In re Jessie O. CA5 ( 2014 )

Filed 1/8/14 In re Jessie O. CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
In re JESSIE O., JR., a Person Coming Under the
Juvenile Court Law.
THE PEOPLE, F066905
Plaintiff and Respondent, (Super. Ct. No. JW127070-04)
v.
JESSIE O., JR., OPINION
Defendant and Appellant.
THE COURT*
APPEAL from a judgment of the Superior Court of Kern County. Peter A.
Warmerdam, Temporary Judge.†
Jyoti Malik, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Carlos A. Martinez and
Stephen G. Herndon, Deputy Attorneys General, for Plaintiff and Respondent.
*Before Gomes, Acting P.J., Detjen, J. and Peña, J.
†Pursuant to California Constitution, article VI, section 21.
-ooOoo-
On appeal following adjudication of a Welfare and Institutions Code section 602,
subdivision (a) petition, Jessie O., Jr. contends there is insufficient evidence he attempted
to enter a residence. Thus, he argues the court’s jurisdictional findings must be reversed.
We will affirm.
PROCEDURAL BACKGROUND
In a petition filed January 29, 2013, the Kern County District Attorney alleged
Jessie committed the following violations: count 1—willful and unlawful attempt to enter
an inhabited dwelling (Pen. Code,1 §§ 664, 460, subd. (a)) and count 2—violating a prior
court order regarding juvenile probation (Welf. & Inst. Code, § 777, subd. (a)).
Following contested proceedings held March 5, 2013, the juvenile court found all
counts as alleged in the petition to be true beyond a reasonable doubt.
At the disposition on March 19, 2013, the court ordered, inter alia, Jessie be
committed to Camp Erwin Owen for a period not to exceed three years four months, less
33 days’ credit for time served. This appeal followed.
FACTUAL BACKGROUND
Vicente Sotelo and his family left their residence on Clinton Street in Delano
about 5:00 a.m. on September 5, 2012. Sotelo returned to the house alone about noon.
He noticed four window screens had been removed from the home’s front windows.
After ensuring no one had been inside the home, Sotelo replaced three of the four
screens. The fourth was broken and bent; it could not be replaced. When Sotelo left his
home earlier that morning, the window screens were all in place. He reported the
incident to the Delano police. Sotelo did not know Jessie, had never seen him before, and
had never given Jessie permission to enter his home or remove the window screens.
Officer Michael Kraft with the Delano police responded to a report of a possible
burglary on Clinton Street at about 4:30 p.m. on September 5, 2012. He noted a missing
1All further statutory references are to the Penal Code unless otherwise indicated.
2.
window screen from a window at the northwest corner of the home. The broken screen
was lying on the ground nearby. The officer found no signs of forced entry into the
home.
An examination of the window with the missing screen revealed latent prints on
the windowpane. Having lifted dozens of latent prints during his career, Kraft dusted the
window and lifted two prints from the lower left-hand corner of the window. The latent
print card was booked into evidence and forwarded to the Kern County Sheriff’s
Department for analysis.
Nicole Townsend has been a latent print examiner with the Kern County Sheriff’s
Department since June or July 2010. She has received approximately 200 classroom
hours of training in fingerprint comparison, and has been trained on the three systems
used for the Automated Fingerprint Identification System (AFIS). She possesses
certification from the International Association of Identification. To maintain that
certification, she must complete a required training component and recertify every five
years. Townsend’s job entails taking the latent fingerprints collected at crimes scenes,
searching the AFIS system for usable comparisons, and comparing the exemplars
identified by AFIS to determine identity.
Fingerprints are unique to each individual and are formed prior to birth. A
fingerprint may have many different characteristics that are used in comparison,
including bifurcations, ending ridges, islands, and dots.
The Kern County Sheriff’s Department performs the latent print comparisons for
the City of Delano Police Department. In this case, the exemplars were obtained by
scanning suitable fingerprint images into AFIS, then searching its local database. That
local database is limited to Kern County, and the fingerprints maintained in the system
are those taken at the time of arrest in Kern County. Typically, a suspect’s fingerprints
are rolled using the electronic LiveScan System. Each finger and thumb is scanned or
rolled separately, followed by the four fingers on each hand as a grouping, and then
finally a palm print.
3.
After scanning the usable latent print here—a partial right index finger—into the
AFIS system, the system provided Townsend with a candidate list. There were five
candidates generated by the system, and Jessie was listed as the first candidate on the list.
The standard method employed by law enforcement agencies, including
Townsend’s employer, is called ACE-V (analysis, comparison, evaluation, verification).
Initially, in the analysis phase, the examiner studies the latent print or prints to learn all
he or she can know without looking at or comparing the print to an exemplar print.
Doing so prevents bias by the examiner. Townsend did so here, studying the latent prints
provided before looking at the exemplar. Thereafter, an examiner looks for
characteristics in at least two of three levels of detail. Level one characteristics would
include ridge flow to determine the way ridges are coming into and out of a pattern area,
and pattern types such as whorls, loops, and arches. Level two characteristics include
minutiae points like bifurcations, ending ridges, islands, and dots. Level three involves
poroscopy, wherein exact pore structures, lines, or edgeoscopy are observed. Level three
details are uncommon in latent prints. Because level one similarities are insufficient on
their own to declare a fingerprint match, those similarities must be accompanied by the
detail or characteristics found in either level two or level three.
Here, the right index finger from the latent print card displayed a right-slope loop
with a low ridge count, multiple different bifurcations, multiple ending ridges, and a dot
up at the very top. When compared to the exemplar print generated by AFIS, Townsend
identified similar characteristics and found the prints to be a match. The exemplar print
belonged to Jessie. Level one and level two characteristics were used to make the match;
no level three characteristics were noted. Townsend did not count the number of
characteristics matched between the two prints and explained that, in the United States,
there is no numerical standard that must be employed before a match can be declared.
Each comparison is different, with some characteristics carrying more weight than others.
She would not be comfortable however declaring a match where only one characteristic
was common between the latent print and the exemplar.
4.
Although the other prints lifted from the crime scene could not be scanned into the
AFIS system as Townsend deemed them unusable or insufficient, she did later compare
those latent prints to the other prints from Jessie’s fingerprint card. The latent prints
obtained were a left middle finger and a partial left palm print. These prints also matched
Jessie’s prints when compared to the exemplar generated by AFIS.
Townsend’s results were verified by a second examiner. Thereafter, a report was
prepared and forwarded to the arresting or investigating agency.
On cross-examination, Townsend noted there was no way to date or age a latent
fingerprint. She acknowledged prints may fade over time and could be affected by a
number of environmental factors like heat and dirt. She does not believe pressure or the
variations in technique by the person lifting the print or prints can affect the size, shape or
characteristics of a fingerprint. Townsend did testify that a glass surface accepts prints
better than a wood surface because glass does not soak up oils from the skin.
Officer Mario Nunez, a supervisor on patrol shift with the Delano Police
Department, is familiar with, and explained, his agency’s booking process, including the
taking of a suspect’s fingerprints using LiveScan. Nunez is familiar with Jessie as he has
had more than five contacts with Jessie and was present when Jessie was booked on a
previous occasion in 2011. When Jessie was taken into custody on this offense, he
resided on Austin Street in Delano, or about four to five blocks from the Sotelo residence.
Jessie’s prior address was on Dover Place in Delano, approximately seven blocks from
the Sotelo residence.
DISCUSSION
The Applicable Legal Standards
The crime of burglary is defined, in pertinent part as follows: “Every person who
enters any house … with intent to commit grand or petit larceny or any felony is guilty of
burglary.” (§ 459.) Burglary of an inhabited dwelling house is burglary in the first
degree. (§ 460, subd. (a).) “Every person who attempts to commit any crime, but fails,
or is prevented or intercepted in its perpetration, shall be punished ….” (§ 664.)
5.
When an appeal challenges the sufficiency of the evidence to support a juvenile
court judgment sustaining the allegations of a Welfare and Institutions Code section 602
petition, we must apply the same standard of review applicable to any claim by a criminal
defendant challenging the sufficiency of the evidence to support a judgment of conviction
on appeal.
“Under this standard, the critical inquiry is ‘whether, after reviewing the
evidence in the light most favorable to the prosecution, any rational trier of
fact could have found the essential elements of the crime beyond a
reasonable doubt.’ [Citation.] An appellate court ‘must review the whole
record in the light most favorable to the judgment below to determine
whether it discloses substantial evidence—that is, evidence which is
reasonable, credible, and of solid value—such that a reasonable trier of fact
could find the defendant guilty beyond a reasonable doubt.’ [Citations.]
[¶] In reviewing the evidence adduced at trial, our perspective must favor
the judgment. [Citations.] ‘… The test on appeal is whether there is
substantial evidence to support the conclusion of the trier of fact; it is not
whether guilt is established beyond a reasonable doubt. [Citation.]’” (In re
Ryan N. (2001) 92 Cal.App.4th 1359, 1371-1372.)
“‘It is axiomatic that an appellate court defers to the trier of fact on
such determinations, and has no power to judge the effect or value of, or to
weigh the evidence; to consider the credibility of witnesses; or to resolve
conflicts in, or make inferences or deductions from the evidence. We
review a cold record and, unlike a trial court, have no opportunity to
observe the appearance and demeanor of the witnesses. [Citation.] “Issues
of fact and credibility are questions for the trial court.” [Citations.] It is
not an appellate court’s function, in short, to redetermine the facts.’
[Citation.] Under the substantial evidence rule, we ‘must accept the
evidence most favorable to the order as true and discard the unfavorable
evidence as not having sufficient verity to be accepted by the trier of fact.’
[Citation.]” (In re S.A. (2010) 182 Cal.App.4th 1128, 1140.)
“‘“[T]he standard of review is the same in cases in which the People
rely mainly on circumstantial evidence. [Citation.] ‘Although it is the duty
of the jury to acquit a defendant if it finds that circumstantial evidence is
susceptible of two interpretations, one of which suggests guilt and the other
innocence [citations], it is the jury, not the appellate court which must be
convinced of the defendant’s guilt beyond a reasonable doubt. “‘If the
circumstances reasonably justify the trier of fact’s findings, the opinion of
the reviewing court that the circumstances might also reasonably be
reconciled with a contrary finding does not warrant a reversal of the
judgment.’” [Citations.]’ [Citation.] ‘“Circumstantial evidence may be
6.
sufficient to connect a defendant with the crime and to prove his guilt
beyond a reasonable doubt.”’” [Citation.]’ [Citation.]” (People v. Jones
(2013) 57 Cal.4th 899, 960-961.)
The Trial Court’s Ruling
After considering the arguments of counsel, the juvenile court found as follows:
“THE COURT: Okay. Well, I have to say the testimony regarding the
fingerprint evidence was certainly interesting. And a bit different than from
what I’m used to having heard, but it’s been awhile since I have heard a
fingerprint case.
“And I have to say, generally, there is more information regarding
points of comparison, and, certainly, it would have been perhaps good to
know from Ms. Townsend exactly how many points she found that did in
fact match.
“And while there were certain questions regarding if she knew how
many matched, there was no—certainly no request to have her re-compare
those to see what those totals would be.
“So what I do know is that it was sufficient, in her opinion, to
convince her that those prints did, in fact, match.
“Listening to the testimony of Mr. Sotelo, it was clear that at 5:00
a.m. he left the house. That the screens were on his home when he left.
And that when he came back, he noticed that they were off. And that he
replaced three of the screens. The one that was bent, he did not replace.
And that is probably why, logically, that Officer Kraft went to that window
to look since that was the screen remaining on the ground.
“Whether or not there might have been other prints on the other
windows, we certainly don’t know.
“Whether they would have indicated that this young man had been at
those windows, we don’t know. Had it meant that others had been at those
windows, we don’t know. But certainly what it does show us is that this
young man was at that window. And interestingly enough, while we have
been bringing this case to its conclusion, I have stumbled across the case of
People versus Valencia, 28 Cal.Fourth, Number Page 1, 2002, case which
held that an entry sufficient for burglary occurred when there was a
removal of an exterior window screen and a penetration into the area
enclosed by the window screen, even though the window immediately
covered by the screen was locked and not open. A window screen is part of
the outer boundary of the building for purposes of a burglary.
7.
“So based on the evidence presented, the Court finds that Count 1
and 2 of the Petition to be true beyond a reasonable doubt.”
Our Analysis
Jessie argues the juvenile court’s findings are not supported by substantial
evidence because fingerprint evidence is unreliable generally, and because examiner
Townsend’s testimony was vague and so lacking in detail as to “render her opinion
insubstantial.” Jessie also contends the victim unwittingly tampered with the evidence,
the investigating officer did not bother to look for other prints, and the prosecution did
not rule out the possibility there was an innocent explanation for Jessie’s prints on the
windowpane.
Initially, we note Jessie essentially asks us to find and declare that fingerprint
evidence is fallible and unreliable. We decline his invitation. In California, it is
established that fingerprints are strong evidence of identity and ordinarily are sufficient,
without more, to identify the perpetrator of a crime. (People v. Johnson (1988) 47 Cal.3d
576, 601; see also People v. Tuggle (2012) 203 Cal.App.4th 1071, 1076; People v. Bailes
(1982) 129 Cal.App.3d 265, 282 [defendant’s thumbprint on bathroom window screen
identified as point of entry into burglarized home sufficient for jury reasonably to infer
defendant committed the burglary].) Palm print evidence is likewise sufficient alone to
identify a defendant. (People v. Figueroa (1992) 2 Cal.App.4th 1584, 1588.) The
California Supreme Court continues to recognize the validity of fingerprint evidence.
(E.g., People v. Farnam (2002) 28 Cal.4th 107, 160 [“the prosecution relied on a long-
established technique—fingerprint comparison performed by fingerprint experts”];
People v. Webb (1993) 6 Cal.4th 494, 524.)
Jessie’s challenges to the sufficiency of examiner Townsend’s testimony are not
persuasive. Jessie contends Townsend was unable to explain how she declared a match
between the latent print and exemplar print. However, a review of Townsend’s testimony
reveals otherwise. While it is true Townsend did not count or otherwise total the number
of characteristics she matched between the latent print obtained at the Sotelo residence
8.
and the exemplar prints belonging to Jessie that were generated by AFIS, she testified as
follows:
“[DEFENSE COUNSEL:] And so in this case, did you look at the latent
print prior to looking at the exemplar print?
“A. Yes.
“Q. And what characteristics of note did you find on that latent
print? [¶] … [¶]
“A. It is a right-slope loop and it has a low, uhm, ridge count. And
then, I mean, there’s different bifurcations. There’s a dot up at the very top.
There is multiple bifurcations, multiple ending ridges. Uhm, it’s mostly the
center of the print all the way up to the top.
“Q. And then when you were done analyzing the latent, you looked
at the exemplar?
“A. Yes.
“Q. And did you find all of those characteristics from the latent
print in the exemplar print?
“A. Yes—uhm, I don’t look at every single characteristic available,
but I find enough characteristics to satisfy me that it is a match.
“Q. And how many characteristics were similar in this case?
“A. I didn’t count.”
After a lunch break, when cross-examination resumed, Townsend was asked, “And did
you, then, find those same characteristics in the exemplar?” She answered “yes.” She
went on to testify that, within the ACE-V system, the points of similarity she identified
between the latent print and the exemplar print fell into the level one and level two
categories. Townsend further testified there were no unexplainable2 differences between
the two prints.
2An explainable difference might include “pressure when the latent print was put down.
So if there’s more pressure or less pressure, compared to when the print was rolled ….”
9.
While we are inclined to agree with the juvenile court that a number or count
regarding the similarities identified between the two prints would have been helpful, no
national standard exists regarding a minimum required number of similarities before a
match can be declared. Townsend did testify that all of the characteristics she identified
in the latent print during her analysis were present when she compared the latent print to
the exemplar print. Those characteristics included level one characteristics of a right
slope loop and low ridge counts, as well as level two characteristics of a dot and
“multiple bifurcations” and “multiple ending ridges.” Townsend also testified there were
no unexplainable dissimilarities. A single dissimilarity would have meant no match.
Further, while Townsend did not count the number of similarities here, she did indicate a
single similarity would not be enough to declare a match and explained each case is
different. We find Townsend’s opinion as evidence is reasonable, credible and of solid
value.
Additionally, while two other latent prints taken from the Sotelo residence were
insufficient for purposes of an AFIS scan, those additional prints were compared to
Jessie’s prints. More specifically, prints of a left middle finger and a partial left palm
were compared to the exemplar generated by AFIS of Jessie’s prints; both of these
additional prints matched as well.
We note a recent opinion of the First Appellate District, Division Four, wherein a
juvenile challenged the sufficiency of a palm print left on a window to support a burglary
allegation. In that case, the victim left her home at 7:30 a.m., ensuring the doors and
windows were locked. She returned home at 3:30 p.m. to find her home had been
burglarized. An investigating officer determined a bedroom window was the likely point
of entry and several prints were lifted from the window, including a palm print on the
outside of the glass. (In re O.D. (2013) 221 Cal.App.4th 1001, 1003.) A fingerprint
examiner with the Contra Costa Sheriff’s Department submitted the latent print to a
computerized search on the state’s database. She then compared the latent print to O.D.’s
prints, those prints having been generated as a possible match. She concluded the prints
10.
matched. (Id. at pp. 1003-1004.) The examiner employed the ACE-V fingerprint
examination method. She identified 11 points of similarity and explained her laboratory
required at least eight points of similarity and no unexplainable discrepancies. (Id. at pp.
1004-1005.)
On appeal, the defendant argued that because fingerprint evidence was not
infallible, it could not be said the palm print recovered from the window definitively
belonged to him. (In re O.D., supra, 221 Cal.App.4th at p. 1010.) The appellate court
found as follows:
“[P]roof beyond a reasonable doubt does not require proof beyond any
possible doubt, ‘“ because everything relating to human affairs is open to
some possible or imaginary doubt.”’ [Citation.] [The examiner] testified
that she followed established procedures in making the palm print
comparison. Her conclusion that the palm print on [the victim]’s window
was O.D.’s was substantial evidence that O.D. was the burglar.
[Citations.]” (Ibid.)
Here, Townsend testified she followed the ACE-V method, the established procedure for
making fingerprint identifications. Further, she identified the specific characteristics on
the latent print and testified each of those similarities was present in the exemplar
identified as belonging to Jessie. Townsend also testified there were no unexplained
discrepancies between the two prints. While it is true, unlike the examiner in In re O.D.,
Townsend did not count or record the number of those similarities, we do not find this
omission fatal here. There is no national standard regarding the number of similarities
required, and the record does not establish any minimum required by the agency
employing Townsend. Moreover, the juvenile court found Townsend’s testimony
credible overall, and, hence, we defer to those findings. (In re S.A., supra, 182
Cal.App.4th at p. 1140.)
In conclusion, viewing the evidence in the light most favorable to the prosecution,
the presence of Jessie’s fingerprint on the windowpane, along with a lack of any valid
nexus for his presence at the victim’s home and Sotelo’s unfamiliarity with him, provide
sufficient evidence to support the finding of the trier of fact. Therefore, a rational trier of
11.
fact could have found the evidence was sufficient to sustain a true finding of attempted
burglary. (In re Ryan N., supra, 92 Cal.App.4th at pp. 1371-1372.) Because there is
sufficient evidence to support the juvenile court’s true finding as to the crime of
attempted burglary, we decline to address Jessie’s contentions that the victim tampered
with evidence, that the investigating officer should have looked for other prints, and that
the prosecution failed to rule out the possibility of an innocent explanation.
DISPOSITION
The judgment is affirmed.
12.