People v. Jones CA1/2 ( 2021 )

Filed 12/7/21 P. v. Jones CA1/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or
ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent,
A152863
v.
ROBERT EARL JONES, JR., (Contra Costa County
Super. Ct. No. 5-151182-3)
Defendant and Appellant.
ORDER MODIFYING OPINION
[NO CHANGE IN JUDGMENT]
BY THE COURT:
It is ordered that the opinion filed herein on November 17, 2021, be
modified as follows:
On page 15, in the first sentence of the first full paragraph, delete the
word “Jones” and replace with “Unzueta,” so that the sentence reads:
Here, unlike in Avila and Unzueta, the trial court found there was no
prima facie showing of discrimination, and Jones does not contend otherwise.
This modification does not effect a change in the judgment.
Dated: _______________ __________________Stewart, Acting P.J.
1
Filed 11/17/21 P. v. Jones CA1/2 (unmodified opinion)
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or
ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent,
A152863
v.
ROBERT EARL JONES, JR., (Contra Costa County
Super. Ct. No. 5-151182-3)
Defendant and Appellant.
Defendant Robert Earl Jones, Jr. appeals his convictions for first
degree robbery, burglary, and false imprisonment. Jones contends the
verdicts must be overturned due to errors in jury selection and in the
improper limitation of his right to confrontation and presentation of evidence.
We affirm.
BACKGROUND
We provide a brief version of the facts here and additional factual and
procedural details in the discussion of Jones’s specific claims.
I.
Prosecution Case
In January 2015, Jessica Williams lived in a house in Richmond with
her boyfriend Manuel Benitez, eight-year-old son John Doe, and five-month-
old daughter; Williams’s sister and nephew also lived at the house. Benitez
grew marijuana in the backyard. Benitez had known Jones since childhood.
1
Williams first met Jones, who was introduced to her as “Rob,” in
January 2015 or possibly in December 2014, when he visited for three days
and slept on her couch. She knew him as “Rob,” Benitez’s childhood friend.
Williams and Jones got along well during his stay; they watched television,
and ate breakfast, lunch and dinner together. Jones and Williams “listened
to some music that he—rapped.” He left on good terms, thanking Williams
for her hospitality. Williams next saw Jones in late March 2015, when he
visited in the early morning hours and spoke with Benitez. After speaking
with Jones, Benitez’s mood was “normal.” Williams did not see Jones again
until April 8, 2015.
On April 8, 2015, around 10:00 p.m., Williams, who was then pregnant,
was home alone with her children, when she heard a knock at her front door.
John Doe looked out the window and said a “black girl” was at the door. With
her daughter in her arms, Williams opened the door and saw an unknown
woman standing in the doorway. The woman at the door asked for Williams’s
boyfriend by his nickname, Manny; only Benitez’s childhood friends called
him “Manny.” Williams said Benitez was not home and asked the woman
who she was. The woman claimed to be pregnant with Benitez’s child. As
Williams turned and looked towards her house, two men with guns ran
toward her. Williams recognized Jones as one of the men.
Jones was dressed all in black and wore a hood, which “was coming
down” as he ran. The other man also was dressed in black and wore a mask
covering his face from his nose down. Williams ran to the living room and
was able to put her daughter in a highchair. The men tackled Williams to
the floor, and Jones threatened to shoot her and her children if she screamed.
The men tied Williams’s hands behind her back with a zip tie and
shoved her into her bedroom. The men repeatedly asked her where the
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money and “shit” were. Williams directed them to a dresser drawer and a
closet. There was about $700 in the drawer; the closet had two large duffle
bags with marijuana. The men took the money and duffle bags and asked for
more. When Williams said there was no more, Jones fired one shot toward
the floor inches away from Williams—who was on her knees—and hit her on
her head with the gun, causing a laceration on her head that later had to be
closed with staples. Jones then pushed Williams into the closet and closed
the door.
Shortly after she was forced into the closet, Williams heard her son
scream that the intruders had left. Williams kicked open the closet door and
ran to her children. With her son’s help, Williams was able to untie herself
and called 911. Williams told the 911 dispatcher that five minutes earlier
Rob—“one of [her] boyfriend’s old friends,” and another man had attacked her
in her home. Williams said, “I am scared they are going to come back.
[¶] . . . [¶] I am scared. I’m nervous they are going to come. . . . The guy, he
knows that I know who he is, so I’m nervous.” Williams told the dispatcher
that Jones had “spent the weekend . . . at [her] house with [her] boyfriend”
and that that is how she “knew him.” She repeated, “I knew who he was and
we had talked a lot and that’s who came running in the house right now and
oh my god . . . he was in my house a couple weeks ago.”
At 10:25 p.m. on the night of the attack, Jones sent a text message to
someone named “Baby,” saying “21 pounds I’m riding with.” Jones was
arrested nine days later on April 17, 2015.
II.
Defense Case
The defense called Williams’s son, John Doe, who had recently finished
fourth grade. Doe recalled there had been an incident the previous year,
3
where a woman came to the door. The woman mentioned Benitez, and
Williams phoned Benitez and spoke with him for about a minute. After the
phone conversation, two men dressed in black came into the house. Doe did
not remember if the men wore hoodies but thought one of them wore a
bandana over his mouth. He did not remember if the other man wore
anything on his face. Doe did not know the race of the two men.
The men put Williams on the floor, zip-tied her hands behind her back,
and brought her to the bedroom. Doe and his sister stayed in the living room
with the woman. The man with the bandana went back and forth between
the bedroom and living room while the other man stayed with Williams. The
men and woman left; the men were carrying two duffle bags. Williams came
into the living room and Doe helped cut off the zip tie.
Doe testified that Williams then called Benitez and spoke with him
briefly. He said Benitez came home for three minutes and left before police
arrived. Doe did not hear the conversation between Benitez and Williams.
He said Williams called 911 after Benitez left. Doe testified he was
frightened during the incident because one of the men had pointed a gun at
him.
III.
Prosecution Rebuttal
Williams denied calling Benitez when the woman was at the door. She
was holding her daughter and did not have her phone. The first call she
made after the attack was to police. She called Benitez later, when police
asked to speak with him. Williams went to the hospital and got home
sometime around midnight. Benitez got home shortly after. Williams
explained that this was the first time Doe and Benitez had seen other since
before the crime.
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DISCUSSION
I.
Jury Selection
Jones contends reversal of his convictions is required because the trial
court erred in denying two defense Batson/Wheeler1 motions challenging the
prosecution’s use of peremptory strikes to remove three out of the five
available African-American jurors. It is undisputed that Jones is African-
American, as were all three challenged jurors.
A. The Challenged Jurors
Before voir dire, prospective jurors filled out questionnaires that
included basic demographic information and asked about a number of issues,
including experience with crime and attitudes towards defense attorneys,
prosecutors, and the criminal justice system. Jury selection began on
June 13, 2016.
1. Prospective Juror Rogers
On June 15, 2016, the prosecutor exercised a peremptory challenge to
excuse prospective juror Rogers.
Rogers was a retired nurse of 43 years, unmarried with no children.
She had served on one criminal jury in a murder case that reached a verdict.
Her regular news sources included television news and radio programs, news
magazines, and the Internet. She had been the victim of a home burglary;
she did not feel this experience would affect her ability to have an open mind
in the present case. Her thoughts about defense attorneys, prosecutors, and
the criminal justice system varied on the situation, facts, and individuals
involved.
1
Batson v. Kentucky (1986) 476 U.S. 79; People v. Wheeler (1978)
22 Cal.3d 258.
5
2. Prospective Juror Thompson
Thompson was a disability claims analyst, unmarried with one adult
son. She had no prior jury experience. She stated she was a very honest
person. In several areas in her juror questionnaire, Thompson wrote, “ I
don’t know,” including questions about where she obtained her news and her
views about defense attorneys, prosecutors, and the criminal justice system.
During voir dire, the trial court questioned Thompson about the
number of times she answered, “I don’t know,” in her questionnaire. She
explained, “I was confused” and “I have never been on a jury before.” The
court responded that the questionnaire was intended to be answered by lay
people, not people with legal training and with that in mind, did she have
any answers other than “I don’t know.” She answered, “No.” The court then
picked a question from the questionnaire, “Do you have any negative feelings
about the criminal justice system,” to which she had answered, “I don’t
know.” At that point, Thompson expressly stated, “That should have been
‘no’.” The court asked whether she thought the criminal justice system needs
an overhaul, to which she said, “Yeah,” but upon prompting, could not offer a
specific reform “off the top of [her] head.”
The prosecutor also asked about various questions in the jury
questionnaire to which Thompson answered, “ ‘I don’t know.’” He specifically
asked whether she had opinions on how the criminal justice system treats
defendants such as Mr. Jones, and she replied, “No, I don’t.” He further
asked, “Do you have any opinions as to how this system treats victims or how
the system treats people who are witnesses,” and she replied, “No, I don’t.”
The prosecutor then paraphrased two other questions in the
questionnaire, to wit: “If I don’t prove my case as a Prosecutor, how would
you vote, guilty or not guilty,” and “If I did prove my case as a Prosecutor,
6
how would you vote, guilty or not guilty.” He pointed out that Thompson had
previously answered “I don’t know” for both questions. He then asked her,
“Having sat through jury service for the last few days, . . . if I proved my
case . . . what would your vote be . . . [¶] . . . [¶] [i]f all of the evidence I put
makes you believe beyond a reasonable doubt there was a crime?”
Ms. Thompson replied, “If a crime was committed, it would be guilty if it was
proven, yes.”
The prosecutor asked about what her job entailed “behind the scenes,”
and she explained how she analyzed disability claims and had them
evaluated by doctors when necessary. When asked whether she had direct
contact with the people who submitted disability claims, she answered that
she only reviewed their claims in paper form.
On June 20, 2016, after defense counsel expressed satisfaction with the
jury, the prosecutor peremptorily challenged prospective juror Thompson.
3. First Batson/Wheeler Motion
Immediately after the prosecution peremptorily challenged prospective
juror Thompson, defense counsel made a Batson/Wheeler objection, arguing:
“This is the second African-American juror that [the prosecutor] has stricken.
The first was Ms. Rogers . . . . [¶] And Ms. Thompson is the second, which
does not sound so particularly noteworthy, except given the relative dearth of
African-Americans in the courtroom . . . .” (Italics added.)
The trial court noted that there was “no question” that a group was
established, as both Rogers and Thompson were African-Americans. Defense
counsel opined that she thought it was appropriate for the prosecutor to be
asked for his reasons, as opposed to defense counsel and the court speculating
as to those reasons. The trial court then stated, “The way the case law works
right now, I very rarely, in fact, the way—I don’t remember the last time I
7
would have [the prosecutor], no, I don’t want to hear from what you have to
say rather it seems to me there is not a prima facie case I’m not going to say
that because I think it’s important for the reason for the excusal to be on the
record.” (Italics added.) The following colloquy occurred:
“[THE PROSECUTOR]: Yes, your Honor. I will start with Ms. Rogers.
I would note she was my second—
THE COURT: She was not objected to.
[THE PROSECUTOR]: Then—
THE COURT: You don’t have to explain Ms. Rogers just yet. Her
excusal only is significant insofar as [defense counsel] is suggesting a pattern
of conduct here where Ms. Thompson represents instance No. 2 of a pattern.”
The prosecutor stated that he struck Thompson because he “did not like
the way she was answering the questions” proposed to her. He asserted that
during his voir dire, he got a number of answers of “I don’t know” and
commenting that “[i]t’s the same thing we have with the college students who
have no life experience.” The prosecutor further explained, “when I’m
thinking about my jury as a whole, I want a jury that has investment in their
community, some investment in this case,” continuing, “and she clearly when
we were speaking to her she really did not have any opinions on anything.”
The prosecutor added, “So when every single question is answered, ‘I don’t
know,’ I don’t think that person really gives us anything in the jury pool.”
The prosecutor claimed that he struck Mr. A. “for the same reason, he had no
life experience and had very similar answers ‘I don’t know’,” noting that, “The
only difference between the two is Mr. A[.] is right out of high school going to
college,” and Ms. Thompson “has worked in the same job 26 years.”
In response, defense counsel stated that “it’s important to note that
Juror No. 4, (*Juror No. 59), Juror No. 5, (*Juror No. 121), Juror No. 7
8
(*Juror No. 111) . . . all gave essentially ‘no’ answers to questions,” and “all
three of them left their questionnaires predominantly blank.” None of those
three jurors were African-American.
The trial court stated, “tentatively, I think the reasons stated for
excusing Ms. Thompson are plausible, non-discriminatory, rational reasons to
excuse her.” The trial court reviewed questionnaires of certain jurors
referred to by defense counsel and found the responses were “qualitatively
different” from Thompson’s responses. The court then overruled the objection
as to Thompson.
4. Prospective Juror Winston
Winston was 22 years old, unemployed, unmarried, and without
children. He had no prior jury experience. He had no feelings about defense
attorneys and prosecutors. He also had no negative feelings about the
criminal justice system or how it treats defendants.
During voir dire, the prosecutor commented that he had noticed
Winston had been “asleep on the bench” outside the courtroom earlier and
asked whether he was okay—“anything I should know?” Winston replied
that he had not “been getting that much sleep as a result of just trying to find
some work.” When asked whether there was anything that would affect his
ability to pay attention during the trial, he answered “No.” The prosecutor
stated, “I just need to be assured that you’re not going to fall asleep on me in
that chair,” to which Winston replied, “No—I’m fine now.”
At the conclusion of Winston’s voir dire, the court interjected, stating,
“you’ve got to stay awake,” to which Winston replied, “Sorry.”
On June 20, 2016, after defense counsel expressed satisfaction with the
jury, the prosecutor exercised a peremptory challenge to excuse prospective
juror Winston.
9
5. Second Batson/Wheeler Motion
Upon the prosecution’s excusal of prospective juror Winston, defense
counsel objected, arguing that Winston was “now the third African-American
juror that [the prosecutor] has asked to excuse as a peremptory challenge.”
The trial court noted that Winston “obviously” was in a “cognizable class,”
and asked the prosecutor for his reasoning behind the excusal.
The prosecutor observed that Winston had fallen asleep during voir
dire. He explained, “I think it’s abundantly clear [to] everybody in the
courtroom that . . . Mr. Winston is not paying attention at all. He fell asleep
the minute after we stopped questioning him. He was asleep throughout the
last juror’s questions and everything. I saw him sleeping out on a bench
outside and I questioned him about it. Your Honor brought up that he
needed to stay awake.” The prosecutor said he “noticed at least four different
jurors looking at [Winston] as he was sleeping” and that Winston was
“distracti[ng] . . . everybody around” by yawning and making noises. He
stated, “The minute after the questions stopped [Winston] put his jacket on
and just curled up on the chair and goes to sleep. I don’t think this is
someone who can be a juror in our case if he can’t stay awake for five
minutes.”
Defense counsel opined that Winston’s behavior was not uncommon,
stating that dozing off was “a thing that jurors do when they are not being
questioned.” Defense counsel claimed that another juror (*Juror No. 111)
was dozing off and looking down sometimes as if she were using an electronic
device or book. She looked disinterested in the proceedings, but the
prosecutor did not excuse her.
The trial court made a personal observation that Winston was the only
person who nodded off or fell asleep during voir dire. The court found
10
Winston’s inability to stay awake was “a big reason that the challenge here is
a plausible non-discriminatory challenge.”
B. Applicable Law
Although a prosecutor may exercise a peremptory challenge to strike a
prospective juror “ ‘for any reason, or no reason at all’ ” (People v. Scott (2015)
61 Cal.4th 363, 387 (Scott)), he or she may not use a peremptory challenge to
“ ‘strike prospective jurors on the basis of group bias—that is, bias against
“members of an identifiable group distinguished on racial, religious, ethnic,
or similar grounds . . . .” ’ ” (People v. Bell (2007) 40 Cal.4th 582, 596,
disapproved on another ground in People v. Sanchez (2016) 63 Cal.4th 665,
686, fn. 13). Doing so violates a defendant’s federal right to equal protection
(Batson, supra, 476 U.S. at pp. 88-89) and his or her state right to a trial by a
jury drawn from a representative cross-section of the community under
article I, section 16 of the California Constitution (Wheeler, supra, 22 Cal.3d
at pp. 276-277). As our Supreme Court explained in Scott, “The
Batson/Wheeler framework is designed to enforce the constitutional
prohibition on exclusion of persons from jury service on account of their
membership in a cognizable group. It is also designed to otherwise preserve
the historical privilege of peremptory challenges free of judicial control, which
‘traditionally have been viewed as one means of assuring the selection of a
qualified and unbiased jury.’ ” (Scott, at p. 387.)
A defendant bears the ultimate burden of showing a constitutional
violation (People v. Lenix (2008) 44 Cal.4th 602, 612-613 (Lenix)), but courts
employ a three-step, burden-shifting mechanism in assessing whether
a Batson/Wheeler violation has occurred. First, the defendant must “make
out a prima facie case by showing that the totality of the relevant facts gives
rise to an inference of discriminatory purpose in the exercise of peremptory
11
challenges.” (Scott, supra, 61 Cal.4th p. 383.) Second, if the trial court finds
the defendant has established this prima facie case, the prosecutor must then
“explain adequately the basis for excusing the juror by offering permissible,
nondiscriminatory justifications.” (Ibid.) “ ‘The justification need not support
a challenge for cause, and even a ‘trivial’ reason, if genuine and neutral will
suffice.” [Citation.] A prospective juror may be excused based upon facial
expressions, gestures, hunches, and even for arbitrary or idiosyncratic
reasons.’ ” (People v. Winbush (2017) 2 Cal.5th 402, 434.) Third, the court
must make a “ ‘sincere and reasoned effort to evaluate the nondiscriminatory
justifications’ ” (People v. Williams (2013) 56 Cal.4th 630, 650) and decide
whether the prosecutor’s proffered reasons are subjectively genuine or
instead are a pretext for discrimination. (See People v. Gutierrez (2017)
2 Cal.5th 1150, 1158 (Gutierrez); People v. Duff (2014) 58 Cal.4th 527, 548.)
C. Excusal of Prospective Juror Rogers
Jones argues that the trial court erred in failing to elicit the
prosecutor’s reasons for striking prospective juror Rogers. It is undisputed
that Jones did not raise a Batson/Wheeler motion when the prosecutor
exercised a peremptory challenge to excuse Rogers. We asked the parties to
provide supplemental briefing on the effect if, any, of Jones’s failure to
initially object to this challenge.
Jones argues the fact defense counsel did not tender a Batson/Wheeler
motion contemporaneously with the prosecutor’s strike of Rogers is an
insufficient basis to apply the forfeiture doctrine in his case. He further
maintains that in his first Batson/Wheeler motion he specifically identified
both Rogers and Thompson as part of an emerging pattern of discriminatory
strikes.
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The People contend Jones forfeited his Batson/Wheeler argument as to
prospective juror Rogers by failing to object to the trial court’s
characterization of his motion, and by failing to request that the prosecutor
explain his challenge to Rogers.
At the outset, we conclude the trial court erred to the extent it deemed
Jones’s Batson/Wheeler motion as to prospective juror Rogers was untimely
because he failed to object to her excusal. “A Batson/Wheeler motion is
timely if it is made before jury impanelment is completed, which does not
occur ‘ “until the alternates are selected and sworn.” ’ (People v.
McDermott (2002) 28 Cal.4th 946, 970.)” (Scott, supra, 61 Cal.4th at p. 383.)
As our Supreme Court has explained in McDermott, “discriminatory motive
may become sufficiently apparent to establish a prima facie case only during
the selection of alternate jurors, and a motion promptly made before the
alternates are sworn, and before any remaining unselected prospective jurors
are dismissed, is timely not only as to the prospective jurors challenged
during the selection of the alternate jurors but also as to those dismissed
during selection of the 12 jurors already sworn.” (McDermott, at p. 969.)
Because Jones objected before the alternate jurors were selected and sworn,
his Batson/Wheeler motion was timely. We now turn to whether the trial
court was required to review the prosecutor’s reasons for excusing prospective
juror Rogers.
People v. Avila (2006) 38 Cal.4th 491 (Avila) guides our decision. In
that case, our Supreme Court addressed the scope of the trial court’s
mandatory review on successive Batson/Wheeler motions. The defendant
objected to the excusal of the first African-American prospective juror, but
the trial court found the defendant failed to establish a prima facie case of
group bias. (Avila, at pp. 541-542.) When the defendant objected to the
13
excusal of a second African-American prospective juror, the trial court found
the two excusals constituted a prima facie showing under Batson/Wheeler,
and it elicited the prosecutor’s explanation for excusing the second African-
American prospective juror, but not the first. (Avila, at p. 542.) On appeal,
the defendant argued the trial court erred in failing to require the prosecutor
to state his reasons for excusing the first African-American prospective juror
after it found a prima facie case based on excusal of the second prospective
African-American juror. (Id. at p. 548.) Our high court rejected this
contention, explaining the trial court had “no sua sponte duty to revisit
earlier Batson/Wheeler challenges that it had previously denied,” although it
had discretion to do so upon request when a subsequent challenge “casts the
prosecutor’s earlier challenges of the jurors of that same protected class in a
new light, such that it gives rise to a prima facie showing of group bias as to
those earlier jurors.” (Id. at p. 552.)
The Avila court concluded, “[I]f a trial court finds a prima facie showing
of group bias at a later point in voir dire, the court need only ask the
prosecutor to explain ‘each suspect excusal.’ [Citation.] Each suspect excusal
includes the excusals to which the [moving party] is objecting and which the
court has not yet reviewed.” (Avila, supra, 38 Cal.4th at p. 551, italics
added.)
Relying on Avila, the court in Unzueta v. Akopyan (2019)
42 Cal.App.5th 199 (Unzueta), similarly held that once a trial court
determines that a prima facie case of discrimination under Batson/Wheeler
has been established by a party’s use of peremptory challenges, the trial court
must elicit justifications for the suspect excusals. (Unzueta, at pp. 216-217.)
In Unzueta, the trial court, sua sponte, interjected a Batson/Wheeler motion,
after defense counsel exercised peremptory challenges to six Hispanic
14
prospective jurors out of the attorney’s seven total challenges. (Unzueta, at
p. 209.) The trial court found a prima facie showing of racial bias as to all six
prospective jurors, but denied the Batson/Wheeler motion without requiring
counsel to provide race-neutral justifications for each of the challenges.
(Unzueta, at pp. 209-210.) The Unzueta court concluded the trial court erred
because “[o]nce the trial court found a prima facie showing of group bias, the
court was required to elicit from [defense counsel] justifications for each of
the six challenges forming the basis for the prima facie showing.” (Id. at
p. 217, italics added.)
Here, unlike in Avila and Jones, the trial court found there was no
prima facie showing of discrimination, and Jones does not contend otherwise.
Thus, in the absence of an inference of discriminatory purpose, the trial court
was not required to elicit the prosecutor’s reasons for excusing prospective
juror Rogers. If Jones believed that the prosecutor’s reasons for challenging
prospective juror Rogers were relevant to establish an inference of
discriminatory purpose in excusing prospective juror Thompson, he should
have pressed the trial court for a statement of reasons from the prosecutor.
His failure to do so forfeited his challenge on appeal. (People v. Lewis (2008)
43 Cal.4th 415, 481-482, overruled on another ground in People v. Black
(2014) 58 Cal.4th 912, 919 [counsel must secure ruling from trial court to
pursue claim on appeal].)
In sum, Jones forfeited his claim that the trial court erred in failing to
elicit and consider the prosecutor’s reasons for excusing prospective juror
Rogers.
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D. Excusal of Prospective Jurors Thompson and Winston
1. Standard of Review
A preliminary question is whether Jones’s Batson/Wheeler challenge
here should be reviewed at the first or third stage. Jones concedes that the
trial court found a prima facie case had not been established, but he skips the
first-stage inquiry (whether the totality of the relevant facts gives rise to an
inference of discriminatory purpose) and instead launches into a third-step
analysis (whether the court made a sincere and reasoned effort to evaluate
the subjective genuineness of the prosecutor’s nondiscriminatory
justifications). (Gutierrez, supra, 2 Cal.5th at p. 1158.) The People press that
we should conduct a first-stage review.2 Without conceding that Jones
established a prima facie case, the People alternately engage in a third-step
analysis.
In Scott, our Supreme Court acknowledged that the law in
distinguishing between a first- and a third-stage review “has not always
been entirely consistent.” (Scott, supra, 61 Cal.4th at p. 386.) In Scott, the
court “sought to rectify the inconsistency by clarifying that ‘where (1) the trial
court has determined that no prima facie case of discrimination exists, (2) the
trial court allows or invites the prosecutor to state his or her reasons for
excusing the juror for the record, (3) the prosecutor provides
nondiscriminatory reasons, and (4) the trial court determines that the
prosecutor’s nondiscriminatory reasons are genuine, an appellate court
should begin its analysis of the trial court’s denial of
the Batson/Wheeler motion with a review of the first-stage ruling.’
2 The People argue that Jones’s failure to address the trial court’s first-
stage ruling forfeits his claim on appeal. We do address this claim because,
as we explain, Jones’s claims fail on the merits whether reviewed at the first
or third step.
16
(Id. at p. 391.) Accordingly, if the trial court makes a first-stage ruling before
the prosecutor states his or her reasons for excusing the prospective jurors,
an appellate court reviews that first-stage ruling. In contrast, when the trial
court listens to the prosecutor’s reasons before purporting to rule on the first
stage inquiry, ‘we infer an “implied prima facie finding” of discrimination and
proceed directly to review of the ultimate question of purposeful
discrimination.’ (Id. at p. 387.)” (People v. Krebs (2019) 8 Cal.5th 265, 290,
italics added (Krebs).)
As to Thompson, the court said it seemed “there was not a prima facie
case,” but explained that it was “important for the reason for the excusal to
be on the record.” Then, after hearing those reasons, the court found there
were “plausible, non-discriminatory” reasons for excluding Thompson. This
is a first-stage ruling. (Scott, supra, 61 Cal.4th at p. 391.) Nevertheless, as
we explain below, whether this motion is reviewed at the first or third stage,
we find the trial court did not err.
As to Winston, the court found he was in a “cognizable class” and asked
the prosecutor to “[o]nce again” state his reasoning behind the excusal. If the
court’s first statement—“I do think . . . Mr. [Winston] is in a cognizable
class”—constitutes a ruling that a prima facie case had been established,
then we should review that first stage ruling. If on the other hand, the trial
court did not make a ruling until after it heard the prosecutor’s reason—
when it stated “the challenge here is a plausible non-discriminatory
challenge”—then we should treat the prima face case as moot and “ ‘instead
skip to Batson’s third stage.’ ” (Krebs, supra, 8 Cal.5th at p. 290.) The record
is susceptible of both readings, but as we discuss, the ambiguity proves
immaterial in this case.
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2. First Stage Analysis
A prima facie case of racial discrimination in the use of peremptory
challenges exists where the totality of the relevant facts gives rise to an
inference of discrimination. (Scott, supra, 61 Cal.4th at p. 384.) The
existence of a prima facie case depends on consideration of the entire record
of voir dire at the time the motion was made. (Ibid.) Relevant evidence may
include evidence that a party struck all, most, or a disproportionate number
of potential jurors from the identified group, that a party halfheartedly
engaged with the jurors during voir dire, or that the defendant was a member
of the identified group whereas the victim was a member of the group to
which the majority of remaining jurors belonged. (Ibid.) “A court may also
consider nondiscriminatory reasons for a peremptory challenge that are
apparent from and ‘clearly established’ in the record [citations] and that
necessarily dispel any inference of bias.” (Ibid.) “[W]e independently review
the record and determine whether it ‘supports an inference that the
prosecutor excused a juror on the basis of race.’ ” (People v. Edwards (2013)
57 Cal.4th 658, 698.)
Jones points out that the prosecutor struck three of the five prospective
African-American jurors, and that he, Jones, is African-American. Although
those facts may be probative on the issue of discriminatory intent (People v.
Bonilla (2007) 41 Cal.4th 313, 342), the high court has directed us to
consider the totality of the relevant facts in determining whether an inference
of discrimination exists (Johnson v. California (2005) 545 U.S. 162, 168).
Viewed as a whole, the record reveals nondiscriminatory reasons for excusing
Thompson and Winston that dispel any inference of bias.
The prosecutor did not cursorily question Thompson and Winston. The
prosecutor asked Thompson about her responses (or lack thereof) in her
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questionnaire, and he questioned her about her feelings about the criminal
justice system. Thompson repeatedly expressed no opinion. The prosecutor
asked Thompson questions about her career, her interaction with people at
work, her familiarity with the neighborhood where the crimes occurred, her
experience with firearms, her opinion on marijuana use, and more. The
prosecutor also questioned Winston about many topics including his jobs in
retail, his job-seeking efforts, his college studies, his experience with guns,
his ability to stay awake in court, his opinion about marijuana, and his
ability to apply the one-witness rule.
Although Jones notes the prosecutor was able to clarify that some of
Thompson’s answers were the product of her lack of prior jury service,
Thompson’s apparent lack of opinions suggested she might not be as suited
for jury service as other prospective jurors irrespective of race. No inference
of purposeful discrimination arose from this strike. (See People v. Reynoso
(2003) 31 Cal.4th 903, 925-926 (Reynoso) [prosecutor’s belief that juror “was
not sufficiently involved in the jury selection process” was legitimate race-
neutral reason; see also People v. Hensley (2014) 59 Cal.4th 788, 803 [“Rigid
jurors who appear emotionally detached and terse may be divisive during
deliberations. They may not perform [as] well as open-minded jurors willing
and able to articulate their views and persuade others”]; United States v.
Changco (9th Cir. 1993) 1 F.3d 837, 840 [“the prosecutor may strike potential
jurors for their passivity, inattentiveness or inability to relate to other
jurors”].)
The nondiscriminatory reason to excuse Winston was “apparent from
and ‘clearly established’ in the record” (Scott, supra, 61 Cal.4th at p. 384)—he
fell asleep during voir dire. This is a valid, race- neutral reason to exclude
jurors. (See United States v. Mallett (8th Cir. 2014) 751 F.3d 907, 915
19
[sleeping juror was a race-neutral justification for a peremptory
strike]; United States v. Maseratti (5th Cir. 1993) 1 F.3d 330, 335-336
[prosecutor gave a clearly race-neutral reason for striking an African-
American juror who “ ‘appeared to be sleeping during part of the voir dire’ ”].)
Considering the totality of the circumstances, the record clearly
establishes multiple nondiscriminatory reasons for excusing Thompson and
Winston.
3. Third Stage Analysis
Even were we to assume that Jones’s challenge has arrived at the third
stage, still we would find against him.
At the third stage of the Batson/Wheeler inquiry, “ ‘the issue comes
down to whether the trial court finds the prosecutor’s race-neutral
explanations to be credible.’ ” (Lenix, supra, 44 Cal.4th at p. 613.)
“Credibility may be gauged by examining factors including but not limited to
‘ “the prosecutor’s demeanor; by how reasonable, or how improbable, the
explanations are; and by whether the proffered rationale has some basis in
accepted trial strategy.” ’ ” (Gutierrez, supra, 2 Cal.5th at p. 1168.) We thus
focus our inquiry “ ‘on the subjective genuineness of the race-neutral reasons
given for the peremptory challenge, not on the objective reasonableness of
those reasons.’ ” (People v. Chism (2014) 58 Cal.4th 1266, 1317.) “All that
matters is that the prosecutor’s reason for exercising the peremptory
challenge is sincere and legitimate, legitimate in the sense of being
nondiscriminatory. ‘[A] “legitimate reason” is not a reason that makes sense,
but a reason that does not deny equal protection. [Citations.]’ [Citation.]”
(Reynoso, supra, 31 Cal.4th at p. 924.) Review of a trial court’s denial of a
Batson/Wheeler motion “is deferential, examining only whether substantial
evidence supports its conclusions. . . . ‘So long as the trial court makes a
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sincere and reasoned effort to evaluate the nondiscriminatory justifications
offered, its conclusions are entitled to deference on appeal.’ ” (Lenix, at
pp. 613-614.)
In Jones’s view, the trial court did not make a “sincere and reasoned
inquiry” to evaluate the prosecutor’s reasons. In particular, Jones faults the
court for only ruling that the prosecutor’s reasons were “plausible, non-
discriminatory” reasons without evaluating the “subjective genuineness” of
the prosecutor’s reasons. We disagree.
As to Thompson, the prosecutor explained that he excused her because
she expressed “zero opinions on anything on her questionnaire.” The
prosecutor said he “did not like the way she was answering the questions.”
The prosecutor added that “when every single question is answered, ‘I don’t
know,’ I don’t think that person really gives us anything in the jury pool. I
don’t think they invest anything in the jury process.” The prosecutor noted
that he had also removed Mr. A. who had very similar “ ‘ I don’t know’ ”
answers. He further explained that the only difference between Mr. A. and
Thompson was that Mr. A. was “right out of high school” and had “no life
experience.” The prosecutor said he thought it was “very problematic” that
Thompson had worked in the same job for 26 years, yet “doesn’t have any
opinions on anything in this case.”
In assessing the genuineness of these clearly subjective reasons, the
court commented that given Thompson “reviews documents for a living . . .
she clearly knows how to read and understand things that are being said to
her in documentary form and her questionnaire was noteworthy insofar as
very simple, plain questions in the English language were questions as to
which an ‘I don’t know’ answer did not make any sense.”
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The prosecutor’s explanations are credible. Nothing “ ‘disallows
reliance on the prospective jurors’ body language or manner of answering
questions as a basis for rebutting a prima facie case’ of exclusion for group
bias. [Citation.] . . . ‘Nowhere does Wheeler or Batson say that trivial reasons
are invalid. What is required are reasonably specific and neutral
explanations that are related to the particular case being tried.’ [Citation.]”
(Reynoso, supra, 31 Cal.4th at p. 917.)
As to Winston, the prosecutor said he excused him because he was “not
paying attention at all” and “fell asleep the minute after we stopped
questioning him.” The trial court made the personal observation that
Winston was the only person who nodded off or fell asleep during voir dire.
The court further commented that Winston’s behavior “signals . . . that
maybe even now when he’s in the jury box cares not so much about the
process here as you would want a juror to care.” The court added that
Winston’s falling asleep was “of some significance” because at 22 years old
“he’s a very young person and the fact that he is unable to or unwilling to
stay awake in a situation where he’s been called upon to answer questions
and be alert is telling . . . .”
The prosecutor’s explanations for excusing Winston clearly are credible.
With the burden on the prosecution of proving guilt beyond a reasonable
doubt, the concern about jurors being disinterested and not paying attention
during trial is obvious. (See Stubbs v. Gomez (9th Cir. 1999) 189 F.3d 1099,
1105 [passivity and inattentiveness are “ ‘valid, race-neutral explanations for
excluding jurors’ ”]; U.S. v. Power (9th Cir. 1989) 881 F.2d 733, 740
[demeanor during voir dire that “made the prosecutor believe [juror] would
not be an attentive juror” is adequate race-neutral explanation].)
Finally, we note that two African-American jurors sat on the jury. Of
22
course, the presence of African-American jurors on the jury is “not conclusive”
to our inquiry, because the “[e]xclusion of even one prospective juror for
reasons impermissible under Batson and Wheeler constitutes structural
error” regardless of how many other venire members were not so erroneously
excluded. (Gutierrez, supra, 2 Cal.5th at p. 1158.) Nonetheless, a
prosecutor’s acceptance of a jury with members of a group that the prosecutor
allegedly discriminated against “strongly suggests that [bias] was not a
motive in his challenge” and, as such, is “an appropriate factor . . . to
consider” in the Batson/Wheeler analysis. (Krebs, supra, 8 Cal.4th at p. 292.)
The fact that the prosecution accepted a panel with two African-American
jurors on it when it could have excused them is another piece of evidence
suggesting that the prosecutor did not harbor group bias against African-
Americans.
On balance, after examining the entire record we find the trial court
made a sincere and reasoned effort to evaluate the subjective genuineness of
the prosecutor’s justifications in this matter, and we conclude substantial
evidence supports the court’s ruling denying defendant’s Batson/Wheeler
motion.
Accordingly, we give its decision the deference to which it is entitled
and conclude the trial court did not err in denying Jones’s Batson/Wheeler
motions. (Lenix, supra, 44 Cal.4th at pp. 613-614.)
II.
Right to Confrontation and Presentation of Defense Evidence
Jones contends the trial court violated his Sixth Amendment right to
confrontation and his due process right to present a defense when it
precluded him from cross-examining Williams about prior false statements
she had made in the course of an unrelated criminal case in 2003.
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A. Background
Prior to trial, the prosecution moved to exclude evidence of an
unrelated case from 2003 involving Benitez and then 16-year-old Williams on
Evidence Code section 352 grounds. In that case, Benitez had been charged
with possession after a search of the home he shared with Williams revealed
methamphetamine. During the search, Williams said she had additional
drugs in her pocket and claimed they were hers. At the subsequent grand
jury proceedings, Williams admitted to lying about owning the drugs in order
to shield Benitez from criminal liability.
At an in limine hearing, defense counsel argued that the evidence was
relevant character evidence to show the lengths to which Williams would go
to protect Benitez and further his interests. Defense counsel posited
Williams had been attacked by someone other than Jones and that Williams
fabricated the charges against Jones at Benitez’s behest. The prosecutor
countered Williams had led a crime-free life for 13 years since 2003 and that
the challenged evidence was cumulative since defense counsel would have
“plenty of ammunition to get back to [Williams] for . . . moral turpitude” by
Williams admitting her close and long-term relationship with someone in the
illegal drug business. The prosecutor also challenged Jones’s third-party
culpability defense, stating it was not supported by the evidence.
The trial court thoroughly reviewed the challenged evidence and
excluded it under Evidence Code section 352, finding that the evidence would
necessitate an undue consumption of time and the “distinct possibility” of
confusing the issues. The court also found there was no evidence to support
Jones’s “wildly irrational” position that Williams had fabricated the charges
against Jones and that any connection between the 2003 case and the instant
case was too tenuous.
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B. Analysis
Preliminarily, the People claim that Jones failed to preserve his federal
constitutional claims by objecting only on Evidence Code section 352 grounds.
We need not reach this issue because, as we explain, Jones’s claims fail on
the merits.
Under both the California and federal constitutions, a defendant’s right
to confront the witnesses against him encompasses a right to impeach those
witnesses. (U.S. Const., 6th & 14th Amends.; Cal. Const., art. I, § 15;
Delaware v. Van Arsdall (1986) 475 U.S. 673, 684 (Van Arsdall); Davis v.
Alaska (1974) 415 U.S. 308, 316; People v. Quartermain (1997) 16 Cal.4th
600, 624.) But not every restriction on a defendant’s desired method of cross-
examination is a constitutional violation. (People v. Chatman (2006)
38 Cal.4th 344, 372.) The trial court “retains wide latitude in restricting
cross-examination that is repetitive, prejudicial, confusing of the issues, or of
marginal relevance. [Citations.]” (People v. Frye (1998) 18 Cal.4th 894, 946
(Frye), disapproved on other grounds by People v. Doolin (2009) 45 Cal.4th
390.) And, absent a showing by defendant that the prohibited cross-
examination would have produced “a significantly different impression of [the
witness’s] credibility” (Van Arsdall, at p. 680), there is no confrontation
clause violation (Frye, at p. 946). Thus, “the exclusion of impeachment
evidence on collateral matters, which have only a slight probative value on a
witness’s veracity, does not infringe on the right to confrontation.” (People v.
Ghebretensae (2013) 222 Cal.App.4th 741, 751, overruled in part on other
grounds in People v. Bryant (2021) 11 Cal.5th 976.)
According to Jones, Williams’s testimony was the “sole incriminating
evidence” against him and the excluded evidence was crucial to show the
likelihood that she falsely identified him at the behest of Benitez. Jones
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speculates that Benitez “may well have viewed [Jones] as a competitor in the
local drug trade,” and he used Williams to do his bidding by falsely
identifying Jones as the perpetrator.
The fact that Williams had lied in a prior criminal investigation was
probative of her credibility in general. The defense, however, was able to
challenge Williams’s credibility on cross-examination without getting into the
2003 incident. On cross-examination, Williams acknowledged that Benitez
supported the family and that he did “pretty well with his marijuana
business.” She further admitted that Benitez grew and packaged marijuana
at their home. The defense also presented testimony from Williams’s son
that contradicted her version of the events. Finding the questioning about
Williams’s involvement in an unrelated criminal case from 13 years ago
would likely involve a considerable amount of time and confuse the jury by
getting into collateral matters, the trial court precluded this line of
questioning.
We find no error. The proffered line of cross-examination was not
relevant to any disputed fact or consequence regarding Jones’s guilt with
respect to the charged crimes. (Evid. Code, § 210.) That Williams had once
lied in an unrelated case to protect her boyfriend added little to discredit her
eyewitness account that Jones was the man who had attacked her.
Because Jones cannot show that the introduction of the excluded line of
cross-examination would have produced a significantly different impression
of Williams’s credibility (Van Arsdall, supra, 475 U.S. at p. 680), we conclude
the trial court’s ruling did not violate Jones’s rights under the Sixth
Amendment.
Moreover, the ordinary rules of evidence, including the application of
Evidence Code section 352, do not infringe on the accused’s due process right
26
to present a defense. (Frye, supra, 18 Cal.4th at p. 948.) We will not disturb
a trial court’s exercise of discretion under Evidence Code section 352 unless it
is shown the trial court exercised its discretion “ ‘in an arbitrary, capricious
or patently absurd manner.’ ” (People v. Sanders (1995) 11 Cal.4th 475, 512.)
Here, the trial court could reasonably find the defense’s attempt at
discrediting Williams was highly attenuated and posed a risk of diverting the
jury’s attention to extraneous matters. (Evid. Code, § 352.) Any suggestion
that Williams and her boyfriend colluded to frame Jones is purely speculative
and unsupported by the evidence. As the trial court noted, the defense theory
that Williams lied in order to remove Jones as a competitor in the local
marijuana scene was “wildly irrational.”
We conclude the trial court acted within its discretion in prohibiting
defense counsel from delving into unrelated criminal proceedings that
occurred in 2003.
DISPOSITION
The judgment is affirmed.
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STEWART, J.
We concur.
KLINE, P.J.
RICHMAN, J.
People v. Jones (A152863)
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