentence of 50 years to life does not
    pass constitutional muster, and that the matter must be
    remanded for resentencing, assuming his case does not remain in
    juvenile court. We agree.
    In Contreras, two 16-year-old juveniles kidnapped two
    victims and committed multiple acts of rape, sodomy and other
    sex offenses against them. (Contreras, supra, 4 Cal.5th at pp.
    356-357.) The trial court sentenced the defendants to prison
    terms of 50 and 58 years to life. (Id. at p. 358.) The Court of
    Appeal affirmed the convictions, but reversed the sentences
    because they precluded any possibility of parole until near the
    end of the defendants’ lifetimes. (Ibid.) The Supreme Court
    granted review and, in a 4-3 decision, affirmed the judgment of
    the Court of Appeal, holding that the sentences violated the
    Eighth Amendment as interpreted in Graham, supra, 560 U.S. at
    page 75. (Contreras, at pp. 379, 383.)
    The Supreme Court declined to decide whether parole
    eligibility at age 60 under the Elderly Parole Program or the
    defendants’ ability to earn custody credits to reduce their parole
    eligibility dates would satisfy the Eighth Amendment.
    (Contreras, supra, 4 Cal.5th at p. 378-379.) The court concluded
    it was for the lower courts to address these issues in the first
    instance. (Ibid.) It further declined to provide guidance “on what
    length of sentence below 50 years will satisfy Graham.” (Id. at
    p. 381.)
    The Supreme Court ordered the matter remanded to the
    trial court for resentencing, directing that the court “consider, in
    11
    light of [the] opinion [in Contreras], any mitigating circumstances
    of defendants’ crimes and lives, and the impact of any new
    legislation and regulations on appropriate sentencing.”
    (Contreras, supra, 4 Cal.5th at p. 383.) The court further directed
    the sentencing court “to impose a time by which defendants may
    seek parole, consistent with [the Contreras] opinion.” (Ibid.)
    After Contreras was issued, we asked the parties to submit
    supplemental briefing regarding its effect on this appeal. The
    parties agree that Contreras controls and that the matter must
    be remanded to the trial court for resentencing, assuming the
    case is transferred to adult criminal court following the transfer
    hearing. If the case is not transferred, appellant’s convictions
    will be treated as juvenile adjudications and the juvenile court
    will impose an appropriate disposition within its discretion.
    (Lara, supra, 4 Cal.5th at p. 310.)
    Appellant’s Section 3051 Argument is
    Not Ripe for Review
    The Fourteenth Amendment to the United States
    Constitution provides that no state shall “deny to any person
    within its jurisdiction the equal protection of the laws.” A similar
    requirement appears in California Constitution, article 1, section
    7. Appellant contends that section 3051 violates his equal
    protection rights because there can be no rational basis for
    treating him, as a One Strike sex offender, more severely than a
    juvenile who commits the more serious crime of murder with
    special circumstances. He claims it is irrational that someone
    with a first-degree murder conviction would be eligible for parole
    consideration after 25 years while appellant would not.
    Although our Supreme Court has yet to decide this issue, it
    did discuss the issue at some length in Contreras. It “note[d] . . .
    12
    that the current treatment of juvenile One Strike offenders is
    anomalous given that juveniles convicted of special circumstance
    murder and sentenced to LWOP are now eligible for parole
    during their 25th year in prison. This scheme appears at odds
    with the high court’s observation that ‘defendants who do not kill,
    intend to kill, or foresee that life will be taken are categorically
    less deserving of the most serious forms of punishment than are
    murderers. . . . Although an offense like robbery or rape is “a
    serious crime deserving serious punishment,” those crimes differ
    from homicide crimes in a moral sense.’” (Contreras, supra, 4
    Cal.5th at p. 382, quoting Graham, supra, 560 U.S. at p. 69,
    citations omitted.) Contreras further explained that “[i]n the
    death penalty context, the high court has said ‘there is a
    distinction between intentional first-degree murder on the one
    hand and nonhomicide crimes against individual persons, even
    including child rape, on the other. The latter crimes may be
    devastating in their harm, as here, but “in terms of moral
    depravity and of the injury to the person and to the public,” they
    cannot be compared to murder in their “severity and
    irrevocability.”’” (Ibid., quoting Kennedy v. Louisiana (2008)
    
    554 U.S. 407
    , 438, citation omitted.)
    The Supreme Court also observed that it was not aware of
    any other provision in the Penal Code “that treats a nonhomicide
    offense more harshly than special circumstance murder.
    (Compare § 190.2 [prescribing penalty of death or LWOP for
    special circumstance murder] with § 667.61 [prescribing
    maximum penalty of 25 years to life or, when the victim is under
    age 14, LWOP for aggravated rape offenses].)” (Contreras, supra,
    4 Cal.5th at p. 382.) The court was unable to identify “any other
    jurisdiction that punishes juveniles for aggravated rape offenses
    13
    more severely than for the most aggravated forms of murder.”
    (Ibid.) Indeed, it noted the anomaly “that if defendants had
    killed their victims after the sexual assaults and had been
    sentenced to LWOP, they would have been eligible for a youth
    offender parole hearing after 25 years of incarceration.” (Ibid.)
    Not only did Contreras conclude that the treatment of
    juvenile One Strike offenders appears to raise equal protection
    and Eighth Amendment issues, but it also noted “[t]here is also a
    colorable claim that [the treatment] constitutes ‘unusual
    punishment’ within the meaning of article I, section 17 of the
    California Constitution.” (Contreras, supra, 4 Cal.5th at p. 382.)
    The court declined, however, to reach these issues, stating “[i]t
    suffices to note . . . that the current penal scheme for juveniles
    may warrant additional legislative action.” (Ibid.)
    In contrast, Justice Kriegler observed in his dissenting
    opinion that “[t]he Legislature has repeatedly determined that
    one strike juvenile offenders are not entitled to a youth offender
    parole hearing under section 3051. An early version of section
    3051 did not exclude juvenile one strike offenders from a youth
    offender parole hearing (Legis. Counsel’s Dig., Sen. Bill No. 260
    (2013-2014 Reg. Sess.) as amended June 27, 2013, p. 5), but the
    legislation was amended several months later to specifically
    exclude this class of offenders (Legis. Counsel’s Dig., Sen. Bill No.
    260 (2013-2014 Reg. Sess.) as amended Sept. 3, 2013, p. 9).
    Subsequent amendments to the statute have maintained the
    exclusion of one strike juvenile offenders from section 3051
    hearings. Instead, the Legislature has provided for a parole
    hearing for one strike juvenile offenders at age 60 under section
    3055. Establishing a longer period of incarceration before parole
    suitability hearings for juvenile one strike offenders is consistent
    14
    with the state’s long-standing policy recognizing the unique
    danger of recidivism posed by violent sexual offenders. (See
    §§ 290 [registration requirement for sex offenders], 6600 et seq.
    [civil commitment for sexually violent predators]; Evid. Code,
    § 1108 [in a prosecution for a sexual offense evidence of
    defendant’s commission of another sexual offense is not
    inadmissible to prove a disposition to commit the charged crime].)
    Case law from this court is replete with examples of recidivism by
    sex offenders.” (Contreras, supra, 4 Cal.5th at p. 419, (dis. opn. of
    Kriegler, J.), citing People v. Davis (2009) 
    46 Cal.4th 539
    , 602-
    603; People v. Falsetta (1999) 
    21 Cal.4th 903
    , 909-910; People v.
    Frank (1990) 
    51 Cal.3d 718
    , 724-725.)
    Appellant maintains that even though he is entitled to a
    transfer hearing and to resentencing, assuming his case is
    transferred to adult criminal court, we must decide in this appeal
    whether section 3051 violates the equal protection clause and the
    Eighth Amendment’s prohibition against cruel and unusual
    punishment. The ripeness requirement, however, “prevents
    courts from issuing purely advisory opinions, or considering a
    hypothetical state of facts to give general guidance rather than to
    resolve a specific legal dispute.” (Hunt v. Superior Court (1999)
    
    21 Cal.4th 984
    , 998.) In other words, a controversy is not ripe
    until “‘. . . the facts have sufficiently congealed to permit an
    intelligent and useful decision to be made.’ [Citation.]” (Pacific
    Legal Foundation v. California Coastal Com. (1982) 
    33 Cal.3d 158
    , 171.)
    Here, the juvenile court has yet to decide whether
    appellant’s case should be transferred to adult criminal court for
    disposition. If the case is not transferred, the constitutionality of
    section 3051 will be irrelevant. And even assuming the case is
    15
    transferred, the trial court has yet to determine appellant’s
    sentence and his earliest parole eligibility date. Until a new
    sentence is imposed, it is uncertain whether the same
    constitutional concerns will arise. Accordingly, we decline to
    issue an advisory opinion addressing those concerns.
    It also is well established that constitutional issues are to
    be avoided when an appeal can be resolved on other grounds.
    (Reed v. City and County of San Francisco (1992) 
    10 Cal.App.4th 572
    , 575; see Loeffler v. Target Corp. (2014) 
    58 Cal.4th 1081
    ,
    1102.) Lara requires that we remand the case to the juvenile
    court for a transfer hearing. Assuming the case is transferred to
    adult criminal court, Contreras requires that appellant be
    resentenced. The Supreme Court expressly declined to decide
    whether section 3051 is constitutional. (Contreras, supra,
    4 Cal.5th at p. 382.) Instead, the court suggested that the
    Legislature consider amending the current penal scheme for
    juveniles. (Ibid.) It is possible that such amendments will occur
    before any resentencing or before any subsequent appeal is
    heard.
    Finally, appellant is not precluded from raising his section
    3051 argument at the time of resentencing should that occur.
    Although the argument was mentioned at appellant’s last
    sentencing hearing, the trial court did not reach the issue. It
    stated: “There’s no doubt in the Court’s mind unless the
    legislature responds that at some point in time [appellant] would
    be able to make a successful equal protection challenge. Because
    it’s irrational that someone with multiple first-degree murder
    convictions and facing potential sentences of 150 years to life and
    more would be eligible for parole consideration after 25 years but
    somebody in [appellant’s] position would not be.” Appellant cites
    16
    no authority suggesting that we must decide the issue for the
    first time on appeal when the matter has to be returned to the
    trial court for further proceedings.
    Errors in Amended Abstracts of Judgment
    The parties’ briefs identify several errors in the amended
    abstracts of judgment.4 Specifically, the amended abstracts do
    not reflect the proper participants at the resentencing hearing,
    the correct date of the hearing, appellant’s correct date of birth,
    and the actual days appellant spent in custody on his original
    sentence prior to modification.
    Given that the matter is being remanded for a transfer
    hearing and possible resentencing, it is not necessary to correct
    these amended abstracts of judgment. But the trial court and the
    parties should ensure that any new amended abstracts of
    judgment contain the correct information.
    DISPOSITION
    The sentence is vacated and the convictions are
    conditionally reversed. The matter is remanded to the trial court
    with directions to refer the case to the juvenile court for a
    transfer hearing to determine if the case would have been
    transferred to adult criminal court had the case originally been
    filed in juvenile court in accordance with current law.
    If the juvenile court determines it would not have
    transferred appellant to criminal court under current law, the
    juvenile court shall treat appellant’s convictions as juvenile
    adjudications and impose an appropriate disposition within its
    usual time frame.
    One amended abstract of judgment is for appellant’s
    4
    determinate sentence, and the other is for his indeterminate
    sentence.
    17
    If the juvenile court decides it would have transferred
    appellant to adult criminal court, the case shall be transferred to
    criminal court, which shall reinstate appellant’s convictions but
    conduct a resentencing hearing on the vacated sentence. The
    criminal court shall consider, in light of the opinion in Contreras,
    any mitigating circumstances of appellant’s crimes and life, and
    the impact of any new legislation and regulations on appropriate
    sentencing. The court is further directed to impose a time by
    which appellant may seek parole, consistent with Contreras. The
    court shall also prepare new amended abstracts of judgment
    reflecting the revised sentence and forward copies of the amended
    abstracts to the Department of Corrections and Rehabilitation.
    CERTIFIED FOR PUBLICATION.
    PERREN, J.
    We concur:
    GILBERT, P. J.
    TANGEMAN, J.
    18
    Brian E. Hill, Judge
    Superior Court County of Santa Barbara
    ______________________________
    Allen G. Weinberg, under appointment by the Court of
    Appeal, for Defendant and Appellant.
    Kamala D. Harris, Xavier Becerra, Attorneys General,
    Gerald A. Engler, Chief Assistant Attorney General, Lance E.
    Winters, Senior Assistant Attorney General, Susan S. Pithy,
    Shawn M. Webb, Supervising Deputy Attorneys General, Alene
    M. Games, and Mary Sanchez, Deputy Attorneys General, for
    Plaintiff and Respondent.
    19
    

Document Info

Docket Number: B269836M

Filed Date: 12/20/2018

Precedential Status: Precedential

Modified Date: 4/17/2021