In re Carlos L. CA4/1 ( 2013 )

Filed 9/16/13 In re Carlos L. CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re CARLOS L., a Person Coming Under
the Juvenile Court Law.
D063267
THE PEOPLE,
Plaintiff and Respondent, (Super. Ct. No. J230624)
v.
CARLOS L.,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Richard R.
Monroy, Judge. Affirmed.
Cynthia M. Jones, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Steven T. Oetting and Michael T.
Murphy, Deputy Attorneys General, for Plaintiff and Respondent.
This appeal arises from a dispositional order after Carlos L. (the Minor) admitted
having committed an attempted murder for the benefit of a street gang. In his admission
of attempted murder, the Minor accepted as a factual basis that he aided and abetted the
commission of the offense. The probation officer's report for the dispositional hearing
noted witness statements that claimed the Minor was the person with the gun and the one
who fired a shot at a rival gang member. The juvenile court considered that information
together with other data in the probation officer's report and ordered the Minor be
committed to the Department of Juvenile Justice (DJJ). The Minor appeals contending
the court erred in considering the witness statements in the probation officer's report, and
that his trial counsel was ineffective for failing to object to such statements. The Minor
has also filed a companion petition for writ of habeas corpus (In re Carlos L., D064067)
repeating his allegations that trial counsel was ineffective.
We will find no error by the court or the prosecution in referring to the witness
statements which identified the Minor as the person who used the firearm. We will also
find the Minor has failed to establish ineffective assistance by trial counsel. Accordingly,
we will affirm the judgment. We will deny the petition for writ of habeas corpus by
separate order.
Before we begin the discussion of the issues raised in this appeal, we pause to note
what is not at issue. The Minor does not challenge his admission of the offense and the
gang enhancement. Nor does the Minor challenge the juvenile court's exercise of
discretion in rejecting his request for placement in a residential treatment facility and
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instead choosing to commit him to DJJ. With those limitations in mind, we will omit a
statement of facts of the underlying offense since it is not necessary for the discussion of
the issues on appeal.
PROCEDURAL BACKGROUND
The Minor was charged by petition filed in juvenile court with one count of
attempted murder (Pen. Code,1 §§ 664 & 187) and two counts of assault with a firearm
(§ 245, subd. (a)(2)). It was also alleged the offenses were committed for the benefit of a
street gang (§ 186.22, subd. (b)(1)); that the attempted murder was premeditated (§ 189);
and that the Minor personally discharged a firearm (§§ 12022.5, subd. (a)(1) & 12202.53,
subd. (c)).
The Minor was on probation at the time of the offenses in this case.
The Minor reached a negotiated settlement under the terms of which he admitted
the commission of the attempted murder and admitted the offense was committed for the
benefit of a criminal street gang. The prosecution dismissed the remaining charges and
allegations and stipulated that the Minor was suitable for treatment as a juvenile. The
dismissal of the remaining charges and allegations was accompanied by a Harvey2
waiver by the Minor.
At the dispositional hearing the court set the maximum term for the offense at
19 years 8 months. At the conclusion of the hearing the Minor was committed to DJJ.
1 All further statutory references are to the Penal Code unless otherwise specified.
2 People v. Harvey (1979) 25 Cal.3d 754, 758.
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DISCUSSION
I
ALLEGED EVIDENTIARY ERROR
The Minor contends the court erred in considering "evidence" from the probation
officer's report. Specifically, the Minor complains that the prosecution referred to
witness statements contained in the report that identified the Minor as the member of the
gang who possessed the firearm and as the person who fired the shot at the victim. The
Minor contends that since the factual basis, which was accepted for his admission was
that he aided and abetted the shooting, considered witness statements identifying him as
the "shooter" violated his plea agreement in some manner.
At the outset we note several points. First, there is no agreement expressed in this
record that guaranteed, or even hinted that a disposition excluding a DJJ commitment
would occur. Further, the Minor's admission of the attempted murder offense, even as an
aider and abettor, still made him a principal in that offense. (§ 31.)
A. Background
The Minor negotiated an agreement under which he admitted the offense of
attempted murder as an aider and abettor and admitted the gang allegation. In return the
prosecution stipulated the Minor was suitable for treatment as a juvenile and dismissed
the remaining counts and allegations with a Harvey waiver.
The social study submitted by the probation officer for the disposition hearing
referred to police reports which contained statements from the parents of the victim, rival
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gang members, that identified the Minor as the person who possessed the gun and fired
the shot at the victim, striking the victim's mother. The probation officer recommended
that given the Minor's gang affiliation, substance abuse, poor performance on probation
and his need for the appropriate level of services, that the court should commit the Minor
to DJJ and not to a residential treatment facility.
During the disposition hearing the juvenile court said:
"I do think that the recommendation from probation for DJJ is
appropriate, given the offense that's in front of me, the information
that I have, and the fact that I am considering, as well as the
agreement with the People, which was a very beneficial agreement
for Carlos to limit his exposure in the manner that he did. And as
such, I think that the recommendation presented by probation, and
argued for by the People, is the appropriate one, and I will be
following it."
The Minor's counsel did not object to the court's consideration of witness
statements in the social study, nor did counsel move to strike such statements and did not
object to the prosecutor's comments. Thus the issue now raised was never presented to
the trial court.
B. Legal Principles
It appears that Minor's appellate counsel contends the factual statement given as
part of the admission constitutes some form of plea agreement. It is difficult to discern
the nature of the plea agreement here, other than agreement to admit attempted murder
with the gang enhancement, stipulate to juvenile status and dismiss the balance of the
petition with a Harvey waiver. Beyond that, we find no direct or implied agreement on
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disposition contained in the record. However, we will briefly review applicable
principles regarding plea agreements.
It is possible for a plea agreement to set forth limitations on the court's sentencing
power. (§ 1192.5; People v. Cruz (1988) 44 Cal.3d 1247, 1249.) The factual basis for a
plea is required to allow the trial court to satisfy itself that the offender understands the
offense to which the plea is entered and to assist in the determination of voluntariness.
(People v. French (2008) 43 Cal.4th 36, 50; In re Jermaine B. (1999) 69 Cal.App.4th
634, 640.)
Where a plea agreement is based on promises from the prosecution or the court,
those promises must be honored. (Santobello v. New York (1971) 404 U.S. 257, 262.)
Where the plea agreement includes the so-called "Harvey waiver," the sentencing court
may consider the dismissed counts and allegations in determining the appropriate
sentence for the offense(s) admitted. Failure to object to an alleged violation of the
principles of People v. Harvey, supra, 25 Cal.3d 754, will result in forfeiture of that
issue. (People v. Beagle (2004) 125 Cal.App.4th 415, 420.)
C. Analysis
As we have noted it is a bit difficult to discern the precise error at issue in this
case. Clearly the Minor complains about the reference to witnesses who describe him as
the shooter in this case. Somehow, the court's consideration of the social study and the
facts surrounding the events, has been characterized as a violation of a plea agreement.
The difficulty with such contention, however, is there simply was no agreement regarding
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disposition, except to the extent charges and allegations were dismissed and the Minor
would be treated as a juvenile, all of which were of great benefit to the Minor.
Otherwise, neither the court nor the prosecution made any direct or implied concessions
as to the ultimate disposition of the case. Apparently, appellate counsel is of the view
that the reference to witness statements somehow changed an agreed upon disposition,
but there is no support for that position in the record.
In any event, the court was clearly entitled to consider the facts surrounding the
offense. And, as we have noted, the Minor admitted the offense of attempted murder as a
principal, whether the given factual basis was as a perpetrator or aider and abettor.
Further, the probation officer independently recommended DJJ commitment for the
Minor for numerous reasons, in addition to the manner of the commission of the offense.
In short, the record does not support the claim of breach of some form of
agreement regarding disposition that might have been based on the difference between
the factual statement and the statements of witnesses that were contained in the social
study.
II
INEFFECTIVE ASSISTANCE OF COUNSEL
The Minor contends trial counsel was ineffective for failing to object to the
witness statements contained in the social study and for failing to have such statements
removed. At the outset, we note appellate counsel has not cited any authority for the
proposition that trial counsel could have successfully challenged factually accurate
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information in the social study. Indeed, there has never been any contention that the
witness statements reported were inaccurate. Instead, appellate counsel merely asserts
that any statements contrary to the factual basis of the Minor's admission must be
stricken. Understandably, no authority has been cited for such position, because it has no
basis in law or logic.
A. Legal Principles
When a defendant contends trial counsel has been ineffective, such defendant
bears the burden of showing that trial counsel's performance fell below the prevailing
standard of care, and that but for such error, it is reasonably probable there would have
been a different outcome for the defendant. (Strickland v. Washington (1984) 466 U.S.
668, 694 (Strickland); In re Valdez (2010) 49 Cal.4th 715, 729.)
Where there is no explanation for trial counsel's action, or inaction, we will not
assume error unless there can be no reasonable explanation for such action. (People v.
Camino (2010) 188 Cal.App.4th 1359, 1377.) Under the Strickland standard we give
deference to trial counsel's tactical decisions, unless such decisions are clearly in error, or
there can be no sound reason for counsel's tactical choice.
In a juvenile case the probation officer must submit a social study prior to the
disposition hearing, which study must discuss the minor's criminal history and the
circumstances and gravity of the offense among other issues. (Welf. & Inst. Code,
§§ 706 & 725.5.)
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B. Analysis
This record does not contain any information from which we could infer
ineffective assistance of trial counsel. On the contrary, counsel negotiated a very
favorable outcome for the Minor, given his history and the very serious nature of his
criminal conduct. Not only did counsel get serious charges and allegations dismissed, but
she also was able to keep the Minor out of adult court.
Trial counsel also conducted a vigorous effort to avoid a DJJ commitment for the
Minor. She argued strongly for a residential treatment facility for her client. That
counsel was not able to persuade the trial court to ignore the probation officer's
recommendation does not demonstrate ineffective assistance. Rather, given the client's
history and current offense the trial court reasonably rejected counsel's proposal. We also
note appellate counsel has not challenged the trial court's decision on the merits. The
only challenge made to the choice of a DJJ commitment is based on the specious claim
that the court could not consider anything that contradicts the factual basis for the Minor's
admission. As we have already stated, there is no legal support for appellate counsel's
argument in this regard.
Accordingly, we find the Minor has not met his burden on either prong of the
Strickland test and therefore find he has not shown trial counsel was ineffective in any
regard.
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DISPOSITION
The judgment is affirmed.
HUFFMAN, J.
WE CONCUR:
McCONNELL, P. J.
BENKE, J.
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