People v. Lemmons CA4/2 ( 2014 )


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  • Filed 4/10/14 P. v. Lemmons CA4/2
    NOT TO BE PUBLISHED IN OFFICIAL REPORTS
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
    publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
    or ordered published for purposes of rule 8.1115.
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    FOURTH APPELLATE DISTRICT
    DIVISION TWO
    THE PEOPLE,
    Plaintiff and Respondent,                                       E057076
    v.                                                                       (Super.Ct.No. RIF140496)
    KYLE EVERETT LEMMONS,                                                    OPINION
    Defendant and Appellant.
    APPEAL from the Superior Court of Riverside County. W. Charles Morgan,
    Judge. (Retired judge of the Riverside Super. Ct., assigned by the Chief Justice pursuant
    to art. VI, § 6, of the Cal. Const.) Affirmed.
    Elisa A. Brandes, under appointment by the Court of Appeal, for Defendant and
    Respondent.
    Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
    General, Julie L. Garland, Assistant Attorney General, Melissa Mandel, and Meredith S.
    White, Deputy Attorneys General, for Plaintiff and Respondent.
    1
    I
    INTRODUCTION1
    Defendant Kyle Everett Lemmons tried unsuccessfully to cash a stolen check at a
    bank. On a street outside the bank, he engaged in a gun battle with a police officer.
    A jury convicted him of one count of attempted murder of a peace officer, which
    was not willful, deliberate or premeditated. (§§ 187, subd. (a), and 664, subd. (e).) The
    jury further found that defendant personally and intentionally discharged a firearm in the
    commission of the attempted murder (§ 12022.53, subd. (c), and 1192.7, subd. (c)(8)).
    The jury also convicted defendant of one count of burglary (§ 459), and one count of
    receiving stolen property (§ 496, subd. (a)). The court sentenced defendant to an
    indeterminate term of seven years to life plus 20 years on count 1 and concurrent
    sentences on the other two counts.
    On appeal, defendant argues the court committed Pitchess2 error and failed to give
    a unanimity instruction. (CALCRIM No. 3500.) We hold there was no prejudicial error
    and affirm the judgment.
    1   All statutory references are to the Penal Code unless stated otherwise.
    2   Pitchess v. Superior Court (1974) 
    11 Cal.3d 531
    .
    2
    II
    STATEMENT OF THE FACTS
    A. Prosecution Evidence
    Defendant admitted counts 2 and 3 (burglary and stolen property) based on
    defendant’s unsuccessful attempt to cash a check for $18,295.64 that he had stolen from
    his workplace.
    About 9:00 a.m. on December 6, 2007, on the street outside Union Bank in
    downtown Riverside, a Riverside police officer, Miguel Rivera, responded to a 911 call
    about an African-American man armed with a gun. When Officer Rivera exited his
    squad car, defendant took off running. Defendant reached into his pants, pulled out a
    gun, aimed and fired at Rivera. Rivera ducked behind his vehicle and called for help.
    Defendant continued running and fired a second shot. Rivera continued his pursuit,
    pulled out his handgun, and returned fire. Defendant continued running while aiming and
    shooting at Rivera.
    A woman was in her car with the driver’s door open when she heard gun shots.
    She grabbed her car keys, and fled back to her workplace, leaving the car door standing
    open. Defendant intended to steal the car but there were no keys.
    Defendant crouched behind the open car door and fired additional shots at Rivera
    who was coming toward defendant. As the officer fired one last shot, defendant ran
    through a parking structure. Eventually, defendant was arrested and taken into custody.
    3
    The gun battle lasted about four minutes. Defendant had fired multiple bullets.
    His gun was empty when it was recovered.
    Several witnesses confirmed that Rivera had announced he was a police officer
    before defendant initiated the gun fight. While trying to escape, defendant continued to
    aim and fire at the officer.
    B. Defense Evidence
    Defendant’s pastor, neighbor, and two friends testified as character witnesses that
    defendant was peaceful and nonviolent.
    In defendant’s trial testimony, he admitted trying to cash the stolen check. When
    he left the bank, he ran from the officer because he did not want to get caught. He
    admitted firing first at Rivera but he claimed he was not aiming at him or intending to kill
    him. Instead, he fired “upward” to scare the officer. Defendant admitted a gun could be
    deadly and he had fired in the direction of the officer. Earlier defendant had admitted to
    detectives that he was aiming at the officer.
    III
    PITCHESS MOTION
    Defendant filed two Pitchess motions which the court deemed insufficient and
    denied. On appeal, defendant argues the trial court abused its discretion in denying the
    motion.
    4
    A. Background
    On December 19, 2007, about two weeks after the gun battle, Rivera became
    involved in an off-duty altercation at a night club. After Rivera lied during the internal
    affairs investigation, he was terminated from the police department. In August 2008,
    Rivera was convicted of disturbing the peace for fighting in public. (§ 415, subd. (a).)
    Based on the nightclub incident, defense counsel filed a Pitchess motion for the
    discovery of Rivera’s personnel file from the Riverside Police Department. The motion
    sought to obtain any information regarding complaints made against Rivera for “acts . . .
    constituting racial prejudice, dishonesty, false arrest, the fabrication of charges,” or, “any
    act involving morally lax character,” or finally, any “aggressive behavior, acts of
    violence and/or attempted violence, acts of excessive force and/or attempted excessive
    force.” The supporting declaration asserted that defense counsel believed Rivera may
    have fabricated the charges against defendant. The declaration also asserted that Rivera
    had used excessive force in arresting defendant.
    The Riverside City Attorney opposed the motion, arguing that defendant had
    failed to establish good cause warranting an in camera review of Rivera’s personnel file.
    On March 23, 2012, the court denied the motion as facially insufficient.
    Defense counsel filed a second Pitchess motion, similar to the first. The
    supporting declaration stated that the discovery was necessary to locate witnesses and
    investigate Rivera’s character for dishonesty, aggressiveness, and use of excessive force.
    The new declaration added the following allegation, “Officer Rivera was the one who
    5
    first pulled out the gun and shot at the Defendant. . . . As a result of excessive force used
    by Officer Rivera the Defendant used force to protect himself.” The declaration again
    asserted that Rivera had fabricated the charges against defendant.
    The court denied the second Pitchess motion, explaining, “I believe it’s deficient
    on its face, once again. Though the police report’s attached and there’s a different
    declaration, there’s no scenario laid out here that would merit going in camera and
    examining the peace officer’s personnel file.”
    B. Discussion
    The trial court determines whether there is good cause for the disclosure of the
    personnel record of a police officer. (Evid. Code, §§ 1043, 1045.) Good cause for
    discovery exists when the defendant demonstrates (1) materiality of the requested
    material to the pending action, and (2) a reasonable belief the agency has the type of
    information sought. (Warrick v. Superior Court (2005) 
    35 Cal.4th 1011
    , 1016-1019.)
    Absent a showing of good cause, an officer’s personnel records are not relevant. (People
    v. Collins (2004) 
    115 Cal.App.4th 137
    , 151.) The trial court’s broad discretion will not
    be disturbed absent an abuse of that discretion. (Alford v. Superior Court (2003) 
    29 Cal.4th 1033
    , 1039; People v. Mooc (2001) 
    26 Cal.4th 1216
    , 1228.) Furthermore,
    reversal is not required unless the defendant can show the error was prejudicial. (People
    v. Samuels (2005) 
    36 Cal.4th 96
    , 110.)
    In Warrick v. Superior Court, 
    supra,
     
    35 Cal.4th 1011
    , the California Supreme
    Court clarified that, although the standard of good cause has a “‘relatively low
    6
    threshold,’” the materiality inquiry nonetheless requires “not only a logical link between
    the defense proposed and the pending charge, but also to articulate how the discovery
    being sought would support such a defense or how it would impeach the officer’s version
    of events.” (Id. at pp. 1019, 1021.) A plausible scenario of officer misconduct is one that
    might have occurred because it describes specific police misconduct that is both
    internally consistent and supports the proposed defense. (Id. at pp. 1025-1026.) To show
    good cause, defendant needed to present a factual scenario which was 1) sufficiently
    specific, 2) plausible, 3) internally consistent, and 4) supportive of the defense offered
    against the charges. The affidavit showing good cause may be on information and belief
    and does not have to be based on personal knowledge but the information must be
    requested with “sufficient specificity to preclude the possibility of a defendant’s simply
    casting about for any helpful information.” (People v. Mooc, 
    supra,
     26 Cal.4th at p.
    1226.)
    Defendant’s supporting declaration offered two factual scenarios: 1) that
    excessive force was used in his arrest when Officer Rivera fired his weapon first and
    defendant acted in self-defense and 2) that the charges were entirely fabricated.
    Defendant did not specify what constituted excessive force except Rivera purportedly
    fired first. However, all the eyewitnesses confirmed that defendant fired multiple times
    before Rivera unholstered his gun. Accordingly, the officer’s use of his weapon was
    entirely justified and not excessive force. Defendant’s proposed factual scenario was not
    7
    plausible or internally consistent. It also did not support the defense that defendant had
    no intent to kill. At trial, defendant never claimed self-defense.
    The additional allegation that the charges were entirely fabricated also fails.
    Defendant did not explain how Rivera had lied about the shooting. Defendant admitted
    shooting his weapon and firing many times, contradicting any contention that the charges
    were entirely fabricated. Defendant’s admissions were consistent with the eyewitness
    testimony and the physical evidence. Therefore, it was not plausible that the officer
    fabricated the charges against defendant. Also Rivera’s character for dishonesty or
    aggressiveness would have no bearing on whether defendant acted with an intent to kill.
    As explained above, defendant’s Pitchess motion did not establish good cause for
    the discovery of Rivera’s personnel file. The trial court properly exercised its discretion
    in denying the Pitchess motion because the declaration contained only general allegations
    of misconduct and did not offer any plausible scenario about how the evidence supported
    defendant’s defense. (People v. Sanderson (2010) 
    181 Cal.App.4th 1334
    , 1340.)
    Furthermore, defendant cannot show prejudice. (People v. Memro (1985) 
    38 Cal.3d 658
    , 684, overruled on another point in People v. Gaines (2009) 
    46 Cal.4th 172
    ,
    181, fn. 2.) To establish prejudice, defendant must show that there was a reasonable
    probability that the outcome of the case would have been different had information been
    disclosed to the defense. Here the jury rejected defendant’s claim he did not intend to kill
    Rivera, an issue which was not affected by Rivera’s history. In addition, Rivera was
    impeached when he was questioned about being fired for lying about the off-duty
    8
    incident. It is not reasonably probable that additional impeachment evidence would have
    caused a better outcome for defendant. The testimony of Rivera, the eyewitnesses, and
    defendant was consistent. Everyone agreed defendant fired first, aiming in Rivera’s
    direction. In view of the overwhelming evidence of defendant’s intent to kill, the denial
    of the Pitchess motion was not prejudicial.
    Because the trial court did not abuse its discretion in denying the Pitchess motion
    and because defendant cannot show prejudice, there was no due process violation.
    (People v. Gaines, 
    supra,
     46 Cal.4th at p. 183.) Absent prejudice, defendant also cannot
    establish ineffective assistance of counsel. (Strickland v. Washington (1984) 
    466 U.S. 668
    , 688.) For the foregoing reasons, we also reject defendant’s request for a remand to
    conduct an in camera inspection of defendant’s file. (Gaines, at p. 180.)
    IV
    UNANIMITY INSTRUCTION
    Finally, defendant contends that the trial court erred when it did not instruct the
    jury sua sponte with a unanimity instruction. (Cal. Const., art. I, § 16; People v. Jones
    (1990) 
    51 Cal.3d 294
    ; People v. Thompson (1995) 
    36 Cal.App.4th 843
    , 850.) No
    unanimity instruction was required because the continuous course of conduct exception
    applies. Furthermore, any error was harmless.
    As a general rule, when the evidence establishes several criminal acts, any one of
    which could constitute the crime charged, either the state must elect the act upon which it
    relied for the allegation of the information, or the jury must be instructed that it must
    9
    agree unanimously upon which act to base a verdict of guilty. (People v. Jennings (2010)
    
    50 Cal.4th 616
    , 679; People v. Maury (2003) 
    30 Cal.4th 342
    , 423; People v. Russo (2001)
    
    25 Cal.4th 1124
    , 1132.) However, a unanimity instruction is not required when the
    alleged acts are so closely connected as to form a continuous course of conduct.
    (Jennings, at p. 679; People v. Napoles (2002) 
    104 Cal.App.4th 108
    , 115.)
    The exception applies “when the defendant offers essentially the same defense to
    each of the acts, and there is no reasonable basis for the jury to distinguish between
    them.” (People v. Stankewitz (1990) 
    51 Cal.3d 72
    , 100.) “In deciding whether to give
    the instruction, the trial court must ask whether (1) there is a risk the jury may divide on
    two discrete crimes and not agree on any particular crime, or (2) the evidence merely
    presents the possibility the jury may divide, or be uncertain, as to the exact way the
    defendant is guilty of a single discrete crime. In the first situation, but not the second, it
    should give the unanimity instruction.” (People v. Russo, 
    supra,
     25 Cal.4th at p. 1135.)
    CALCRIM No. 35003 was not required because the attempted murder charge was
    based on an ongoing gun battle lasting about four minutes. Defendant admitted shooting
    but denied having an intent to kill. The shooting could not reasonably be divided into
    discrete criminal events. As explained in Russo, although the evidence presented the
    3 CALCRIM No. 3500 provides: “The People have presented evidence of more
    than one act to prove that the defendant committed this offense. You must not find the
    defendant guilty unless you all agree that the People have proved that the defendant
    committed at least one of these acts and you all agree on which act (he/she) committed.”
    10
    possibility that the jury could divide on the issue of when defendant formed the intent to
    kill, there was no risk that the events could be viewed as discrete crimes with some jurors
    reaching a guilty verdict on one event, and some jurors reaching a guilty verdict on
    another event. In such a scenario, a unanimity instruction is not required. (People v.
    Russo, 
    supra,
     25 Cal.4th at p. 1135.)
    Defendant mischaracterizes the prosecutor’s argument as making an election of a
    single shot as the basis for the murder charge. Instead, when read in its entirety, the
    prosecutor’s closing argument describes the entire attack—as a continuous event—as the
    basis for the charge: “Here’s the reasons why we know that the defendant was intending
    to kill the officer. He shot at him 10 times. . . . Each of those shots, he aimed at the
    officer and shot the gun. He tracked Officer Rivera with the gun. . . . He is tracking that
    officer with the gun while he’s shooting. . . . [¶] He aims in the direction of the police
    officer and fires multiple times. He shoots until the gun’s empty. . . . The defendant
    continued to shoot the gun at the officer, shoot a bullet . . . over and over and over and
    over.” At the conclusion of her argument, the prosecutor reiterated that defendant had
    “repeatedly fired over and over and over and over [¶] . . . [¶] . . . shooting and aiming
    and tracking with that officer until his gun was empty and he couldn’t shoot anymore.”
    No unanimity instruction was required because the events constituted a continuous
    course of conduct and the prosecutor relied on that conduct in arguing defendant’s guilt.
    Furthermore, any error was harmless beyond a reasonable doubt. (Chapman v.
    California (1967) 
    386 U.S. 18
    , 24; People v. Wolfe (2003) 
    114 Cal.App.4th 177
    , 188.)
    11
    “Where the record indicates the jury resolved the basic credibility dispute against the
    defendant and therefore would have convicted him of any of the various offenses shown
    by the evidence, the failure to give the unanimity instruction is harmless.” (People v.
    Curry (2007) 
    158 Cal.App.4th 766
    , 783.) The only dispute in this case was whether
    defendant intended to kill Rivera when he fired at him. The jury did not find defendant to
    be credible. Any error in not giving a unanimity instruction is harmless beyond a
    reasonable doubt.
    V
    DISPOSITION
    There was no Pitchess error, instructional error, or prejudice. We affirm the
    judgment.
    NOT TO BE PUBLISHED IN OFFICIAL REPORTS
    CODRINGTON
    J.
    We concur:
    RAMIREZ
    P. J.
    MILLER
    J.
    12