P. v. Vanhemert CA2/6 ( 2013 )

Filed 6/20/13 P. v. Vanhemert CA2/6
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION SIX
THE PEOPLE, 2d Crim. No. B240063
(Super. Ct. No. 2010013619)
Plaintiff and Respondent, (Ventura County)
v.
ADRIANUS H.J. VANHEMERT,
Defendant and Appellant.
Appellant Adrianus Vanhemert has a history of traffic encounters with
several peace officers in the city of Ojai, including Deputy Michael Harris. On this
occasion, Deputy Harris stopped appellant for unlawfully honking his horn (Veh. Code,1
§ 27001). After appellant indicated he did not have a valid license or registration, Deputy
Harris asked him to step out of his vehicle. Having seen the deputy approach with his
hand on his pistol, and having been informed he could be taken to jail, appellant sped
away and drove to the police station. In the process, he ran stop signs, drove on the
wrong side of the road, and caused other drivers to brake to avoid a collision.
1 All further undesignated statutory references are to the Vehicle Code.
A jury subsequently convicted appellant of evading a peace officer while
driving recklessly (§ 2800.2, subd. (a)). The trial court suspended imposition of sentence
and placed him on three years' probation with terms and conditions including that he
serve 180 days in county jail. Appellant contends, inter alia, that he was entitled to have
the jury instructed on the defense of necessity pursuant to CALCRIM No. 3403. He
claims the circumstances of his encounter with Deputy Harris, coupled with his prior
history with the deputy, led him to believe he was about to be physically harmed. We
conclude there was no substantial evidence to support the instruction. We also reject
appellant's claims that the court erred in excluding the preliminary hearing testimony of a
purportedly unavailable witness, and in excluding as inadmissible hearsay certain
extrajudicial statements appellant made prior to his arrest. Accordingly, we affirm.
STATEMENT OF FACTS
On the afternoon of April 15, 2010, Deputy Michael Harris of the Ventura
County Sheriff's Department was on uniformed patrol in the city of Ojai when he
witnessed appellant unlawfully sound his vehicle horn in violation of section 27001.
Deputy Harris also noticed that appellant's windows may have been tinted in violation of
section 26708. After running a registration check on appellant's vehicle, Deputy Harris
decided to make a traffic stop.
Deputy Harris drove up behind appellant and activated his overhead lights.
Appellant continued driving for about two or three minutes before he pulled over.
Deputy Harris got out of his patrol car, started the tape recorder on his gun belt, and
placed his hand on his holstered firearm as he approached appellant's vehicle. The
deputy recognized appellant, whom he knew as "Dutch," from prior traffic stops resulting
in tickets that appellant had contested. The deputy also noticed that someone was sitting
in the front passenger seat.
Appellant's driver side window was rolled down a few inches. Deputy
Harris told appellant to roll the window down and produce his license and registration.
Appellant handed the deputy registration and insurance cards that were expired and did
not produce a license. When the deputy told appellant he was possibly going to jail for
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driving without a license, appellant referred to the deputy as "retarded" and called him
several other derogatory names.
Deputy Harris asked appellant to step out of his vehicle. Based on prior
contacts, the deputy wanted to separate appellant from his passenger so he could have a
reasonable conversation with him. Instead of complying, appellant drove off.
Deputy Harris followed appellant with his siren and overhead lights
activated. The pursuit was joined by Deputy Jacob Valenzuela, who had arrived in a
separate patrol car shortly before appellant drove off. The deputies pursued appellant as
he sped through a residential area. Appellant ran several stop signs and other vehicles
had to brake to avoid colliding with him. At one point, appellant drove at least 40 miles
per hour on the wrong side of a residential street.
Appellant finally stopped at the intersection of Ventura and Santa Ana
Streets, just north of the Ojai Police Station. Deputy Harris got out of his patrol car and
pointed his gun at appellant's vehicle. When appellant got out of his vehicle, Deputy
Harris repeatedly told him to get on the ground and reveal his hands. Appellant did not
comply and kept his hands to his sides with his fists clenched. He initially walked in the
direction of the deputies, then appeared to walk toward the police station. Deputy Harris
reholstered his gun after he could see appellant did not have a weapon.
As appellant began walking toward the police station's office lobby, Deputy
Valenzuela pointed his taser at him and ordered him to get on the ground. When
appellant continued walking, the deputy used the taser on him and he fell to the ground.
Deputy Harris arrested appellant and placed handcuffs on him.
Appellant testified in his own behalf. He was born in Holland and came to
the United States in 1986, when he was 32 years old. He moved to Ojai six weeks after
arriving in the United States. At some point, he became a part-time chauffer and began
acting as a "designated driver" for people who had "too many drinks." The police
initially approved, but their attitude changed after appellant began driving an old school
bus that allowed him to give rides to a couple hundred people every weekend. Since
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February of 2008, appellant had been pulled over by the police over 30 to 40 times and
had received about 40 tickets.
Appellant believed he was being harassed by the police, and by Deputy
Harris in particular. Appellant had challenged some of the deputy's tickets in court. On
one such occasion, the two exchanged words and Deputy Harris "stormed" out because
he was unhappy with the result. Other encounters appellant had with the deputy were
friendly, however.
On the day of the incident, appellant was giving someone a ride to the train
station when he honked his horn at a friend who was walking her dog. Appellant
continued driving until he noticed he was being pulled over. When Deputy Harris
approached, appellant rolled his window up a few inches because the deputy "had his
hand on his gun and . . . opened up his clip." Appellant was afraid that "because of what
happened in the courtroom, that something was going to happen, you know, he snapped
or something like that."
Deputy Harris told appellant to roll his window down, but appellant refused
and exchanged "a couple of choice words" with him. Appellant asked why he was being
pulled over, and the deputy said something about honking his horn in a residential area.
Appellant told the deputy, "You know, you're not that cute." Deputy Harris asked
appellant for his license, proof of insurance, and registration. Appellant did not know
where the papers were because the car was registered to his stepson. When he went to
retrieve his license from his pocket, he realized he did not have it with him.
Deputy Harris told appellant that driving without his license was a good
reason to arrest him and take him to jail. Appellant then complied with the deputy's order
to get out of his vehicle. The deputy's statement that he was going to take appellant to
jail, coupled with the fact that he had his hand on his gun throughout most of the
exchange, caused appellant to fear for his safety. According to appellant, "I decided to
get back in my car and get protection from more people. If he was going to arrest me, I
don't know if I ever was going to show up at the police station. I might have showed up
at the east end somewhere." Appellant got into his car without the deputy's permission
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and said, "Let's go." He intended to drive to the police station and file a complaint
against Deputy Harris.
DISCUSSION
I.
Refusal to Instruct on Necessity Defense (CALCRIM No. 3403)
"By definition, the necessity defense is founded upon public policy and
provides a justification distinct from the elements required to prove the crime.
[Citation.]" (People v. Heath (1989) 207 Cal.App.3d 892, 900-901.) "The situation
presented to the defendant must be of an emergency nature, threatening physical harm,
and lacking an alternative, legal course of action. The defense involves a determination
that the harm or evil sought to be avoided by such conduct is greater than that sought to
be prevented by the law defining the offense charged." (Id. at p. 901, citations omitted.)
Appellant contends he was presented with such an emergency situation when he evaded
Deputy Harris, and that the court thus erred in refusing his request to instruct the jury as
set forth in CALCRIM No. 3403.2 We disagree. Fleeing from a peace officer and
endangering the lives and property of others through reckless driving, purportedly to
avoid an objectively unreasonable fear of some unspecified physical harm, does not
entitle one to claim the defense of necessity. On the facts of this case the claim lacks any
substantial evidence to support it and is, at best, specious.
2 CALCRIM No. 3403 states: "The defendant is not guilty of [any crime] if
(he/she) acted because of legal necessity. [¶] In order to establish this defense, the
defendant must prove that: [¶] 1 (He/She) acted in an emergency to prevent a significant
bodily harm or evil to (himself/herself/ [or] someone else); [¶] 2 (He/She) had no
adequate legal alternative; [¶] 3 The defendant's acts did not create a greater danger than
the one avoided; [¶] 4 When the defendant acted, (he/she) actually believed that the act
was necessary to prevent the threatened harm or evil; [¶] 5 A reasonable person would
also have believed that the act was necessary under the circumstances; [¶] AND [¶] 6
The defendant did not substantially contribute to the emergency. [¶] The defendant has
the burden of proving this defense by a preponderance of the evidence. This is a different
standard of proof than proof beyond a reasonable doubt. To meet the burden of proof by
a preponderance of the evidence, the defendant must prove that it is more likely than not
that each of the six listed items is true."
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The trial court must instruct on the general principles of law openly and
closely connected with the case and necessary for the jury's understanding of the case,
including any defenses on which the defendant relies or which are supported by
substantial evidence and not inconsistent with the defendant's theory of the case. (People
v. Boyer (2006) 38 Cal.4th 412, 468–469.) The court need not, however, instruct on
theories that lack substantial evidentiary support. (People v. Miceli (2002) 104
Cal.App.4th 256, 267.)
"Except as to crimes that include lack of necessity (or good cause) as an
element, necessity is an affirmative defense recognized based on public policy
considerations. [Citations.] To justify an instruction on the defense of necessity, a
defendant must present evidence sufficient to establish that she violated the law (1) to
prevent a significant and imminent evil, (2) with no reasonable legal alternative, (3)
without creating a greater danger than the one avoided, (4) with a good faith belief that
the criminal act was necessary to prevent the greater harm, (5) with such belief being
objectively reasonable, and (6) under circumstances in which she did not substantially
contribute to the emergency." (People v. Kearns (1997) 55 Cal.App.4th 1128, 1134-1135
(Kearns).) "Necessity does not negate any element of the crime, but represents a public
policy decision not to punish such an individual despite proof of the crime." (People v.
Heath, supra, 207 Cal.App.3d at p. 901.) Because the necessity defense does not negate
an element of the crime for which the defense was offered, appellant bore the burden of
proving the defense by a preponderance of the evidence. (Ibid.; In re Eichorn (1998) 69
Cal.App.4th 382, 389; Kearns, at p. 1135.)3
In urging the court to give CALCRIM No. 3403, appellant offered that "the
necessity would come from his fear of being taken to jail or worse" and added, "he
wound up getting tased approaching a police station with his hands in the air. And just
3 For the first time in his reply brief, appellant claims he was only required to raise
a reasonable doubt whether the defense of necessity applied. We are satisfied that
appellant had to establish the defense by a preponderance of the evidence. (Heath, supra,
207 Cal.App.3d at pp. 900-901; CALCRIM No. 3403.) Even if the lesser burden of proof
applied, appellant's evidence was insufficient to warrant an instruction.
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the fact that the two had collided in the past in court. . . . And the tinted windows he was
never charged with. His windows were legal." When the court asked what "emergency"
prompted appellant to act, counsel replied, "The emergency was that he was going to be
taken to jail or something else and just for saying I don't have my license." The court
correctly found this offer of proof inadequate to support an instruction on the necessity
defense. Appellant did not point to any "emergency" that would justify his actions. The
fact that appellant had "collided in the past in court" with Deputy Harris did not give rise
to an objectively reasonable belief that the deputy was going to subject him to significant
bodily harm or similar evil. Even if appellant had reasonably harbored such a belief, he
could have asked Deputy Valenzuela to intervene on his behalf. Instead, appellant
endangered the safety of others by speeding and running stop signs. Several drivers had
to swerve to avoid colliding with him. In this regard, appellant plainly created a danger
greater than the one he purportedly sought to avoid. His request to instruct the jury with
CALCRIM No. 3403 was thus properly refused.
II.
Former Testimony of Unavailable Witness (Evid. Code, § 1291)
Appellant asserts the court erred in excluding the preliminary hearing
testimony of James Cooke Hartnett, who was a passenger in appellant's vehicle during
the incident. He claims that Hartnett's prior testimony was admissible under Evidence
Code section 1291 because he made the requisite showing that Hartnett was unavailable
to testify at trial. We disagree.
Evidence Code section 1291, subdivision (a) provides in pertinent part that
"[e]vidence of former testimony is not made inadmissible by the hearsay rule if the
declarant is unavailable as a witness . . . ." Subdivision (a)(5) of Evidence Code section
240 provides that a declarant is unavailable as a witness if he or she is "[a]bsent from the
hearing and the proponent of his or her statement has exercised reasonable diligence but
has been unable to procure his or her attendance by the court's process."
Generally, "'[w]hat constitutes due diligence to secure the presence of a
witness depends upon the facts of the individual case. [Citation.] The term is incapable
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of a mechanical definition. It has been said that the word "diligence" connotes
persevering application, untiring efforts in good earnest, efforts of a substantial character.
[Citation.] The totality of efforts of the proponent to achieve [the] presence of the
witness must be considered by the court. Prior decisions have taken into consideration
not only the character of the proponent's affirmative efforts but such matters as whether
he reasonably believed prior to trial that the witness would appear willingly and therefore
did not subpoena him when he was available [citation], whether the search was timely
begun, and whether the witness would have been produced if reasonable diligence had
been exercised [citation].' [Citation.]" (People v. Sanders (1995) 11 Cal.4th 475, 523.)
The trial court's ruling on due diligence presents a mixed question of fact
and law subject to our independent review. (People v. Cromer (2001) 24 Cal.4th 889,
892-893.) To the extent the court resolved evidentiary conflicts regarding historical facts,
we review the findings for the existence of substantial evidence. (Id. at pp. 894, 900–
902.)
As an offer of proof for Hartnett's unavailability, defense counsel
represented that she and appellant had repeatedly called Hartnett's mother in an effort to
discover his whereabouts. The mother told appellant that Hartnett was in either Portland
or Canada. When counsel tried to subpoena Hartnett's mother for the purpose of locating
Hartnett, it was discovered she had moved and her whereabouts were unknown. Counsel
also claimed she had subpoenaed Hartnett for a prior trial date over a year earlier, but she
did not have a proof of service. According to counsel, Hartnett disappeared after
receiving a letter from the Orange County District Attorney stating that he would be
arrested if he appeared as a witness. Counsel never saw such a letter, but "begged"
Hartnett's mother to have him call counsel so that she could help him with the Orange
County matter. When the court asked whether she had sought a warrant after Hartnett
failed to appear under the subpoena, counsel responded that she had not done so
"[b]ecause I was told he was gone and out of the jurisdictional reach and so I just asked
that we be allowed to use his preliminary." Counsel also offered that she "made efforts
through Google" to locate Hartnett.
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We agree with the court's finding that appellant failed to establish he
exercised reasonable diligence in seeking to secure Hartnett's attendance at trial.
Although counsel claimed she subpoenaed Hartnett for a prior trial date, she did not
provide the court with the subpoena or a proof of service. Moreover, counsel did not ask
the court to issue a warrant after Hartnett failed to appear in response to the subpoena.
Contrary to counsel's implication, our state courts had the power to procure Hartnett's
attendance at appellant's trial even if he was in Oregon or Canada. (Pen. Code, § 1334 et
seq.; 28 U.S.C. § 1783; People v. Herrera (2010) 49 Cal.4th 613, 626.)4
Even if appellant established that he exercised reasonable diligence in
procuring Hartnett's attendance, the court's exclusion of Hartnett's prior testimony was
harmless. Hartnett essentially testified that (1) appellant was stopped after honking his
horn at a friend; (2) Deputy Harris approached appellant's vehicle with his weapon in his
hand; (3) appellant said he was going to the police station after he was stopped; (4)
appellant walked to the front door of the police station with his hands raised in the air
while Deputy Harris and several other officers had their guns drawn; and (5) an officer
other than Deputy Harris shot appellant with a taser gun. Because none of this testimony
bolsters appellant's proffered defense of necessity, any error in its exclusion was
harmless. (People v. Watson (1956) 46 Cal.2d 818 (Watson); Chapman v. California
(1967) 386 U.S. 18.)
III.
Extrajudicial Statements
In his final claim, appellant challenges the court's hearsay exclusion of a
witness's testimony that he heard appellant say, "this isn't right" as he was walking to the
front door of the police station. For the first time on appeal, appellant contends the
statement should have been admitted under the state of mind exception to the hearsay
4 In his reply brief, appellant essentially claims it is of no moment whether he
could have compelled Harnett's attendance from Canada because appellant did not have
any information regarding his precise location. Trial counsel admitted, however, that she
made no further effort to locate appellant after being told he was in Canada because she
believed "he was gone and out of the jurisdictional reach . . . ."
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rule. This claim was not raised below, so it is forfeited. (People v. Dixon (2007) 153
Cal.App.4th 985, 997.) In any event, appellant fails to establish prejudice. His statement
"this isn't right" had no tendency to prove any element of the necessity defense. Rather, it
merely demonstrated his belief that he was being treated unfairly. Because the result
would have been no different had the statement been admitted, its exclusion was
harmless. (People v. Boyette (2002) 29 Cal.4th 381, 429; Watson, supra, 46 Cal.2d at p.
837.)
CONCLUSION
It is clear that appellant has a longstanding dispute with the sheriff's
deputies serving in Ojai, and in particular with Deputy Harris. However sincere his
beliefs of persecution may be, he may not engage in life threatening conduct and then
take shelter in a claim that it was legally necessary to do so. Appellant's dispute with this
officer on this occasion would have been properly settled before a judge in traffic court as
had been done before. Appellant had no legally justifiable reason to evade the deputy; he
was not entitled to a jury instruction to that effect.
The judgment is affirmed.
NOT TO BE PUBLISHED.
PERREN, J.
We concur:
GILBERT, P. J.
YEGAN, J.
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Patricia M. Murphy, Judge
Superior Court County of Ventura
______________________________
Susan Morrow Maxwell, under appointment by the Court of Appeal, for
Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant
Attorney General, Lance E. Winters, Senior Assistant Attorney General, Susan Sullivan
Pithey, Supervising Deputy Attorney General, Rene Judkiewicz, Deputy Attorney
General, for Plaintiff and Respondent.
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