People v. McHatton CA3 ( 2021 )

Filed 12/28/21 P. v. McHatton CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Shasta)
----
THE PEOPLE, C092125
Plaintiff and Respondent, (Super. Ct. No. 19F4775)
v.
CHRISTOPHER EUGENE MCHATTON,
Defendant and Appellant.
Defendant Christopher Eugene McHatton killed Steven Johnson with a hammer. At trial,
defendant testified that he was sleeping in a shed with Johnson and woke up to find
Johnson orally copulating him. Defendant pushed Johnson off and punched him, which
led to a fistfight between the two. When Johnson started swinging a four-by-four at
defendant, he grabbed a hammer and hit Johnson repeatedly on the head. A jury
convicted defendant of second degree murder.
Defendant contends the trial court erred by modifying CALCRIM No. 570, the
pattern instruction on voluntary manslaughter in a heat of passion, to include language
from Penal Code section 192, subdivision (f), which provides that discovery of the sexual
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orientation of the victim, including in the course of nonforcible, unwanted romantic or
sexual advances, is not objectively reasonable provocation to reduce murder to
manslaughter. Defendant argues this instruction was inapplicable to the facts and
evidence presented at trial and misled the jury to conclude that Johnson’s conduct could
not be objectively reasonable provocation. We agree and reverse the judgment.
In addition, for guidance on remand, we explain that the trial court did not err in
rejecting defendant’s request to insert in CALCRIM No. 505, the pattern instruction on
self-defense, reference to oral copulation and sodomy as “forcible and atrocious” crimes
from which defendant could justifiably defend himself. We do not address defendant’s
other contentions.
FACTUAL AND PROCEDURAL BACKGROUND
I. Pretrial
Defendant was charged in a criminal complaint with the murder of Johnson (count
1, Pen. Code, § 187, subd. (a))1 and destruction of evidence (count 2, § 135). The
complaint further alleged that defendant used a deadly weapon in committing the murder
(§ 12022, subd. (b)).
II. Trial
A. Prosecution’s Case
On July 23, 2019, around 5:30 p.m., police officers were dispatched to a residence
in Redding on a call from a resident who rented a room in the house about a possible
suicide and were directed to a shed in the back of the property. Inside, police discovered
a body lying motionless on his back in a large amount of blood, apparently deceased.
There was a towel over his face and neck. The body was cold to the touch and had no
1 All undesignated statutory references are to the Penal Code.
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signs of life. The scene was extremely bloody, with blood spattered on the door and shoe
prints in the blood drying on the floor.
A Redding police investigator arriving at the scene saw no signs of forced entry in
the shed. There was blood on the door handles. Inside the shed on the left was a door to
a small room that appeared to be a bathroom under construction. At the far end was a
wooden ladder that led to a loft with a mattress. The bottom area was like a living room
and the upper area a bedroom. A body that police thought to be Johnson was in the living
room. There was blood throughout the living room part of the shed. A pillow was
resting on Johnson’s leg, a sleeping bag was near his left arm, and a shirt and towel were
wrapped around his head.
The index finger on Johnson’s right hand was bruised and distorted, as if broken.
The knuckles on his left hand were also bruised. The right side of his head was bleeding.
Next to his left arm was a four-by-four piece of wood with blood on the sides. Two nails
protruded from one end. There were shoe prints in a checkered pattern from a Vans shoe
in the blood around and under Johnson’s body. A black Vans cap was on a nightstand.
Several rungs of the ladder to the loft had blood in a checkered shoe pattern on them.
Next to the mattress in the loft was a hammer with blood where the handle and head met
and inside the claws of the hammer.
The police investigator found a glass mirror in the shed with a substance that
appeared to be crystalline methamphetamine. Photos of the shed showed a glass pipe
used for smoking methamphetamine.
Russell Hunt owned the property, inherited from his parents in 2016. He rented
out rooms in the house. There are two sheds on the property, one of which was a
premade shed that Hunt added in 2016. Johnson initially lived in the house and then
moved to that shed.
Johnson’s body was discovered by Onesaeng Sayavong (known as “Ed”), who
lived in the house and had gone to Johnson’s shed to share some food with him. Ed
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opened the door and saw Johnson’s body on the floor with blood around him and a towel
around his head. Ed ran back to the house to tell the others to call an ambulance. When
nobody did anything, Ed called 911. The last time Ed saw Johnson was after 5:00 p.m.
the previous day, July 22.
On July 22, Johnson asked another resident of the house, Sergio Brambila, to buy
him some shots of alcohol. Brambila and Johnson drove to a liquor store a few blocks
away. A young man arrived separately in a small blue/gray car and went in with
Brambila and Johnson. The young man was a friend of Johnson’s; Brambila had seen
him a few times before. The young man was five foot 10 or 11, Caucasian, in his
twenties, wearing glasses. The man wearing glasses was defendant.
Surveillance video from the liquor store from July 22 viewed by police showed
Johnson and Brambila come into the liquor store and defendant come in as they were
leaving. Video showed defendant’s car parked in front of the liquor store window. In the
video, defendant is wearing a hat found in Johnson’s shed and glasses. According to the
police officer who viewed the video, defendant’s movements in the video were consistent
with a person being under the influence of a stimulant such as methamphetamine.
After leaving the liquor store, Brambila, Johnson and defendant parked by a traffic
school a block away. Johnson was in defendant’s car, because they wanted to have a
conversation. The owner of the traffic school yelled at them to leave. Brambila went
back to the house and had the drinks. Johnson went back to the part of the property
where his shed was. Twenty minutes later, Johnson came up from the shed to smoke a
cigarette. Johnson went into the house. Defendant was there for 10 to 15 minutes and
walked away.
Police viewed surveillance video from July 23, 2019, from a house across the
street from the property where Johnson was found dead. The video showed a light-
colored, four-door vehicle driving by at 1:13 a.m. towards the property, driving the other
way an hour and a half later, and driving the original direction again 20 minutes later.
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The vehicle was the same one that defendant was shown parking in the video of the
liquor store. The license plate number was registered to defendant.
Hunt was not at the house at the time Johnson was found dead in the shed. He did
not hear about it until later that night. The last time Hunt saw Johnson alive was around
6:00 p.m. the day before, when Johnson had a party with about six people in the shed.
Another resident of the house, John Rhodes, went to the shed to listen to music
with Johnson that night and returned to his room in the house within an hour. He stayed
in his room the whole night. A friend Rhodes referred as “Kathryn” visited him that
night with defendant (her son) and spent time in Rhodes’ room. Defendant left and
Kathryn stayed for about two hours. Defendant came back, looking like he was strung
out on some kind of drug. Kathryn left and came back in two or three hours.
When Rhodes woke up in the morning, Ed told him something was wrong with
Johnson. Rhodes told Kathryn to go check on Johnson but she was very hesitant.
On July 22, 2019, Hunt went to bed at 11:00 p.m. and woke up around 2:30 a.m.
when he heard someone coming through the gate by his bedroom window. He shined a
flashlight out the window. Hunt saw Kathleen McHatton, a friend of Johnson’s, passing
through the yard. He went back to sleep but woke up shortly afterwards when he heard
someone run into his tree. Hunt looked out and saw a man coming up from Johnson’s
shed, struggling to keep his balance. He appeared to be lost. He had shorts and shoes on
and a shirt in his hand. Hunt told him to get the hell out of there. The person ran into the
gate, fell over the barbeque on the sidewalk, said, Lord help me, and then left.
Hunt did not know who the person was at the time. Later he saw defendant in a
photo with Kathleen McHatton and recognized him as the person Hunt yelled at in the
yard. Once Hunt made the connection between them as mother and son, Hunt knew who
defendant was. Kathleen McHatton introduced defendant to Hunt on the night of
Johnson’s party.
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The morning of the day Johnson was found dead, Ronald Brooks encountered
defendant at a house that Brooks rented with others in Redding, including Dave Fruits
whose mother owned the house. Kathleen McHatton was a frequent visitor. Brooks
knew defendant. Brooks had gambled at a casino with defendant the night before.
Brooks saw defendant at his house early that morning. Defendant was in the hallway; he
had just gotten out of the shower. He had never taken a shower there before. Defendant
was wearing Brooks’ clothes. Brooks asked why, but defendant was mumbling and
Brooks could not understand him. Defendant seemed agitated.
Ten minutes later, Brooks was taking the garbage out and defendant followed him,
still acting agitated. Defendant said that “he jacked this guy up and the guy bode up on
him and he had to take him out.” Brooks understood “jack this guy up” to mean
“[c]omforted [sic] him about something and a guy didn’t like it too much so he, you
know, confronted him back and turned into something more than it should have been.”
Brooks understood that defendant said “take him out” to mean kill him. Brooks did not
want to get involved and told defendant to leave. Defendant stayed in the house.
Defendant had locked his keys in his car. Defendant and Fruits went out to unlock the
car.
David Horn lived across the street from the house where Brooks lived. Horn knew
Kathleen McHatton, her daughter Ashley McHatton, and her younger brother, defendant.
Defendant lived at Horn’s house for two months in the spring of 2019. Horn asked
defendant to leave because of a “difference in lifestyle.”
Police located defendant at 11:30 p.m. on July 23, 2019, at the house where
Ashley McHatton lived, and arrested him in the early morning hours of July 24. Police
searched Ashley’s bedroom and collected a cell phone from the bed. The screen was
cracked and what appeared to be dried blood was in the corners and on the back side of
the phone. Before the arrest, police corporal Robert Garnero spotted Kathleen McHatton
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walking down the street and detained her for questioning. 2 Defendant’s car, a silver or
gold Chevy Prism, was parked at Horn’s house across the street. Garnero noticed that all
the windows of the car appeared to be wiped down. Garnero and another police
investigator noted red stains and smears around the bottom of the steering wheel and on
the dashboard and glove compartment. Police towed the vehicle to process it for
evidence.
Corporal Garnero interviewed defendant. Defendant had scrapes and cuts to his
hands and elbow, as well as scrapes on his right triceps and lower left abdomen and
abrasions on his sternum and right hip. An officer collected DNA samples from
defendant.
The day after Johnson’s body was discovered, an officer obtained a photo of
defendant from Ashley McHatton’s cell phone. In the photo, defendant is wearing a
black Vans hat and glasses. Based on the photo, police determined that the glasses
recovered from under Johnson’s body belonged to defendant. The same hat appears in
photos of the crime scene. The hat was collected by police from a pool of blood.
A forensic pathologist conducted an autopsy of Johnson. The pathologist opined
that the cause of death was blunt head trauma. Johnson had blunt force injuries to his
head, primarily to the right side of his face. He had fractures of the bridge of his nose, his
right cheek, and the maxillary bone that includes the upper teeth, consistent with blunt
force trauma. The injuries to Johnson’s face were consistent with multiple blows.
The left side of the hyoid bone at the top of Johnson’s neck was fractured.
Johnson had seven lacerations to the back of his head that had features of blunt force
trauma. One laceration was deeper, resulting in a large hole in the skull and a bone
2 In a search on August 6, 2019, police found a pair of black Vans shoes with checkered
patterned soles in a plastic bag in Kathleen McHatton’s possession. The shoes were
wrapped in towels and had orange discoloration markings similar to bleach stains.
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fragment being jammed into the brain tissue, causing brain damage. This injury is
commonly seen with injuries inflicted by tools, such as a hammer, and was likely fatal.
The lacerations on the back of Johnson’s head were consistent with multiple impacts.
Test of a blood sample from Johnson showed a fairly high level of
methamphetamine. The pathologist excluded methamphetamine as a cause of death, but
it probably affected Johnson’s behavior prior to death.
A senior criminalist with California’s Department of Justice testified that DNA
profiles were created from reference samples of swabs taken from defendant’s mouth and
a bloodstain from Johnson. Samples taken from the floorboard of defendant’s car, the
outer portion of the left Vans shoe, the mid-sole of the right shoe, the blood on
defendant’s cell phone, the Vans hat, the head of the hammer, and the four-by-four piece
of wood showed Johnson as the likely sole or primary contributor. DNA samples from
the grip of the hammer strongly indicated both Johnson and defendant as contributors.
B. Defendant’s case
Defendant testified.
Defendant knew Johnson as a friend of his mother, Kathleen McHatton. Johnson
lived in a shed in back of Hunt’s house. Defendant started going to Hunt’s house towards
the end of June 2019. He spent time with Johnson in his shed three or four times.
Prior to July 22, 2019, defendant had been living at Horn’s house for about two
and a half months. Defendant had relapsed from methamphetamine use after four years
clean, and, on July 22, Horn asked him to leave. Defendant had been a
methamphetamine user for 14 years off and on. Defendant did not leave right away
because he was looking for a place to go.
On July 22, defendant saw Johnson at the liquor store with Brambila. Defendant
was coming down from methamphetamine at the time. Defendant left alone, but met
around back with Johnson, and they had a conversation in defendant’s car. Defendant
took Johnson back to Hunt’s property. Then defendant went back to Horn’s house.
8
Defendant contacted Johnson later when he was looking for his mother at Hunt’s
house. Defendant called Johnson on his cell phone at around midnight to check to see if
his mother was at Hunt’s house. Johnson said she was there. Defendant asked if Johnson
was still up and if defendant could come over. Defendant went to Johnson’s place. As
shown in surveillance video, defendant went to Hunt’s property at about 1:13 a.m. and
left the property at about 2:43 in the morning. Defendant and Johnson had been listening
to music and then they went to a convenience store. Johnson bought a drink and they
went back to Hunt’s house at about 3:03 in the morning, as shown in surveillance video.
Defendant told Johnson he needed to sober up and asked if Johnson would give
him some bedding. Johnson gave him a couple pillows and a sleeping bag. Defendant
fell asleep on a large chair.
Defendant woke up when he felt something like a pressure below his waist. He
saw Johnson with his mouth on defendant’s penis and his hand on defendant’s testicles.
Defendant was wearing just shorts and shoes when he went to sleep. When he woke, his
shorts were pulled down below his waist and his genitals exposed. Defendant’s body
flinched. He cursed. Johnson pulled his head back. He was either on his knees or
crouched over defendant.
With his right hand, defendant punched Johnson’s face. Defendant felt like he
was “being violated” and “was just oblivious to why -- why that was happening.”
Johnson fell back. Defendant pulled up his shorts. Then Johnson punched defendant on
the left side of the head. Defendant fell back into the chair and kicked Johnson, pushing
him back towards the door of the bathroom under construction. Johnson came back out
with a piece of wood in his hand and swung it at defendant. Johnson missed because
defendant moved to the side. Defendant pushed Johnson with his shoulder. Defendant
went to the shed door to exit the shed. Inside the shed door was a bracket that held a
hammer. The shed had no lock and the hammer in the bracket was used to lock the shed
from the inside. To get it out, the hammer had to be pulled out of the bracket.
9
Defendant attempted to leave the shed because he was “scared for my life.” He
testified, “I mean, it was -- it was all the shock. This all happened really fast. And, you
know -- you know, being violated and then having -- had that swung at my head I was
scared for my life.” Defendant was scared that if he stayed in the shed he would have
been knocked out and unable to defend himself. Defendant testified that “[Johnson] was
acting scary . . . .” Defendant was afraid “[Johnson] would have kept going or not
stopped. . . . He had already swung it at me and violated me while I was asleep. And all
kinds of things were running through my head, you know.”
Defendant grabbed the hammer to open the door. Defendant felt panic that
Johnson was going to come back at him with the board. Defendant heard noises behind
him like Johnson was approaching. Defendant pulled the hammer out, turned around and
hit Johnson on the head with it. Defendant hit Johnson multiple times in quick
succession. Johnson fell to the ground.
Defendant checked Johnson’s head. Defendant didn’t intend to hurt Johnson but
only to get him to stop. Johnson was his friend. Johnson was unconscious and bleeding.
Defendant did not want Johnson to die. Defendant went into the loft to find something to
stop the bleeding. Defendant got a shirt or rag or towel and wrapped it around Johnson’s
head.
In a panic, defendant decided to leave the shed to get help. He was screaming the
word help. Defendant headed up towards the house. Defendant wasn’t able to think
clearly; he was just able to think he needed help. He stumbled into something in the
backyard of the house and made a loud noise, which got somebody’s attention. Someone
said the cops are on their way in a loud voice. Defendant thought that law enforcement
would arrive and take care of Johnson.
Defendant did not stick around to make sure Johnson was okay or to speak to law
enforcement. He went to his car and ended up driving to Fruits’ house. Defendant’s
vehicle is a gold Chevy Prism. Defendant showered and changed his clothes; he didn’t
10
know why. He left his clothes and shoes on the porch. Defendant left the hat he was
wearing and his glasses in the shed. Defendant was wearing the black Vans shoes found
in the shed. He did not know what caused the discoloration on the shoes.
When defendant left Fruits’ house, he went to the house where Ashley McHatton
lived nearby. She brought him in the house. He went to her bedroom and fell asleep.
Defendant was arrested there.
Defendant did not take any steps to clean his car before he was arrested.
Defendant did not know how Kathleen McHatton got his Vans shoes. He did not give
them to her.
After defendant was arrested and being processed, he was told he was being
charged with murder.
On cross-examination, defendant testified that he knew Johnson was gay.
III. Verdict
The jury found defendant guilty of second degree murder and found true the
allegation that defendant used a deadly weapon. Defendant was found not guilty of
destroying evidence.
IV. Sentence and Appeal
The trial court sentenced defendant to 15 years to life for second degree murder
plus one year for the deadly weapon use to be served consecutively. The court ordered
defendant to pay a $10,000 restitution fine (§ 1202.4, subd. (b)(1)), an additional
restitution fine of $10,000 that the court suspended unless defendant’s parole was
revoked (§ 1202.45, subd. (a)), a court operations assessment of $40 (§ 1465.8, subd.
(a)(1)), and a criminal conviction assessment fee of $30 (Gov. Code, § 70373).
Defendant filed a timely appeal.
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DISCUSSION
I
CALCRIM No. 570
Defendant contends that “the trial court’s instruction, pursuant to CALCRIM
No. 570, that a ‘non-violent’ sexual advance was not objectively reasonable provocation
to reduce the homicide to voluntary manslaughter was inapplicable to the facts of
[defendant’s] case.” Defendant argues he “was the victim of a sexual assault . . . not a
‘non-violent’ sexual advance.”
Defendant refers to the court’s decision to modify CALCRIM No. 570, the pattern
instruction on manslaughter in a heat of passion, to add language derived from section
192, subdivision (f). 3 We agree the trial court erred. Based on evidence presented at
trial, this provision by its terms was inapplicable. CALCRIM No. 570 should not have
been modified to incorporate the statutory language. We further conclude that the error
was prejudicial and requires reversal and remand.
“Manslaughter is a lesser included offense of murder. [Citations.] The mens rea
element required for murder is a state of mind constituting either express or implied
malice. A person who kills without malice does not commit murder. Heat of passion is a
3 Section 192, subdivision (f), provides:
“(1) For purposes of determining sudden quarrel or heat of passion pursuant to
subdivision (a), the provocation was not objectively reasonable if it resulted from the
discovery of, knowledge about, or potential disclosure of the victim's actual or perceived
gender, gender identity, gender expression, or sexual orientation, including under
circumstances in which the victim made an unwanted nonforcible romantic or sexual
advance towards the defendant, or if the defendant and victim dated or had a romantic or
sexual relationship. Nothing in this section shall preclude the jury from considering all
relevant facts to determine whether the defendant was in fact provoked for purposes of
establishing subjective provocation.
“(2) For purposes of this subdivision, ‘gender’ includes a person’s gender identity
and gender-related appearance and behavior regardless of whether that appearance or
behavior is associated with the person’s gender as determined at birth.”
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mental state that precludes the formation of malice and reduces an unlawful killing from
murder to manslaughter. Heat of passion arises if, ‘ “at the time of the killing, the reason
of the accused was obscured or disturbed by passion to such an extent as would cause the
ordinarily reasonable person of average disposition to act rashly and without deliberation
and reflection, and from such passion rather than from judgment.” ’ ” (People v. Beltran
(2013) 56 Cal.4th 935, 942, fn. omitted (Beltran).)
“ ‘Heat of passion has both objective and subjective components. Objectively, the
victim’s conduct must have been sufficiently provocative to cause an ordinary person of
average disposition to act rashly or without due deliberation and reflection. [Citation.]
. . . [Citation.] [¶] Subjectively, ‘the accused must be shown to have killed while under
“the actual influence of a strong passion” induced by such provocation. [Citation.]’ ”
(People v. Enraca (2012) 53 Cal.4th 735, 759.)
“For purposes of the heat of passion doctrine, ‘provocation is sufficient not
because it affects the quality of one’s thought processes, but because it eclipses
reflection. A person in this state simply reacts from emotion due to the provocation,
without deliberation or judgment.’ [Citation.] The standard requires more than evidence
that a defendant’s passions were aroused. The facts and circumstances must be
‘ “sufficient to arouse the passions of the ordinarily reasonable man.” ’ [Citation.]”
(People v. Nelson (2016) 1 Cal.5th 513, 539; see also People v. Wang (2020)
46 Cal.App.5th 1055, 1069.)
Defense counsel objected to the court’s modification of CALCRIM No. 570,
arguing that there was no evidence that defendant acted the way he did because of
disclosure of Johnson’s sexual orientation. Counsel pointed out that defendant knew
Johnson was gay. He also argued there was no evidence that Johnson made an unwanted,
nonforcible sexual advance; it was a sexual assault. Counsel maintained that the
modified instruction would burden the defense with having to explain away Johnson’s
sexual orientation, which was not related to defendant’s actions.
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The prosecution responded that the modification was necessary because jurors in
the county might think “that if one were subject to a sexual advance or sexual proposition
from an individual of the same sex, that it would be justifi[cation] to react violently.”
The trial court adopted the prosecutor’s argument, i.e., “there may be people in our
society who still feel the sexual orientation, gender identity or expression, and the
expression of that or the disclosure of that or the knowledge being gained of that may be
adequate provocation,” and “the law is clear that it is not.” The court acknowledged
defense counsel’s argument but ruled that the modified instruction “is a correct statement
of the law that the Court feels needs to be given,” because “evidence was presented that
the victim was gay . . . .”
The court instructed the jury as follows:
“A killing that would otherwise be murder is reduced to voluntary manslaughter if
the defendant killed someone because of a sudden quarrel or in the heat of passion.
“The defendant killed someone because of a sudden quarrel or in the heat of
passion if:
“1. The defendant was provoked;
“2. As a result of the provocation, the defendant acted rashly and under the
influence of intense emotion that obscured his reasoning or judgment;
“AND
“3. The provocation would have caused a person of average disposition to act
rashly and without due deliberation, that is, from passion rather than from judgment.
“Heat of passion does not require anger, rage, or any specific emotion. It can be
any violent or intense emotion that causes a person to act without due deliberation and
reflection.
“In order for heat of passion to reduce a murder to voluntary manslaughter, the
defendant must have acted under the direct and immediate influence of provocation as I
have defined it. While no specific type of provocation is required, slight or remote
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provocation is not sufficient. Sufficient provocation may occur over a short or long
period of time.
“It is not enough that the defendant simply was provoked. The defendant is not
allowed to set up his own standard of conduct. In deciding whether the provocation was
sufficient, consider whether a person of average disposition, in the same situation and
knowing the same facts, would have reacted from passion rather than from judgment.
“If enough time passed between the provocation and the killing for an ordinary
person of average disposition to ‘cool off’ and regain his or her clear reasoning and
judgment, then the killing is not reduced to voluntary manslaughter on this basis.
“A provocation is not objectively reasonable if it results from the discovery of,
knowledge about, or potential disclosure of the victim’s actual or perceived sexual
orientation, including under circumstances in which the victim made an unwanted non-
forcible romantic or sexual advance towards the defendant, or if the victim and defendant
dated or had a romantic or sexual relationship. However, you may consider such
evidence, if relevant, along with other relevant evidence in determining whether the
defendant was in fact provoked.
“The People have the burden of proving beyond a reasonable doubt that the
defendant did not kill as the result of a sudden quarrel or in the heat of passion. If the
People have not met this burden, you must find the defendant not guilty of murder.”
(Italics added.)
We conclude the court committed error. As defense counsel argued, the language
taken from section 192, subdivision (f), and added to CALCRIM No. 570, did not apply
based on the evidence at trial. Defendant testified he was not provoked by discovering
Johnson was gay; defendant knew Johnson was gay.
Further, section 192, subdivision (f), did not apply because defendant testified that
Johnson did not make an “advance.” According to defendant, Johnson committed a
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felonious act: oral copulation of a sleeping person. (§ 287, subd. (f).)4 An “advance” is
defined in Merriam-Webster’s Collegiate Dictionary (11th ed. 2006) as “a first step or
approach made,” for example as in “her attitude discouraged all advances.” (Id. at p. 18;
see also Cambridge English Dict. Online (2021) [“an attempt to start a sexual or romantic relationship with someone: [¶] She
rejected his unwelcome advances”]; Dictionary.com (2021) [as of Dec. 20, 2021], archived at < https://perma.cc/92ZF-45F6>
[“actions or words intended to be sexually inviting”].) The instruction, however, did not
define “advance,” creating an ambiguity whether oral copulation of a sleeping person was
an “advance” because it was nonforcible. (See People v. Hernandez (2011)
200 Cal.App.4th 1000, 1006 (Hernandez) [crime of rape of an unconscious person did
not require “force or violence”].)
The policy justification for the statute is clear: “Subsection (f)(1) correctly
focuses the factfinder’s attention on whether the provocation resulted from the discovery
of, knowledge about, or disclosure of the victim’s gender, gender identity, gender
expression, or sexual orientation. It makes sense to preclude the provocation defense in
these cases since it is clearly unreasonable to lose one’s self-control after learning that
another person is gay or a transgender individual.” (Lee, The Trans Panic Defense
Revisited (2020) 57 Am. Crim. L.Rev. 1411, 1470.) “Subsection (f)(1) acknowledges
that a defendant might have discovered that the victim was gay if the victim made an
4 Section 287, subdivision (f), provides in relevant part: “Any person who commits an
act of oral copulation, and the victim is at the time unconscious of the nature of the act
and this is known to the person committing the act, shall be punished by imprisonment in
the state prison for a period of three, six, or eight years. As used in this subdivision,
‘unconscious of the nature of the act’ means incapable of resisting because the victim
meets one of the following conditions: [¶] (1) Was unconscious or asleep.”
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unwanted, non-forcible romantic or sexual advance toward the defendant. Likewise, the
defendant might have discovered that the victim was a transgender woman in the course
of a romantic or sexual relationship. The prohibition, however, only applies if the alleged
provocation resulted from the discovery of, knowledge about, or disclosure of the
victim’s gender identity or sexual orientation.” (Ibid.)
The discovery, knowledge or disclosure of the victim’s sexual orientation element
of section 192, subdivision (f), was absent here. Defendant’s testimony was undisputed
that he knew Johnson was gay before the night defendant slept in the shed.
We conclude that the inapposite language of section 192, subdivision (f)(1),
inserted in CALCRIM No. 570, allowed jurors to find defendant guilty even if they
believed a reasonable person would be provoked to violence by waking to find himself
being orally copulated. “ ‘Generally, it is a question of fact for the jury whether the
circumstances were sufficient to arouse the passions of the ordinarily reasonable person.’
[Citations.]” (People v. Millbrook (2014) 222 Cal.App.4th 1122, 1140 (Millbrook).)
Here, the instruction effectively removed from the jury’s consideration whether oral
copulation of a sleeping person constituted provocation that would reduce murder to
manslaughter.
Having concluded the trial court erred, we must determine whether the error was
harmless. “ ‘ “[M]isdirection of the jury, including incorrect, ambiguous, conflicting, or
wrongly omitted instructions that do not amount to federal constitutional error are
reviewed under the harmless error standard articulated” ’ ” in People v. Watson (1956)
46 Cal.2d 818, 836. (Beltran, supra, 56 Cal.4th at p. 955.) “ ‘[U]nder Watson, a
defendant must show it is reasonably probable a more favorable result would have been
obtained absent the error.’ [Citation.]” (Ibid.)
“A reasonable probability ‘does not mean more likely than not, but merely a
reasonable chance, more than an abstract possibility. [Citations.]’ [Citation.] An error
is prejudicial whenever the defendant can ‘ “undermine confidence” ’ in the result
17
achieved at trial. [Citations.] ‘In assessing prejudice, we consider both the magnitude of
the error and the closeness of the case.’ [Citation.]” (People v. Vasquez (2018)
30 Cal.App.5th 786, 798.)
The Attorney General asserts “the evidence of [defendant’s] guilt was strong while
his claim of self-defense was weak.” Assuming the Attorney General means evidence of
provocation was weak, the magnitude of the error was great. Defendant’s only theory of
provocation was that he woke up to find Johnson orally copulating him and punched him
because he felt “violated” by conduct that amounted to a felony, oral copulation of a
sleeping person (§ 287, subd. (f)). In his testimony, defendant repeated three times that
he felt “violated.” In particular, defendant testified that feeling “violated” was one of the
“things” that was “running through [his] head” when he grabbed the hammer. However,
the court’s modification of CALCRIM No. 570 instructed the jury that oral copulation
could not be adequate provocation as a matter of law.
In addition, “[c]losing arguments to the jury are relevant in assessing prejudice
from instructional error.” (People v. Hayes (2009) 171 Cal.App.4th 549, 560.) The
prosecutor highlighted the erroneous modification to CALCRIM No. 570 in closing
argument. The prosecutor argued: “And then perhaps relevant to this case, there is a
provision of the law that says provocation is not objectively reasonable. So the law
makes a decision, provocation is not going to be reasonable objectively. In a situation
where it results from basically information received about the victim’s sexual orientation
including situations in which the victim made an unwanted, non-forcible romantic or
sexual advance. [¶] And the reason why this is here in the law, ladies and gentlemen, is
because sometimes people might think that if somebody makes particularly a homosexual
type of sexual advance or romantic overture towards somebody, that somebody might be
lawfully justified in hurting them or killing them. And what the law says is that is not
right. That’s not objectively reasonable. Of course you have to look and see whether or
not the other elements of sudden quarrel or heat of passion are met. It’s not to say that
18
anytime someone is killed in this situation it’s not voluntary manslaughter. [¶] But what
this provision says is it is not objectively reasonable. So this idea of the reasonable man,
the law is saying to you a reasonable man would not kill based on this provocation, based
on sexual orientation.”
The prosecutor’s argument confused and misled the jury that defendant’s claim of
provocation was based on Johnson’s sexual orientation and a mere sexual advance,
neither of which was sufficient provocation to reduce murder to manslaughter under
section 192, subdivision (f), incorporated in CALCRIM No. 570 by the court.
We conclude there was a reasonable chance that the jury would have found
Johnson’s oral copulation of defendant while he slept to be sufficient provocation to
reduce murder to manslaughter, in the absence of the erroneous jury instruction and the
prosecutor’s closing argument relying on this erroneous instruction. (Beltran, supra,
56 Cal.4th at p. 955; Millbrook, supra, 222 Cal.App.4th at p. 1146.)
To be sure, defendant testified that he struck Johnson with a hammer in self-
defense, a defense that the jury rejected in finding defendant guilty of second degree
murder. But defendant’s testimony that he felt violated was separate from his testimony
that he feared that Johnson would hit him with the four-by-four, the basis of his claim of
self-defense. The jury could have believed defendant was in the grip of an intense
emotion that prevented reflection and deliberation after he woke up to find he was being
orally copulated, even if the jury did not believe defendant was in fear for his life because
Johnson was trying to hit him with a board studded with nails. (See Millbrook, supra,
222 Cal.App.4th at pp. 1147-1148 [rejecting argument that failure to give heat of passion
instruction was harmless because jury rejected a finding of self-defense]; In re Hampton
(2020) 48 Cal.App.5th 463, 482 [reasonable possibility the jury believed enough of the
defendant’s testimony to conclude that, while he did not kill in self-defense, his judgment
was obscured by intense emotion such that he fired the gun without thinking, “acting
from passion rather than judgment”].)
19
Thus, there was more than an abstract possibility that the jury would have found
defendant guilty of the lesser included offense of voluntary manslaughter. (Millbrook,
supra, 222 Cal.App.4th at p. 1147.)
We conclude that prejudicial instruction error requires reversal of the judgment.
(Millbrook, supra, 222 Cal.App.4th at p. 1148.)
For the guidance of the parties and the court on remand, we address defendant’s
other claims of instructional error.
II
CALCRIM No. 505 and CALJIC No. 5.10
Defendant makes related claims that the trial court erred and violated his
constitutional rights by (1) instructing the jury on perfect and imperfect self-defense with
CALCRIM No. 505, without including a reference to self-defense to oral copulation and
sodomy, and (2) failing to instruct the jury with CALJIC No. 5.10 that homicide is not
unlawful when resisting a “forcible and atrocious” crime. We disagree.
In settling jury instructions, the court noted that defense counsel was looking into
whether the optional “forcible and atrocious” language in CALCRIM No. 505 applied.
CALCRIM No. 505, the pattern instruction on self-defense to homicide, contemplates
modification of the instruction to include language regarding self-defense to a “forcible
and atrocious” crime in the first element of the defense, to wit, “defendant reasonably
believed that [he] . . . was in imminent danger of being killed or suffering great bodily
injury [or was in imminent danger of being (raped/maimed/robbed/˂insert other forcible
and atrocious crime˃)] . . . .” (CALCRIM No. 505.)5
5 The three elements of self-defense to homicide set forth in CALCRIM No. 505 are:
“1. The defendant reasonably believed that (he/she/ [or] someone else/ [or] ) was in imminent danger of being killed or suffering
great bodily injury [or was in imminent danger of being (raped/maimed/robbed/ )];
20
Defense counsel requested that the court insert the crime of oral copulation of an
unconscious person (§ 287, subd. (f)) as a forcible and atrocious crime, citing People v.
Ceballos (1974) 12 Cal.3d 470, 478 (Ceballos). After counsel for the parties presented
competing arguments to the court, defense counsel added that defendant was in fear of
additional sexual assaults, which could have included sodomy, so sodomy should also be
included as a forcible and atrocious crime in the instruction.
The court ruled that it is appropriate to instruct on a forcible and atrocious crime in
CALCRIM No. 505 but not for the reasons or the crime proposed by the defense. The
court reasoned that a forcible and atrocious crime must involve facts sufficient to create a
reasonable fear of great bodily harm and imminent danger of a forcible and atrocious
crime. The court concluded that “considering was there a forcible, atrocious crime such
that the defendant was in reasonable fear of great bodily injury and was in imminent
[peril] or imminent danger, I find that the sexual offense of oral copulation does not rise
to that level. Both the Court finds it was not imminent to the acts upon which the
defendant acted and resulted in the decedent’s death. And it wasn’t committed in a way
that would reasonably create a fear of great bodily injury -- or great bodily harm rather.”
On the other hand, the court found that Johnson’s swinging a board with nails in it at
defendant’s head was an assault that would be a felony likely to create a reasonable fear
of great bodily harm.
Accordingly, the court instructed the jury on the first element of self-defense in
CALCRIM No. 505 as follows: “The defendant reasonably believed that he was in
imminent danger of being killed or suffering great bodily injury or was in imminent
“2. The defendant reasonably believed that the immediate use of deadly force was
necessary to defend against that danger;
“AND
“3. The defendant used no more force than was reasonably necessary to defend
against that danger.”
21
danger of being assaulted with a deadly weapon or assaulted with force likely to produce
great bodily injury . . . .”
We find no error.
Defendant testified to a sexual assault, not mere sexual overtures which do not
support a self-defense claim. (People v. Valencia (2008) 43 Cal.4th 268, 286.) But self-
defense to sexual assaults has been limited to forcible sexual assaults, i.e., rape.
(Ceballos, supra, 12 Cal.3d at p. 478.) We are not aware of any reported California case
deeming oral copulation of an unconscious person a forcible sexual assault and defendant
has cited none.
Rather, defendant argues that the self-defense to homicide statute, section 197,
subdivision (1), “does not limit the right to use deadly force to cases involving an
‘imminent danger of being killed or suffering great bodily injury . . . .’ ” Quoting this
provision, defendant maintains that “the section provides that self-defense applies when a
defendant is ‘resisting any attempt to murder any person, or to commit a felony, or to do
some great bodily injury upon a person.’ ”
In Ceballos, the court rejected the argument that self-defense is applicable to
resistance to the commission of any felony: “By its terms subdivision 1 of Penal Code
section 197 appears to permit killing to prevent any ‘felony,’ but in view of the large
number of felonies today and the inclusion of many that do not involve a danger of
serious bodily harm, a literal reading of the section is undesirable. [Citations.]”
(Ceballos, supra, 12 Cal.3d at pp. 477-478.) The court noted that People v. Jones (1961)
191 Cal.App.2d 478, 481, “stated that Penal Code section 197 ‘does no more than codify
the common law and should be read in light of it.’ Jones read into section 197,
subdivision 1, the limitation that the felony be ‘ “some atrocious crime attempted to be
committed by force.” ’ . . . ‘We must look further into the character of the crime, and the
manner of its perpetration [citation]. When these do not reasonably create a fear of great
bodily harm, as they could not if defendant apprehended only a misdemeanor assault,
22
there is no cause for the exaction of a human life.’ [Citations.]” (Ceballos, supra, at
p. 478; see also Jones, supra, at p. 482 [“The language of statute (Pen. Code, § 197, subd.
1) . . . says that homicide is justifiable in resisting an attempt to murder, or to commit a
felony, or to do some great bodily injury. By implication, the felony contemplated by the
statute is one that is more dangerous than a personal assault”].)
Thus, “[e]xamples of forcible and atrocious crimes are murder, mayhem, rape and
robbery. [Citations.] In such crimes ‘from their atrocity and violence human life [or
personal safety from great harm] either is, or is presumed to be in peril’ [citations].”
(Ceballos, supra, 12 Cal.3d at pp. 478-479.)
We note that section 287 includes separate provisions for oral copulation by force
(subd. (c)(2)(A)) and oral copulation where the person is asleep, unconscious or
intoxicated (subd. (f)), indicating that the latter does not involve force but “is related to
the issue of consent.” (People v. Morales (2013) 212 Cal.App.4th 583, 591; see also
People v. Giardino (2000) 82 Cal.App.4th 454, 461, fn. 4 [while in a state of
unconsciousness, “the victim not only lacks the capacity to give legal consent, he or she
cannot possibly give actual consent”]; Hernandez, supra, 200 Cal.App.4th at p. 1006
[“[t]here is no requirement that the defendant use force or violence to accomplish the act
of sexual intercourse” of an unconscious person].)
In any event, “a court need not give a requested instruction on a purported defense
unless it is supported by evidence that is substantial, i.e., that the evidence that is
reasonable, credible and of solid value.” (People v. Quintero (2006) 135 Cal.App.4th
1152, 1165, overruled on other grounds in People v. Poisson (2016) 246 Cal.App.4th
121, 125.) In Quintero, the defendant testified that the victim pushed the defendant’s
head towards the victim’s genital area, and when he would not let go, the defendant
became angry and slashed the victim’s face. (Quintero, supra, at p. 1160.) The
defendant requested an instruction on imperfect self-defense to the charge of mayhem.
(Id. at p. 1164.) The court affirmed the trial court’s finding that there was no substantial
23
evidence to support the instruction. (Id. at pp. 1165-1166.) “Although [the defendant]
testified he was scared, angry and offended by [the victim’s] alleged sexual advances and
fought to have [the victim] release his hands from holding his head down toward his lap,
[defendant] did not say [the victim] ever struck or threatened him, or that he believed he
was imminently in harm’s way.” (Id. at p. 1165.)
Here, defendant testified that he felt “violated” when he woke up to find Johnson
orally copulating him. But defendant said nothing about fear of imminent harm from oral
copulation. Rather, he testified he was in fear of his life from Johnson swinging a piece
of wood at him. As in Quintero, there was no substantial evidence to support including
oral copulation in CALCRIM No. 505.
The Attorney General argues that defendant forfeited his other claims of
instructional error on self-defense, i.e., defendant’s contentions that the trial court erred
by failing (1) to instruct on self-defense to sodomy and (2) to include the “forcible and
atrocious” crimes of oral copulation and sodomy in the instruction on imperfect self-
defense, CALCRIM No. 571. We agree. Moreover, there was no substantial evidence to
support giving the jury an instruction on imperfect self-defense to oral copulation or
sodomy or self-defense to sodomy generally.
Defense counsel did request inclusion of sodomy in CALCRIM No. 505, albeit as
an afterthought, and the trial court did not discuss sodomy in ruling on defendant’s
requested modification to the instruction. The Attorney General argues that defendant
forfeited the issue by failing to “press” for a ruling on sodomy. We agree. “In order to
preserve an issue for review, a [party] must not only request the court to act, but must
press for a ruling. The failure to do so forfeits the claim. [Citations.]” (People v.
Ramirez (2006) 39 Cal.4th 398, 472-473; see also People v. Homick (2012) 55 Cal.4th
816, 871.)
Assuming that this claim was not forfeited, we note that in People v. Collins
(1961) 189 Cal.App.2d 575, the court treated forcible sodomy as a sufficient felony for
24
purposes of self-defense. (Id. at pp. 589-593.) In Collins, the prosecution presented
evidence that the smaller defendant was resisting a forcible sodomy attack by the larger
and more powerful victim, and that the defendant was afraid of the attacker and afraid of
being sodomized. (Ibid.) Specifically, the victim had sodomized defendant previously
and was on that occasion using his legs to trap defendant in a “scissors grip” around the
waist. (Id. at pp. 579, 589-590) Defendant hit the victim with a wine bottle multiple
times until the victim’s legs relaxed. (Id. at p. 590.)
No such evidence exists here to support a reference to sodomy in CALCRIM
No. 505 (or CALCRIM No. 571). Defendant did not testify that he was resisting Johnson
who was physically attempting to commit sodomy by force. Indeed, defendant never
mentioned sodomy or fear of imminent danger of being sodomized in his testimony.
Defendant did not state he felt any fear of danger until Johnson swung at him with the
piece of wood. Under the circumstances, there was no substantial evidence to support the
need for an instruction on perfect or imperfect self-defense to sodomy.
While the court instructed the jury with CALCRIM No. 571 on imperfect self-
defense, defendant failed to request that this instruction include self-defense to oral
copulation or sodomy. The discussion by counsel for the parties and the ruling by the
court regarding “forcible and atrocious” crime dealt with CALCRIM No. 505 only.
Defendant thus forfeited any claim of error. (See People v. Jackson (2016) 1 Cal.5th
269, 336 (Jackson) [“ ‘A trial court has no sua sponte duty to revise or improve upon an
accurate statement of the law without a request from counsel [citation], and failure to
request clarification of an otherwise correct instruction forfeits the claim of error for
purposes of appeal’ ”]; People v. Garcia (2020) 46 Cal.App.5th 123, 154 (Garcia); see
also People v. Rangel (2016) 62 Cal.4th 1192, 1233 [where there was no discussion of a
proposed instruction, defendant forfeited claim that trial court erroneously refused it].)
Again assuming that defendant did not forfeit the claim, there was no substantial
evidence to support an instruction on imperfect self-defense for the same reasons as for
25
perfect self-defense. “ ‘For killing to be in self-defense, the defendant must actually and
reasonably believe in the need to defend. [Citation.] If the belief subjectively exists but
is objectively unreasonable, there is “imperfect self-defense,” i.e., “the defendant is
deemed to have acted without malice and cannot be convicted of murder,” but can be
convicted of manslaughter. [Citation.] . . . [Citations.] . . . [F]or either perfect or
imperfect self-defense, the fear must be of imminent harm.’ ” (People v. Battle (2011)
198 Cal.App.4th 50, 72, quoting People v. Humphrey (1996) 13 Cal.4th 1073, 1082.)
Defendant testified he killed Johnson in response to the assault with the board,
which made him fear for his life. While defendant testified he felt “violated” waking up
to find Johnson orally copulating him, he did not report that he felt any fear of imminent
harm as a result. Moreover, oral copulation of an unconscious person does not constitute
a forcible sexual assault sufficient to warrant a reasonable or unreasonable belief in the
need to defend against imminent harm. (See Hernandez, supra, 200 Cal.App.4th at
p. 1006.)
Finally, defendant claims that the trial court erred in failing to instruct the jury
with CALJIC No. 5.10. CALJIC No. 5.10 states: “Homicide is justifiable and not
unlawful when committed by any person who is resisting an attempt to commit a forcible
and atrocious crime.”
Defendant also forfeited the issue by failing to request CALJIC No. 5.10 below,
which, given the fact that the court did give CALCRIM Nos. 505 and 571 on self-
defense, would have amounted to request for clarification of those instructions. (See
Jackson, supra, 1 Cal.5th 269 at p. 336; Garcia, supra, 46 Cal.App.5th at p. 154; see also
People v. Barillas (1996) 49 Cal.App.4th 1012, 1023 (Barillas).)
Moreover, because the court correctly instructed the jury on self-defense, CALJIC
No. 5.10 was surplusage. In Barillas, the trial court gave CALJIC No. 5.10, and on
appeal the defendant claimed prejudicial error because the court did not also give
CALJIC No. 5.16 defining “forcible and atrocious.” (Barillas, supra, 49 Cal.App.4th at
26
p. 1023 & fn. 9.)6 Barillas rejected the claim noting that the trial court gave multiple
instructions defining self-defense besides CALJIC No. 5.10. (Barillas, supra, at
p. 1023.) Barillas dismissed CALJIC No. 5.10 as “surplusage, [which] added nothing to
the other instructions, and should not have been given.” (Barillas, supra, at p. 1023.)7
DISPOSITION
The judgment is reversed.
/s/
RAYE, P. J.
We concur:
/s/
MURRAY, J.
/s/
HOCH, J.
6 “The instruction reads: ‘[A forcible and atrocious crime, as the term is used in these
instructions, is any felony, the character and manner of the commission of which
threatens, or is reasonably believed by the defendant to threaten, life or great bodily
injury so as to instill in [him] [her] a reasonable fear of death or great bodily injury. [¶]
[Murder] [Mayhem] [Rape] [Robbery] is a forcible and atrocious crime.]’ ” (Barillas,
supra, 49 Cal.App.4th at p. 1023, fn. 9.)
7The Barillas court referred to the term “atrocious” as “antiquated.” (Barillas, supra,
49 Cal.App.4th at p. 1023.)
27